Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 3M COMMM · Entity 1275 | Director · Exec Chairman | March 29, 2019 | April 01, 2019 |
| CHEVRON CORPCVX · Entity 2804 | Director | May 29, 2019 | May 31, 2019 |
| Merck & Co., Inc.MRK · Entity 2807 | Director | May 29, 2026 | June 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
3M CO
Report date March 29, 2019 · Filed April 01, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 267,495.5914 |
Reported balance
After 2019-03-29 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-03-29 · Sale · Disposed 184 · Balance 267,495.5914 |
| Common StockSEC Table I · non-derivative | Direct | 267,445.5914 |
Reported balance
After 2019-03-29 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2019-03-29 · Sale · Disposed 50 · Balance 267,445.5914 |
| Common StockSEC Table I · non-derivative | Direct | 267,357.5914 |
Reported balance
After 2019-03-29 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2019-03-29 · Sale · Disposed 88 · Balance 267,357.5914 |
| Common StockSEC Table I · non-derivative | Direct | 267,185.5914 |
Reported balance
After 2019-03-29 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2019-03-29 · Sale · Disposed 172 · Balance 267,185.5914 |
| Common StockSEC Table I · non-derivative | Direct | 266,957.5914 |
Reported balance
After 2019-03-29 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2019-03-29 · Sale · Disposed 228 · Balance 266,957.5914 |
| Common StockSEC Table I · non-derivative | Direct | 266,757.5914 |
Reported balance
After 2019-03-29 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2019-03-29 · Sale · Disposed 200 · Balance 266,757.5914 |
| Common StockSEC Table I · non-derivative | Direct | 266,487.5914 |
Reported balance
After 2019-03-29 transaction · row 7
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 7 · 2019-03-29 · Sale · Disposed 270 · Balance 266,487.5914 F1: Includes shares acquired under 3M's General Employee Stock Purchase Plan. |
| Non-qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $78.72 · Expires 2020-02-07 | Direct | 0 |
Reported balance
After 2019-03-29 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-03-29 · Exercise / conversion · Disposed 25,083 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares acquired under 3M's General Employee Stock Purchase Plan.
CHEVRON CORP
Report date May 29, 2019 · Filed May 31, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,479 |
Reported balance
After 2019-05-29 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-05-29 · Grant · Acquired 1,901 · Balance 12,479 F1: This number represents stock units issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan. F2: This number includes the acquisition of dividend equivalent accruals on stock units (358) issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: This number represents stock units issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan.
F2: This number includes the acquisition of dividend equivalent accruals on stock units (358) issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan.
Merck & Co., Inc.
Report date May 29, 2026 · Filed June 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 27,469.7107 |
Reported balance
After 2026-05-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-29 · Grant · Acquired 1,853.0997 · Balance 27,469.7107 F1: 1-for-1 F2: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation. F3: Holdings include shares acquired in dividend reinvestment transactions. |
| Common StockSEC Table I · non-derivative | Direct | 2,932.861 |
Reported balance
Holding disclosure · report date 2026-05-29 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,932.861 |
Filing footnotes · ownership attribution and instrument terms
F1: 1-for-1
F2: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation.
