TRAQUINA PERRY M

SEC source: 0001228062-23-000008 · edgardoc.xml · derivative · entry 1

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,669

Underlying: Common Stock · 5,669 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date.

F3 · derivative.expiration_date: Not Applicable.

SEC source: 0001228062-23-000006 · edgardoc.xml · derivative · entry 2

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,244 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date.

F3 · derivative.expiration_date: Not Applicable.

SEC source: 0001228062-23-000006 · edgardoc.xml · nonDerivative · entry 1

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,985

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-23-017692 · form4.xml · derivative · entry 1

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,603

Underlying: Common Stock · 1,603 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) granted under The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors providing that each RSU represents the right to receive one share of Allstate common stock following either a standard restriction period or a deferred period of restriction if elected. The RSUs reported will convert into common stock on the day prior to the tenth anniversary of the date of grant, except in the event of the reporting person's death or disability, which will cause the RSUs to convert on the date of death or disability.

F1 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors providing that each RSU represents the right to receive one share of Allstate common stock following either a standard restriction period or a deferred period of restriction if elected. The RSUs reported will convert into common stock on the day prior to the tenth anniversary of the date of grant, except in the event of the reporting person's death or disability, which will cause the RSUs to convert on the date of death or disability.

F1 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors providing that each RSU represents the right to receive one share of Allstate common stock following either a standard restriction period or a deferred period of restriction if elected. The RSUs reported will convert into common stock on the day prior to the tenth anniversary of the date of grant, except in the event of the reporting person's death or disability, which will cause the RSUs to convert on the date of death or disability.

SEC source: 0001209191-23-033734 · doc4.xml · nonDerivative · entry 2

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,108.678

F2 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1.

SEC source: 0001209191-23-033734 · doc4.xml · nonDerivative · entry 1

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,255.802

F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1.

SEC source: 0001228062-23-000004 · edgardoc.xml · nonDerivative · entry 1

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,741

F1 · shares: The reporting person has elected to receive fully vested shares of the Issuer's common stock in lieu of cash retainer fees payable for service on the Issuer's Board of Directors and any committees thereof. The number of shares issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the date such fees would otherwise be paid, rounded up to the nearest whole share.

SEC source: 0001127602-23-012407 · form4.xml · nonDerivative · entry 1

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,736.791

F1 · shares: Stock acquired pursuant to election to receive stock in lieu of cash compensation under The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors.

F2 · balance_after: Balance also reflects 13.015 shares acquired during the period of January 5, 2023, through April 4, 2023, through the Shareholder Service Plus Plan, which reinvests dividends paid on The Allstate Corporation common shares.

SEC source: 0001228062-23-000002 · edgardoc.xml · nonDerivative · entry 1

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,067

F1 · shares: The reporting person has elected to receive fully vested shares of the Issuer's common stock in lieu of cash retainer fees payable for service on the Issuer's Board of Directors and any committees thereof. The number of shares issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the date such fees would otherwise be paid, rounded up to the nearest whole share.

SEC source: 0001127602-23-000554 · form4.xml · nonDerivative · entry 1

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,374.776

F1 · shares: Stock acquired pursuant to election to receive stock in lieu of cash compensation under The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-22-059396 · doc4.xml · nonDerivative · entry 1

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,905.512

F1 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1.

SEC source: 0001228062-22-000012 · edgardoc.xml · nonDerivative · entry 1

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,456

F1 · shares: The reporting person has elected to receive fully vested shares of the Issuer's common stock in lieu of cash retainer fees payable for service on the Issuer's Board of Directors and any committees thereof. The number of shares issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the date such fees would otherwise be paid, rounded up to the nearest whole share.

SEC source: 0001127602-22-023510 · form4.xml · nonDerivative · entry 1

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,089.776

F1 · shares: Stock acquired pursuant to election to receive stock in lieu of cash compensation under The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors.

F2 · balance_after: Balance also reflects 11.724 shares acquired during the period of July 7, 2022 through October 4, 2022, through the Shareholder Service Plus Plan, which reinvests dividends paid on The Allstate Corporation common shares.

