Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BOEING COBA · Entity 2862 | Director | April 01, 2021 | April 05, 2021 |
| CATERPILLAR INCCAT · Entity 2808 | Director | June 10, 2026 | June 11, 2026 |
| FEDEX CORPFDX · Entity 2962 | Director | April 15, 2026 | April 16, 2026 |
| MARRIOTT INTERNATIONAL INC /MD/MAR · Entity 2933 | Director | May 11, 2026 | May 13, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BOEING CO
Report date April 01, 2021 · Filed April 05, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 18,085.12 |
Reported balance
After 2021-04-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-04-01 · Grant · Acquired 328.95 · Balance 18,085.12 F1: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2: Phantom stock units awarded or acquired in lieu of director cash compensation. F3: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units are convertible into common stock on a 1-for-1 basis.
F2: Phantom stock units awarded or acquired in lieu of director cash compensation.
F3: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director.
CATERPILLAR INC
Report date June 10, 2026 · Filed June 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,197 |
Reported balance
After 2026-06-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-10 · Grant · Acquired 211 · Balance 6,197 F1: Includes adjustments for dividends accrued. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes adjustments for dividends accrued.
FEDEX CORP
Report date April 15, 2026 · Filed April 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,053 |
Reported balance
After 2026-04-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-04-15 · Exercise / conversion · Acquired 3,015 · Balance 13,053 F1: Ownership has been adjusted to reflect 4 shares that were acquired via dividend reinvestment as a result of dividends paid to all shareholders. |
| Common StockSEC Table I · non-derivative | Direct | 15,833 |
Reported balance
After 2026-04-15 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-04-15 · Exercise / conversion · Acquired 2,780 · Balance 15,833 |
| Common StockSEC Table I · non-derivative | Direct | 10,038 |
Reported balance
After 2026-04-15 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2026-04-15 · Sale · Disposed 5,795 · Balance 10,038 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $219.26 · Expires 2027-09-25 | Direct | 0 |
Reported balance
After 2026-04-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-04-15 · Exercise / conversion · Disposed 3,015 · Balance 0 F2: These options first exercisable one year from date of grant. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $244.88 · Expires 2028-09-24 | Direct | 0 |
Reported balance
After 2026-04-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-04-15 · Exercise / conversion · Disposed 2,780 · Balance 0 F2: These options first exercisable one year from date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Ownership has been adjusted to reflect 4 shares that were acquired via dividend reinvestment as a result of dividends paid to all shareholders.
F2: These options first exercisable one year from date of grant.
MARRIOTT INTERNATIONAL INC /MD/
Report date May 11, 2026 · Filed May 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock-Dir. Def. Stock Comp Plan-1SEC Table I · non-derivative | Direct | 10,172 |
Reported balance
After 2026-05-11 transaction · row 1
1 source rowRow 1 · 2026-05-11 · Grant · Acquired 670 · Balance 10,172 F1: The shares will vest on a daily pro rata basis over the 12-month period following the grant and will be distributed on the one-year anniversary of the grant. |
| Class A Common StockSEC Table I · non-derivative | Direct | 5,419.4764 |
Reported balance
Holding disclosure · report date 2026-05-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,419.4764 |
Filing footnotes · ownership attribution and instrument terms
F1: The shares will vest on a daily pro rata basis over the 12-month period following the grant and will be distributed on the one-year anniversary of the grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 10, 2026 Filed Jun 11, 2026 19:52 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 211 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-072910 · tm2617695-7_4seq1.xml · nonDerivative · entry 1 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,197 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| May 11, 2026 Filed May 13, 2026 21:18 UTC | MARRIOTT INTERNATIONAL INC /MD/ MAR · Entity 2933 | GrantClass A Common Stock-Dir. Def. Stock Comp Plan-1 | 670 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-005253 · doc4.xml · nonDerivative · entry 1 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,172 F1 · shares: The shares will vest on a daily pro rata basis over the 12-month period following the grant and will be distributed on the one-year anniversary of the grant. Read SEC document |
| April 15, 2026 Filed Apr 16, 2026 21:06 UTC | FEDEX CORP FDX · Entity 2962 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,780 | $0.00 Strike: $244.88 | $0.00 |
