Pinto Daniel E

SEC source: 0000200406-26-000185 · wk-form4_1789087875.xml · derivative · entry 1

Pinto Daniel E · CIK 0001555174 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,445.177

Underlying: Common Stock · 113.098 shares

Expires not disclosed

F1 · derivative.exercise_price: Acquisition of Deferred Share Units (DSU) for deferral of cash retainer under the Issuer's Amended and Restated Deferred Fee Plan for Directors. DSUs are to be settled in cash upon termination of the Reporting Person's directorship. Each DSU represents the fair market value of one share of Common Stock on the business day prior to settlement date.

F1 · derivative.exercise_date: Acquisition of Deferred Share Units (DSU) for deferral of cash retainer under the Issuer's Amended and Restated Deferred Fee Plan for Directors. DSUs are to be settled in cash upon termination of the Reporting Person's directorship. Each DSU represents the fair market value of one share of Common Stock on the business day prior to settlement date.

F1 · derivative.expiration_date: Acquisition of Deferred Share Units (DSU) for deferral of cash retainer under the Issuer's Amended and Restated Deferred Fee Plan for Directors. DSUs are to be settled in cash upon termination of the Reporting Person's directorship. Each DSU represents the fair market value of one share of Common Stock on the business day prior to settlement date.

F2 · balance_after: Includes dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the Reporting Person on DSUs held by the Reporting Person.

SEC source: 0000200406-26-000123 · wk-form4_1781210616.xml · derivative · entry 1

Pinto Daniel E · CIK 0001555174 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,320.824

Underlying: Common Stock · 134.241 shares

Expires not disclosed

F1 · derivative.exercise_price: Acquisition of Deferred Share Units (DSU) for deferral of cash retainer under the Issuer's Amended and Restated Deferred Fee Plan for Directors. DSUs are to be settled in cash upon termination of the Reporting Person's directorship. Each DSU represents the fair market value of one share of Common Stock on the business day prior to settlement date.

F1 · derivative.exercise_date: Acquisition of Deferred Share Units (DSU) for deferral of cash retainer under the Issuer's Amended and Restated Deferred Fee Plan for Directors. DSUs are to be settled in cash upon termination of the Reporting Person's directorship. Each DSU represents the fair market value of one share of Common Stock on the business day prior to settlement date.

F1 · derivative.expiration_date: Acquisition of Deferred Share Units (DSU) for deferral of cash retainer under the Issuer's Amended and Restated Deferred Fee Plan for Directors. DSUs are to be settled in cash upon termination of the Reporting Person's directorship. Each DSU represents the fair market value of one share of Common Stock on the business day prior to settlement date.

F2 · balance_after: Includes dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the Reporting Person on DSUs held by the Reporting Person.

SEC source: 0001193125-26-232693 · ownership.xml · nonDerivative · entry 1

Pinto Daniel E · CIK 0001555174 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,538

F1 · shares: Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share.

F2 · balance_after: The common stock number referred in Table 1 represents 1,538 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 18, 2027.

SEC source: 0000200406-26-000106 · wk-form4_1777328012.xml · derivative · entry 1

Pinto Daniel E · CIK 0001555174 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,174.069

Underlying: Common Stock · 1,712 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of Deferred Share Units (DSU) acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each DSU representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.exercise_date: Grant of Deferred Share Units (DSU) acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each DSU representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.expiration_date: Grant of Deferred Share Units (DSU) acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each DSU representing the fair market value of one share of Common Stock on the settlement date).

F2 · balance_after: Includes dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the Reporting Person on DSUs held by the Reporting Person.

SEC source: 0000200406-26-000069 · wk-form4_1773362378.xml · derivative · entry 1

Pinto Daniel E · CIK 0001555174 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 462.069

Underlying: Common Stock · 129.058 shares

Expires not disclosed

F1 · derivative.exercise_price: Acquisition of Deferred Share Units (DSU) for deferral of cash retainer under the Issuer's Amended and Restated Deferred Fee Plan for Directors. DSUs are to be settled in cash upon termination of the Reporting Person's directorship. Each DSU represents the fair market value of one share of Common Stock on the business day prior to settlement date.

F1 · derivative.exercise_date: Acquisition of Deferred Share Units (DSU) for deferral of cash retainer under the Issuer's Amended and Restated Deferred Fee Plan for Directors. DSUs are to be settled in cash upon termination of the Reporting Person's directorship. Each DSU represents the fair market value of one share of Common Stock on the business day prior to settlement date.

F1 · derivative.expiration_date: Acquisition of Deferred Share Units (DSU) for deferral of cash retainer under the Issuer's Amended and Restated Deferred Fee Plan for Directors. DSUs are to be settled in cash upon termination of the Reporting Person's directorship. Each DSU represents the fair market value of one share of Common Stock on the business day prior to settlement date.

F2 · balance_after: Includes dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the Reporting Person on DSUs held by the Reporting Person.

SEC source: 0000200406-25-000213 · wk-form4_1765490317.xml · derivative · entry 1

Pinto Daniel E · CIK 0001555174 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 331.233

Underlying: Common Stock · 154.611 shares

Expires not disclosed

F1 · derivative.exercise_price: Acquisition of Deferred Share Units (DSU) for deferral of cash retainer under the Issuer's Amended and Restated Deferred Fee Plan for Directors. DSUs are to be settled in cash upon termination of the Reporting Person's directorship. Each DSU represents the fair market value of one share of Common Stock on the business day prior to settlement date.

