Hoffman Reid

SEC source: 0000899243-21-043382 · doc4.xml · derivative · entry 9

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,409,699

Underlying: Class A Common Stock · 1,409,699 shares

Expires not disclosed

F7 · derivative.exercise_price: On November 3, 2021, upon the consummation of the Business Combination, each outstanding share of Aurora Innovation Holdings, Inc. (formerly Aurora Innovation, Inc.) Class B stock was cancelled and converted into approximately 2.1708 shares of Class B common stock of the Issuer. Pursuant to the terms of the Issuer's charter (the "Charter"), each share of Issuer Class B common stock (i) is convertible at any time by the holder into one share of Issuer Class A common stock and (ii) automatically converts into one share of Issuer Class A common stock upon transfer to a recipient that is not a permitted transferee, upon the death of the holder, or as otherwise set forth in the Charter.

F7 · price: On November 3, 2021, upon the consummation of the Business Combination, each outstanding share of Aurora Innovation Holdings, Inc. (formerly Aurora Innovation, Inc.) Class B stock was cancelled and converted into approximately 2.1708 shares of Class B common stock of the Issuer. Pursuant to the terms of the Issuer's charter (the "Charter"), each share of Issuer Class B common stock (i) is convertible at any time by the holder into one share of Issuer Class A common stock and (ii) automatically converts into one share of Issuer Class A common stock upon transfer to a recipient that is not a permitted transferee, upon the death of the holder, or as otherwise set forth in the Charter.

F7 · derivative.exercise_date: On November 3, 2021, upon the consummation of the Business Combination, each outstanding share of Aurora Innovation Holdings, Inc. (formerly Aurora Innovation, Inc.) Class B stock was cancelled and converted into approximately 2.1708 shares of Class B common stock of the Issuer. Pursuant to the terms of the Issuer's charter (the "Charter"), each share of Issuer Class B common stock (i) is convertible at any time by the holder into one share of Issuer Class A common stock and (ii) automatically converts into one share of Issuer Class A common stock upon transfer to a recipient that is not a permitted transferee, upon the death of the holder, or as otherwise set forth in the Charter.

F7 · derivative.expiration_date: On November 3, 2021, upon the consummation of the Business Combination, each outstanding share of Aurora Innovation Holdings, Inc. (formerly Aurora Innovation, Inc.) Class B stock was cancelled and converted into approximately 2.1708 shares of Class B common stock of the Issuer. Pursuant to the terms of the Issuer's charter (the "Charter"), each share of Issuer Class B common stock (i) is convertible at any time by the holder into one share of Issuer Class A common stock and (ii) automatically converts into one share of Issuer Class A common stock upon transfer to a recipient that is not a permitted transferee, upon the death of the holder, or as otherwise set forth in the Charter.

F9 · ownership.nature: Greylock 15 GP LLC ("Greylock LLC") is the general partner of each of Greylock 15 Limited Partnership ("Greylock 15"), Greylock 15 Principals Limited Partnership ("Greylock Principals"), and Greylock 15-A Limited Partnership ("Greylock 15-A"). By virtue of being a managing member of Greylock LLC, the reporting person may be deemed a beneficial owner of the securities held by Greylock 15, Greylock Principals, and Greylock 15-A. The reporting person disclaims beneficial ownership of the securities held by Greylock 15, Greylock Principals, and/or Greylock 15-A, except to the extent of his pecuniary interest therein.

F11 · ownership.nature: Reflects securities held directly by Greylock 15 Principals Limited Partnership.

SEC source: 0000899243-21-043382 · doc4.xml · derivative · entry 8

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 25,374,548

Underlying: Class A Common Stock · 25,374,548 shares

Expires not disclosed

F7 · derivative.exercise_price: On November 3, 2021, upon the consummation of the Business Combination, each outstanding share of Aurora Innovation Holdings, Inc. (formerly Aurora Innovation, Inc.) Class B stock was cancelled and converted into approximately 2.1708 shares of Class B common stock of the Issuer. Pursuant to the terms of the Issuer's charter (the "Charter"), each share of Issuer Class B common stock (i) is convertible at any time by the holder into one share of Issuer Class A common stock and (ii) automatically converts into one share of Issuer Class A common stock upon transfer to a recipient that is not a permitted transferee, upon the death of the holder, or as otherwise set forth in the Charter.

F7 · price: On November 3, 2021, upon the consummation of the Business Combination, each outstanding share of Aurora Innovation Holdings, Inc. (formerly Aurora Innovation, Inc.) Class B stock was cancelled and converted into approximately 2.1708 shares of Class B common stock of the Issuer. Pursuant to the terms of the Issuer's charter (the "Charter"), each share of Issuer Class B common stock (i) is convertible at any time by the holder into one share of Issuer Class A common stock and (ii) automatically converts into one share of Issuer Class A common stock upon transfer to a recipient that is not a permitted transferee, upon the death of the holder, or as otherwise set forth in the Charter.

F7 · derivative.exercise_date: On November 3, 2021, upon the consummation of the Business Combination, each outstanding share of Aurora Innovation Holdings, Inc. (formerly Aurora Innovation, Inc.) Class B stock was cancelled and converted into approximately 2.1708 shares of Class B common stock of the Issuer. Pursuant to the terms of the Issuer's charter (the "Charter"), each share of Issuer Class B common stock (i) is convertible at any time by the holder into one share of Issuer Class A common stock and (ii) automatically converts into one share of Issuer Class A common stock upon transfer to a recipient that is not a permitted transferee, upon the death of the holder, or as otherwise set forth in the Charter.