DisclosureSEC source: 0001048911-26-000025 · form4.xml · derivative · entry 5 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,780 shares Expires 2028-09-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options first exercisable one year from date of grant. Read SEC document |
| April 15, 2026 Filed Apr 16, 2026 21:06 UTC | FEDEX CORP FDX · Entity 2962 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,015 | $0.00 Strike: $219.26 | $0.00 |
DisclosureSEC source: 0001048911-26-000025 · form4.xml · derivative · entry 4 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,015 shares Expires 2027-09-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options first exercisable one year from date of grant. Read SEC document |
| April 15, 2026 Filed Apr 16, 2026 21:06 UTC | FEDEX CORP FDX · Entity 2962 | SaleCommon Stock | 5,795 | $369.00 | $2,138,355.00 |
DisclosureSEC source: 0001048911-26-000025 · form4.xml · nonDerivative · entry 3 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,038 Read SEC document |
| April 15, 2026 Filed Apr 16, 2026 21:06 UTC | FEDEX CORP FDX · Entity 2962 | Exercise / conversionCommon Stock | 2,780 | $244.88 | $680,766.40 |
DisclosureSEC source: 0001048911-26-000025 · form4.xml · nonDerivative · entry 2 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,833 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 15, 2026 Filed Apr 16, 2026 21:06 UTC | FEDEX CORP FDX · Entity 2962 | Exercise / conversionCommon Stock | 3,015 | $219.26 | $661,068.90 |
DisclosureSEC source: 0001048911-26-000025 · form4.xml · nonDerivative · entry 1 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,053 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Ownership has been adjusted to reflect 4 shares that were acquired via dividend reinvestment as a result of dividends paid to all shareholders. Read SEC document |
| November 19, 2025 Filed Nov 20, 2025 20:04 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftCommon Stock | 990 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-114576 · tm2531759-1_4seq1.xml · nonDerivative · entry 1 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,948 F1 · shares: Represents a donation of ordinary shares to a 501(c)(3) Foundation account. F2 · balance_after: Includes dividends accrued. Read SEC document |
| September 29, 2025 Filed Oct 1, 2025 21:19 UTC | FEDEX CORP FDX · Entity 2962 | GrantCommon Stock | 295 | $236.89 | $69,881.08 |
DisclosureSEC source: 0001048911-25-000063 · form4.xml · nonDerivative · entry 2 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,034 F3 · price: This common stock was issued in lieu of annual retainer fees of $70,000 (rounded down to the nearest whole share). Read SEC document |
| September 29, 2025 Filed Oct 1, 2025 21:19 UTC | FEDEX CORP FDX · Entity 2962 | GrantCommon Stock | 823 | $0.00 | $0.00 |
DisclosureSEC source: 0001048911-25-000063 · form4.xml · nonDerivative · entry 1 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,739 F1 · shares: These shares are subject to restricted stock units ("RSUs"). The RSUs vest on the date of the next FedEx Corporation annual stockholders' meeting and shall accrue dividend equivalents when a dividend is paid on shares of FedEx common stock, as set forth in the form of Restricted Stock Unit Agreement for Non-Management Directors. F2 · balance_after: Ownership has been adjusted to reflect 12 shares that were acquired via dividend reinvestment as a result of dividends paid to all shareholders. Read SEC document |
| August 15, 2025 Filed Aug 19, 2025 17:56 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon Stock | 2,324 | $410.00 | $952,840.00 |
DisclosureSEC source: 0001104659-25-080182 · tm2523878-1_4seq1.xml · nonDerivative · entry 1 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,917 Read SEC document |
| June 11, 2025 Filed Jun 13, 2025 19:40 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 482 | $352.53 | $169,919.46 |
DisclosureSEC source: 0001104659-25-059321 · tm2517984-6_4seq1.xml · nonDerivative · entry 1 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,241 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| May 12, 2025 Filed May 14, 2025 20:55 UTC | MARRIOTT INTERNATIONAL INC /MD/ MAR · Entity 2933 | GrantClass A Common Stock-Dir. Def. Stock Comp Plan-1 | 868 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-005107 · doc4.xml · nonDerivative · entry 1 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,370 F1 · shares: The shares will vest on a daily pro-rata basis over the twelve (12) month period following the grant and be distributed on the one-year anniversary of the grant. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 19:35 UTC | MARRIOTT INTERNATIONAL INC /MD/ MAR · Entity 2933 | SaleClass A Common Stock | 1,053.5236 | $277.48 | $292,331.73 |
DisclosureSEC source: 0001225208-25-002452 · doc4.xml · nonDerivative · entry 1 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,551.4764 Read SEC document |