SEC source: 0001228062-22-000009 · edgardoc.xml · nonDerivative · entry 1

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,761

F1 · shares: The reporting person has elected to receive fully vested shares of the Issuer's common stock in lieu of cash retainer fees payable for service on the Issuer's Board of Directors and any committees thereof. The number of shares issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the date such fees would otherwise be paid, rounded up to the nearest whole share.

SEC source: 0001127602-22-018940 · form4.xml · nonDerivative · entry 1

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,767.052

F1 · shares: Stock acquired pursuant to election to receive stock in lieu of cash compensation under The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors.

F2 · balance_after: Balance also reflects 9.528 shares acquired during the period of April 6, 2022 through July 6, 2022, through the Shareholder Service Plus Plan, which reinvests dividends paid on The Allstate Corporation common shares.

SEC source: 0001228062-22-000007 · edgardoc.xml · derivative · entry 3

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,244

Underlying: Common Stock · 5,244 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date.

F3 · derivative.expiration_date: Not Applicable.

SEC source: 0001228062-22-000007 · edgardoc.xml · derivative · entry 2

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,791 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date.

F3 · derivative.expiration_date: Not Applicable.

SEC source: 0001228062-22-000007 · edgardoc.xml · nonDerivative · entry 1

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,209

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-22-016652 · form4.xml · derivative · entry 1

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,300

Underlying: Common Stock · 1,300 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) granted under The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors providing that each RSU represents the right to receive one share of Allstate common stock following either a standard restriction period or a deferred period of restriction if elected. The RSUs reported will convert into common stock on the tenth anniversary of the date of grant, except in the event of the reporting person's death or disability, which will cause the RSUs to convert on the day following the date of death or disability.

F1 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors providing that each RSU represents the right to receive one share of Allstate common stock following either a standard restriction period or a deferred period of restriction if elected. The RSUs reported will convert into common stock on the tenth anniversary of the date of grant, except in the event of the reporting person's death or disability, which will cause the RSUs to convert on the day following the date of death or disability.

F1 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors providing that each RSU represents the right to receive one share of Allstate common stock following either a standard restriction period or a deferred period of restriction if elected. The RSUs reported will convert into common stock on the tenth anniversary of the date of grant, except in the event of the reporting person's death or disability, which will cause the RSUs to convert on the day following the date of death or disability.

SEC source: 0001209191-22-034015 · doc4.xml · nonDerivative · entry 2

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,035.038

F2 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1.

SEC source: 0001209191-22-034015 · doc4.xml · nonDerivative · entry 1

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,239.994

F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1.

SEC source: 0001228062-22-000005 · edgardoc.xml · nonDerivative · entry 1

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,418

F1 · shares: The reporting person has elected to receive fully vested shares of the Issuer's common stock in lieu of cash retainer fees payable for service on the Issuer's Board of Directors and any committees thereof. The number of shares issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the date such fees would otherwise be paid, rounded up to the nearest whole share.

SEC source: 0001127602-22-011600 · form4.xml · nonDerivative · entry 1

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,461.524

F1 · shares: Stock acquired pursuant to election to receive stock in lieu of cash compensation under The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors.

F2 · balance_after: Balance also reflects 12.844 shares acquired during the period of October 6, 2021 through April 5, 2022, through the Shareholder Service Plus Plan, which reinvests dividends paid on The Allstate Corporation common shares.

SEC source: 0001228062-22-000002 · edgardoc.xml · nonDerivative · entry 1

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,897

F1 · shares: The reporting person has elected to receive fully vested shares of the Issuer's common stock in lieu of cash retainer fees payable for service on the Issuer's Board of Directors and any committees thereof. The number of shares issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the date such fees would otherwise be paid, rounded up to the nearest whole share.

SEC source: 0001127602-22-000480 · form4.xml · nonDerivative · entry 1

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,171.68

F1 · shares: Stock acquired pursuant to election to receive stock in lieu of cash compensation for service beginning on January 1, 2022, under The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors.