F1 · derivative.exercise_date: Acquisition of Deferred Share Units (DSU) for deferral of cash retainer under the Issuer's Amended and Restated Deferred Fee Plan for Directors. DSUs are to be settled in cash upon termination of the Reporting Person's directorship. Each DSU represents the fair market value of one share of Common Stock on the business day prior to settlement date.

F1 · derivative.expiration_date: Acquisition of Deferred Share Units (DSU) for deferral of cash retainer under the Issuer's Amended and Restated Deferred Fee Plan for Directors. DSUs are to be settled in cash upon termination of the Reporting Person's directorship. Each DSU represents the fair market value of one share of Common Stock on the business day prior to settlement date.

F2 · balance_after: Includes dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the Reporting Person on DSUs held by the Reporting Person.

SEC source: 0000200406-25-000194 · wk-form4_1757627315.xml · derivative · entry 1

Pinto Daniel E · CIK 0001555174 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175.493

Underlying: Common Stock · 175.493 shares

Expires not disclosed

F1 · derivative.exercise_price: Acquisition of Deferred Share Units (DSU) for deferral of cash retainer under the Issuer's Amended and Restated Deferred Fee Plan for Directors. DSUs are to be settled in cash upon termination of the Reporting Person's directorship. Each DSU represents the fair market value of one share of Common Stock on the business day prior to settlement date.

F1 · derivative.exercise_date: Acquisition of Deferred Share Units (DSU) for deferral of cash retainer under the Issuer's Amended and Restated Deferred Fee Plan for Directors. DSUs are to be settled in cash upon termination of the Reporting Person's directorship. Each DSU represents the fair market value of one share of Common Stock on the business day prior to settlement date.

F1 · derivative.expiration_date: Acquisition of Deferred Share Units (DSU) for deferral of cash retainer under the Issuer's Amended and Restated Deferred Fee Plan for Directors. DSUs are to be settled in cash upon termination of the Reporting Person's directorship. Each DSU represents the fair market value of one share of Common Stock on the business day prior to settlement date.

SEC source: 0001225208-25-003709 · doc4.xml · derivative · entry 11

Pinto Daniel E · CIK 0001555174 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,755

Underlying: Common Stock · 22,688 shares

Expires 2029-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of JPM common stock upon vesting based on the attainment of performance goals.

F3 · shares: These shares represent JPM common stock acquired on March 25, 2025 upon settlement of a PSU award granted on January 18, 2022 for the three-year performance period ended December 31, 2024 (as previously disclosed on a Form 4 filed on March 20, 2025), and must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award: (i) a two-year holding period for the installment vested on March 25, 2025; and (ii) a twelve-month holding period for installments vesting on March 25, 2026, 2027, 2028 and 2029.

F3 · derivative.exercise_date: These shares represent JPM common stock acquired on March 25, 2025 upon settlement of a PSU award granted on January 18, 2022 for the three-year performance period ended December 31, 2024 (as previously disclosed on a Form 4 filed on March 20, 2025), and must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award: (i) a two-year holding period for the installment vested on March 25, 2025; and (ii) a twelve-month holding period for installments vesting on March 25, 2026, 2027, 2028 and 2029.

F3 · derivative.expiration_date: These shares represent JPM common stock acquired on March 25, 2025 upon settlement of a PSU award granted on January 18, 2022 for the three-year performance period ended December 31, 2024 (as previously disclosed on a Form 4 filed on March 20, 2025), and must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award: (i) a two-year holding period for the installment vested on March 25, 2025; and (ii) a twelve-month holding period for installments vesting on March 25, 2026, 2027, 2028 and 2029.

SEC source: 0001225208-25-003709 · doc4.xml · derivative · entry 10

Pinto Daniel E · CIK 0001555174 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,716

Underlying: Common Stock · 20,904 shares

Expires 2028-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of JPM common stock upon vesting based on the attainment of performance goals.

F4 · shares: These shares represent JPM common stock acquired on March 25, 2025 upon settlement of a PSU award granted on January 19, 2021 for the three-year performance period ended December 31, 2023 (as previously disclosed on a Form 4 filed on March 21, 2024), and must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award: (i) a two-year holding period for the installment vested on March 25, 2024; and (ii) a twelve-month holding period for installments vesting on March 25, 2025, 2026, 2027 and 2028.

F4 · derivative.exercise_date: These shares represent JPM common stock acquired on March 25, 2025 upon settlement of a PSU award granted on January 19, 2021 for the three-year performance period ended December 31, 2023 (as previously disclosed on a Form 4 filed on March 21, 2024), and must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award: (i) a two-year holding period for the installment vested on March 25, 2024; and (ii) a twelve-month holding period for installments vesting on March 25, 2025, 2026, 2027 and 2028.

F4 · derivative.expiration_date: These shares represent JPM common stock acquired on March 25, 2025 upon settlement of a PSU award granted on January 19, 2021 for the three-year performance period ended December 31, 2023 (as previously disclosed on a Form 4 filed on March 21, 2024), and must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award: (i) a two-year holding period for the installment vested on March 25, 2024; and (ii) a twelve-month holding period for installments vesting on March 25, 2025, 2026, 2027 and 2028.