F3: Holdings include shares acquired in dividend reinvestment transactions.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 29, 2019 Filed Apr 1, 2019 20:56 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 100 | $208.00 | $20,800.00 |
DisclosureSEC source: 0001127602-19-013838 · form4.xml · nonDerivative · entry 5 THULIN INGE G · CIK 0001263739 · Director · Exec Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,613.5914 Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 20:56 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 100 | $207.89 | $20,789.00 |
DisclosureSEC source: 0001127602-19-013838 · form4.xml · nonDerivative · entry 4 THULIN INGE G · CIK 0001263739 · Director · Exec Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,713.5914 Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 20:56 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 100 | $207.83 | $20,783.00 |
DisclosureSEC source: 0001127602-19-013838 · form4.xml · nonDerivative · entry 3 THULIN INGE G · CIK 0001263739 · Director · Exec Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,813.5914 Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 20:56 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 300 | $207.82 | $62,344.50 |
DisclosureSEC source: 0001127602-19-013838 · form4.xml · nonDerivative · entry 2 THULIN INGE G · CIK 0001263739 · Director · Exec Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,913.5914 Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 20:56 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 200 | $207.77 | $41,554.00 |
DisclosureSEC source: 0001127602-19-013838 · form4.xml · nonDerivative · entry 1 THULIN INGE G · CIK 0001263739 · Director · Exec Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,213.5914 Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 20:52 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 200 | $207.73 | $41,545.00 |
DisclosureSEC source: 0001127602-19-013830 · form4.xml · nonDerivative · entry 29 THULIN INGE G · CIK 0001263739 · Director · Exec Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,413.5914 Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 20:52 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 300 | $207.72 | $62,316.00 |
DisclosureSEC source: 0001127602-19-013830 · form4.xml · nonDerivative · entry 28 THULIN INGE G · CIK 0001263739 · Director · Exec Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,613.5914 Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 20:52 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 100 | $207.71 | $20,770.50 |
DisclosureSEC source: 0001127602-19-013830 · form4.xml · nonDerivative · entry 27 THULIN INGE G · CIK 0001263739 · Director · Exec Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,913.5914 Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 20:52 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 100 | $207.70 | $20,770.00 |
DisclosureSEC source: 0001127602-19-013830 · form4.xml · nonDerivative · entry 26 THULIN INGE G · CIK 0001263739 · Director · Exec Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,013.5914 Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 20:52 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 100 | $207.69 | $20,769.00 |
DisclosureSEC source: 0001127602-19-013830 · form4.xml · nonDerivative · entry 25 THULIN INGE G · CIK 0001263739 · Director · Exec Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,113.5914 Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 20:52 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 29 | $207.45 | $6,016.05 |
DisclosureSEC source: 0001127602-19-013830 · form4.xml · nonDerivative · entry 24 THULIN INGE G · CIK 0001263739 · Director · Exec Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,213.5914 Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 20:52 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 400 | $207.35 | $82,940.00 |
DisclosureSEC source: 0001127602-19-013830 · form4.xml · nonDerivative · entry 23 THULIN INGE G · CIK 0001263739 · Director · Exec Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,242.5914 Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 20:52 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 100 | $207.35 | $20,734.50 |
DisclosureSEC source: 0001127602-19-013830 · form4.xml · nonDerivative · entry 22 THULIN INGE G · CIK 0001263739 · Director · Exec Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,642.5914 Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 20:52 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 28 | $207.34 | $5,805.52 |
DisclosureSEC source: 0001127602-19-013830 · form4.xml · nonDerivative · entry 21 THULIN INGE G · CIK 0001263739 · Director · Exec Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,742.5914 Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 20:52 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 300 | $207.32 | $62,194.50 |
DisclosureSEC source: 0001127602-19-013830 · form4.xml · nonDerivative · entry 20 THULIN INGE G · CIK 0001263739 · Director · Exec Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,770.5914 Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 20:52 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 600 | $207.30 | $124,380.00 |
DisclosureSEC source: 0001127602-19-013830 · form4.xml · nonDerivative · entry 19 THULIN INGE G · CIK 0001263739 · Director · Exec Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,070.5914 Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 20:52 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 1,200 | $207.29 | $248,742.00 |
DisclosureSEC source: 0001127602-19-013830 · form4.xml · nonDerivative · entry 18 THULIN INGE G · CIK 0001263739 · Director · Exec Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,670.5914 Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 20:52 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 700 | $207.27 | $145,089.00 |
DisclosureSEC source: 0001127602-19-013830 · form4.xml · nonDerivative · entry 17 THULIN INGE G · CIK 0001263739 · Director · Exec Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,870.5914 Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 20:52 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 25,083 | $78.72 | $1,974,533.76 |