F2 · balance_after: Balance also reflects 82.680 shares acquired during the period of October 3, 2016 through October 5, 2021, through the Shareholder Service Plus Plan, which reinvests dividends paid on The Allstate Corporation common shares.

SEC source: 0001209191-21-067824 · doc4.xml · nonDerivative · entry 1

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,329.444

F1 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1.

SEC source: 0001228062-21-000010 · edgardoc.xml · nonDerivative · entry 1

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,450

F1 · shares: The reporting person has elected to receive fully vested shares of the Issuer's common stock in lieu of cash retainer fees payable for service on the Issuer's Board of Directors and any committees thereof. The number of shares issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the date such fees would otherwise be paid, rounded up to the nearest whole share.

SEC source: 0001127602-21-026683 · form4.xml · derivative · entry 1

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,955.216

Underlying: Common Stock · 303.398 shares

Expires not disclosed

F1 · shares: These common share units were acquired pursuant to The Allstate Corporation Amended and Restated Deferred Compensation Plan for Non-Employee Directors and represent director's fees deferred under the Plan and converted into units based on the market value of The Allstate Corporation's common shares. The units are credited with amounts representing dividends on common shares, as declared, which are also converted into units. For the period of July 2, 2021 through October 1, 2021, the reporting person acquired 41.920 of common share units representing those dividends.

F1 · derivative.exercise_date: These common share units were acquired pursuant to The Allstate Corporation Amended and Restated Deferred Compensation Plan for Non-Employee Directors and represent director's fees deferred under the Plan and converted into units based on the market value of The Allstate Corporation's common shares. The units are credited with amounts representing dividends on common shares, as declared, which are also converted into units. For the period of July 2, 2021 through October 1, 2021, the reporting person acquired 41.920 of common share units representing those dividends.

F1 · derivative.expiration_date: These common share units were acquired pursuant to The Allstate Corporation Amended and Restated Deferred Compensation Plan for Non-Employee Directors and represent director's fees deferred under the Plan and converted into units based on the market value of The Allstate Corporation's common shares. The units are credited with amounts representing dividends on common shares, as declared, which are also converted into units. For the period of July 2, 2021 through October 1, 2021, the reporting person acquired 41.920 of common share units representing those dividends.

SEC source: 0001228062-21-000008 · edgardoc.xml · nonDerivative · entry 1

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,096

F1 · shares: The reporting person has elected to receive fully vested shares of the Issuer's common stock in lieu of cash retainer fees payable for service on the Issuer's Board of Directors and any committees thereof. The number of shares issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the date such fees would otherwise be paid, rounded up to the nearest whole share.

SEC source: 0001127602-21-021575 · form4.xml · derivative · entry 1

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,609.898

Underlying: Common Stock · 314.779 shares

Expires not disclosed

F1 · shares: These common share units were acquired pursuant to The Allstate Corporation Amended and Restated Deferred Compensation Plan for Non-Employee Directors and represent director's fees deferred under the Plan and converted into units based on the market value of The Allstate Corporation's common shares. The units are credited with amounts representing dividends on common shares, as declared, which are also converted into units. For the period of April 2, 2021 through July 1, 2021, the reporting person acquired 38.167 of common share units representing those dividends.

F1 · derivative.exercise_date: These common share units were acquired pursuant to The Allstate Corporation Amended and Restated Deferred Compensation Plan for Non-Employee Directors and represent director's fees deferred under the Plan and converted into units based on the market value of The Allstate Corporation's common shares. The units are credited with amounts representing dividends on common shares, as declared, which are also converted into units. For the period of April 2, 2021 through July 1, 2021, the reporting person acquired 38.167 of common share units representing those dividends.