SEC source: 0001225208-25-003709 · doc4.xml · derivative · entry 9

Pinto Daniel E · CIK 0001555174 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,652

Underlying: Common Stock · 17,826 shares

Expires 2027-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of JPM common stock upon vesting based on the attainment of performance goals.

F6 · shares: These shares represent JPM common stock acquired on March 25, 2025 upon settlement of a PSU award granted on January 21, 2020 for the three-year performance period ended December 31, 2022 (as previously disclosed on a Form 4 filed on March 23, 2023), and must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award: (i) a two-year holding period for the installment vested on March 25, 2023; and (ii) a twelve-month holding period for installments vesting on March 25, 2024, 2025, 2026 and 2027.

F6 · derivative.exercise_date: These shares represent JPM common stock acquired on March 25, 2025 upon settlement of a PSU award granted on January 21, 2020 for the three-year performance period ended December 31, 2022 (as previously disclosed on a Form 4 filed on March 23, 2023), and must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award: (i) a two-year holding period for the installment vested on March 25, 2023; and (ii) a twelve-month holding period for installments vesting on March 25, 2024, 2025, 2026 and 2027.

F6 · derivative.expiration_date: These shares represent JPM common stock acquired on March 25, 2025 upon settlement of a PSU award granted on January 21, 2020 for the three-year performance period ended December 31, 2022 (as previously disclosed on a Form 4 filed on March 23, 2023), and must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award: (i) a two-year holding period for the installment vested on March 25, 2023; and (ii) a twelve-month holding period for installments vesting on March 25, 2024, 2025, 2026 and 2027.

SEC source: 0001225208-25-003709 · doc4.xml · derivative · entry 8

Pinto Daniel E · CIK 0001555174 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,442

Underlying: Common Stock · 23,442 shares

Expires 2026-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of JPM common stock upon vesting based on the attainment of performance goals.

F1 · shares: These shares represent JPM common stock acquired on March 25, 2025 upon settlement of a Performance Share Unit (PSU) award granted on January 15, 2019 for the three-year performance period ended December 31, 2021 (as previously disclosed on a Form 4 filed on March 17, 2022), and must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award: (i) a two-year holding period for the installment vested on March 25, 2022; and (ii) a twelve-month holding period for installments vesting on March 25, 2023, 2024, 2025 and 2026.

F1 · derivative.exercise_date: These shares represent JPM common stock acquired on March 25, 2025 upon settlement of a Performance Share Unit (PSU) award granted on January 15, 2019 for the three-year performance period ended December 31, 2021 (as previously disclosed on a Form 4 filed on March 17, 2022), and must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award: (i) a two-year holding period for the installment vested on March 25, 2022; and (ii) a twelve-month holding period for installments vesting on March 25, 2023, 2024, 2025 and 2026.

F1 · derivative.expiration_date: These shares represent JPM common stock acquired on March 25, 2025 upon settlement of a Performance Share Unit (PSU) award granted on January 15, 2019 for the three-year performance period ended December 31, 2021 (as previously disclosed on a Form 4 filed on March 17, 2022), and must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award: (i) a two-year holding period for the installment vested on March 25, 2022; and (ii) a twelve-month holding period for installments vesting on March 25, 2023, 2024, 2025 and 2026.

SEC source: 0001225208-25-003709 · doc4.xml · derivative · entry 7

Pinto Daniel E · CIK 0001555174 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,524 shares

Expires 2025-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of JPM common stock upon vesting based on the attainment of performance goals.

F5 · shares: These shares represent JPM common stock acquired on March 25, 2025 upon settlement of a PSU award granted on January 16, 2018 for the three-year performance period ended December 31, 2020 (as previously disclosed on a Form 4 filed on March 18, 2021), and must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award: (i) a two-year holding period for the installment vested on March 25, 2021; and (ii) a twelve-month holding period for installments vesting on March 25, 2022, 2023, 2024 and 2025.

F5 · derivative.exercise_date: These shares represent JPM common stock acquired on March 25, 2025 upon settlement of a PSU award granted on January 16, 2018 for the three-year performance period ended December 31, 2020 (as previously disclosed on a Form 4 filed on March 18, 2021), and must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award: (i) a two-year holding period for the installment vested on March 25, 2021; and (ii) a twelve-month holding period for installments vesting on March 25, 2022, 2023, 2024 and 2025.

F5 · derivative.expiration_date: These shares represent JPM common stock acquired on March 25, 2025 upon settlement of a PSU award granted on January 16, 2018 for the three-year performance period ended December 31, 2020 (as previously disclosed on a Form 4 filed on March 18, 2021), and must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award: (i) a two-year holding period for the installment vested on March 25, 2021; and (ii) a twelve-month holding period for installments vesting on March 25, 2022, 2023, 2024 and 2025.

SEC source: 0001225208-25-003709 · doc4.xml · nonDerivative · entry 6

Pinto Daniel E · CIK 0001555174 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 714,986

SEC source: 0001225208-25-003709 · doc4.xml · nonDerivative · entry 5

Pinto Daniel E · CIK 0001555174 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 774,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: These shares represent JPM common stock acquired on March 25, 2025 upon settlement of a PSU award granted on January 21, 2020 for the three-year performance period ended December 31, 2022 (as previously disclosed on a Form 4 filed on March 23, 2023), and must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award: (i) a two-year holding period for the installment vested on March 25, 2023; and (ii) a twelve-month holding period for installments vesting on March 25, 2024, 2025, 2026 and 2027.

