Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Intercontinental Exchange, Inc.ICE · Entity 1809 | Director | May 18, 2026 | May 20, 2026 |
| JOHNSON & JOHNSONJNJ · Entity 2722 | Director | September 08, 2026 | September 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Intercontinental Exchange, Inc.
Report date May 18, 2026 · Filed May 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,538 |
Reported balance
After 2026-05-18 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-18 · Grant · Acquired 1,538 · Balance 1,538 F1: Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share. F2: The common stock number referred in Table 1 represents 1,538 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 18, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share.
F2: The common stock number referred in Table 1 represents 1,538 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 18, 2027.
JOHNSON & JOHNSON
Report date September 08, 2026 · Filed September 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Share UnitsSEC Table II · derivative / convertible security | Direct | 2,445.177 |
Reported balance
After 2026-09-08 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-08 · Grant · Acquired 113.098 · Balance 2,445.177 F1: Acquisition of Deferred Share Units (DSU) for deferral of cash retainer under the Issuer's Amended and Restated Deferred Fee Plan for Directors. DSUs are to be settled in cash upon termination of the Reporting Person's directorship. Each DSU represents the fair market value of one share of Common Stock on the business day prior to settlement date. F2: Includes dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the Reporting Person on DSUs held by the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: Acquisition of Deferred Share Units (DSU) for deferral of cash retainer under the Issuer's Amended and Restated Deferred Fee Plan for Directors. DSUs are to be settled in cash upon termination of the Reporting Person's directorship. Each DSU represents the fair market value of one share of Common Stock on the business day prior to settlement date.
F2: Includes dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the Reporting Person on DSUs held by the Reporting Person.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
JPMORGAN CHASE & CO
Report date June 30, 2025 · Filed July 02, 2025
Section 16 reporting ended · disclosed 2025-07-02. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 15, 2016 Filed Apr 18, 2016 21:38 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 86,886 | $62.18 | $5,402,137.05 |
DisclosureSEC source: 0001225208-16-031514 · doc4.xml · nonDerivative · entry 2 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,875 Read SEC document |
| April 15, 2016 Filed Apr 18, 2016 21:38 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 100,000 | $46.79 | $4,679,000.00 |
DisclosureSEC source: 0001225208-16-031514 · doc4.xml · nonDerivative · entry 1 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,761 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 14, 2016 Filed Apr 14, 2016 21:39 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 28,837 | $62.38 | $1,798,993.36 |
DisclosureSEC source: 0001225208-16-031446 · doc4.xml · nonDerivative · entry 1 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,761 F1 · kind: Sale pursuant to 10b5-1 Plan dated February 11, 2016. Read SEC document |
| January 19, 2016 Filed Jan 21, 2016 22:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 101,466 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-024630 · doc4.xml · derivative · entry 1 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,466 Underlying: Common Stock · 101,466 shares Expires 2019-01-13 F1 · security: As announced by the Firm on its Current Report on Form 8-K dated January 21, 2016, Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2015, with the remaining 50% awarded in the form of Performance Share Units (PSUs). Additional information on PSUs is provided in such Form 8-K. In addition, Mr. Pinto is designated as Identified Staff subject to the compensation limits of the European Union Capital Requirements Directive IV (CRD IV). As a result, Mr. Pinto did not receive variable compensation in the form of cash for 2015. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2016 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee. In addition, Mr. Pinto's equity incentives are subject to the Firm's clawback policy for Identified Staff. F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2018 and 50% on January 13, 2019. As Identified Staff, shares resulting from vesting must be held for 6 months from vesting date. Read SEC document |
| January 13, 2016 Filed Jan 15, 2016 23:00 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 41,596 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-024267 · doc4.xml · derivative · entry 4 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 41,596 shares Expires 2016-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on July 25, 2014 and 50% on January 13, 2016. Shares resulting from vesting must be held 6 months from vesting date. Read SEC document |
| January 13, 2016 Filed Jan 15, 2016 23:00 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 19,551 | $58.29 | $1,139,676.67 |
DisclosureSEC source: 0001225208-16-024267 · doc4.xml · nonDerivative · entry 2 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,598 Read SEC document |