F1 · derivative.expiration_date: These common share units were acquired pursuant to The Allstate Corporation Amended and Restated Deferred Compensation Plan for Non-Employee Directors and represent director's fees deferred under the Plan and converted into units based on the market value of The Allstate Corporation's common shares. The units are credited with amounts representing dividends on common shares, as declared, which are also converted into units. For the period of April 2, 2021 through July 1, 2021, the reporting person acquired 38.167 of common share units representing those dividends.

SEC source: 0001228062-21-000006 · edgardoc.xml · derivative · entry 3

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,791

Underlying: Common Stock · 3,791 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date.

F3 · derivative.expiration_date: Not Applicable.

SEC source: 0001228062-21-000006 · edgardoc.xml · derivative · entry 2

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,873 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date.

F3 · derivative.expiration_date: Not Applicable.

SEC source: 0001228062-21-000006 · edgardoc.xml · nonDerivative · entry 1

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-21-018984 · form4.xml · derivative · entry 1

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,124

Underlying: Common Stock · 1,124 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) granted under The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors providing that each RSU represents the right to receive one share of Allstate common stock following either a standard restriction period or a deferred period of restriction if elected. The RSUs reported will convert into common stock the day following the date on which the reporting person's Board service with Allstate terminates, except in the event of the reporting person's death or disability, which will cause the RSUs to convert on the day following the date of death or disability.

F1 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors providing that each RSU represents the right to receive one share of Allstate common stock following either a standard restriction period or a deferred period of restriction if elected. The RSUs reported will convert into common stock the day following the date on which the reporting person's Board service with Allstate terminates, except in the event of the reporting person's death or disability, which will cause the RSUs to convert on the day following the date of death or disability.

F1 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors providing that each RSU represents the right to receive one share of Allstate common stock following either a standard restriction period or a deferred period of restriction if elected. The RSUs reported will convert into common stock the day following the date on which the reporting person's Board service with Allstate terminates, except in the event of the reporting person's death or disability, which will cause the RSUs to convert on the day following the date of death or disability.

SEC source: 0001209191-21-037844 · doc4.xml · nonDerivative · entry 2

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,795.008

F2 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1.

SEC source: 0001209191-21-037844 · doc4.xml · nonDerivative · entry 1

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,065.212

F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1.

SEC source: 0001228062-21-000004 · edgardoc.xml · nonDerivative · entry 1

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,751

F1 · shares: The reporting person has elected to receive fully vested shares of the Issuer's common stock in lieu of cash retainer fees payable for service on the Issuer's Board of Directors and any committees thereof. The number of shares issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the date such fees would otherwise be paid, rounded up to the nearest whole share.

SEC source: 0001127602-21-013088 · form4.xml · derivative · entry 1

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,256.952

Underlying: Common Stock · 269.327 shares

Expires not disclosed

F1 · shares: These common share units were acquired pursuant to The Allstate Corporation Amended and Restated Deferred Compensation Plan for Non-Employee Directors and represent director's fees deferred under the Plan and converted into units based on the market value of The Allstate Corporation's common shares. The units are credited with amounts representing dividends on common shares, as declared, which are also converted into units. For the period of October 2, 2020 through April 1, 2021, the reporting person acquired 71.071 of common share units representing those dividends.

F1 · derivative.exercise_date: These common share units were acquired pursuant to The Allstate Corporation Amended and Restated Deferred Compensation Plan for Non-Employee Directors and represent director's fees deferred under the Plan and converted into units based on the market value of The Allstate Corporation's common shares. The units are credited with amounts representing dividends on common shares, as declared, which are also converted into units. For the period of October 2, 2020 through April 1, 2021, the reporting person acquired 71.071 of common share units representing those dividends.

F1 · derivative.expiration_date: These common share units were acquired pursuant to The Allstate Corporation Amended and Restated Deferred Compensation Plan for Non-Employee Directors and represent director's fees deferred under the Plan and converted into units based on the market value of The Allstate Corporation's common shares. The units are credited with amounts representing dividends on common shares, as declared, which are also converted into units. For the period of October 2, 2020 through April 1, 2021, the reporting person acquired 71.071 of common share units representing those dividends.