F2 · price: Each PSU represents a contingent right to receive one share of JPM common stock upon vesting based on the attainment of performance goals.

SEC source: 0001225208-25-003709 · doc4.xml · nonDerivative · entry 4

Pinto Daniel E · CIK 0001555174 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 756,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: These shares represent JPM common stock acquired on March 25, 2025 upon settlement of a PSU award granted on January 16, 2018 for the three-year performance period ended December 31, 2020 (as previously disclosed on a Form 4 filed on March 18, 2021), and must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award: (i) a two-year holding period for the installment vested on March 25, 2021; and (ii) a twelve-month holding period for installments vesting on March 25, 2022, 2023, 2024 and 2025.

F2 · price: Each PSU represents a contingent right to receive one share of JPM common stock upon vesting based on the attainment of performance goals.

SEC source: 0001225208-25-003709 · doc4.xml · nonDerivative · entry 3

Pinto Daniel E · CIK 0001555174 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 736,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: These shares represent JPM common stock acquired on March 25, 2025 upon settlement of a PSU award granted on January 19, 2021 for the three-year performance period ended December 31, 2023 (as previously disclosed on a Form 4 filed on March 21, 2024), and must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award: (i) a two-year holding period for the installment vested on March 25, 2024; and (ii) a twelve-month holding period for installments vesting on March 25, 2025, 2026, 2027 and 2028.

F2 · price: Each PSU represents a contingent right to receive one share of JPM common stock upon vesting based on the attainment of performance goals.

SEC source: 0001225208-25-003709 · doc4.xml · nonDerivative · entry 2

Pinto Daniel E · CIK 0001555174 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 715,901

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: These shares represent JPM common stock acquired on March 25, 2025 upon settlement of a PSU award granted on January 18, 2022 for the three-year performance period ended December 31, 2024 (as previously disclosed on a Form 4 filed on March 20, 2025), and must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award: (i) a two-year holding period for the installment vested on March 25, 2025; and (ii) a twelve-month holding period for installments vesting on March 25, 2026, 2027, 2028 and 2029.

F2 · price: Each PSU represents a contingent right to receive one share of JPM common stock upon vesting based on the attainment of performance goals.

SEC source: 0001225208-25-003709 · doc4.xml · nonDerivative · entry 1

Pinto Daniel E · CIK 0001555174 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 693,213

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent JPM common stock acquired on March 25, 2025 upon settlement of a Performance Share Unit (PSU) award granted on January 15, 2019 for the three-year performance period ended December 31, 2021 (as previously disclosed on a Form 4 filed on March 17, 2022), and must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award: (i) a two-year holding period for the installment vested on March 25, 2022; and (ii) a twelve-month holding period for installments vesting on March 25, 2023, 2024, 2025 and 2026.

F2 · price: Each PSU represents a contingent right to receive one share of JPM common stock upon vesting based on the attainment of performance goals.

SEC source: 0001225208-25-003537 · doc4.xml · derivative · entry 1

Pinto Daniel E · CIK 0001555174 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,443

Underlying: Common Stock · 113,443 shares

Expires 2029-03-25

F1 · derivative.exercise_price: Each Performance Share Unit (PSU) represents a contingent right to receive one share of JPM common stock upon vesting based on the attainment of performance goals.

F2 · shares: Represents PSUs earned based on the Firm's attainment of pre-established performance goals for the 3-year performance period ended Dec. 31, 2024. Mr. Pinto's PSUs are expected to vest in 5 equal installments and will settle on: Mar. 25, 2025, 2026, 2027, 2028 and 2029, which will be reported in Form 4 filings. In accordance with the terms of the PSUs, the Board's Compensation & Management Development Committee (CMDC) has certified the Firm's absolute and relative performance against the pre-established performance goals for the performance period and has determined that the maximum amount of the previously granted PSUs has been earned. Under rules applicable in the U.K., Mr. Pinto's PSU award is subject to an assessment of his qualitative performance in determining the number of PSUs that will vest. As such, the CMDC has determined that no downward adjustment will be made to his payout on his qualitative performance during the performance period.

F3 · derivative.exercise_date: Shares delivered, after applicable tax withholding, must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award granted on January 18, 2022: (i) a two-year holding period for the installment vesting on March 25, 2025; and (ii) a twelve-month holding period for installments vesting on March 25, 2026, 2027, 2028 and 2029.

F3 · derivative.expiration_date: Shares delivered, after applicable tax withholding, must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award granted on January 18, 2022: (i) a two-year holding period for the installment vesting on March 25, 2025; and (ii) a twelve-month holding period for installments vesting on March 25, 2026, 2027, 2028 and 2029.

SEC source: 0001225208-25-000658 · doc4.xml · derivative · entry 11

Pinto Daniel E · CIK 0001555174 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,820

Underlying: Common Stock · 14,954 shares

Expires 2029-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F6 · derivative.exercise_date: Restricted stock units vest 20% on each of the following dates: January 13, 2025, January 13, 2026, January 13, 2027, January 13, 2028, and January 13, 2029. As Identified Staff at the time of grant, the shares resulting from vesting must be held for 12 months from vesting date.

