Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BOX INCBOX · Entity 3932 | 10% owner | January 08, 2018 | January 10, 2018 |
| SPACE EXPLORATION TECHNOLOGIES CORPSPCX · Entity 8884 | Director | June 11, 2026 | June 12, 2026 |
| TMC the metals Co Inc.TMC · Entity 4335 | Director | April 09, 2024 | April 11, 2024 |
| Tesla, Inc.TSLA · Entity 2791 | Director | November 22, 2019 | November 27, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BOX INC
Report date January 08, 2018 · Filed January 10, 2018
Jointly reported with Draper Fisher Jurvetson Fund VIII L P, DRAPER FISHER JURVETSON PARTNERS VIII LLC, Draper Fisher Jurvetson Fund IX LP, Draper Fisher Jurvetson Partners IX, LLC, DRAPER ASSOCIATES L P, DRAPER TIMOTHY C, Fisher John H N, BAILEY MARK W, Schuler Barry
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Fund VIII | 0 |
Last balance in matching sequence
After 2018-01-08 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2018-01-08 · Conversion · Acquired 1,490,428 · Balance 1,490,428 F1: Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII). F2: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Row 2 · 2018-01-08 · Other · Disposed 1,490,428 · Balance 0 F5: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII to its partners or members and includes the subsequent distribution by Draper Fisher Jurvetson Fund VIII Partners, L.P. to its respective partners or members. F2: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Partners VIII | 0 |
Last balance in matching sequence
After 2018-01-08 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 3 · 2018-01-08 · Conversion · Acquired 33,121 · Balance 33,121 F6: Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners VIII. F2: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Row 4 · 2018-01-08 · Other · Disposed 33,121 · Balance 0 F7: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Partners VIII to its partners or members. F2: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Fund IX | 0 |
Last balance in matching sequence
After 2018-01-08 transaction · row 6
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 5 · 2018-01-08 · Conversion · Acquired 466,056 · Balance 466,056 F8: Represents the conversion of Class B Common Stock into Class A Common Stock held by Fund IX. F2: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Row 6 · 2018-01-08 · Other · Disposed 466,056 · Balance 0 F9: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund IX to its partners or members and includes the subsequent distribution by Draper Fisher Jurvetson Fund IX Partners, L.P. to its respective partners or members. F2: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Partners IX | 0 |
Last balance in matching sequence
After 2018-01-08 transaction · row 8
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 7 · 2018-01-08 · Conversion · Acquired 12,630 · Balance 12,630 F10: Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners IX. F2: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Row 8 · 2018-01-08 · Other · Disposed 12,630 · Balance 0 F11: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Partners IX to its partners or members. F2: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 368,647 |
Reported balance
After 2018-01-08 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2018-01-08 · Other · Acquired 368,647 · Balance 368,647 F12: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII. F13: Shares held by Draper Fisher Jurvetson Fund VIII Partners, L.P. (Fund VIII Partners). |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2018-01-08 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2018-01-08 · Other · Disposed 368,647 · Balance 0 F14: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII Partners to its partners or members. F13: Shares held by Draper Fisher Jurvetson Fund VIII Partners, L.P. (Fund VIII Partners). |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 102,975 |
Reported balance
After 2018-01-08 transaction · row 11
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 11 · 2018-01-08 · Other · Acquired 102,975 · Balance 102,975 F15: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund IX. F16: Shares held by Draper Fisher Jurvetson Fund IX Partners, L.P. (Fund IX Partners). |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2018-01-08 transaction · row 12
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 12 · 2018-01-08 · Other · Disposed 102,975 · Balance 0 F17: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund IX Partners to its partners or members. F16: Shares held by Draper Fisher Jurvetson Fund IX Partners, L.P. (Fund IX Partners). |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 4,285,961 |
Reported balance
After 2018-01-08 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2018-01-08 · Conversion · Disposed 1,490,428 · Balance 4,285,961 F18: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1: Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII). F2: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 4,252,840 |
Reported balance
After 2018-01-08 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2018-01-08 · Conversion · Disposed 33,121 · Balance 4,252,840 F18: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6: Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners VIII. F2: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 3,786,784 |
Reported balance
After 2018-01-08 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2018-01-08 · Conversion · Disposed 466,056 · Balance 3,786,784 F18: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F8: Represents the conversion of Class B Common Stock into Class A Common Stock held by Fund IX. F2: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 3,774,154 |
Reported balance
After 2018-01-08 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2018-01-08 · Conversion · Disposed 12,630 · Balance 3,774,154 F18: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F10: Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners IX. F2: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F19: 1,170,740 of these shares are owned directly by DALP, 466,056 of these shares are owned directly by Fund IX, 1,490,429 of these shares are owned directly by Fund VIII, 12,626 of these shares are owned directly by Partners IX, 33,117 of these shares are owned directly by Partners VIII, 556,218 of these shares are owned directly by Growth Fund, and 44,968 of these shares are owned directly by Growth Partners. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII).
F2: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX).
F3: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.
F4: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.
F5: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII to its partners or members and includes the subsequent distribution by Draper Fisher Jurvetson Fund VIII Partners, L.P. to its respective partners or members.
F6: Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners VIII.
F7: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Partners VIII to its partners or members.
F8: Represents the conversion of Class B Common Stock into Class A Common Stock held by Fund IX.
F9: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund IX to its partners or members and includes the subsequent distribution by Draper Fisher Jurvetson Fund IX Partners, L.P. to its respective partners or members.
F10: Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners IX.
F11: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Partners IX to its partners or members.
F12: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII.
F13: Shares held by Draper Fisher Jurvetson Fund VIII Partners, L.P. (Fund VIII Partners).
F14: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII Partners to its partners or members.
F15: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund IX.
F16: Shares held by Draper Fisher Jurvetson Fund IX Partners, L.P. (Fund IX Partners).
F17: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund IX Partners to its partners or members.
F18: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F19: 1,170,740 of these shares are owned directly by DALP, 466,056 of these shares are owned directly by Fund IX, 1,490,429 of these shares are owned directly by Fund VIII, 12,626 of these shares are owned directly by Partners IX, 33,117 of these shares are owned directly by Partners VIII, 556,218 of these shares are owned directly by Growth Fund, and 44,968 of these shares are owned directly by Growth Partners.
SPACE EXPLORATION TECHNOLOGIES CORP
Report date June 11, 2026 · Filed June 12, 2026
This filing explicitly reported no securities owned.
TMC the metals Co Inc.
Report date April 09, 2024 · Filed April 11, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.71 · Expires 2031-04-09 | Direct | 3,440,000 |
Reported balance
After 2024-04-09 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-04-09 · Grant · Acquired 3,440,000 · Balance 3,440,000 F1: Pursuant to the consulting agreement entered into between the Issuer and the reporting person, the reporting person was granted stock options under the Issuer's 2021 Incentive Equity Plan, which will vest over a three year period as follows, subject to continued service through each vesting date: 1/3 on the first anniversary of April 9, 2024 (the "Grant Date"), 1/3 on the second anniversary of the Grant Date and 1/3 on the third anniversary of the Grant Date. The term of the stock option is seven years from the Grant Date. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the consulting agreement entered into between the Issuer and the reporting person, the reporting person was granted stock options under the Issuer's 2021 Incentive Equity Plan, which will vest over a three year period as follows, subject to continued service through each vesting date: 1/3 on the first anniversary of April 9, 2024 (the "Grant Date"), 1/3 on the second anniversary of the Grant Date and 1/3 on the third anniversary of the Grant Date. The term of the stock option is seven years from the Grant Date.
Tesla, Inc.
Report date November 22, 2019 · Filed November 27, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-11-22 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2019-11-22 · Exercise / conversion · Acquired 13,889 · Balance 13,889 F1: The transactions reported herein were completed pursuant to an agreement with and for the benefit of Draper Fisher Jurvetson, of which the reporting person was formerly a managing director. All proceeds of the sale reported herein have been transferred to Draper Fisher Jurvetson. Row 2 · 2019-11-22 · Exercise / conversion · Acquired 3,334 · Balance 17,223 F1: The transactions reported herein were completed pursuant to an agreement with and for the benefit of Draper Fisher Jurvetson, of which the reporting person was formerly a managing director. All proceeds of the sale reported herein have been transferred to Draper Fisher Jurvetson. Row 3 · 2019-11-22 · Sale · Disposed 17,223 · Balance 0 F1: The transactions reported herein were completed pursuant to an agreement with and for the benefit of Draper Fisher Jurvetson, of which the reporting person was formerly a managing director. All proceeds of the sale reported herein have been transferred to Draper Fisher Jurvetson. F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $331.98 to $332.74, inclusive. The reporting person undertakes to provide Tesla, any security holder of Tesla or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $250.69 · Expires 2022-06-12 | Direct | 0 |
Reported balance
After 2019-11-22 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-11-22 · Exercise / conversion · Disposed 3,334 · Balance 0 F5: This stock option award is a triennial equity award granted pursuant to the Company's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted became vested and exercisable as of each monthly anniversary of June 12, 2015, such that all shares subject to the Option became fully vested and exercisable by June 12, 2018. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $261.89 · Expires 2022-06-18 | Direct | 0 |
Reported balance
After 2019-11-22 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-11-22 · Exercise / conversion · Disposed 13,889 · Balance 0 F6: This stock option award is a triennial equity award granted pursuant to the Company's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted became vested and exercisable as of each monthly anniversary of June 18, 2015, such that all shares subject to the Option became fully vested and exercisable by June 18, 2018. |
| Common StockSEC Table I · non-derivative | Indirectby DFJ Fd X Part LP | 43 |
Reported balance
Holding disclosure · report date 2019-11-22 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 43 F3: These shares are owned directly by Draper Fisher Jurvetson Fund X Partners, L.P. The reporting person was formerly a managing director of the general partner entities of these funds that directly hold shares and as such the reporting person may have been deemed to have voting and investment power with respect to such shares. The reporting person disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 52,100 |
Reported balance
Holding disclosure · report date 2019-11-22 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 52,100 F4: These shares are owned by the Steve Jurvetson TR UA 1/29/19 Future Venture Living Trust. Reflects a prior transfer of 52,100 shares to the reporting person's former wife pursuant to a divorce decree. |
Filing footnotes · ownership attribution and instrument terms
F1: The transactions reported herein were completed pursuant to an agreement with and for the benefit of Draper Fisher Jurvetson, of which the reporting person was formerly a managing director. All proceeds of the sale reported herein have been transferred to Draper Fisher Jurvetson.
F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $331.98 to $332.74, inclusive. The reporting person undertakes to provide Tesla, any security holder of Tesla or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F3: These shares are owned directly by Draper Fisher Jurvetson Fund X Partners, L.P. The reporting person was formerly a managing director of the general partner entities of these funds that directly hold shares and as such the reporting person may have been deemed to have voting and investment power with respect to such shares. The reporting person disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein.
F4: These shares are owned by the Steve Jurvetson TR UA 1/29/19 Future Venture Living Trust. Reflects a prior transfer of 52,100 shares to the reporting person's former wife pursuant to a divorce decree.
F5: This stock option award is a triennial equity award granted pursuant to the Company's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted became vested and exercisable as of each monthly anniversary of June 12, 2015, such that all shares subject to the Option became fully vested and exercisable by June 12, 2018.