| January 13, 2016 Filed Jan 15, 2016 23:00 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 41,596 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-024267 · doc4.xml · nonDerivative · entry 1 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,149 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| July 25, 2015 Filed Jul 27, 2015 21:08 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 42,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-015851 · doc4.xml · derivative · entry 4 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,117 Underlying: Common Stock · 42,117 shares Expires 2017-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on July 25, 2015 and 50% on January 13, 2017. Shares resulting from vesting must be held for 6 months from vesting date. Read SEC document |
| July 25, 2015 Filed Jul 27, 2015 21:08 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 19,795 | $69.12 | $1,368,230.40 |
DisclosureSEC source: 0001225208-15-015851 · doc4.xml · nonDerivative · entry 2 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,553 Read SEC document |
| July 25, 2015 Filed Jul 27, 2015 21:08 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 42,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-015851 · doc4.xml · nonDerivative · entry 1 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,348 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| July 16, 2015 Filed Jul 17, 2015 20:18 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 50,000 | $0.00 Strike: $34.78 | $0.00 |
DisclosureSEC source: 0001225208-15-015621 · doc4.xml · derivative · entry 4 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2015-10-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock Appreciation Rights vest and become exercisable in three equal annual installments beginning October 20, 2008. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| July 16, 2015 Filed Jul 17, 2015 20:18 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 36,728 | $69.68 | $2,559,207.04 |
DisclosureSEC source: 0001225208-15-015621 · doc4.xml · nonDerivative · entry 2 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,231 Read SEC document |
| July 16, 2015 Filed Jul 17, 2015 20:18 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 50,000 | $34.78 | $1,739,000.00 |
DisclosureSEC source: 0001225208-15-015621 · doc4.xml · nonDerivative · entry 1 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,959 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 22, 2015 Filed Jan 23, 2015 21:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 88,708 | $56.92 | $5,049,383.55 |
DisclosureSEC source: 0001225208-15-001875 · doc4.xml · nonDerivative · entry 1 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,959 F1 · kind: Sale pursuant to 10b5-1 Plan dated August 15, 2014. Read SEC document |
| January 20, 2015 Filed Jan 22, 2015 21:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 171,433 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-001773 · doc4.xml · derivative · entry 1 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,433 Underlying: Common Stock · 171,433 shares Expires 2018-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. The grant amount was calculated using a value of $55.9066 per restricted stock unit, the "fair market value" (the average of the high and low selling prices on the New York Stock Exchange composite tape) of one share of JPMC common stock on January 20, 2015, the date of grant under the terms of the JPMorgan Chase & Co. Long Term Incentive Plan. F2 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards (restricted stock units) granted in 2015 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of RSUs awarded to Operating Committee members are also subject to certain additional provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee. In addition, Mr. Pinto's awards are subject to additional terms and conditions reflecting applicable UK legal standards. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2017 and 50% on January 13, 2018. Read SEC document |
| January 13, 2015 Filed Jan 16, 2015 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 58,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-001452 · doc4.xml · derivative · entry 4 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 58,155 shares Expires 2015-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on July 25, 2013 and 50% on January 13, 2015. Shares resulting from vesting must be held 6 months from vesting date. Read SEC document |
| January 13, 2015 Filed Jan 16, 2015 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 27,333 | $59.04 | $1,613,603.66 |
DisclosureSEC source: 0001225208-15-001452 · doc4.xml · nonDerivative · entry 2 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,667 F2 · ownership.direct: Balance reflects transfer of shares previously owned indirectly by Trust to shares owned directly. Read SEC document |
| January 13, 2015 Filed Jan 16, 2015 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 58,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-001452 · doc4.xml · nonDerivative · entry 1 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| July 25, 2014 Filed Jul 29, 2014 20:17 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 41,595 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-017573 · doc4.xml · derivative · entry 4 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,596 Underlying: Common Stock · 41,595 shares Expires 2016-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on July 25, 2014 and 50% on January 13, 2016. Shares resulting from vesting must be held 6 months from vesting date. Read SEC document |