SEC source: 0001225208-25-000658 · doc4.xml · derivative · entry 10

Pinto Daniel E · CIK 0001555174 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,575

Underlying: Common Stock · 13,858 shares

Expires 2028-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F5 · derivative.exercise_date: Restricted stock units vest 20% on each of the following dates: January 13, 2024, January 13, 2025, January 13, 2026, January 13, 2027, and January 13, 2028. As Identified Staff at the time of grant, the shares resulting from vesting must be held for 12 months from vesting date.

SEC source: 0001225208-25-000658 · doc4.xml · derivative · entry 9

Pinto Daniel E · CIK 0001555174 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,646

Underlying: Common Stock · 12,323 shares

Expires 2027-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F4 · derivative.exercise_date: Restricted stock units vest 20% on each of the following dates: January 13, 2023, January 13, 2024, January 13, 2025, January 13, 2026, and January 13, 2027. As Identified Staff at the time of grant, shares resulting from vesting must be held for 12 months from vesting date.

SEC source: 0001225208-25-000658 · doc4.xml · derivative · entry 8

Pinto Daniel E · CIK 0001555174 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,718

Underlying: Common Stock · 16,717 shares

Expires 2026-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 20% on each of the following dates: January 13, 2022, January 13, 2023, January 13, 2024, January 13, 2025, and January 13, 2026. As Identified Staff at the time of grant, shares resulting from vesting must be held for 12 months from vesting date.

SEC source: 0001225208-25-000658 · doc4.xml · derivative · entry 7

Pinto Daniel E · CIK 0001555174 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,736 shares

Expires 2025-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: Restricted stock units vest 20% on each of the following dates: January 13, 2021, January 13, 2022, January 13, 2023, January 13, 2024, and January 13, 2025. As Identified Staff (employees who are material risk-takers identified under U.K. and/or European Union standards) at the time of grant, shares resulting from vesting must be held for 12 months from vesting date.

SEC source: 0001225208-25-000658 · doc4.xml · nonDerivative · entry 6

Pinto Daniel E · CIK 0001555174 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 669,771

SEC source: 0001225208-25-000658 · doc4.xml · nonDerivative · entry 5

Pinto Daniel E · CIK 0001555174 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 709,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

SEC source: 0001225208-25-000658 · doc4.xml · nonDerivative · entry 4

Pinto Daniel E · CIK 0001555174 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 697,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

SEC source: 0001225208-25-000658 · doc4.xml · nonDerivative · entry 3

Pinto Daniel E · CIK 0001555174 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 684,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

SEC source: 0001225208-25-000658 · doc4.xml · nonDerivative · entry 2

Pinto Daniel E · CIK 0001555174 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 670,431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

SEC source: 0001225208-25-000658 · doc4.xml · nonDerivative · entry 1

Pinto Daniel E · CIK 0001555174 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 655,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

SEC source: 0001225208-24-004564 · doc4.xml · derivative · entry 11

Pinto Daniel E · CIK 0001555174 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,620

Underlying: Common Stock · 20,904 shares

Expires 2028-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals.

F3 · shares: These shares represent JPMC common stock acquired on March 25, 2024 upon settlement of a PSU award granted on January 19, 2021 for the three-year performance period ended December 31, 2023 (as previously disclosed on a Form 4 filed on March 21, 2024), and must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award granted on January 19, 2021: (i) a two-year holding period for the installment vested on March 25, 2024; and (ii) a twelve-month holding period for installments vesting on March 25, 2025, 2026, 2027, and 2028.

F3 · derivative.exercise_date: These shares represent JPMC common stock acquired on March 25, 2024 upon settlement of a PSU award granted on January 19, 2021 for the three-year performance period ended December 31, 2023 (as previously disclosed on a Form 4 filed on March 21, 2024), and must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award granted on January 19, 2021: (i) a two-year holding period for the installment vested on March 25, 2024; and (ii) a twelve-month holding period for installments vesting on March 25, 2025, 2026, 2027, and 2028.

F3 · derivative.expiration_date: These shares represent JPMC common stock acquired on March 25, 2024 upon settlement of a PSU award granted on January 19, 2021 for the three-year performance period ended December 31, 2023 (as previously disclosed on a Form 4 filed on March 21, 2024), and must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award granted on January 19, 2021: (i) a two-year holding period for the installment vested on March 25, 2024; and (ii) a twelve-month holding period for installments vesting on March 25, 2025, 2026, 2027, and 2028.

SEC source: 0001225208-24-004564 · doc4.xml · derivative · entry 10

Pinto Daniel E · CIK 0001555174 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,478

Underlying: Common Stock · 17,826 shares

Expires 2027-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals.

F6 · shares: These shares represent JPMC common stock acquired on March 25, 2024 upon settlement of a PSU award granted on January 21, 2020 for the three-year performance period ended December 31, 2022 (as previously disclosed on a Form 4 filed on March 23, 2023), and must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award granted on January 21, 2020: (i) a two-year holding period for the installment vested on March 25, 2023; and (ii) a twelve-month holding period for installments vesting on March 25, 2024, 2025, 2026, and 2027.