F6: This stock option award is a triennial equity award granted pursuant to the Company's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted became vested and exercisable as of each monthly anniversary of June 18, 2015, such that all shares subject to the Option became fully vested and exercisable by June 18, 2018.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Redfin Corp
Report date August 02, 2017 · Filed August 02, 2017
Jointly reported with Draper Fisher Jurvetson Fund IX LP, Fisher John H N, DRAPER TIMOTHY C, Draper Fisher Jurvetson Partners IX, LLC
Section 16 reporting ended · disclosed 2017-08-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Draper Fisher Jurvetson Fund IX, L.P. | 6,771,743 |
Last balance in matching sequence
After 2017-08-02 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2017-08-02 · Conversion · Acquired 6,109,256 · Balance 6,135,371 F1: Each share of the issuer's Series C Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering (the "IPO") pursuant to a registration statement on Form S-1 (File No. 333-219093) under the Securities Act of 1933, as amended (the "Registration Statement"), and had no expiration date. F2: These securities are held of record by Draper Fisher Jurvetson Fund IX, L.P. ("Fund IX"). Draper Fisher Jurvetson Fund IX Partners, L.P. ("Fund IX Partners") is the general partner of Fund IX. Timothy Draper, John H.N. Fisher and Stephen T. Jurvetson are the Managing Directors of Fund IX Partners and each may be deemed to share voting and investment power over the securities held by Fund IX. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 2 · 2017-08-02 · Conversion · Acquired 224,354 · Balance 6,359,725 F3: Each share of the issuer's Series D Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date. F2: These securities are held of record by Draper Fisher Jurvetson Fund IX, L.P. ("Fund IX"). Draper Fisher Jurvetson Fund IX Partners, L.P. ("Fund IX Partners") is the general partner of Fund IX. Timothy Draper, John H.N. Fisher and Stephen T. Jurvetson are the Managing Directors of Fund IX Partners and each may be deemed to share voting and investment power over the securities held by Fund IX. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 3 · 2017-08-02 · Conversion · Acquired 214,025 · Balance 6,573,750 F4: Each share of the issuer's Series E Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date. F2: These securities are held of record by Draper Fisher Jurvetson Fund IX, L.P. ("Fund IX"). Draper Fisher Jurvetson Fund IX Partners, L.P. ("Fund IX Partners") is the general partner of Fund IX. Timothy Draper, John H.N. Fisher and Stephen T. Jurvetson are the Managing Directors of Fund IX Partners and each may be deemed to share voting and investment power over the securities held by Fund IX. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 4 · 2017-08-02 · Conversion · Acquired 197,993 · Balance 6,771,743 F5: Each share of the issuer's Series F Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date. F2: These securities are held of record by Draper Fisher Jurvetson Fund IX, L.P. ("Fund IX"). Draper Fisher Jurvetson Fund IX Partners, L.P. ("Fund IX Partners") is the general partner of Fund IX. Timothy Draper, John H.N. Fisher and Stephen T. Jurvetson are the Managing Directors of Fund IX Partners and each may be deemed to share voting and investment power over the securities held by Fund IX. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectBy Draper Fisher Jurvetson Partners IX, LLC | 183,503 |
Last balance in matching sequence
After 2017-08-02 transaction · row 8
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 5 · 2017-08-02 · Conversion · Acquired 165,553 · Balance 166,260 F1: Each share of the issuer's Series C Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering (the "IPO") pursuant to a registration statement on Form S-1 (File No. 333-219093) under the Securities Act of 1933, as amended (the "Registration Statement"), and had no expiration date. F6: These securities are held of record by Draper Fisher Jurvetson Partners IX, LLC ("Partners IX"). Partners IX invests lockstep alongside Fund IX. Messrs. Draper, Fisher and Jurvetson are the Managing Members of Partners IX and each may be deemed to share voting and investment power over the securities held by Partners IX. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 6 · 2017-08-02 · Conversion · Acquired 6,079 · Balance 172,339 F3: Each share of the issuer's Series D Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date. F6: These securities are held of record by Draper Fisher Jurvetson Partners IX, LLC ("Partners IX"). Partners IX invests lockstep alongside Fund IX. Messrs. Draper, Fisher and Jurvetson are the Managing Members of Partners IX and each may be deemed to share voting and investment power over the securities held by Partners IX. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 7 · 2017-08-02 · Conversion · Acquired 5,799 · Balance 178,138 F4: Each share of the issuer's Series E Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date. F6: These securities are held of record by Draper Fisher Jurvetson Partners IX, LLC ("Partners IX"). Partners IX invests lockstep alongside Fund IX. Messrs. Draper, Fisher and Jurvetson are the Managing Members of Partners IX and each may be deemed to share voting and investment power over the securities held by Partners IX. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 8 · 2017-08-02 · Conversion · Acquired 5,365 · Balance 183,503 F5: Each share of the issuer's Series F Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date. F6: These securities are held of record by Draper Fisher Jurvetson Partners IX, LLC ("Partners IX"). Partners IX invests lockstep alongside Fund IX. Messrs. Draper, Fisher and Jurvetson are the Managing Members of Partners IX and each may be deemed to share voting and investment power over the securities held by Partners IX. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectBy Draper Associates, L.P | 217,492 |
Reported balance
After 2017-08-02 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2017-08-02 · Conversion · Acquired 217,492 · Balance 217,492 F1: Each share of the issuer's Series C Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering (the "IPO") pursuant to a registration statement on Form S-1 (File No. 333-219093) under the Securities Act of 1933, as amended (the "Registration Statement"), and had no expiration date. F7: These securities are held of record by Draper Associates, L.P. ("DALP"). DALP invests lockstep alongside Fund IX. The general partner of DALP is Draper Associates, Inc., which is controlled by its President and majority shareholder, Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DALP. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectBy Draper Associates, L.P. | 225,479 |
Reported balance
After 2017-08-02 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2017-08-02 · Conversion · Acquired 7,987 · Balance 225,479 F3: Each share of the issuer's Series D Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date. F7: These securities are held of record by Draper Associates, L.P. ("DALP"). DALP invests lockstep alongside Fund IX. The general partner of DALP is Draper Associates, Inc., which is controlled by its President and majority shareholder, Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DALP. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectBy Draper Associates Riskmasters Fund II, LLC | 7,619 |
Reported balance
After 2017-08-02 transaction · row 11
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 11 · 2017-08-02 · Conversion · Acquired 7,619 · Balance 7,619 F4: Each share of the issuer's Series E Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date. F8: These securities are held of record by Draper Associates Riskmasters Fund II, LLC ("DARF II"). DARF II invests lockstep alongside Fund IX, instead and in place of DALP beginning June 2010. Mr. Draper is the Managing Member of DARF II and may be deemed to have voting and investment power over the securities held by DARF II. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectBy Draper Associates Riskmasters Fund III, LLC | 7,977 |
Reported balance
After 2017-08-02 transaction · row 12
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 12 · 2017-08-02 · Conversion · Acquired 7,048 · Balance 7,977 F5: Each share of the issuer's Series F Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date. F9: These securities are held of record by Draper Associates Riskmasters Fund III, LLC ("DARF III"). DARF III invests lockstep alongside Fund IX, instead and in place of DARF II beginning August 2013. Mr. Draper is the Managing Member of DARF III and may be deemed to have voting and investment power over the securities held by DARF III. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Series C Preferred StockSEC Table II · derivative / convertible security | IndirectBy Draper Fisher Jurvetson Fund IX, L.P. | 0 |
Reported balance
After 2017-08-02 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2017-08-02 · Conversion · Disposed 6,109,256 · Balance 0 F1: Each share of the issuer's Series C Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering (the "IPO") pursuant to a registration statement on Form S-1 (File No. 333-219093) under the Securities Act of 1933, as amended (the "Registration Statement"), and had no expiration date. F2: These securities are held of record by Draper Fisher Jurvetson Fund IX, L.P. ("Fund IX"). Draper Fisher Jurvetson Fund IX Partners, L.P. ("Fund IX Partners") is the general partner of Fund IX. Timothy Draper, John H.N. Fisher and Stephen T. Jurvetson are the Managing Directors of Fund IX Partners and each may be deemed to share voting and investment power over the securities held by Fund IX. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Series D Preferred StockSEC Table II · derivative / convertible security | IndirectBy Draper Fisher Jurvetson Fund IX, L.P. | 0 |
Reported balance
After 2017-08-02 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2017-08-02 · Conversion · Disposed 224,354 · Balance 0 F3: Each share of the issuer's Series D Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date. F2: These securities are held of record by Draper Fisher Jurvetson Fund IX, L.P. ("Fund IX"). Draper Fisher Jurvetson Fund IX Partners, L.P. ("Fund IX Partners") is the general partner of Fund IX. Timothy Draper, John H.N. Fisher and Stephen T. Jurvetson are the Managing Directors of Fund IX Partners and each may be deemed to share voting and investment power over the securities held by Fund IX. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Series E Preferred StockSEC Table II · derivative / convertible security | IndirectBy Draper Fisher Jurvetson Fund IX, L.P. | 0 |
Reported balance
After 2017-08-02 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2017-08-02 · Conversion · Disposed 214,025 · Balance 0 F4: Each share of the issuer's Series E Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date. F2: These securities are held of record by Draper Fisher Jurvetson Fund IX, L.P. ("Fund IX"). Draper Fisher Jurvetson Fund IX Partners, L.P. ("Fund IX Partners") is the general partner of Fund IX. Timothy Draper, John H.N. Fisher and Stephen T. Jurvetson are the Managing Directors of Fund IX Partners and each may be deemed to share voting and investment power over the securities held by Fund IX. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Series F Preferred StockSEC Table II · derivative / convertible security | IndirectBy Draper Fisher Jurvetson Fund IX, L.P. | 0 |
Reported balance
After 2017-08-02 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2017-08-02 · Conversion · Disposed 197,993 · Balance 0 F5: Each share of the issuer's Series F Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date. F2: These securities are held of record by Draper Fisher Jurvetson Fund IX, L.P. ("Fund IX"). Draper Fisher Jurvetson Fund IX Partners, L.P. ("Fund IX Partners") is the general partner of Fund IX. Timothy Draper, John H.N. Fisher and Stephen T. Jurvetson are the Managing Directors of Fund IX Partners and each may be deemed to share voting and investment power over the securities held by Fund IX. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Series C Preferred StockSEC Table II · derivative / convertible security | IndirectBy Draper Fisher Jurvetson Partners IX, LLC | 0 |
Reported balance
After 2017-08-02 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2017-08-02 · Conversion · Disposed 165,553 · Balance 0 F1: Each share of the issuer's Series C Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering (the "IPO") pursuant to a registration statement on Form S-1 (File No. 333-219093) under the Securities Act of 1933, as amended (the "Registration Statement"), and had no expiration date. F6: These securities are held of record by Draper Fisher Jurvetson Partners IX, LLC ("Partners IX"). Partners IX invests lockstep alongside Fund IX. Messrs. Draper, Fisher and Jurvetson are the Managing Members of Partners IX and each may be deemed to share voting and investment power over the securities held by Partners IX. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Series D Preferred StockSEC Table II · derivative / convertible security | IndirectBy Draper Fisher Jurvetson Partners IX, LLC | 0 |
Reported balance