SEC source: 0001228062-21-000002 · edgardoc.xml · nonDerivative · entry 1

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,155

F1 · shares: The reporting person has elected to receive fully vested shares of the Issuer's common stock in lieu of cash retainer fees payable for service on the Issuer's Board of Directors and any committees thereof. The number of shares issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the date such fees would otherwise be paid, rounded up to the nearest whole share.

SEC source: 0001127602-21-000497 · form4.xml · derivative · entry 1

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,916.554

Underlying: Common Stock · 284.272 shares

Expires not disclosed

F1 · shares: These common share units were acquired pursuant to The Allstate Corporation Amended and Restated Deferred Compensation Plan for Non-Employee Directors and represent director's fees deferred under the Plan and converted into units based on the market value of The Allstate Corporation's common shares.

F1 · derivative.exercise_date: These common share units were acquired pursuant to The Allstate Corporation Amended and Restated Deferred Compensation Plan for Non-Employee Directors and represent director's fees deferred under the Plan and converted into units based on the market value of The Allstate Corporation's common shares.

F1 · derivative.expiration_date: These common share units were acquired pursuant to The Allstate Corporation Amended and Restated Deferred Compensation Plan for Non-Employee Directors and represent director's fees deferred under the Plan and converted into units based on the market value of The Allstate Corporation's common shares.

SEC source: 0001209191-21-067824 · doc4.xml · nonDerivative · entry 2

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Revocable Trust

Disclosed balance after: 0

F2 · security: Each Depositary Share represents a 1/100th interest in a share of Morgan Stanley Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Series N, $0.01 par value per share.

SEC source: 0001209191-20-061497 · doc4.xml · nonDerivative · entry 1

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,865.517

F1 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1.

SEC source: 0001228062-20-000006 · edgardoc.xml · nonDerivative · entry 1

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,586

F1 · shares: The reporting person has elected to receive fully vested shares of the Issuer's common stock in lieu of cash retainer fees payable for service on the Issuer's Board of Directors and any committees thereof. The number of shares issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the date such fees would otherwise be paid, rounded up to the nearest whole share.

SEC source: 0001209191-20-054030 · doc4.xml · nonDerivative · entry 1

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Revocable Trust

Disclosed balance after: 400

F1 · security: Each Depositary Share represents a 1/100th interest in a share of Morgan Stanley Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Series N, $0.01 par value per share ("Preferred Stock, Series N").

F2 · kind: Acquired as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 20, 2020, by and among Morgan Stanley, Moon-Eagle Merger Sub, Inc. and E*TRADE Financial Corporation, as it may be amended from time to time (the "Merger Agreement").

F3 · price: Pursuant to the Merger Agreement, each share of E*TRADE Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series B, $0.01 par value per share, outstanding immediately prior to the effective time of the merger, was cancelled in exchange for the right to receive one share of Preferred Stock, Series N. Shares of Preferred Stock Series N are represented by Depositary Shares, each representing a 1/100th interest in a share of Preferred Stock, Series N.

F4 · ownership.nature: Held in a revocable trust for which the Reporting Person and his spouse are trustees.

SEC source: 0001127602-20-026521 · form4.xml · derivative · entry 1

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,632.282

Underlying: Common Stock · 338.717 shares

Expires not disclosed

F1 · shares: These common share units were acquired pursuant to The Allstate Corporation Amended and Restated Deferred Compensation Plan for Non-Employee Directors and represent the director's fees deferred under the Plan and converted into units based on the fair market value of The Allstate Corporation's common shares. The units are credited with amounts representing dividends on common shares, as declared, which are also converted into units. For the period of July 2, 2020, through October 1, 2020, the reporting person acquired 30.803 common share units representing those dividends.

F1 · derivative.exercise_date: These common share units were acquired pursuant to The Allstate Corporation Amended and Restated Deferred Compensation Plan for Non-Employee Directors and represent the director's fees deferred under the Plan and converted into units based on the fair market value of The Allstate Corporation's common shares. The units are credited with amounts representing dividends on common shares, as declared, which are also converted into units. For the period of July 2, 2020, through October 1, 2020, the reporting person acquired 30.803 common share units representing those dividends.