F6 · derivative.exercise_date: These shares represent JPMC common stock acquired on March 25, 2024 upon settlement of a PSU award granted on January 21, 2020 for the three-year performance period ended December 31, 2022 (as previously disclosed on a Form 4 filed on March 23, 2023), and must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award granted on January 21, 2020: (i) a two-year holding period for the installment vested on March 25, 2023; and (ii) a twelve-month holding period for installments vesting on March 25, 2024, 2025, 2026, and 2027.

F6 · derivative.expiration_date: These shares represent JPMC common stock acquired on March 25, 2024 upon settlement of a PSU award granted on January 21, 2020 for the three-year performance period ended December 31, 2022 (as previously disclosed on a Form 4 filed on March 23, 2023), and must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award granted on January 21, 2020: (i) a two-year holding period for the installment vested on March 25, 2023; and (ii) a twelve-month holding period for installments vesting on March 25, 2024, 2025, 2026, and 2027.

SEC source: 0001225208-24-004564 · doc4.xml · derivative · entry 9

Pinto Daniel E · CIK 0001555174 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,884

Underlying: Common Stock · 23,442 shares

Expires 2026-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals.

F1 · shares: These shares represent JPMC common stock acquired on March 25, 2024 upon settlement of a Performance Share Unit (PSU) award granted on January 15, 2019 for the three-year performance period ended December 31, 2021 (as previously disclosed on a Form 4 filed on March 17, 2022), and must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award granted on January 15, 2019: (i) a two-year holding period for the installment vested on March 25, 2022; and (ii) a twelve-month holding period for installments vesting on March 25, 2023, 2024, 2025, and 2026.

F1 · derivative.exercise_date: These shares represent JPMC common stock acquired on March 25, 2024 upon settlement of a Performance Share Unit (PSU) award granted on January 15, 2019 for the three-year performance period ended December 31, 2021 (as previously disclosed on a Form 4 filed on March 17, 2022), and must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award granted on January 15, 2019: (i) a two-year holding period for the installment vested on March 25, 2022; and (ii) a twelve-month holding period for installments vesting on March 25, 2023, 2024, 2025, and 2026.

F1 · derivative.expiration_date: These shares represent JPMC common stock acquired on March 25, 2024 upon settlement of a Performance Share Unit (PSU) award granted on January 15, 2019 for the three-year performance period ended December 31, 2021 (as previously disclosed on a Form 4 filed on March 17, 2022), and must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award granted on January 15, 2019: (i) a two-year holding period for the installment vested on March 25, 2022; and (ii) a twelve-month holding period for installments vesting on March 25, 2023, 2024, 2025, and 2026.

SEC source: 0001225208-24-004564 · doc4.xml · derivative · entry 8

Pinto Daniel E · CIK 0001555174 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,524

Underlying: Common Stock · 19,523 shares

Expires 2025-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals.

F5 · shares: These shares represent JPMC common stock acquired on March 25, 2024 upon settlement of a PSU award granted on January 16, 2018 for the three-year performance period ended December 31, 2020 (as previously disclosed on a Form 4 filed on March 18, 2021), and must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award granted on January 16, 2018: (i) a two-year holding period for the installment vested on March 25, 2021; and (ii) a twelve-month holding period for installments vesting on March 25, 2022, 2023, 2024, and 2025.

F5 · derivative.exercise_date: These shares represent JPMC common stock acquired on March 25, 2024 upon settlement of a PSU award granted on January 16, 2018 for the three-year performance period ended December 31, 2020 (as previously disclosed on a Form 4 filed on March 18, 2021), and must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award granted on January 16, 2018: (i) a two-year holding period for the installment vested on March 25, 2021; and (ii) a twelve-month holding period for installments vesting on March 25, 2022, 2023, 2024, and 2025.

F5 · derivative.expiration_date: These shares represent JPMC common stock acquired on March 25, 2024 upon settlement of a PSU award granted on January 16, 2018 for the three-year performance period ended December 31, 2020 (as previously disclosed on a Form 4 filed on March 18, 2021), and must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award granted on January 16, 2018: (i) a two-year holding period for the installment vested on March 25, 2021; and (ii) a twelve-month holding period for installments vesting on March 25, 2022, 2023, 2024, and 2025.

SEC source: 0001225208-24-004564 · doc4.xml · derivative · entry 7

Pinto Daniel E · CIK 0001555174 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,511.0043 shares

Expires 2024-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals.

F4 · shares: These shares represent JPMC common stock including reinvested dividend equivalents acquired on Mar. 25, 2024 upon settlement of a PSU award granted on Jan. 17, 2017 for the 3-year performance period ended Dec. 31, 2019 (as previously disclosed on a Form 4 filed on Mar. 19, 2020). Mr. Pinto's PSUs are expected to vest in 5 equal installments and settle in shares of common stock on Mar. 25, 2020, 2021, 2022, 2023 & 2024. The 1st, 2nd, 3rd & 4th installments settled in shares of common stock on March 25, 2020, 2021, 2022, and 2023, respectively. Shares, after applicable tax withholding, must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award granted on Jan. 17, 2017: (i) a 2-year holding period for the installment vested on Mar. 25, 2020; (ii) a 12-month holding period for the installment vested on Mar. 25, 2021; and (iii) a 6-month holding period for installments vesting on March 25, 2022, 2023, & 2024.