After 2017-08-02 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2017-08-02 · Conversion · Disposed 6,079 · Balance 0 F3: Each share of the issuer's Series D Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date. F6: These securities are held of record by Draper Fisher Jurvetson Partners IX, LLC ("Partners IX"). Partners IX invests lockstep alongside Fund IX. Messrs. Draper, Fisher and Jurvetson are the Managing Members of Partners IX and each may be deemed to share voting and investment power over the securities held by Partners IX. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Series E Preferred StockSEC Table II · derivative / convertible security | IndirectBy Draper Fisher Jurvetson Partners IX, LLC | 0 |
Reported balance
After 2017-08-02 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2017-08-02 · Conversion · Disposed 5,799 · Balance 0 F4: Each share of the issuer's Series E Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date. F6: These securities are held of record by Draper Fisher Jurvetson Partners IX, LLC ("Partners IX"). Partners IX invests lockstep alongside Fund IX. Messrs. Draper, Fisher and Jurvetson are the Managing Members of Partners IX and each may be deemed to share voting and investment power over the securities held by Partners IX. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Series F Preferred StockSEC Table II · derivative / convertible security | IndirectBy Draper Fisher Jurvetson Partners IX, LLC | 0 |
Reported balance
After 2017-08-02 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2017-08-02 · Conversion · Disposed 5,365 · Balance 0 F5: Each share of the issuer's Series F Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date. F6: These securities are held of record by Draper Fisher Jurvetson Partners IX, LLC ("Partners IX"). Partners IX invests lockstep alongside Fund IX. Messrs. Draper, Fisher and Jurvetson are the Managing Members of Partners IX and each may be deemed to share voting and investment power over the securities held by Partners IX. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Series C Preferred StockSEC Table II · derivative / convertible security | IndirectBy Draper Associates, L.P. | 0 |
Reported balance
After 2017-08-02 transaction · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · 2017-08-02 · Conversion · Disposed 217,492 · Balance 0 F1: Each share of the issuer's Series C Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering (the "IPO") pursuant to a registration statement on Form S-1 (File No. 333-219093) under the Securities Act of 1933, as amended (the "Registration Statement"), and had no expiration date. F7: These securities are held of record by Draper Associates, L.P. ("DALP"). DALP invests lockstep alongside Fund IX. The general partner of DALP is Draper Associates, Inc., which is controlled by its President and majority shareholder, Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DALP. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Series D Preferred StockSEC Table II · derivative / convertible security | IndirectBy Draper Associates, L.P. | 0 |
Reported balance
After 2017-08-02 transaction · row 22
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 22 · 2017-08-02 · Conversion · Disposed 7,987 · Balance 0 F3: Each share of the issuer's Series D Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date. F7: These securities are held of record by Draper Associates, L.P. ("DALP"). DALP invests lockstep alongside Fund IX. The general partner of DALP is Draper Associates, Inc., which is controlled by its President and majority shareholder, Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DALP. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Series E Preferred StockSEC Table II · derivative / convertible security | IndirectBy Draper Associates Riskmasters Fund II, LLC | 0 |
Reported balance
After 2017-08-02 transaction · row 23
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 23 · 2017-08-02 · Conversion · Disposed 7,619 · Balance 0 F4: Each share of the issuer's Series E Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date. F8: These securities are held of record by Draper Associates Riskmasters Fund II, LLC ("DARF II"). DARF II invests lockstep alongside Fund IX, instead and in place of DALP beginning June 2010. Mr. Draper is the Managing Member of DARF II and may be deemed to have voting and investment power over the securities held by DARF II. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Series F Preferred StockSEC Table II · derivative / convertible security | IndirectBy Draper Associates Riskmasters Fund III, LLC | 0 |
Reported balance
After 2017-08-02 transaction · row 24
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 24 · 2017-08-02 · Conversion · Disposed 7,048 · Balance 0 F5: Each share of the issuer's Series F Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date. F9: These securities are held of record by Draper Associates Riskmasters Fund III, LLC ("DARF III"). DARF III invests lockstep alongside Fund IX, instead and in place of DARF II beginning August 2013. Mr. Draper is the Managing Member of DARF III and may be deemed to have voting and investment power over the securities held by DARF III. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of the issuer's Series C Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering (the "IPO") pursuant to a registration statement on Form S-1 (File No. 333-219093) under the Securities Act of 1933, as amended (the "Registration Statement"), and had no expiration date.
F2: These securities are held of record by Draper Fisher Jurvetson Fund IX, L.P. ("Fund IX"). Draper Fisher Jurvetson Fund IX Partners, L.P. ("Fund IX Partners") is the general partner of Fund IX. Timothy Draper, John H.N. Fisher and Stephen T. Jurvetson are the Managing Directors of Fund IX Partners and each may be deemed to share voting and investment power over the securities held by Fund IX. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F3: Each share of the issuer's Series D Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.
F4: Each share of the issuer's Series E Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.
F5: Each share of the issuer's Series F Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.
F6: These securities are held of record by Draper Fisher Jurvetson Partners IX, LLC ("Partners IX"). Partners IX invests lockstep alongside Fund IX. Messrs. Draper, Fisher and Jurvetson are the Managing Members of Partners IX and each may be deemed to share voting and investment power over the securities held by Partners IX. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F7: These securities are held of record by Draper Associates, L.P. ("DALP"). DALP invests lockstep alongside Fund IX. The general partner of DALP is Draper Associates, Inc., which is controlled by its President and majority shareholder, Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DALP. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F8: These securities are held of record by Draper Associates Riskmasters Fund II, LLC ("DARF II"). DARF II invests lockstep alongside Fund IX, instead and in place of DALP beginning June 2010. Mr. Draper is the Managing Member of DARF II and may be deemed to have voting and investment power over the securities held by DARF II. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F9: These securities are held of record by Draper Associates Riskmasters Fund III, LLC ("DARF III"). DARF III invests lockstep alongside Fund IX, instead and in place of DARF II beginning August 2013. Mr. Draper is the Managing Member of DARF III and may be deemed to have voting and investment power over the securities held by DARF III. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
SOLARCITY CORP
Report date November 21, 2016 · Filed November 23, 2016
Jointly reported with Fisher John H N, DRAPER TIMOTHY C, Draper Fisher Jurvetson Fund IX LP, Draper Fisher Jurvetson Partners IX, LLC, Draper Fisher Jurvetson Fund X, L.P., Draper Fisher Jurvetson Partners X, LLC, DRAPER ASSOCIATES L P, DRAPER FISHER JURVETSON GROWTH FUND 2006 LP, DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC
Section 16 reporting ended · disclosed 2016-11-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2016-11-21 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2016-11-21 · Disposition to issuer · Disposed 826,745 · Balance 0 F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F2: These shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P. F10: John H.N. Fisher is a member of the issuer's board of directors. Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Draper Fisher Jurvetson Fund IX, L.P. (Fund IX) and Draper Fisher Jurvetson Fund X, L.P. (Fund X) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners IX, LLC invests lockstep alongside Fund IX. Draper Fisher Jurvetson Partners X, LLC invests lockstep alongside Fund X. Draper Associates, L.P. (DALP) invests lockstep alongside Fund IX and Fund X. F11: The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. Draper Associates Riskmasters Fund, LLC (DARF) and Draper Associates Riskmasters Fund III, LLC (DARFIII) invest lockstep alongside Fund IX and Fund X, instead and in place of DALP beginning June 2010. F12: The Managing Member of DARF and DARFIII is Timothy C. Draper. John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler and Mark W. Bailey. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2016-11-21 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2016-11-21 · Disposition to issuer · Disposed 260,838 · Balance 0 F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F3: These shares are owned directly by Draper Fisher Jurvetson Fund X, L.P. F10: John H.N. Fisher is a member of the issuer's board of directors. Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Draper Fisher Jurvetson Fund IX, L.P. (Fund IX) and Draper Fisher Jurvetson Fund X, L.P. (Fund X) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners IX, LLC invests lockstep alongside Fund IX. Draper Fisher Jurvetson Partners X, LLC invests lockstep alongside Fund X. Draper Associates, L.P. (DALP) invests lockstep alongside Fund IX and Fund X. F11: The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. Draper Associates Riskmasters Fund, LLC (DARF) and Draper Associates Riskmasters Fund III, LLC (DARFIII) invest lockstep alongside Fund IX and Fund X, instead and in place of DALP beginning June 2010. F12: The Managing Member of DARF and DARFIII is Timothy C. Draper. John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler and Mark W. Bailey. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2016-11-21 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2016-11-21 · Disposition to issuer · Disposed 1,653,952 · Balance 0 F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F4: These shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P. F10: John H.N. Fisher is a member of the issuer's board of directors. Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Draper Fisher Jurvetson Fund IX, L.P. (Fund IX) and Draper Fisher Jurvetson Fund X, L.P. (Fund X) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners IX, LLC invests lockstep alongside Fund IX. Draper Fisher Jurvetson Partners X, LLC invests lockstep alongside Fund X. Draper Associates, L.P. (DALP) invests lockstep alongside Fund IX and Fund X. F11: The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. Draper Associates Riskmasters Fund, LLC (DARF) and Draper Associates Riskmasters Fund III, LLC (DARFIII) invest lockstep alongside Fund IX and Fund X, instead and in place of DALP beginning June 2010. F12: The Managing Member of DARF and DARFIII is Timothy C. Draper. John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler and Mark W. Bailey. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2016-11-21 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2016-11-21 · Disposition to issuer · Disposed 7,970 · Balance 0 F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F5: These shares are owned directly by Draper Fisher Jurvetson Partners X, LLC. F10: John H.N. Fisher is a member of the issuer's board of directors. Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Draper Fisher Jurvetson Fund IX, L.P. (Fund IX) and Draper Fisher Jurvetson Fund X, L.P. (Fund X) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners IX, LLC invests lockstep alongside Fund IX. Draper Fisher Jurvetson Partners X, LLC invests lockstep alongside Fund X. Draper Associates, L.P. (DALP) invests lockstep alongside Fund IX and Fund X. F11: The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. Draper Associates Riskmasters Fund, LLC (DARF) and Draper Associates Riskmasters Fund III, LLC (DARFIII) invest lockstep alongside Fund IX and Fund X, instead and in place of DALP beginning June 2010. F12: The Managing Member of DARF and DARFIII is Timothy C. Draper. John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler and Mark W. Bailey. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2016-11-21 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2016-11-21 · Disposition to issuer · Disposed 22,403 · Balance 0 F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F6: These shares are owned directly by Draper Fisher Jurvetson Partners IX, LLC. F10: John H.N. Fisher is a member of the issuer's board of directors. Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Draper Fisher Jurvetson Fund IX, L.P. (Fund IX) and Draper Fisher Jurvetson Fund X, L.P. (Fund X) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners IX, LLC invests lockstep alongside Fund IX. Draper Fisher Jurvetson Partners X, LLC invests lockstep alongside Fund X. Draper Associates, L.P. (DALP) invests lockstep alongside Fund IX and Fund X. F11: The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. Draper Associates Riskmasters Fund, LLC (DARF) and Draper Associates Riskmasters Fund III, LLC (DARFIII) invest lockstep alongside Fund IX and Fund X, instead and in place of DALP beginning June 2010. F12: The Managing Member of DARF and DARFIII is Timothy C. Draper. John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler and Mark W. Bailey. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2016-11-21 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2016-11-21 · Disposition to issuer · Disposed 136,138 · Balance 0 F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F7: These shares are owned directly by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC. F10: John H.N. Fisher is a member of the issuer's board of directors. Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Draper Fisher Jurvetson Fund IX, L.P. (Fund IX) and Draper Fisher Jurvetson Fund X, L.P. (Fund X) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners IX, LLC invests lockstep alongside Fund IX. Draper Fisher Jurvetson Partners X, LLC invests lockstep alongside Fund X. Draper Associates, L.P. (DALP) invests lockstep alongside Fund IX and Fund X. F11: The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. Draper Associates Riskmasters Fund, LLC (DARF) and Draper Associates Riskmasters Fund III, LLC (DARFIII) invest lockstep alongside Fund IX and Fund X, instead and in place of DALP beginning June 2010. F12: The Managing Member of DARF and DARFIII is Timothy C. Draper. John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler and Mark W. Bailey. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2016-11-21 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2016-11-21 · Disposition to issuer · Disposed 399,383 · Balance 0 F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F9: Represents 177,612 shares held of record by Draper Associates, L.P., 160,396 shares held of record by Draper Associates Riskmasters Fund, LLC, and 61,375 shares held of record by Draper Associates Riskmasters Fund III, LLC. F10: John H.N. Fisher is a member of the issuer's board of directors. Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Draper Fisher Jurvetson Fund IX, L.P. (Fund IX) and Draper Fisher Jurvetson Fund X, L.P. (Fund X) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners IX, LLC invests lockstep alongside Fund IX. Draper Fisher Jurvetson Partners X, LLC invests lockstep alongside Fund X. Draper Associates, L.P. (DALP) invests lockstep alongside Fund IX and Fund X. F11: The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. Draper Associates Riskmasters Fund, LLC (DARF) and Draper Associates Riskmasters Fund III, LLC (DARFIII) invest lockstep alongside Fund IX and Fund X, instead and in place of DALP beginning June 2010. F12: The Managing Member of DARF and DARFIII is Timothy C. Draper. John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler and Mark W. Bailey. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2016-11-21 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2016-11-21 · Disposition to issuer · Disposed 518 · Balance 0 F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F10: John H.N. Fisher is a member of the issuer's board of directors. Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Draper Fisher Jurvetson Fund IX, L.P. (Fund IX) and Draper Fisher Jurvetson Fund X, L.P. (Fund X) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners IX, LLC invests lockstep alongside Fund IX. Draper Fisher Jurvetson Partners X, LLC invests lockstep alongside Fund X. Draper Associates, L.P. (DALP) invests lockstep alongside Fund IX and Fund X. F11: The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. Draper Associates Riskmasters Fund, LLC (DARF) and Draper Associates Riskmasters Fund III, LLC (DARFIII) invest lockstep alongside Fund IX and Fund X, instead and in place of DALP beginning June 2010. F12: The Managing Member of DARF and DARFIII is Timothy C. Draper. John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler and Mark W. Bailey. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F13: Mr. Fisher is one of several managing directors of the general partner entities of these funds that directly hold shares and as such Mr. Fisher may be deemed to have voting and investment power with respect to such shares. Mr. Fisher disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein. F14: Mr. Fisher is one of several managing directors of the general partner entities of these funds that directly hold shares and as such Mr. Fisher may be deemed to have voting and investment power with respect to such shares. Mr. Fisher disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein. F15: These shares are owned directly by Draper Fisher Jurvetson Fund IX Partners, L.P. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2016-11-21 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2016-11-21 · Disposition to issuer · Disposed 319 · Balance 0 F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F10: John H.N. Fisher is a member of the issuer's board of directors. Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Draper Fisher Jurvetson Fund IX, L.P. (Fund IX) and Draper Fisher Jurvetson Fund X, L.P. (Fund X) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners IX, LLC invests lockstep alongside Fund IX. Draper Fisher Jurvetson Partners X, LLC invests lockstep alongside Fund X. Draper Associates, L.P. (DALP) invests lockstep alongside Fund IX and Fund X. F11: The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. Draper Associates Riskmasters Fund, LLC (DARF) and Draper Associates Riskmasters Fund III, LLC (DARFIII) invest lockstep alongside Fund IX and Fund X, instead and in place of DALP beginning June 2010. F12: The Managing Member of DARF and DARFIII is Timothy C. Draper. John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler and Mark W. Bailey. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F14: Mr. Fisher is one of several managing directors of the general partner entities of these funds that directly hold shares and as such Mr. Fisher may be deemed to have voting and investment power with respect to such shares. Mr. Fisher disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein. F16: These shares are owned directly by Draper Fisher Jurvetson Fund X Partners, L.P. |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 0 |
Reported balance
After 2016-11-21 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2016-11-21 · Disposition to issuer · Disposed 401,053 · Balance 0 F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F8: These shares are owned directly by the J. Fisher and J Caldwell Living Trust of which the reporting person is a co-trustee. F17: These shares are owned directly by John Fisher and Jennifer Caldwell Living Trust dated 1/7/00, as amended and restated on 3/27/08. Mr. Fisher disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2016-11-21 transaction · row 11
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 11 · 2016-11-21 · Disposition to issuer · Disposed 24,388 · Balance 0 F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F18: These shares are owned directly by JHNF Investment LLC. Mr. Fisher disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2016-11-21 transaction · row 12
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 12 · 2016-11-21 · Disposition to issuer · Disposed 6,776 · Balance 0 F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F19: These shares are owned directly by the Fisher/Caldwell 2012 Irrevocable Children's Trust U/A/D 6-12-12 of which the reporting person is a co-trustee. Mr. Fisher disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2016-11-21 transaction · row 13
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 13 · 2016-11-21 · Disposition to issuer · Disposed 500 · Balance 0 F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F20: These shares are held by the reporting person as custodian for a minor child. |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $62.51 | Direct | 0 |
Reported balance
After 2016-11-21 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2016-11-21 · Disposition to issuer · Disposed 30,000 · Balance 0 F21: Outstanding stock options and restricted stock unit awards ("RSUs") of the Issuer were assumed by Tesla and automatically converted into corresponding equity incentive awards on common stock of Tesla in accordance with the Merger Agreement. |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $62.51 | Direct | 0 |
Reported balance
After 2016-11-21 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2016-11-21 · Disposition to issuer · Disposed 3,500 · Balance 0 F21: Outstanding stock options and restricted stock unit awards ("RSUs") of the Issuer were assumed by Tesla and automatically converted into corresponding equity incentive awards on common stock of Tesla in accordance with the Merger Agreement. |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $62.51 | Direct | 0 |
Reported balance
After 2016-11-21 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2016-11-21 · Disposition to issuer · Disposed 5,000 · Balance 0 F21: Outstanding stock options and restricted stock unit awards ("RSUs") of the Issuer were assumed by Tesla and automatically converted into corresponding equity incentive awards on common stock of Tesla in accordance with the Merger Agreement. |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $62.51 | Direct | 0 |
Reported balance
After 2016-11-21 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2016-11-21 · Disposition to issuer · Disposed 1,000 · Balance 0 F21: Outstanding stock options and restricted stock unit awards ("RSUs") of the Issuer were assumed by Tesla and automatically converted into corresponding equity incentive awards on common stock of Tesla in accordance with the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement.
F2: These shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P.
F3: These shares are owned directly by Draper Fisher Jurvetson Fund X, L.P.
F4: These shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P.
F5: These shares are owned directly by Draper Fisher Jurvetson Partners X, LLC.
F6: These shares are owned directly by Draper Fisher Jurvetson Partners IX, LLC.
F7: These shares are owned directly by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC.
F8: These shares are owned directly by the J. Fisher and J Caldwell Living Trust of which the reporting person is a co-trustee.
F9: Represents 177,612 shares held of record by Draper Associates, L.P., 160,396 shares held of record by Draper Associates Riskmasters Fund, LLC, and 61,375 shares held of record by Draper Associates Riskmasters Fund III, LLC.
F10: John H.N. Fisher is a member of the issuer's board of directors. Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Draper Fisher Jurvetson Fund IX, L.P. (Fund IX) and Draper Fisher Jurvetson Fund X, L.P. (Fund X) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners IX, LLC invests lockstep alongside Fund IX. Draper Fisher Jurvetson Partners X, LLC invests lockstep alongside Fund X. Draper Associates, L.P. (DALP) invests lockstep alongside Fund IX and Fund X.
F11: The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. Draper Associates Riskmasters Fund, LLC (DARF) and Draper Associates Riskmasters Fund III, LLC (DARFIII) invest lockstep alongside Fund IX and Fund X, instead and in place of DALP beginning June 2010.
F12: The Managing Member of DARF and DARFIII is Timothy C. Draper. John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler and Mark W. Bailey. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.
F13: Mr. Fisher is one of several managing directors of the general partner entities of these funds that directly hold shares and as such Mr. Fisher may be deemed to have voting and investment power with respect to such shares. Mr. Fisher disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein.
F14: Mr. Fisher is one of several managing directors of the general partner entities of these funds that directly hold shares and as such Mr. Fisher may be deemed to have voting and investment power with respect to such shares. Mr. Fisher disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein.
F15: These shares are owned directly by Draper Fisher Jurvetson Fund IX Partners, L.P.
F16: These shares are owned directly by Draper Fisher Jurvetson Fund X Partners, L.P.
F17: These shares are owned directly by John Fisher and Jennifer Caldwell Living Trust dated 1/7/00, as amended and restated on 3/27/08. Mr. Fisher disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein.
F18: These shares are owned directly by JHNF Investment LLC. Mr. Fisher disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein.
F19: These shares are owned directly by the Fisher/Caldwell 2012 Irrevocable Children's Trust U/A/D 6-12-12 of which the reporting person is a co-trustee. Mr. Fisher disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein.
F20: These shares are held by the reporting person as custodian for a minor child.