F1 · derivative.expiration_date: These common share units were acquired pursuant to The Allstate Corporation Amended and Restated Deferred Compensation Plan for Non-Employee Directors and represent the director's fees deferred under the Plan and converted into units based on the fair market value of The Allstate Corporation's common shares. The units are credited with amounts representing dividends on common shares, as declared, which are also converted into units. For the period of July 2, 2020, through October 1, 2020, the reporting person acquired 30.803 common share units representing those dividends.

SEC source: 0001228062-20-000004 · edgardoc.xml · nonDerivative · entry 1

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,887

F1 · shares: The reporting person has elected to receive fully vested shares of the Issuer's common stock in lieu of cash retainer fees payable for service on the Issuer's Board of Directors and any committees thereof. The number of shares issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the date such fees would otherwise be paid, rounded up to the nearest whole share.

SEC source: 0001127602-20-020760 · form4.xml · derivative · entry 1

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,262.762

Underlying: Common Stock · 327.122 shares

Expires not disclosed

F1 · shares: These common share units were acquired pursuant to The Allstate Corporation Amended and Restated Deferred Compensation Plan for Non-Employee Directors and represent the director's fees deferred under the Plan and converted into units based on the fair market value of The Allstate Corporation's common shares. The units are credited with amounts representing dividends on common shares, as declared, which are also converted into units. For the period of April 2, 2020 through July 1, 2020, the reporting person acquired 27.743 of common share units representing those dividends.

F1 · derivative.exercise_date: These common share units were acquired pursuant to The Allstate Corporation Amended and Restated Deferred Compensation Plan for Non-Employee Directors and represent the director's fees deferred under the Plan and converted into units based on the fair market value of The Allstate Corporation's common shares. The units are credited with amounts representing dividends on common shares, as declared, which are also converted into units. For the period of April 2, 2020 through July 1, 2020, the reporting person acquired 27.743 of common share units representing those dividends.

F1 · derivative.expiration_date: These common share units were acquired pursuant to The Allstate Corporation Amended and Restated Deferred Compensation Plan for Non-Employee Directors and represent the director's fees deferred under the Plan and converted into units based on the fair market value of The Allstate Corporation's common shares. The units are credited with amounts representing dividends on common shares, as declared, which are also converted into units. For the period of April 2, 2020 through July 1, 2020, the reporting person acquired 27.743 of common share units representing those dividends.

SEC source: 0001580378-20-000018 · edgardoc.xml · derivative · entry 1

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,873

Underlying: Common Stock · 4,873 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date.

F3 · derivative.expiration_date: Not Applicable.

SEC source: 0001127602-20-018746 · form4.xml · derivative · entry 1

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,565

Underlying: Common Stock · 1,565 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) granted under The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors providing that each RSU represents the right to receive one share of Allstate common stock following either a standard restriction period or a deferred period of restriction if elected. The RSUs reported will convert into common stock the day following the date on which the reporting person's Board service with Allstate terminates, except in the event of the reporting person's death or disability, which will cause the RSUs to convert on the day following the date of death or disability.

F1 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors providing that each RSU represents the right to receive one share of Allstate common stock following either a standard restriction period or a deferred period of restriction if elected. The RSUs reported will convert into common stock the day following the date on which the reporting person's Board service with Allstate terminates, except in the event of the reporting person's death or disability, which will cause the RSUs to convert on the day following the date of death or disability.

F1 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors providing that each RSU represents the right to receive one share of Allstate common stock following either a standard restriction period or a deferred period of restriction if elected. The RSUs reported will convert into common stock the day following the date on which the reporting person's Board service with Allstate terminates, except in the event of the reporting person's death or disability, which will cause the RSUs to convert on the day following the date of death or disability.

SEC source: 0001209191-20-033965 · doc4.xml · nonDerivative · entry 2

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,085.99

F2 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1.