| January 14, 2025 Filed Jan 14, 2025 22:17 UTC | FEDEX CORP FDX · Entity 2962 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,980 | $0.00 Strike: $174.64 | $0.00 |
DisclosureSEC source: 0001127602-25-001222 · form4.xml · derivative · entry 3 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,980 shares Expires 2026-09-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options first exercisable one year from date of grant. Read SEC document |
| January 14, 2025 Filed Jan 14, 2025 22:17 UTC | FEDEX CORP FDX · Entity 2962 | SaleCommon Stock | 3,980 | $276.45 | $1,100,256.67 |
DisclosureSEC source: 0001127602-25-001222 · form4.xml · nonDerivative · entry 2 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,904 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $276.37 to $276.47, inclusive. The reporting person undertakes to provide to FedEx Corporation, any security holder of FedEx Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| January 14, 2025 Filed Jan 14, 2025 22:17 UTC | FEDEX CORP FDX · Entity 2962 | Exercise / conversionCommon Stock | 3,980 | $174.64 | $695,047.30 |
DisclosureSEC source: 0001127602-25-001222 · form4.xml · nonDerivative · entry 1 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,884 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Ownership has been adjusted to reflect 3 shares that were acquired via dividend reinvestment as a result of dividends paid to all shareholders. Read SEC document |
| December 31, 2024 Filed Jan 2, 2025 21:52 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 103 | $363.78 | $37,469.34 |
DisclosureSEC source: 0001104659-25-000359 · tm251688-2_4seq1.xml · derivative · entry 1 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,157 Underlying: Common Stock · 103 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| November 29, 2024 Filed Dec 3, 2024 18:07 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftCommon Stock | 2,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-125004 · tm2429981-1_4seq1.xml · nonDerivative · entry 1 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,715 F1 · shares: Represents a donation of ordinary shares to a 501(c)(3) Foundation account. F2 · balance_after: Includes dividends accrued. Read SEC document |
| November 15, 2024 Filed Nov 18, 2024 21:44 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon Stock | 2 | $383.20 | $766.40 |
DisclosureSEC source: 0001104659-24-120169 · tm2428774-1_4seq1.xml · nonDerivative · entry 1 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,846 F1 · balance_after: Includes dividends accrued. Read SEC document |
| September 30, 2024 Filed Oct 1, 2024 17:04 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 96 | $389.79 | $37,419.84 |
DisclosureSEC source: 0001104659-24-104796 · tm2425317-1_4seq1.xml · derivative · entry 1 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,984 Underlying: Common Stock · 96 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| September 23, 2024 Filed Sep 24, 2024 21:15 UTC | FEDEX CORP FDX · Entity 2962 | GrantCommon Stock | 271 | $258.12 | $69,949.17 |
DisclosureSEC source: 0001127602-24-024401 · form4.xml · nonDerivative · entry 2 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,901 F3 · price: This common stock was issued in lieu of annual retainer fees of $70,000 (rounded down to the nearest whole share). Read SEC document |
| September 23, 2024 Filed Sep 24, 2024 21:15 UTC | FEDEX CORP FDX · Entity 2962 | GrantCommon Stock | 755 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-024401 · form4.xml · nonDerivative · entry 1 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,630 F1 · shares: These shares are subject to restricted stock units ("RSUs"). The RSUs vest on the date of the next FedEx Corporation annual stockholders' meeting and shall accrue dividend equivalents when a dividend is paid on shares of FedEx common stock, as set forth in the form of Restricted Stock Unit Agreement for Non-Management Directors. F2 · balance_after: Ownership has been adjusted to reflect 10 shares that were acquired via dividend reinvestment as a result of dividends paid to all shareholders. Read SEC document |
| June 28, 2024 Filed Jul 1, 2024 20:32 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 113 | $331.26 | $37,432.38 |
DisclosureSEC source: 0001104659-24-076852 · tm2418651-2_4seq1.xml · derivative · entry 1 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,811 Underlying: Common Stock · 113 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| June 12, 2024 Filed Jun 13, 2024 17:10 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 517 | $328.73 | $169,953.41 |