F21: Outstanding stock options and restricted stock unit awards ("RSUs") of the Issuer were assumed by Tesla and automatically converted into corresponding equity incentive awards on common stock of Tesla in accordance with the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 02, 2016 Filed Dec 6, 2016 06:09 UTC | BOX INC BOX · Entity 3932 | ConversionClass A Common Stock | 1,490,428 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-153534 · doc4.xml · nonDerivative · entry 1 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Jurvetson Stephen T · CIK 0001314917 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fund VIII Disclosed balance after: 1,490,428 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII). F1 · price: Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII). F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 16:15 UTC | SOLARCITY CORP SCTY · Entity 12337 | Disposition to issuerOption to Purchase Common Stock · Derivative | 1,000 | $0.00 Strike: $62.51 | $0.00 |
DisclosureSEC source: 0000899243-16-034319 · doc4.xml · derivative · entry 17 Fisher John H N · CIK 0001304934 · Director DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Jurvetson Stephen T · CIK 0001314917 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner Draper Fisher Jurvetson Fund X, L.P. · CIK 0001451794 · 10% owner Draper Fisher Jurvetson Partners X, LLC · CIK 0001451791 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000 shares Expires not disclosed F21 · derivative.exercise_date: Outstanding stock options and restricted stock unit awards ("RSUs") of the Issuer were assumed by Tesla and automatically converted into corresponding equity incentive awards on common stock of Tesla in accordance with the Merger Agreement. F21 · derivative.expiration_date: Outstanding stock options and restricted stock unit awards ("RSUs") of the Issuer were assumed by Tesla and automatically converted into corresponding equity incentive awards on common stock of Tesla in accordance with the Merger Agreement. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 16:15 UTC | SOLARCITY CORP SCTY · Entity 12337 | Disposition to issuerOption to Purchase Common Stock · Derivative | 5,000 | $0.00 Strike: $62.51 | $0.00 |
DisclosureSEC source: 0000899243-16-034319 · doc4.xml · derivative · entry 16 Fisher John H N · CIK 0001304934 · Director DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Jurvetson Stephen T · CIK 0001314917 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner Draper Fisher Jurvetson Fund X, L.P. · CIK 0001451794 · 10% owner Draper Fisher Jurvetson Partners X, LLC · CIK 0001451791 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires not disclosed F21 · derivative.exercise_date: Outstanding stock options and restricted stock unit awards ("RSUs") of the Issuer were assumed by Tesla and automatically converted into corresponding equity incentive awards on common stock of Tesla in accordance with the Merger Agreement. F21 · derivative.expiration_date: Outstanding stock options and restricted stock unit awards ("RSUs") of the Issuer were assumed by Tesla and automatically converted into corresponding equity incentive awards on common stock of Tesla in accordance with the Merger Agreement. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 16:15 UTC | SOLARCITY CORP SCTY · Entity 12337 | Disposition to issuerOption to Purchase Common Stock · Derivative | 3,500 | $0.00 Strike: $62.51 | $0.00 |
DisclosureSEC source: 0000899243-16-034319 · doc4.xml · derivative · entry 15 Fisher John H N · CIK 0001304934 · Director DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Jurvetson Stephen T · CIK 0001314917 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner Draper Fisher Jurvetson Fund X, L.P. · CIK 0001451794 · 10% owner Draper Fisher Jurvetson Partners X, LLC · CIK 0001451791 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,500 shares Expires not disclosed F21 · derivative.exercise_date: Outstanding stock options and restricted stock unit awards ("RSUs") of the Issuer were assumed by Tesla and automatically converted into corresponding equity incentive awards on common stock of Tesla in accordance with the Merger Agreement. F21 · derivative.expiration_date: Outstanding stock options and restricted stock unit awards ("RSUs") of the Issuer were assumed by Tesla and automatically converted into corresponding equity incentive awards on common stock of Tesla in accordance with the Merger Agreement. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 16:15 UTC | SOLARCITY CORP SCTY · Entity 12337 | Disposition to issuerOption to Purchase Common Stock · Derivative | 30,000 | $0.00 Strike: $62.51 | $0.00 |
DisclosureSEC source: 0000899243-16-034319 · doc4.xml · derivative · entry 14 Fisher John H N · CIK 0001304934 · Director DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Jurvetson Stephen T · CIK 0001314917 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner Draper Fisher Jurvetson Fund X, L.P. · CIK 0001451794 · 10% owner Draper Fisher Jurvetson Partners X, LLC · CIK 0001451791 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires not disclosed F21 · derivative.exercise_date: Outstanding stock options and restricted stock unit awards ("RSUs") of the Issuer were assumed by Tesla and automatically converted into corresponding equity incentive awards on common stock of Tesla in accordance with the Merger Agreement. F21 · derivative.expiration_date: Outstanding stock options and restricted stock unit awards ("RSUs") of the Issuer were assumed by Tesla and automatically converted into corresponding equity incentive awards on common stock of Tesla in accordance with the Merger Agreement. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 16:15 UTC | SOLARCITY CORP SCTY · Entity 12337 | Disposition to issuerCommon Stock | 500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-034319 · doc4.xml · nonDerivative · entry 13 Fisher John H N · CIK 0001304934 · Director DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Jurvetson Stephen T · CIK 0001314917 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner Draper Fisher Jurvetson Fund X, L.P. · CIK 0001451794 · 10% owner Draper Fisher Jurvetson Partners X, LLC · CIK 0001451791 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · price: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F20 · ownership.nature: These shares are held by the reporting person as custodian for a minor child. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 16:15 UTC | SOLARCITY CORP SCTY · Entity 12337 | Disposition to issuerCommon Stock | 6,776 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-034319 · doc4.xml · nonDerivative · entry 12 Fisher John H N · CIK 0001304934 · Director DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Jurvetson Stephen T · CIK 0001314917 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner Draper Fisher Jurvetson Fund X, L.P. · CIK 0001451794 · 10% owner Draper Fisher Jurvetson Partners X, LLC · CIK 0001451791 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · price: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F19 · ownership.nature: These shares are owned directly by the Fisher/Caldwell 2012 Irrevocable Children's Trust U/A/D 6-12-12 of which the reporting person is a co-trustee. Mr. Fisher disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 16:15 UTC | SOLARCITY CORP SCTY · Entity 12337 | Disposition to issuerCommon Stock | 24,388 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-034319 · doc4.xml · nonDerivative · entry 11 Fisher John H N · CIK 0001304934 · Director DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Jurvetson Stephen T · CIK 0001314917 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner Draper Fisher Jurvetson Fund X, L.P. · CIK 0001451794 · 10% owner Draper Fisher Jurvetson Partners X, LLC · CIK 0001451791 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · price: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F18 · ownership.nature: These shares are owned directly by JHNF Investment LLC. Mr. Fisher disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 16:15 UTC | SOLARCITY CORP SCTY · Entity 12337 | Disposition to issuerCommon Stock | 319 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-034319 · doc4.xml · nonDerivative · entry 10 Fisher John H N · CIK 0001304934 · Director DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Jurvetson Stephen T · CIK 0001314917 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner Draper Fisher Jurvetson Fund X, L.P. · CIK 0001451794 · 10% owner Draper Fisher Jurvetson Partners X, LLC · CIK 0001451791 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · price: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F10 · ownership.nature: John H.N. Fisher is a member of the issuer's board of directors. Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Draper Fisher Jurvetson Fund IX, L.P. (Fund IX) and Draper Fisher Jurvetson Fund X, L.P. (Fund X) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners IX, LLC invests lockstep alongside Fund IX. Draper Fisher Jurvetson Partners X, LLC invests lockstep alongside Fund X. Draper Associates, L.P. (DALP) invests lockstep alongside Fund IX and Fund X. F11 · ownership.nature: The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. Draper Associates Riskmasters Fund, LLC (DARF) and Draper Associates Riskmasters Fund III, LLC (DARFIII) invest lockstep alongside Fund IX and Fund X, instead and in place of DALP beginning June 2010. F12 · ownership.nature: The Managing Member of DARF and DARFIII is Timothy C. Draper. John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler and Mark W. Bailey. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F14 · ownership.nature: Mr. Fisher is one of several managing directors of the general partner entities of these funds that directly hold shares and as such Mr. Fisher may be deemed to have voting and investment power with respect to such shares. Mr. Fisher disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein. F16 · ownership.nature: These shares are owned directly by Draper Fisher Jurvetson Fund X Partners, L.P. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 16:15 UTC | SOLARCITY CORP SCTY · Entity 12337 | Disposition to issuerCommon Stock | 518 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-034319 · doc4.xml · nonDerivative · entry 9 Fisher John H N · CIK 0001304934 · Director DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Jurvetson Stephen T · CIK 0001314917 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner Draper Fisher Jurvetson Fund X, L.P. · CIK 0001451794 · 10% owner Draper Fisher Jurvetson Partners X, LLC · CIK 0001451791 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · price: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F10 · ownership.nature: John H.N. Fisher is a member of the issuer's board of directors. Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Draper Fisher Jurvetson Fund IX, L.P. (Fund IX) and Draper Fisher Jurvetson Fund X, L.P. (Fund X) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners IX, LLC invests lockstep alongside Fund IX. Draper Fisher Jurvetson Partners X, LLC invests lockstep alongside Fund X. Draper Associates, L.P. (DALP) invests lockstep alongside Fund IX and Fund X. F11 · ownership.nature: The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. Draper Associates Riskmasters Fund, LLC (DARF) and Draper Associates Riskmasters Fund III, LLC (DARFIII) invest lockstep alongside Fund IX and Fund X, instead and in place of DALP beginning June 2010. F12 · ownership.nature: The Managing Member of DARF and DARFIII is Timothy C. Draper. John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler and Mark W. Bailey. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F13 · ownership.nature: Mr. Fisher is one of several managing directors of the general partner entities of these funds that directly hold shares and as such Mr. Fisher may be deemed to have voting and investment power with respect to such shares. Mr. Fisher disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein. F14 · ownership.nature: Mr. Fisher is one of several managing directors of the general partner entities of these funds that directly hold shares and as such Mr. Fisher may be deemed to have voting and investment power with respect to such shares. Mr. Fisher disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein. F15 · ownership.nature: These shares are owned directly by Draper Fisher Jurvetson Fund IX Partners, L.P. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 16:15 UTC | SOLARCITY CORP SCTY · Entity 12337 | Disposition to issuerCommon Stock | 399,383 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-034319 · doc4.xml · nonDerivative · entry 8 Fisher John H N · CIK 0001304934 · Director DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Jurvetson Stephen T · CIK 0001314917 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner Draper Fisher Jurvetson Fund X, L.P. · CIK 0001451794 · 10% owner Draper Fisher Jurvetson Partners X, LLC · CIK 0001451791 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · price: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F9 · ownership.nature: Represents 177,612 shares held of record by Draper Associates, L.P., 160,396 shares held of record by Draper Associates Riskmasters Fund, LLC, and 61,375 shares held of record by Draper Associates Riskmasters Fund III, LLC. F10 · ownership.nature: John H.N. Fisher is a member of the issuer's board of directors. Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Draper Fisher Jurvetson Fund IX, L.P. (Fund IX) and Draper Fisher Jurvetson Fund X, L.P. (Fund X) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners IX, LLC invests lockstep alongside Fund IX. Draper Fisher Jurvetson Partners X, LLC invests lockstep alongside Fund X. Draper Associates, L.P. (DALP) invests lockstep alongside Fund IX and Fund X. F11 · ownership.nature: The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. Draper Associates Riskmasters Fund, LLC (DARF) and Draper Associates Riskmasters Fund III, LLC (DARFIII) invest lockstep alongside Fund IX and Fund X, instead and in place of DALP beginning June 2010. F12 · ownership.nature: The Managing Member of DARF and DARFIII is Timothy C. Draper. John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler and Mark W. Bailey. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 16:15 UTC | SOLARCITY CORP SCTY · Entity 12337 | Disposition to issuerCommon Stock | 401,053 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-034319 · doc4.xml · nonDerivative · entry 7 Fisher John H N · CIK 0001304934 · Director DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Jurvetson Stephen T · CIK 0001314917 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner Draper Fisher Jurvetson Fund X, L.P. · CIK 0001451794 · 10% owner Draper Fisher Jurvetson Partners X, LLC · CIK 0001451791 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 0 F1 · price: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F8 · ownership.nature: These shares are owned directly by the J. Fisher and J Caldwell Living Trust of which the reporting person is a co-trustee. F17 · ownership.nature: These shares are owned directly by John Fisher and Jennifer Caldwell Living Trust dated 1/7/00, as amended and restated on 3/27/08. Mr. Fisher disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 16:15 UTC | SOLARCITY CORP SCTY · Entity 12337 | Disposition to issuerCommon Stock | 136,138 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-034319 · doc4.xml · nonDerivative · entry 6 Fisher John H N · CIK 0001304934 · Director DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Jurvetson Stephen T · CIK 0001314917 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner Draper Fisher Jurvetson Fund X, L.P. · CIK 0001451794 · 10% owner Draper Fisher Jurvetson Partners X, LLC · CIK 0001451791 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · price: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F7 · ownership.nature: These shares are owned directly by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC. F10 · ownership.nature: John H.N. Fisher is a member of the issuer's board of directors. Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Draper Fisher Jurvetson Fund IX, L.P. (Fund IX) and Draper Fisher Jurvetson Fund X, L.P. (Fund X) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners IX, LLC invests lockstep alongside Fund IX. Draper Fisher Jurvetson Partners X, LLC invests lockstep alongside Fund X. Draper Associates, L.P. (DALP) invests lockstep alongside Fund IX and Fund X. F11 · ownership.nature: The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. Draper Associates Riskmasters Fund, LLC (DARF) and Draper Associates Riskmasters Fund III, LLC (DARFIII) invest lockstep alongside Fund IX and Fund X, instead and in place of DALP beginning June 2010. F12 · ownership.nature: The Managing Member of DARF and DARFIII is Timothy C. Draper. John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler and Mark W. Bailey. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 16:15 UTC | SOLARCITY CORP SCTY · Entity 12337 | Disposition to issuerCommon Stock | 22,403 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-034319 · doc4.xml · nonDerivative · entry 5 Fisher John H N · CIK 0001304934 · Director DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Jurvetson Stephen T · CIK 0001314917 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner Draper Fisher Jurvetson Fund X, L.P. · CIK 0001451794 · 10% owner Draper Fisher Jurvetson Partners X, LLC · CIK 0001451791 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · price: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F6 · ownership.nature: These shares are owned directly by Draper Fisher Jurvetson Partners IX, LLC. F10 · ownership.nature: John H.N. Fisher is a member of the issuer's board of directors. Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Draper Fisher Jurvetson Fund IX, L.P. (Fund IX) and Draper Fisher Jurvetson Fund X, L.P. (Fund X) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners IX, LLC invests lockstep alongside Fund IX. Draper Fisher Jurvetson Partners X, LLC invests lockstep alongside Fund X. Draper Associates, L.P. (DALP) invests lockstep alongside Fund IX and Fund X. F11 · ownership.nature: The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. Draper Associates Riskmasters Fund, LLC (DARF) and Draper Associates Riskmasters Fund III, LLC (DARFIII) invest lockstep alongside Fund IX and Fund X, instead and in place of DALP beginning June 2010. F12 · ownership.nature: The Managing Member of DARF and DARFIII is Timothy C. Draper. John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler and Mark W. Bailey. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 16:15 UTC | SOLARCITY CORP SCTY · Entity 12337 | Disposition to issuerCommon Stock | 7,970 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-034319 · doc4.xml · nonDerivative · entry 4 Fisher John H N · CIK 0001304934 · Director DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Jurvetson Stephen T · CIK 0001314917 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner Draper Fisher Jurvetson Fund X, L.P. · CIK 0001451794 · 10% owner Draper Fisher Jurvetson Partners X, LLC · CIK 0001451791 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · price: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F5 · ownership.nature: These shares are owned directly by Draper Fisher Jurvetson Partners X, LLC. F10 · ownership.nature: John H.N. Fisher is a member of the issuer's board of directors. Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Draper Fisher Jurvetson Fund IX, L.P. (Fund IX) and Draper Fisher Jurvetson Fund X, L.P. (Fund X) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners IX, LLC invests lockstep alongside Fund IX. Draper Fisher Jurvetson Partners X, LLC invests lockstep alongside Fund X. Draper Associates, L.P. (DALP) invests lockstep alongside Fund IX and Fund X. F11 · ownership.nature: The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. Draper Associates Riskmasters Fund, LLC (DARF) and Draper Associates Riskmasters Fund III, LLC (DARFIII) invest lockstep alongside Fund IX and Fund X, instead and in place of DALP beginning June 2010. F12 · ownership.nature: The Managing Member of DARF and DARFIII is Timothy C. Draper. John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler and Mark W. Bailey. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 16:15 UTC | SOLARCITY CORP SCTY · Entity 12337 | Disposition to issuerCommon Stock | 1,653,952 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-034319 · doc4.xml · nonDerivative · entry 3 Fisher John H N · CIK 0001304934 · Director DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Jurvetson Stephen T · CIK 0001314917 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner Draper Fisher Jurvetson Fund X, L.P. · CIK 0001451794 · 10% owner Draper Fisher Jurvetson Partners X, LLC · CIK 0001451791 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · price: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F4 · ownership.nature: These shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P. F10 · ownership.nature: John H.N. Fisher is a member of the issuer's board of directors. Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Draper Fisher Jurvetson Fund IX, L.P. (Fund IX) and Draper Fisher Jurvetson Fund X, L.P. (Fund X) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners IX, LLC invests lockstep alongside Fund IX. Draper Fisher Jurvetson Partners X, LLC invests lockstep alongside Fund X. Draper Associates, L.P. (DALP) invests lockstep alongside Fund IX and Fund X. F11 · ownership.nature: The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. Draper Associates Riskmasters Fund, LLC (DARF) and Draper Associates Riskmasters Fund III, LLC (DARFIII) invest lockstep alongside Fund IX and Fund X, instead and in place of DALP beginning June 2010. F12 · ownership.nature: The Managing Member of DARF and DARFIII is Timothy C. Draper. John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler and Mark W. Bailey. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 16:15 UTC | SOLARCITY CORP SCTY · Entity 12337 | Disposition to issuerCommon Stock | 260,838 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-034319 · doc4.xml · nonDerivative · entry 2 Fisher John H N · CIK 0001304934 · Director DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Jurvetson Stephen T · CIK 0001314917 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner Draper Fisher Jurvetson Fund X, L.P. · CIK 0001451794 · 10% owner Draper Fisher Jurvetson Partners X, LLC · CIK 0001451791 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · price: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F3 · ownership.nature: These shares are owned directly by Draper Fisher Jurvetson Fund X, L.P. F10 · ownership.nature: John H.N. Fisher is a member of the issuer's board of directors. Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Draper Fisher Jurvetson Fund IX, L.P. (Fund IX) and Draper Fisher Jurvetson Fund X, L.P. (Fund X) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners IX, LLC invests lockstep alongside Fund IX. Draper Fisher Jurvetson Partners X, LLC invests lockstep alongside Fund X. Draper Associates, L.P. (DALP) invests lockstep alongside Fund IX and Fund X. F11 · ownership.nature: The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. Draper Associates Riskmasters Fund, LLC (DARF) and Draper Associates Riskmasters Fund III, LLC (DARFIII) invest lockstep alongside Fund IX and Fund X, instead and in place of DALP beginning June 2010. F12 · ownership.nature: The Managing Member of DARF and DARFIII is Timothy C. Draper. John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler and Mark W. Bailey. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 16:15 UTC | SOLARCITY CORP SCTY · Entity 12337 | Disposition to issuerCommon Stock | 826,745 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-034319 · doc4.xml · nonDerivative · entry 1 Fisher John H N · CIK 0001304934 · Director DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Jurvetson Stephen T · CIK 0001314917 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner Draper Fisher Jurvetson Fund X, L.P. · CIK 0001451794 · 10% owner Draper Fisher Jurvetson Partners X, LLC · CIK 0001451791 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · price: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F2 · ownership.nature: These shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P. F10 · ownership.nature: John H.N. Fisher is a member of the issuer's board of directors. Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Draper Fisher Jurvetson Fund IX, L.P. (Fund IX) and Draper Fisher Jurvetson Fund X, L.P. (Fund X) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners IX, LLC invests lockstep alongside Fund IX. Draper Fisher Jurvetson Partners X, LLC invests lockstep alongside Fund X. Draper Associates, L.P. (DALP) invests lockstep alongside Fund IX and Fund X. F11 · ownership.nature: The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. Draper Associates Riskmasters Fund, LLC (DARF) and Draper Associates Riskmasters Fund III, LLC (DARFIII) invest lockstep alongside Fund IX and Fund X, instead and in place of DALP beginning June 2010. F12 · ownership.nature: The Managing Member of DARF and DARFIII is Timothy C. Draper. John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler and Mark W. Bailey. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| November 21, 2016 Filed Nov 24, 2016 02:30 UTC | Tesla, Inc. TSLA · Entity 2791 | GrantCommon Stock | 46,759 | $0.00 | $0.00 |
DisclosureSEC source: 0001495158-16-000003 · edgardoc.xml · nonDerivative · entry 8 Jurvetson Stephen T · CIK 0001314917 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 97,073 F1 · kind: The transactions reported on this Form 4 are exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3 promulgated under the Exchange Act. F16 · shares: Received in exchange for 425,088 shares of SolarCity Corporation's common stock in connection with the Merger. In accordance with the terms of the Merger, each share of SolarCity common stock was converted into the right to receive 0.110 shares of Tesla common stock, with cash paid in lieu of fractional shares. At the effective time of the Merger, the last traded price of SolarCity's common stock was $20.34 per share, and the last traded price of Tesla's common stock was $185.02 per share. F17 · ownership.nature: These shares are held directly by the Steve and Karla Jurvetson Living Trust dated August 27, 2002. Read SEC document |
| November 21, 2016 Filed Nov 24, 2016 02:30 UTC | Tesla, Inc. TSLA · Entity 2791 | GrantCommon Stock | 876 | $0.00 | $0.00 |