DisclosureSEC source: 0001127602-19-013830 · form4.xml · nonDerivative · entry 16 THULIN INGE G · CIK 0001263739 · Director · Exec Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,570.5914 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 20:52 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 100 | $209.06 | $20,906.00 |
DisclosureSEC source: 0001127602-19-013830 · form4.xml · nonDerivative · entry 15 THULIN INGE G · CIK 0001263739 · Director · Exec Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,487.5914 Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 20:52 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 100 | $209.05 | $20,905.00 |
DisclosureSEC source: 0001127602-19-013830 · form4.xml · nonDerivative · entry 14 THULIN INGE G · CIK 0001263739 · Director · Exec Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,587.5914 Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 20:52 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 50 | $208.93 | $10,446.50 |
DisclosureSEC source: 0001127602-19-013830 · form4.xml · nonDerivative · entry 13 THULIN INGE G · CIK 0001263739 · Director · Exec Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,687.5914 Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 20:52 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 200 | $208.92 | $41,784.00 |
DisclosureSEC source: 0001127602-19-013830 · form4.xml · nonDerivative · entry 12 THULIN INGE G · CIK 0001263739 · Director · Exec Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,737.5914 Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 20:52 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 150 | $208.89 | $31,333.50 |
DisclosureSEC source: 0001127602-19-013830 · form4.xml · nonDerivative · entry 11 THULIN INGE G · CIK 0001263739 · Director · Exec Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,937.5914 Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 20:52 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 100 | $208.86 | $20,886.00 |
DisclosureSEC source: 0001127602-19-013830 · form4.xml · nonDerivative · entry 10 THULIN INGE G · CIK 0001263739 · Director · Exec Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,087.5914 Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 20:52 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 200 | $208.82 | $41,764.00 |
DisclosureSEC source: 0001127602-19-013830 · form4.xml · nonDerivative · entry 9 THULIN INGE G · CIK 0001263739 · Director · Exec Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,187.5914 Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 20:52 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 50 | $208.81 | $10,440.50 |
DisclosureSEC source: 0001127602-19-013830 · form4.xml · nonDerivative · entry 8 THULIN INGE G · CIK 0001263739 · Director · Exec Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,387.5914 Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 20:52 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 150 | $208.80 | $31,320.00 |
DisclosureSEC source: 0001127602-19-013830 · form4.xml · nonDerivative · entry 7 THULIN INGE G · CIK 0001263739 · Director · Exec Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,437.5914 Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 20:52 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 200 | $208.67 | $41,734.00 |
DisclosureSEC source: 0001127602-19-013830 · form4.xml · nonDerivative · entry 6 THULIN INGE G · CIK 0001263739 · Director · Exec Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,587.5914 Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 20:52 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 100 | $208.53 | $20,853.00 |
DisclosureSEC source: 0001127602-19-013830 · form4.xml · nonDerivative · entry 5 THULIN INGE G · CIK 0001263739 · Director · Exec Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,787.5914 Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 20:52 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 100 | $208.51 | $20,851.00 |
DisclosureSEC source: 0001127602-19-013830 · form4.xml · nonDerivative · entry 4 THULIN INGE G · CIK 0001263739 · Director · Exec Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,887.5914 Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 20:52 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 100 | $208.49 | $20,849.00 |
DisclosureSEC source: 0001127602-19-013830 · form4.xml · nonDerivative · entry 3 THULIN INGE G · CIK 0001263739 · Director · Exec Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,987.5914 Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 20:52 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 100 | $208.45 | $20,844.50 |
DisclosureSEC source: 0001127602-19-013830 · form4.xml · nonDerivative · entry 2 THULIN INGE G · CIK 0001263739 · Director · Exec Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,087.5914 Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 20:52 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 6 | $208.28 | $1,249.68 |
DisclosureSEC source: 0001127602-19-013830 · form4.xml · nonDerivative · entry 1 THULIN INGE G · CIK 0001263739 · Director · Exec Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,187.5914 Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 20:58 UTC | Merck & Co., Inc. MRK · Entity 2807 | GrantPhantom Stock · Derivative | 345.6775 | $83.17 | $28,750.00 |
DisclosureSEC source: 0001225208-19-006171 · doc4.xml · derivative · entry 2 THULIN INGE G · CIK 0001263739 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,265.6455 Underlying: Common Stock · 345.6775 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation. F2 · derivative.expiration_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation. F3 · balance_after: Holdings include shares acquired in dividend reinvestment transactions. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 18:45 UTC | 3M CO MMM · Entity 1275 | GrantIncentive Stock Option (Right to Buy) · Derivative | 68,543 | $0.00 Strike: $201.12 | $0.00 |