DisclosureSEC source: 0001104659-24-071179 · tm2417161-7_4seq1.xml · nonDerivative · entry 1 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,825 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| May 13, 2024 Filed May 15, 2024 12:18 UTC | MARRIOTT INTERNATIONAL INC /MD/ MAR · Entity 2933 | GrantClass A Common Stock-Dir. Def. Stock Comp Plan-1 | 837 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-006040 · doc4.xml · nonDerivative · entry 1 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,502 F1 · shares: The shares will vest on a daily pro-rata basis over the twelve (12) month period following the grant and be distributed following termination of service as a Board member. Read SEC document |
| April 29, 2024 Filed Apr 30, 2024 21:26 UTC | CATERPILLAR INC CAT · Entity 2808 | Disposition to issuerCommon Stock | 4,302 | $349.92 | $1,505,355.84 |
DisclosureSEC source: 0001104659-24-055039 · tm2413130-1_4seq1.xml · nonDerivative · entry 2 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,291 F3 · price: This transaction was executed in multiple trades at prices ranging from $349.49 to $350.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 29, 2024 Filed Apr 30, 2024 21:26 UTC | CATERPILLAR INC CAT · Entity 2808 | Disposition to issuerCommon Stock | 8,579 | $348.86 | $2,992,869.94 |
DisclosureSEC source: 0001104659-24-055039 · tm2413130-1_4seq1.xml · nonDerivative · entry 1 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,593 F1 · price: This transaction was executed in multiple trades at prices ranging from $348.46 to $349.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 28, 2024 Filed Apr 1, 2024 20:53 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 103 | $365.38 | $37,634.14 |
DisclosureSEC source: 0001104659-24-041922 · tm2410354-3_4seq1.xml · derivative · entry 1 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,630 Underlying: Common Stock · 103 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 27, 2024 Filed Mar 27, 2024 21:16 UTC | FEDEX CORP FDX · Entity 2962 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,610 | $0.00 Strike: $142.11 | $0.00 |
DisclosureSEC source: 0001127602-24-011311 · form4.xml · derivative · entry 5 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,610 shares Expires 2025-09-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options first exercisable one year from date of grant. Read SEC document |
| March 27, 2024 Filed Mar 27, 2024 21:16 UTC | FEDEX CORP FDX · Entity 2962 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,535 | $0.00 Strike: $160.53 | $0.00 |
DisclosureSEC source: 0001127602-24-011311 · form4.xml · derivative · entry 4 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,535 shares Expires 2024-09-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options first exercisable one year from date of grant. Read SEC document |
| March 27, 2024 Filed Mar 27, 2024 21:16 UTC | FEDEX CORP FDX · Entity 2962 | SaleCommon Stock | 6,145 | $288.02 | $1,769,904.41 |
DisclosureSEC source: 0001127602-24-011311 · form4.xml · nonDerivative · entry 3 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,865 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $288.0004 to $288.41, inclusive. The reporting person undertakes to provide to FedEx Corporation, any security holder of FedEx Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| March 27, 2024 Filed Mar 27, 2024 21:16 UTC | FEDEX CORP FDX · Entity 2962 | Exercise / conversionCommon Stock | 3,610 | $142.11 | $513,017.10 |
DisclosureSEC source: 0001127602-24-011311 · form4.xml · nonDerivative · entry 2 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 27, 2024 Filed Mar 27, 2024 21:16 UTC | FEDEX CORP FDX · Entity 2962 | Exercise / conversionCommon Stock | 2,535 | $160.53 | $406,943.55 |
DisclosureSEC source: 0001127602-24-011311 · form4.xml · nonDerivative · entry 1 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 29, 2023 Filed Jan 2, 2024 18:46 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 127 | $295.72 | $37,556.44 |
DisclosureSEC source: 0001104659-24-000233 · tm241441-1_4seq1.xml · derivative · entry 1 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,452 Underlying: Common Stock · 127 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| September 29, 2023 Filed Oct 2, 2023 23:22 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 136 | $275.46 | $37,462.56 |
DisclosureSEC source: 0001104659-23-106045 · tm2327418-2_4seq1.xml · derivative · entry 1 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,230 Underlying: Common Stock · 136 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| September 22, 2023 Filed Sep 25, 2023 20:36 UTC | FEDEX CORP FDX · Entity 2962 | GrantCommon Stock | 745 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-024725 · form4.xml · nonDerivative · entry 2 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,865 F2 · shares: These shares are subject to restricted stock units ("RSUs"). The RSUs vest on the date of the next FedEx Corporation annual stockholders' meeting and shall accrue dividend equivalents when a dividend is paid on shares of FedEx common stock, as set forth in the form of Restricted Stock Unit Agreement for Non-Management Directors. Read SEC document |
| September 22, 2023 Filed Sep 25, 2023 20:36 UTC | FEDEX CORP FDX · Entity 2962 | GrantCommon Stock | 267 | $261.91 | $69,929.97 |