DisclosureSEC source: 0001495158-16-000003 · edgardoc.xml · nonDerivative · entry 7 Jurvetson Stephen T · CIK 0001314917 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by DFJP X, LLC Disclosed balance after: 876 F1 · kind: The transactions reported on this Form 4 are exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3 promulgated under the Exchange Act. F14 · shares: Received in exchange for 7,970 shares of SolarCity Corporation's common stock in connection with the Merger. In accordance with the terms of the Merger, each share of SolarCity common stock was converted into the right to receive 0.110 shares of Tesla common stock, with cash paid in lieu of fractional shares. At the effective time of the Merger, the last traded price of SolarCity's common stock was $20.34 per share, and the last traded price of Tesla's common stock was $185.02 per share. F15 · ownership.nature: These shares are owned directly by Draper Fisher Jurvetson Partners X, LLC. The reporting person is one of several managing directors of the general partner entities of these funds that directly hold shares and as such the reporting person may be deemed to have voting and investment power with respect to such shares. The reporting person disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 21, 2016 Filed Nov 24, 2016 02:30 UTC | Tesla, Inc. TSLA · Entity 2791 | GrantCommon Stock | 14,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001495158-16-000003 · edgardoc.xml · nonDerivative · entry 6 Jurvetson Stephen T · CIK 0001314917 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by DFJP GF 2006, LLC Disclosed balance after: 14,975 F1 · kind: The transactions reported on this Form 4 are exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3 promulgated under the Exchange Act. F12 · shares: Received in exchange for 136,138 shares of SolarCity Corporation's common stock in connection with the Merger. In accordance with the terms of the Merger, each share of SolarCity common stock was converted into the right to receive 0.110 shares of Tesla common stock, with cash paid in lieu of fractional shares. At the effective time of the Merger, the last traded price of SolarCity's common stock was $20.34 per share, and the last traded price of Tesla's common stock was $185.02 per share. F13 · ownership.nature: These shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, LLC. The reporting person is one of several managing directors of the general partner entities of these funds that directly hold shares and as such the reporting person may be deemed to have voting and investment power with respect to such shares. The reporting person disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 21, 2016 Filed Nov 24, 2016 02:30 UTC | Tesla, Inc. TSLA · Entity 2791 | GrantCommon Stock | 2,464 | $0.00 | $0.00 |
DisclosureSEC source: 0001495158-16-000003 · edgardoc.xml · nonDerivative · entry 5 Jurvetson Stephen T · CIK 0001314917 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by DFJ Part IX LLC Disclosed balance after: 2,464 F1 · kind: The transactions reported on this Form 4 are exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3 promulgated under the Exchange Act. F10 · shares: Received in exchange for 22,403 shares of SolarCity Corporation's common stock in connection with the Merger. In accordance with the terms of the Merger, each share of SolarCity common stock was converted into the right to receive 0.110 shares of Tesla common stock, with cash paid in lieu of fractional shares. At the effective time of the Merger, the last traded price of SolarCity's common stock was $20.34 per share, and the last traded price of Tesla's common stock was $185.02 per share. F11 · ownership.nature: These shares are owned directly by Draper Fisher Jurvetson Partners IX, LLC. The reporting person is one of several managing directors of the general partner entities of these funds that directly hold shares and as such the reporting person may be deemed to have voting and investment power with respect to such shares. The reporting person disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 21, 2016 Filed Nov 24, 2016 02:30 UTC | Tesla, Inc. TSLA · Entity 2791 | GrantCommon Stock | 28,692 | $0.00 | $0.00 |
DisclosureSEC source: 0001495158-16-000003 · edgardoc.xml · nonDerivative · entry 4 Jurvetson Stephen T · CIK 0001314917 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by DFJ Fund X, L.P. Disclosed balance after: 28,692 F1 · kind: The transactions reported on this Form 4 are exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3 promulgated under the Exchange Act. F8 · shares: Received in exchange for 260,838 shares of SolarCity Corporation's common stock in connection with the Merger. In accordance with the terms of the Merger, each share of SolarCity common stock was converted into the right to receive 0.110 shares of Tesla common stock, with cash paid in lieu of fractional shares. At the effective time of the Merger, the last traded price of SolarCity's common stock was $20.34 per share, and the last traded price of Tesla's common stock was $185.02 per share. F9 · ownership.nature: These shares are owned directly by Draper Fisher Jurvetson Fund X, L.P.The reporting person is one of several managing directors of the general partner entities of these funds that directly hold shares and as such the reporting person may be deemed to have voting and investment power with respect to such shares. The reporting person disclaims beneficial ownership with respect to such shares except tothe extent of his pecuniary interest therein. Read SEC document |
| November 21, 2016 Filed Nov 24, 2016 02:30 UTC | Tesla, Inc. TSLA · Entity 2791 | GrantCommon Stock | 90,941 | $0.00 | $0.00 |
DisclosureSEC source: 0001495158-16-000003 · edgardoc.xml · nonDerivative · entry 3 Jurvetson Stephen T · CIK 0001314917 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by DFJ Fund IX, LP Disclosed balance after: 90,941 F1 · kind: The transactions reported on this Form 4 are exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3 promulgated under the Exchange Act. F6 · shares: Received in exchange for 826,745 shares of SolarCity Corporation's common stock in connection with the Merger. In accordance with the terms of the Merger, each share of SolarCity common stock was converted into the right to receive 0.110 shares of Tesla common stock, with cash paid in lieu of fractional shares. At the effective time of the Merger, the last traded price of SolarCity's common stock was $20.34 per share, and the last traded price of Tesla's common stock was $185.02 per share. F7 · ownership.nature: These shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P. The reporting person is one of several managing directors of the general partner entities of these funds that directly hold shares and as such the reporting person may be deemed to have voting and investment power with respect to such shares. The reporting person disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 21, 2016 Filed Nov 24, 2016 02:30 UTC | Tesla, Inc. TSLA · Entity 2791 | GrantCommon Stock | 35 | $0.00 | $0.00 |
DisclosureSEC source: 0001495158-16-000003 · edgardoc.xml · nonDerivative · entry 2 Jurvetson Stephen T · CIK 0001314917 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by DFJ Fd X Part LP Disclosed balance after: 35 F1 · kind: The transactions reported on this Form 4 are exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3 promulgated under the Exchange Act. F4 · shares: Received in exchange for 319 shares of SolarCity Corporation's common stock in connection with the acquisition of SolarCity by Tesla Motors, Inc. (the "Merger"). In accordance with the terms of the Merger, each share of SolarCity common stock was converted into the right to receive 0.110 shares of Tesla common stock, with cash paid in lieu of fractional shares. At the effective time of the Merger, the last traded price of SolarCity's common stock was $20.34 per share, and the last traded price of Tesla's common stock was $185.02 per share. F5 · ownership.nature: These shares are owned directly by Draper Fisher Jurvetson Fund X Partners, L.P. The reporting person is one of several managing directors of the general partner entities of these funds that directly hold shares and as such the reporting person may be deemed to have voting and investment power with respect to such shares. The reporting person disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 21, 2016 Filed Nov 24, 2016 02:30 UTC | Tesla, Inc. TSLA · Entity 2791 | GrantCommon Stock | 56 | $0.00 | $0.00 |
DisclosureSEC source: 0001495158-16-000003 · edgardoc.xml · nonDerivative · entry 1 Jurvetson Stephen T · CIK 0001314917 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by DFJ Fd IX Part LP Disclosed balance after: 56 F1 · kind: The transactions reported on this Form 4 are exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3 promulgated under the Exchange Act. F2 · shares: Received in exchange for 518 shares of SolarCity Corporation's common stock in connection with the acquisition of SolarCity by Tesla Motors, Inc. (the "Merger"). In accordance with the terms of the Merger, each share of SolarCity common stock was converted into the right to receive 0.110 shares of Tesla common stock, with cash paid in lieu of fractional shares. At the effective time of the Merger, the last traded price of SolarCity's common stock was $20.34 per share, and the last traded price of Tesla's common stock was $185.02 per share. F3 · ownership.nature: These shares are owned directly by Draper Fisher Jurvetson Fund IX Partners, L.P. The reporting person is one of several managing directors of the general partner entities of these funds that directly hold shares and as such the reporting person may be deemed to have voting and investment power with respect to such shares. The reporting person disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein. Read SEC document |
| December 09, 2015 Filed Dec 12, 2015 01:44 UTC | Tesla, Inc. TSLA · Entity 2791 | OtherCommon Stock | 1,394 | $0.00 | $0.00 |
DisclosureSEC source: 0001660228-15-000004 · edgardoc.xml · nonDerivative · entry 3 Jurvetson Stephen T · CIK 0001314917 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 50,314 F2 · kind: The reporting person transferred 1,394 shares of common stock of the Issuer to the Steve and Karla Jurvetson Living Trust dated August 27, 2002. F3 · ownership.nature: These shares are held directly by the Steve and Karla Jurvetson Living Trust dated August 27, 2002. Read SEC document |
| December 09, 2015 Filed Dec 12, 2015 01:44 UTC | Tesla, Inc. TSLA · Entity 2791 | OtherCommon Stock | 1,394 | $0.00 | $0.00 |
DisclosureSEC source: 0001660228-15-000004 · edgardoc.xml · nonDerivative · entry 2 Jurvetson Stephen T · CIK 0001314917 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: The reporting person transferred 1,394 shares of common stock of the Issuer to the Steve and Karla Jurvetson Living Trust dated August 27, 2002. Read SEC document |
| December 09, 2015 Filed Dec 12, 2015 01:44 UTC | Tesla, Inc. TSLA · Entity 2791 | OtherCommon Stock | 5,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001660228-15-000004 · edgardoc.xml · nonDerivative · entry 1 Jurvetson Stephen T · CIK 0001314917 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,394 F1 · kind: The reporting person transferred 5,496 shares of common stock of the Issuer to DFJ Fund VIII Management Company. Read SEC document |
| December 04, 2015 Filed Dec 9, 2015 01:50 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,334 | $0.00 Strike: $29.66 | $0.00 |
DisclosureSEC source: 0001494731-15-000021 · edgardoc.xml · derivative · entry 5 Jurvetson Stephen T · CIK 0001314917 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2019-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 1/24th of the shares granted shall become vested and exercisable as of each monthly anniversary beginning on June 8, 2013, such that all shares subject to the Option shall be fully vested and exercisable by June 8, 2015. Read SEC document |
| December 04, 2015 Filed Dec 9, 2015 01:50 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,556 | $0.00 Strike: $29.66 | $0.00 |
DisclosureSEC source: 0001494731-15-000021 · edgardoc.xml · derivative · entry 4 Jurvetson Stephen T · CIK 0001314917 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,334 Underlying: Common Stock · 5,556 shares Expires 2019-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 1/36th of the shares granted shall become vested and exercisable as of each monthly anniversary of the date of grant, such that all shares subject to the Option shall be fully vested and exercisable by the third anniversary of the grant date. Pursuant to the issuer's Outside Director Compensation Policy, these equity awards were granted to the reporting person in connection with his service on the committees of the issuer's Board of Directors. Read SEC document |
| December 04, 2015 Filed Dec 9, 2015 01:50 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionCommon Stock | 1,334 | $29.66 | $39,566.44 |
DisclosureSEC source: 0001494731-15-000021 · edgardoc.xml · nonDerivative · entry 2 Jurvetson Stephen T · CIK 0001314917 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,890 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2015 Filed Dec 9, 2015 01:50 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionCommon Stock | 5,556 | $29.66 | $164,790.96 |
DisclosureSEC source: 0001494731-15-000021 · edgardoc.xml · nonDerivative · entry 1 Jurvetson Stephen T · CIK 0001314917 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,556 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 18, 2015 Filed Jun 23, 2015 01:41 UTC | Tesla, Inc. TSLA · Entity 2791 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $261.89 | $0.00 |
DisclosureSEC source: 0001494731-15-000014 · edgardoc.xml · derivative · entry 1 Jurvetson Stephen T · CIK 0001314917 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2022-06-18 F1 · derivative.exercise_date: This stock option award is a triennial equity award granted pursuant to the Company's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted shall become vested and exercisable as of each monthly anniversary beginning on July 18, 2015, such that all shares subject to the Option shall be fully vested and exercisable by June 18, 2018. Read SEC document |