| July 25, 2014 Filed Jul 29, 2014 20:17 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 19,550 | $59.06 | $1,154,525.25 |
DisclosureSEC source: 0001225208-14-017573 · doc4.xml · nonDerivative · entry 2 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,018 F2 · shares: Represents the number of shares surrendered to the company in satisfaction of tax withholding obligations. Read SEC document |
| July 25, 2014 Filed Jul 29, 2014 20:17 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 41,595 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-017573 · doc4.xml · nonDerivative · entry 1 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,568 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| April 14, 2014 Filed Apr 16, 2014 20:46 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 98,910 | $54.92 | $5,431,672.32 |
DisclosureSEC source: 0001225208-14-010761 · doc4.xml · nonDerivative · entry 1 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,973 F1 · kind: Sale pursuant to 10b5-1 Plans dated November 15, 2013 and February 13, 2014. Read SEC document |
| January 29, 2014 Filed Jan 29, 2014 23:02 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 63,718 | $55.35 | $3,527,084.40 |
DisclosureSEC source: 0001225208-14-002688 · doc4.xml · nonDerivative · entry 1 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,883 F1 · kind: Sale pursuant to 10b5-1 Plan dated November 15, 2013. Read SEC document |
| January 22, 2014 Filed Jan 24, 2014 16:57 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 84,234 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-002233 · doc4.xml · derivative · entry 4 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,234 Underlying: Common Stock · 84,234 shares Expires 2017-01-13 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F1 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards (restricted stock units) granted in 2014 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances.In addition to recapture provisions, portions of RSUs awarded to Operating Committee members are also subject to certain additional provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee. F3 · derivative.exercise_date: Restricted stock units vest 50% on July 25, 2015 and 50% on January 13, 2017. Read SEC document |
| January 22, 2014 Filed Jan 24, 2014 16:57 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 26,394 | $57.88 | $1,527,552.75 |
DisclosureSEC source: 0001225208-14-002233 · doc4.xml · nonDerivative · entry 2 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,601 Read SEC document |
| January 22, 2014 Filed Jan 24, 2014 16:57 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 56,156 | $57.88 | $3,250,028.50 |
DisclosureSEC source: 0001225208-14-002233 · doc4.xml · nonDerivative · entry 1 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,995 F1 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards (restricted stock units) granted in 2014 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances.In addition to recapture provisions, portions of RSUs awarded to Operating Committee members are also subject to certain additional provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee. Read SEC document |
| January 21, 2014 Filed Jan 22, 2014 22:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 100,000 | $0.00 Strike: $19.49 | $0.00 |
DisclosureSEC source: 0001225208-14-002107 · doc4.xml · derivative · entry 4 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2019-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| January 21, 2014 Filed Jan 22, 2014 22:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 64,807 | $58.01 | $3,759,454.07 |
DisclosureSEC source: 0001225208-14-002107 · doc4.xml · nonDerivative · entry 2 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,839 Read SEC document |
| January 21, 2014 Filed Jan 22, 2014 22:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 100,000 | $19.49 | $1,949,000.00 |
DisclosureSEC source: 0001225208-14-002107 · doc4.xml · nonDerivative · entry 1 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,646 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2014 Filed Jan 15, 2014 21:20 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 48,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-001808 · doc4.xml · derivative · entry 4 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 48,860 shares Expires 2014-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2013 and 50% on January 13, 2014. Read SEC document |
| January 13, 2014 Filed Jan 15, 2014 21:20 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 22,965 | $58.10 | $1,334,266.50 |
DisclosureSEC source: 0001225208-14-001808 · doc4.xml · nonDerivative · entry 2 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,646 Read SEC document |