F4 · derivative.exercise_date: These shares represent JPMC common stock including reinvested dividend equivalents acquired on Mar. 25, 2024 upon settlement of a PSU award granted on Jan. 17, 2017 for the 3-year performance period ended Dec. 31, 2019 (as previously disclosed on a Form 4 filed on Mar. 19, 2020). Mr. Pinto's PSUs are expected to vest in 5 equal installments and settle in shares of common stock on Mar. 25, 2020, 2021, 2022, 2023 & 2024. The 1st, 2nd, 3rd & 4th installments settled in shares of common stock on March 25, 2020, 2021, 2022, and 2023, respectively. Shares, after applicable tax withholding, must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award granted on Jan. 17, 2017: (i) a 2-year holding period for the installment vested on Mar. 25, 2020; (ii) a 12-month holding period for the installment vested on Mar. 25, 2021; and (iii) a 6-month holding period for installments vesting on March 25, 2022, 2023, & 2024.

F4 · derivative.expiration_date: These shares represent JPMC common stock including reinvested dividend equivalents acquired on Mar. 25, 2024 upon settlement of a PSU award granted on Jan. 17, 2017 for the 3-year performance period ended Dec. 31, 2019 (as previously disclosed on a Form 4 filed on Mar. 19, 2020). Mr. Pinto's PSUs are expected to vest in 5 equal installments and settle in shares of common stock on Mar. 25, 2020, 2021, 2022, 2023 & 2024. The 1st, 2nd, 3rd & 4th installments settled in shares of common stock on March 25, 2020, 2021, 2022, and 2023, respectively. Shares, after applicable tax withholding, must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award granted on Jan. 17, 2017: (i) a 2-year holding period for the installment vested on Mar. 25, 2020; (ii) a 12-month holding period for the installment vested on Mar. 25, 2021; and (iii) a 6-month holding period for installments vesting on March 25, 2022, 2023, & 2024.

SEC source: 0001225208-24-004564 · doc4.xml · nonDerivative · entry 6

Pinto Daniel E · CIK 0001555174 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 638,760

SEC source: 0001225208-24-004564 · doc4.xml · nonDerivative · entry 5

Pinto Daniel E · CIK 0001555174 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 697,938.0043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: These shares represent JPMC common stock acquired on March 25, 2024 upon settlement of a PSU award granted on January 21, 2020 for the three-year performance period ended December 31, 2022 (as previously disclosed on a Form 4 filed on March 23, 2023), and must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award granted on January 21, 2020: (i) a two-year holding period for the installment vested on March 25, 2023; and (ii) a twelve-month holding period for installments vesting on March 25, 2024, 2025, 2026, and 2027.

F2 · price: Each PSU represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals.

SEC source: 0001225208-24-004564 · doc4.xml · nonDerivative · entry 4

Pinto Daniel E · CIK 0001555174 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 680,112.0043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: These shares represent JPMC common stock acquired on March 25, 2024 upon settlement of a PSU award granted on January 16, 2018 for the three-year performance period ended December 31, 2020 (as previously disclosed on a Form 4 filed on March 18, 2021), and must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award granted on January 16, 2018: (i) a two-year holding period for the installment vested on March 25, 2021; and (ii) a twelve-month holding period for installments vesting on March 25, 2022, 2023, 2024, and 2025.

F2 · price: Each PSU represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals.

SEC source: 0001225208-24-004564 · doc4.xml · nonDerivative · entry 3

Pinto Daniel E · CIK 0001555174 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 660,589.0043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: These shares represent JPMC common stock including reinvested dividend equivalents acquired on Mar. 25, 2024 upon settlement of a PSU award granted on Jan. 17, 2017 for the 3-year performance period ended Dec. 31, 2019 (as previously disclosed on a Form 4 filed on Mar. 19, 2020). Mr. Pinto's PSUs are expected to vest in 5 equal installments and settle in shares of common stock on Mar. 25, 2020, 2021, 2022, 2023 & 2024. The 1st, 2nd, 3rd & 4th installments settled in shares of common stock on March 25, 2020, 2021, 2022, and 2023, respectively. Shares, after applicable tax withholding, must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award granted on Jan. 17, 2017: (i) a 2-year holding period for the installment vested on Mar. 25, 2020; (ii) a 12-month holding period for the installment vested on Mar. 25, 2021; and (iii) a 6-month holding period for installments vesting on March 25, 2022, 2023, & 2024.

F2 · price: Each PSU represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals.

SEC source: 0001225208-24-004564 · doc4.xml · nonDerivative · entry 2

Pinto Daniel E · CIK 0001555174 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 640,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: These shares represent JPMC common stock acquired on March 25, 2024 upon settlement of a PSU award granted on January 19, 2021 for the three-year performance period ended December 31, 2023 (as previously disclosed on a Form 4 filed on March 21, 2024), and must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award granted on January 19, 2021: (i) a two-year holding period for the installment vested on March 25, 2024; and (ii) a twelve-month holding period for installments vesting on March 25, 2025, 2026, 2027, and 2028.

F2 · price: Each PSU represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals.