| June 12, 2015 Filed Jun 17, 2015 01:29 UTC | Tesla, Inc. TSLA · Entity 2791 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $250.69 | $0.00 |
DisclosureSEC source: 0001503210-15-000018 · edgardoc.xml · derivative · entry 1 Jurvetson Stephen T · CIK 0001314917 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 12,000 shares Expires 2022-06-12 F1 · derivative.exercise_date: This stock option award is a triennial equity award granted pursuant to the Company's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted shall become vested and exercisable as of each monthly anniversary beginning on July 12, 2015, such that all shares subject to the Option shall be fully vested and exercisable by June 12, 2018. Read SEC document |
| February 27, 2015 Filed Mar 3, 2015 20:39 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 20,834 | $0.00 Strike: $29.66 | $0.00 |
DisclosureSEC source: 0001503210-15-000004 · edgardoc.xml · derivative · entry 7 Jurvetson Stephen T · CIK 0001314917 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,890 Underlying: Common Stock · 20,834 shares Expires 2019-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 1/24th of the shares granted shall become vested and exercisable as of each monthly anniversary beginning on June 8, 2013, such that all shares subject to the Option shall be fully vested and exercisable by June 8, 2015. Read SEC document |
| February 27, 2015 Filed Mar 3, 2015 20:39 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,333 | $0.00 Strike: $29.66 | $0.00 |
DisclosureSEC source: 0001503210-15-000004 · edgardoc.xml · derivative · entry 6 Jurvetson Stephen T · CIK 0001314917 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,724 Underlying: Common Stock · 5,333 shares Expires 2019-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 1/36th of the shares granted shall become vested and exercisable as of each monthly anniversary of the date of grant, such that all shares subject to the option shall be fully vested and exercisable by the third anniversary of the grant date. Pursuant to the issuer's Outside Director Compensation Policy, these equity awards were granted to the reporting person in connection with her service on the committees of the issuer's Board of Directors. Read SEC document |
| February 27, 2015 Filed Mar 3, 2015 20:39 UTC | Tesla, Inc. TSLA · Entity 2791 | OtherCommon Stock | 5,294 | $0.00 | $0.00 |
DisclosureSEC source: 0001503210-15-000004 · edgardoc.xml · nonDerivative · entry 5 Jurvetson Stephen T · CIK 0001314917 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 48,920 F1 · ownership.nature: These shares are held directly by the Steve and Karla Jurvetson Living Trust dated August 27, 2002. Read SEC document |
| February 27, 2015 Filed Mar 3, 2015 20:39 UTC | Tesla, Inc. TSLA · Entity 2791 | OtherCommon Stock | 20,873 | $0.00 | $0.00 |
DisclosureSEC source: 0001503210-15-000004 · edgardoc.xml · nonDerivative · entry 4 Jurvetson Stephen T · CIK 0001314917 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 27, 2015 Filed Mar 3, 2015 20:39 UTC | Tesla, Inc. TSLA · Entity 2791 | OtherCommon Stock | 5,294 | $0.00 | $0.00 |
DisclosureSEC source: 0001503210-15-000004 · edgardoc.xml · nonDerivative · entry 3 Jurvetson Stephen T · CIK 0001314917 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,873 Read SEC document |
| February 27, 2015 Filed Mar 3, 2015 20:39 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionCommon Stock | 20,834 | $29.66 | $617,936.44 |
DisclosureSEC source: 0001503210-15-000004 · edgardoc.xml · nonDerivative · entry 2 Jurvetson Stephen T · CIK 0001314917 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2015 Filed Mar 3, 2015 20:39 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionCommon Stock | 5,333 | $29.66 | $158,176.78 |
DisclosureSEC source: 0001503210-15-000004 · edgardoc.xml · nonDerivative · entry 1 Jurvetson Stephen T · CIK 0001314917 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2014 Filed Sep 4, 2014 23:44 UTC | Tesla, Inc. TSLA · Entity 2791 | OtherCommon Stock | 129 | $0.00 | $0.00 |
DisclosureSEC source: 0001288257-14-000039 · primary_doc.xml · nonDerivative · entry 5 Jurvetson Stephen T · CIK 0001314917 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 43,626 F1 · kind: On September 2, 2014, Draper Fisher Jurvetson Fund VIII, L.P. ("Fund VIII"), made an in-kind distribution, without any additional consideration, of 16,776 shares of common stock of Tesla Motors, Inc. ("Tesla") to the limited partners of Fund VIII. This total included 168 shares distributed to the general partner of Fund VIII, Draper Fisher Jurvetson Fund VIII Partners, L.P. ("Fund GP"). Mr. Jurvetson is a Managing Director of the Fund GP. F2 · kind: On September 2, 2014, Draper Fisher Jurvetson Partners VIII, LLC ("Partner Fund"), made an in-kind distribution of 373 shares of common stock of Tesla, without any additional consideration, to its members, including Mr. Jurvetson. Mr. Jurvetson received 97 shares from this distribution. F6 · ownership.nature: These shares are held directly by the Steve and Karla Jurvetson Living Trust, dated August 27, 2002, and were acquired in connection with the distributions by Partner Fund and Fund GP. Read SEC document |
| September 02, 2014 Filed Sep 4, 2014 23:44 UTC | Tesla, Inc. TSLA · Entity 2791 | OtherCommon Stock | 166 | $0.00 | $0.00 |
DisclosureSEC source: 0001288257-14-000039 · primary_doc.xml · nonDerivative · entry 4 Jurvetson Stephen T · CIK 0001314917 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Fund GP Disclosed balance after: 2 F1 · kind: On September 2, 2014, Draper Fisher Jurvetson Fund VIII, L.P. ("Fund VIII"), made an in-kind distribution, without any additional consideration, of 16,776 shares of common stock of Tesla Motors, Inc. ("Tesla") to the limited partners of Fund VIII. This total included 168 shares distributed to the general partner of Fund VIII, Draper Fisher Jurvetson Fund VIII Partners, L.P. ("Fund GP"). Mr. Jurvetson is a Managing Director of the Fund GP. F2 · kind: On September 2, 2014, Draper Fisher Jurvetson Partners VIII, LLC ("Partner Fund"), made an in-kind distribution of 373 shares of common stock of Tesla, without any additional consideration, to its members, including Mr. Jurvetson. Mr. Jurvetson received 97 shares from this distribution. F5 · ownership.nature: These shares are owned directly by Draper Fisher Jurvetson Fund VIII Partners, L.P. Read SEC document |
| September 02, 2014 Filed Sep 4, 2014 23:44 UTC | Tesla, Inc. TSLA · Entity 2791 | OtherCommon Stock | 168 | $0.00 | $0.00 |
DisclosureSEC source: 0001288257-14-000039 · primary_doc.xml · nonDerivative · entry 3 Jurvetson Stephen T · CIK 0001314917 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Fund GP Disclosed balance after: 168 F1 · kind: On September 2, 2014, Draper Fisher Jurvetson Fund VIII, L.P. ("Fund VIII"), made an in-kind distribution, without any additional consideration, of 16,776 shares of common stock of Tesla Motors, Inc. ("Tesla") to the limited partners of Fund VIII. This total included 168 shares distributed to the general partner of Fund VIII, Draper Fisher Jurvetson Fund VIII Partners, L.P. ("Fund GP"). Mr. Jurvetson is a Managing Director of the Fund GP. F2 · kind: On September 2, 2014, Draper Fisher Jurvetson Partners VIII, LLC ("Partner Fund"), made an in-kind distribution of 373 shares of common stock of Tesla, without any additional consideration, to its members, including Mr. Jurvetson. Mr. Jurvetson received 97 shares from this distribution. F5 · ownership.nature: These shares are owned directly by Draper Fisher Jurvetson Fund VIII Partners, L.P. Read SEC document |
| September 02, 2014 Filed Sep 4, 2014 23:44 UTC | Tesla, Inc. TSLA · Entity 2791 | OtherCommon Stock | 373 | $0.00 | $0.00 |
DisclosureSEC source: 0001288257-14-000039 · primary_doc.xml · nonDerivative · entry 2 Jurvetson Stephen T · CIK 0001314917 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Partner Fund Disclosed balance after: 0 F1 · kind: On September 2, 2014, Draper Fisher Jurvetson Fund VIII, L.P. ("Fund VIII"), made an in-kind distribution, without any additional consideration, of 16,776 shares of common stock of Tesla Motors, Inc. ("Tesla") to the limited partners of Fund VIII. This total included 168 shares distributed to the general partner of Fund VIII, Draper Fisher Jurvetson Fund VIII Partners, L.P. ("Fund GP"). Mr. Jurvetson is a Managing Director of the Fund GP. F2 · kind: On September 2, 2014, Draper Fisher Jurvetson Partners VIII, LLC ("Partner Fund"), made an in-kind distribution of 373 shares of common stock of Tesla, without any additional consideration, to its members, including Mr. Jurvetson. Mr. Jurvetson received 97 shares from this distribution. F4 · ownership.nature: These shares are owned directly by Draper Fisher Jurvetson Partners VIII, LLC, a California limited liability company. Read SEC document |
| September 02, 2014 Filed Sep 4, 2014 23:44 UTC | Tesla, Inc. TSLA · Entity 2791 | OtherCommon Stock | 16,776 | $0.00 | $0.00 |
DisclosureSEC source: 0001288257-14-000039 · primary_doc.xml · nonDerivative · entry 1 Jurvetson Stephen T · CIK 0001314917 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Fund VIII Disclosed balance after: 0 F1 · kind: On September 2, 2014, Draper Fisher Jurvetson Fund VIII, L.P. ("Fund VIII"), made an in-kind distribution, without any additional consideration, of 16,776 shares of common stock of Tesla Motors, Inc. ("Tesla") to the limited partners of Fund VIII. This total included 168 shares distributed to the general partner of Fund VIII, Draper Fisher Jurvetson Fund VIII Partners, L.P. ("Fund GP"). Mr. Jurvetson is a Managing Director of the Fund GP. F2 · kind: On September 2, 2014, Draper Fisher Jurvetson Partners VIII, LLC ("Partner Fund"), made an in-kind distribution of 373 shares of common stock of Tesla, without any additional consideration, to its members, including Mr. Jurvetson. Mr. Jurvetson received 97 shares from this distribution. F3 · ownership.nature: These shares are owned directly by Draper Fisher Jurvetson Fund VIII, L.P. Read SEC document |
| November 13, 2013 Filed Nov 16, 2013 00:32 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 16,666 | $0.00 Strike: $30.08 | $0.00 |
DisclosureSEC source: 0001494729-13-000006 · edgardoc.xml · derivative · entry 15 Jurvetson Stephen T · CIK 0001314917 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,666 shares Expires 2019-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reporting person held the option as a nominee of Draper Fisher Jurvetson Fund VIII Partners, L.P and, at the direction of Draper Fisher Jurvetson Fund VIII Partners, L.P, exercised the option and sold the shares of common stock received upon such exercise, with the proceeds from such sale going to Draper Fisher Jurvetson Fund VIII Partners, L.P. in accordance with its partnership agreement. F9 · derivative.exercise_date: 100% of the shares subject to the option shall vest and become exercisable on the earlier of the first anniversary date of the grant or the day prior to the date of the next annual meeting of the stockholders of the Company following date of grant. Read SEC document |
| November 13, 2013 Filed Nov 16, 2013 00:32 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,333 | $0.00 Strike: $29.66 | $0.00 |
DisclosureSEC source: 0001494729-13-000006 · edgardoc.xml · derivative · entry 14 Jurvetson Stephen T · CIK 0001314917 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,057 Underlying: Common Stock · 5,333 shares Expires 2019-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reporting person held the option as a nominee of Draper Fisher Jurvetson Fund VIII Partners, L.P and, at the direction of Draper Fisher Jurvetson Fund VIII Partners, L.P, exercised the option and sold the shares of common stock received upon such exercise, with the proceeds from such sale going to Draper Fisher Jurvetson Fund VIII Partners, L.P. in accordance with its partnership agreement. F11 · derivative.exercise_date: 1/36th of the shares granted shall become vested and exercisable as of each monthly anniversary of the date of grant, such that all shares subject to the option shall be fully vested and exercisable by the third anniversary of the grant date. Read SEC document |
| November 13, 2013 Filed Nov 16, 2013 00:32 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 6,944 | $0.00 Strike: $29.66 | $0.00 |
DisclosureSEC source: 0001494729-13-000006 · edgardoc.xml · derivative · entry 13 Jurvetson Stephen T · CIK 0001314917 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,390 Underlying: Common Stock · 6,944 shares Expires 2019-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reporting person held the option as a nominee of Draper Fisher Jurvetson Fund VIII Partners, L.P and, at the direction of Draper Fisher Jurvetson Fund VIII Partners, L.P, exercised the option and sold the shares of common stock received upon such exercise, with the proceeds from such sale going to Draper Fisher Jurvetson Fund VIII Partners, L.P. in accordance with its partnership agreement. F10 · derivative.exercise_date: 1/24th of the shares granted shall become vested and exercisable as of each monthly anniversary beginning on June 8, 2013, such that all shares subject to the Option shall be fully vested and exercisable by June 8, 2015. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.