DisclosureSEC source: 0001127602-23-024725 · form4.xml · nonDerivative · entry 1 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,120 F1 · price: This common stock was issued in lieu of annual retainer fees of $70,000 (rounded down to the nearest whole share). Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 17:04 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 153 | $245.41 | $37,547.73 |
DisclosureSEC source: 0001104659-23-077527 · tm2320445-1_4seq1.xml · derivative · entry 1 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,009 Underlying: Common Stock · 153 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| June 14, 2023 Filed Jun 15, 2023 15:05 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 698 | $243.32 | $169,837.36 |
DisclosureSEC source: 0001104659-23-071474 · tm2318786-8_4seq1.xml · nonDerivative · entry 1 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,106 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| May 16, 2023 Filed May 18, 2023 20:17 UTC | MARRIOTT INTERNATIONAL INC /MD/ MAR · Entity 2933 | GrantClass A Common Stock-Dir. Def. Stock Comp Plan-1 | 1,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-006038 · doc4.xml · nonDerivative · entry 1 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,665 F1 · shares: The shares will vest on a daily pro-rata basis over the twelve (12) month period following the grant and be distributed following termination of service as a Board member. Read SEC document |
| April 11, 2023 Filed Apr 12, 2023 22:15 UTC | FEDEX CORP FDX · Entity 2962 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,700 | $0.00 Strike: $115.06 | $0.00 |
DisclosureSEC source: 0001127602-23-012860 · form4.xml · derivative · entry 3 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,700 shares Expires 2023-09-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The options exercised in this transaction were scheduled to expire on 23 September 2023. F2 · derivative.exercise_date: These options first exercisable one year from date of grant. Read SEC document |
| April 11, 2023 Filed Apr 12, 2023 22:15 UTC | FEDEX CORP FDX · Entity 2962 | SaleCommon Stock | 3,700 | $231.66 | $857,142.00 |
DisclosureSEC source: 0001127602-23-012860 · form4.xml · nonDerivative · entry 2 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,853 Read SEC document |
| April 11, 2023 Filed Apr 12, 2023 22:15 UTC | FEDEX CORP FDX · Entity 2962 | Exercise / conversionCommon Stock | 3,700 | $115.06 | $425,722.00 |
DisclosureSEC source: 0001127602-23-012860 · form4.xml · nonDerivative · entry 1 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,553 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 10:04 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 165 | $226.98 | $37,451.70 |
DisclosureSEC source: 0001104659-23-041131 · tm2311424-2_4seq1.xml · derivative · entry 1 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,757 Underlying: Common Stock · 165 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| December 30, 2022 Filed Jan 3, 2023 17:56 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 157 | $238.93 | $37,512.01 |
DisclosureSEC source: 0001104659-23-000237 · tm231394-2_4seq1.xml · derivative · entry 1 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,508 Underlying: Common Stock · 157 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| September 30, 2022 Filed Oct 3, 2022 20:23 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 226 | $165.84 | $37,479.84 |
DisclosureSEC source: 0000018230-22-000210 · wf-form4_166482861916033.xml · derivative · entry 1 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,260 Underlying: Common Stock · 226 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| September 26, 2022 Filed Sep 27, 2022 20:57 UTC | FEDEX CORP FDX · Entity 2962 | GrantStock Option (Right to Buy) · Derivative | 4,727 | $0.00 Strike: $146.62 | $0.00 |
DisclosureSEC source: 0001127602-22-023053 · form4.xml · derivative · entry 2 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,727 Underlying: Common Stock · 4,727 shares Expires 2032-09-26 F2 · derivative.exercise_date: These options first exercisable one year from date of grant. Read SEC document |
| September 26, 2022 Filed Sep 27, 2022 20:57 UTC | FEDEX CORP FDX · Entity 2962 | GrantCommon Stock | 954 | $146.62 | $139,875.48 |
DisclosureSEC source: 0001127602-22-023053 · form4.xml · nonDerivative · entry 1 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,853 F1 · price: This common stock was issued in lieu of annual retainer fees of $140,000 (rounded down to the nearest whole share). Read SEC document |
| June 30, 2022 Filed Jul 1, 2022 12:53 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 209 | $179.63 | $37,542.67 |
DisclosureSEC source: 0000018230-22-000169 · wf-form4_165667999134195.xml · derivative · entry 1 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,930 Underlying: Common Stock · 209 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.