DisclosureSEC source: 0001127602-19-004495 · form4.xml · derivative · entry 4 THULIN INGE G · CIK 0001263739 · Director · Exec Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,543 Underlying: Common Stock · 68,543 shares Expires 2029-02-04 Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 18:45 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 911.065 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004495 · form4.xml · nonDerivative · entry 2 THULIN INGE G · CIK 0001263739 · Director · Exec Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,367.3864 F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2016. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary. F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 18:45 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 38,768.728 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004495 · form4.xml · nonDerivative · entry 1 THULIN INGE G · CIK 0001263739 · Director · Exec Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,278.4514 F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2016. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary. Read SEC document |
| February 05, 2019 Filed Feb 20, 2019 17:49 UTC Amendment | 3M CO MMM · Entity 1275 | GrantIncentive Stock Option (Right to Buy) · Derivative | 68,543 | $0.00 Strike: $201.12 | $0.00 |
DisclosureSEC source: 0001127602-19-007050 · form4a.xml · derivative · entry 4 THULIN INGE G · CIK 0001263739 · Director · Exec Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,543 Underlying: Common Stock · 68,543 shares Expires 2029-02-04 Read SEC document |
| February 05, 2019 Filed Feb 20, 2019 17:49 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 1,133.871 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-007050 · form4a.xml · nonDerivative · entry 2 THULIN INGE G · CIK 0001263739 · Director · Exec Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,144.5804 F1 · shares: On February 7, 2019, the reporting person reported the number of shares of 3M Common Stock that will be delivered on a deferred basis as a result of the vesting of a 2016 performance share award made to the reporting person. The number of shares previously reported as being withheld for the payment of FICA taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld. F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 05, 2019 Filed Feb 20, 2019 17:49 UTC Amendment | 3M CO MMM · Entity 1275 | GrantCommon Stock | 38,768.728 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-007050 · form4a.xml · nonDerivative · entry 1 THULIN INGE G · CIK 0001263739 · Director · Exec Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,278.4514 Read SEC document |
| January 31, 2019 Filed Feb 1, 2019 16:23 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 13,290 | $0.00 Strike: $78.72 | $0.00 |
DisclosureSEC source: 0001127602-19-003287 · form4.xml · derivative · entry 8 THULIN INGE G · CIK 0001263739 · Director · Exec Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,083 Underlying: Common Stock · 13,290 shares Expires 2020-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2019 Filed Feb 1, 2019 16:23 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 712 | $200.05 | $142,435.60 |
DisclosureSEC source: 0001127602-19-003287 · form4.xml · nonDerivative · entry 6 THULIN INGE G · CIK 0001263739 · Director · Exec Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,457.8087 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2018. Read SEC document |
| January 31, 2019 Filed Feb 1, 2019 16:23 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 1,288 | $200.03 | $257,644.31 |
DisclosureSEC source: 0001127602-19-003287 · form4.xml · nonDerivative · entry 5 THULIN INGE G · CIK 0001263739 · Director · Exec Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,169.8087 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2018. Read SEC document |
| January 31, 2019 Filed Feb 1, 2019 16:23 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 4,700 | $200.03 | $940,141.00 |
DisclosureSEC source: 0001127602-19-003287 · form4.xml · nonDerivative · entry 4 THULIN INGE G · CIK 0001263739 · Director · Exec Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,457.8087 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2018. Read SEC document |
| January 31, 2019 Filed Feb 1, 2019 16:23 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 6,090 | $200.02 | $1,218,121.80 |
DisclosureSEC source: 0001127602-19-003287 · form4.xml · nonDerivative · entry 3 THULIN INGE G · CIK 0001263739 · Director · Exec Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,157.8087 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2018. Read SEC document |
| January 31, 2019 Filed Feb 1, 2019 16:23 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 500 | $200.01 | $100,005.00 |
DisclosureSEC source: 0001127602-19-003287 · form4.xml · nonDerivative · entry 2 THULIN INGE G · CIK 0001263739 · Director · Exec Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,247.8087 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2018. Read SEC document |
| January 31, 2019 Filed Feb 1, 2019 16:23 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 13,290 | $78.72 | $1,046,188.80 |
DisclosureSEC source: 0001127602-19-003287 · form4.xml · nonDerivative · entry 1 THULIN INGE G · CIK 0001263739 · Director · Exec Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,747.8087 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2018. Read SEC document |
| January 30, 2019 Filed Feb 1, 2019 15:13 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 11,793 | $0.00 Strike: $78.72 | $0.00 |
DisclosureSEC source: 0001127602-19-003273 · form4.xml · derivative · entry 8 THULIN INGE G · CIK 0001263739 · Director · Exec Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,373 Underlying: Common Stock · 11,793 shares Expires 2020-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2019 Filed Feb 1, 2019 15:13 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 305 | $200.05 | $61,014.76 |
DisclosureSEC source: 0001127602-19-003273 · form4.xml · nonDerivative · entry 6 THULIN INGE G · CIK 0001263739 · Director · Exec Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,457.8087 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.