SEC source: 0001225208-24-004564 · doc4.xml · nonDerivative · entry 1

Pinto Daniel E · CIK 0001555174 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 619,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent JPMC common stock acquired on March 25, 2024 upon settlement of a Performance Share Unit (PSU) award granted on January 15, 2019 for the three-year performance period ended December 31, 2021 (as previously disclosed on a Form 4 filed on March 17, 2022), and must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award granted on January 15, 2019: (i) a two-year holding period for the installment vested on March 25, 2022; and (ii) a twelve-month holding period for installments vesting on March 25, 2023, 2024, 2025, and 2026.

F2 · price: Each PSU represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals.

SEC source: 0001225208-24-004395 · doc4.xml · derivative · entry 1

Pinto Daniel E · CIK 0001555174 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,524

Underlying: Common Stock · 104,524 shares

Expires 2028-03-25

F1 · derivative.exercise_price: Each Performance Share Unit (PSU) represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals.

F2 · shares: Represents PSUs earned based on the Firm's attainment of pre-established performance goals for the 3-year performance period ended Dec. 31, 2023. Mr. Pinto's PSUs are expected to vest in 5 equal installments and will settle on: Mar. 25, 2024, 2025, 2026, 2027, and 2028, which will be reported in Form 4 filings. In accordance with the terms of the PSUs, the Board's Compensation & Management Development Committee (CMDC) has certified the Firm's absolute and relative performance against the pre-established performance goals for the performance period and has determined that the maximum amount of the previously granted PSUs has been earned. Under rules applicable in the U.K., Mr. Pinto's PSU award is subject to an assessment of his qualitative performance in determining the ultimate number of PSUs that will vest. As such, the CMDC has determined that no downward adjustment will be made to his payout on his qualitative performance during the performance period.

F3 · derivative.exercise_date: Shares delivered, after applicable tax withholding, must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award granted on January 19, 2021: (i) a two-year holding period for the installment vesting on March 25, 2024; and (ii) a twelve-month holding period for installments vesting on March 25, 2025, 2026, 2027, and 2028.

F3 · derivative.expiration_date: Shares delivered, after applicable tax withholding, must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award granted on January 19, 2021: (i) a two-year holding period for the installment vesting on March 25, 2024; and (ii) a twelve-month holding period for installments vesting on March 25, 2025, 2026, 2027, and 2028.

SEC source: 0001225208-24-000939 · doc4.xml · derivative · entry 11

Pinto Daniel E · CIK 0001555174 · President & COO, CEO CIB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,433

Underlying: Common Stock · 13,858 shares

Expires 2028-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F6 · derivative.exercise_date: Restricted stock units vest 20% on each of the following dates: January 13, 2024, January 13, 2025, January 13, 2026, January 13, 2027, and January 13, 2028. As Identified Staff at the time of grant, the shares resulting from vesting must be held for 12 months from vesting date.

SEC source: 0001225208-24-000939 · doc4.xml · derivative · entry 10

Pinto Daniel E · CIK 0001555174 · President & COO, CEO CIB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,969

Underlying: Common Stock · 12,322 shares

Expires 2027-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F5 · derivative.exercise_date: Restricted stock units vest 20% on each of the following dates: January 13, 2023, January 13, 2024, January 13, 2025, January 13, 2026, and January 13, 2027. As Identified Staff at the time of grant, the shares resultingfrom vesting must be held for 12 months from vesting date.

SEC source: 0001225208-24-000939 · doc4.xml · derivative · entry 9

Pinto Daniel E · CIK 0001555174 · President & COO, CEO CIB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,435

Underlying: Common Stock · 16,717 shares

Expires 2026-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F4 · derivative.exercise_date: Restricted stock units vest 20% on each of the following dates: January 13, 2022, January 13, 2023, January 13, 2024, January 13, 2025, and January 13, 2026. As Identified Staff at the time of grant, the shares resulting from vesting must be held for 12 months from vesting date.

SEC source: 0001225208-24-000939 · doc4.xml · derivative · entry 8

Pinto Daniel E · CIK 0001555174 · President & COO, CEO CIB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,736

Underlying: Common Stock · 12,736 shares

Expires 2025-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 20% on each of the following dates: January 13, 2021, January 13, 2022, January 13, 2023, January 13, 2024, and January 13, 2025. As Identified Staff at the time of the grant, shares resulting from vesting must be held for 12 months from vesting date.

SEC source: 0001225208-24-000939 · doc4.xml · derivative · entry 7

Pinto Daniel E · CIK 0001555174 · President & COO, CEO CIB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,697 shares

Expires 2024-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: Restricted stock units vest 20% on each of the following dates: January 13, 2020, January 13, 2021, January 13, 2022, January 13, 2023, and January 13, 2024. As Identified Staff (employees who are material risk-takers identified under U.K. and/or European Union standards) at the time of grant, shares resulting from vesting must be held for 6 months from vesting date.

SEC source: 0001225208-24-000939 · doc4.xml · nonDerivative · entry 6

Pinto Daniel E · CIK 0001555174 · President & COO, CEO CIB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 595,732

SEC source: 0001225208-24-000939 · doc4.xml · nonDerivative · entry 5

Pinto Daniel E · CIK 0001555174 · President & COO, CEO CIB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 634,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

SEC source: 0001225208-24-000939 · doc4.xml · nonDerivative · entry 4

Pinto Daniel E · CIK 0001555174 · President & COO, CEO CIB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 622,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.