| January 13, 2014 Filed Jan 15, 2014 21:20 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 48,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-001808 · doc4.xml · nonDerivative · entry 1 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,611 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| July 25, 2013 Filed Jul 26, 2013 20:25 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 58,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-016785 · doc4.xml · derivative · entry 4 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,155 Underlying: Common Stock · 58,155 shares Expires 2015-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on July 25, 2013 and 50% on January 13, 2015. Shares resulting from vesting must be held 6 months from vesting date. Read SEC document |
| July 25, 2013 Filed Jul 26, 2013 20:25 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 27,333 | $56.20 | $1,535,977.94 |
DisclosureSEC source: 0001225208-13-016785 · doc4.xml · nonDerivative · entry 2 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,998 Read SEC document |
| July 25, 2013 Filed Jul 26, 2013 20:25 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 58,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-016785 · doc4.xml · nonDerivative · entry 1 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| July 15, 2013 Filed Jul 17, 2013 20:14 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 400,000 | $0.00 Strike: $19.49 | $0.00 |
DisclosureSEC source: 0001225208-13-016313 · doc4.xml · derivative · entry 4 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 400,000 shares Expires 2019-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| July 15, 2013 Filed Jul 17, 2013 20:14 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 263,057 | $55.05 | $14,481,287.85 |
DisclosureSEC source: 0001225208-13-016313 · doc4.xml · nonDerivative · entry 2 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,176 Read SEC document |
| July 15, 2013 Filed Jul 17, 2013 20:14 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 400,000 | $19.49 | $7,796,000.00 |
DisclosureSEC source: 0001225208-13-016313 · doc4.xml · nonDerivative · entry 1 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 580,233 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 15, 2013 Filed Oct 24, 2013 20:10 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 73,247 | $55.46 | $4,062,278.62 |
DisclosureSEC source: 0001225208-13-022250 · doc4.xml · nonDerivative · entry 2 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433,986 Read SEC document |
| April 29, 2013 Filed Oct 24, 2013 20:10 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 73,000 | $48.82 | $3,563,801.60 |
DisclosureSEC source: 0001225208-13-022250 · doc4.xml · nonDerivative · entry 1 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,233 Read SEC document |
| January 17, 2013 Filed Jan 19, 2013 00:23 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantStock Appreciation Rights · Derivative | 104,603 | $0.00 Strike: $46.58 | $0.00 |
DisclosureSEC source: 0001225208-13-001726 · doc4.xml · derivative · entry 5 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,603 Underlying: Common Stock · 104,603 shares Expires 2023-01-17 F4 · kind: See Exhibit 99.2 for description of the Firm's bonus recovery policies applicable to these awards. F5 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 17, 2014. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| January 17, 2013 Filed Jan 19, 2013 00:23 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 83,191 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-001726 · doc4.xml · derivative · entry 4 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,191 Underlying: Common Stock · 83,191 shares Expires 2016-01-13 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F1 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2015 and 50% on January 13, 2016. Read SEC document |
| January 17, 2013 Filed Jan 19, 2013 00:23 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 36,282 | $46.58 | $1,690,015.56 |
DisclosureSEC source: 0001225208-13-001726 · doc4.xml · nonDerivative · entry 2 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,233 Read SEC document |
| January 17, 2013 Filed Jan 19, 2013 00:23 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 69,773 | $46.58 | $3,250,026.34 |
DisclosureSEC source: 0001225208-13-001726 · doc4.xml · nonDerivative · entry 1 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,515 F1 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards. Read SEC document |
| January 13, 2013 Filed Jan 16, 2013 23:44 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 133,934 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-001602 · doc4.xml · derivative · entry 4 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 133,934 shares Expires 2013-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2012 and 50% on January 13, 2013. Read SEC document |
| January 13, 2013 Filed Jan 16, 2013 23:44 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 69,646 | $45.81 | $3,190,483.26 |
DisclosureSEC source: 0001225208-13-001602 · doc4.xml · nonDerivative · entry 2 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,742 Read SEC document |
| January 13, 2013 Filed Jan 16, 2013 23:44 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 133,934 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-001602 · doc4.xml · nonDerivative · entry 1 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,388 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.