F7 · derivative.expiration_date: On November 3, 2021, upon the consummation of the Business Combination, each outstanding share of Aurora Innovation Holdings, Inc. (formerly Aurora Innovation, Inc.) Class B stock was cancelled and converted into approximately 2.1708 shares of Class B common stock of the Issuer. Pursuant to the terms of the Issuer's charter (the "Charter"), each share of Issuer Class B common stock (i) is convertible at any time by the holder into one share of Issuer Class A common stock and (ii) automatically converts into one share of Issuer Class A common stock upon transfer to a recipient that is not a permitted transferee, upon the death of the holder, or as otherwise set forth in the Charter.

F9 · ownership.nature: Greylock 15 GP LLC ("Greylock LLC") is the general partner of each of Greylock 15 Limited Partnership ("Greylock 15"), Greylock 15 Principals Limited Partnership ("Greylock Principals"), and Greylock 15-A Limited Partnership ("Greylock 15-A"). By virtue of being a managing member of Greylock LLC, the reporting person may be deemed a beneficial owner of the securities held by Greylock 15, Greylock Principals, and Greylock 15-A. The reporting person disclaims beneficial ownership of the securities held by Greylock 15, Greylock Principals, and/or Greylock 15-A, except to the extent of his pecuniary interest therein.

F10 · ownership.nature: Reflects securities held directly by Greylock 15 Limited Partnership.

SEC source: 0000899243-21-043382 · doc4.xml · derivative · entry 7

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 782,088

Underlying: Class A Common Stock · 782,088 shares

Expires not disclosed

F7 · derivative.exercise_price: On November 3, 2021, upon the consummation of the Business Combination, each outstanding share of Aurora Innovation Holdings, Inc. (formerly Aurora Innovation, Inc.) Class B stock was cancelled and converted into approximately 2.1708 shares of Class B common stock of the Issuer. Pursuant to the terms of the Issuer's charter (the "Charter"), each share of Issuer Class B common stock (i) is convertible at any time by the holder into one share of Issuer Class A common stock and (ii) automatically converts into one share of Issuer Class A common stock upon transfer to a recipient that is not a permitted transferee, upon the death of the holder, or as otherwise set forth in the Charter.

F7 · price: On November 3, 2021, upon the consummation of the Business Combination, each outstanding share of Aurora Innovation Holdings, Inc. (formerly Aurora Innovation, Inc.) Class B stock was cancelled and converted into approximately 2.1708 shares of Class B common stock of the Issuer. Pursuant to the terms of the Issuer's charter (the "Charter"), each share of Issuer Class B common stock (i) is convertible at any time by the holder into one share of Issuer Class A common stock and (ii) automatically converts into one share of Issuer Class A common stock upon transfer to a recipient that is not a permitted transferee, upon the death of the holder, or as otherwise set forth in the Charter.

F7 · derivative.exercise_date: On November 3, 2021, upon the consummation of the Business Combination, each outstanding share of Aurora Innovation Holdings, Inc. (formerly Aurora Innovation, Inc.) Class B stock was cancelled and converted into approximately 2.1708 shares of Class B common stock of the Issuer. Pursuant to the terms of the Issuer's charter (the "Charter"), each share of Issuer Class B common stock (i) is convertible at any time by the holder into one share of Issuer Class A common stock and (ii) automatically converts into one share of Issuer Class A common stock upon transfer to a recipient that is not a permitted transferee, upon the death of the holder, or as otherwise set forth in the Charter.

F7 · derivative.expiration_date: On November 3, 2021, upon the consummation of the Business Combination, each outstanding share of Aurora Innovation Holdings, Inc. (formerly Aurora Innovation, Inc.) Class B stock was cancelled and converted into approximately 2.1708 shares of Class B common stock of the Issuer. Pursuant to the terms of the Issuer's charter (the "Charter"), each share of Issuer Class B common stock (i) is convertible at any time by the holder into one share of Issuer Class A common stock and (ii) automatically converts into one share of Issuer Class A common stock upon transfer to a recipient that is not a permitted transferee, upon the death of the holder, or as otherwise set forth in the Charter.

F8 · ownership.nature: Reflects securities held directly by Thigmotropism LLC. The reporting person may be deemed a beneficial owner of securities held by Thigmotropism LLC by virtue of his voting and investment power over such securities. The reporting person disclaims beneficial ownership of the securities held by Thigmotropism LLC, except to the extent of his pecuniary interest therein.

SEC source: 0000899243-21-043382 · doc4.xml · derivative · entry 6

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 8,900,000

Underlying: Class A Common Stock · 8,900,000 shares

Expires not disclosed

F13 · kind: Represents Private Placement Warrants acquired from the Issuer in connection with the Issuer's initial public offering. Each warrant is exercisable for one share of the Issuer's Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing on December 3, 2021 and expire on November 3, 2026 or earlier upon redemption or liquidation.

F13 · derivative.exercise_date: Represents Private Placement Warrants acquired from the Issuer in connection with the Issuer's initial public offering. Each warrant is exercisable for one share of the Issuer's Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing on December 3, 2021 and expire on November 3, 2026 or earlier upon redemption or liquidation.

F13 · derivative.expiration_date: Represents Private Placement Warrants acquired from the Issuer in connection with the Issuer's initial public offering. Each warrant is exercisable for one share of the Issuer's Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing on December 3, 2021 and expire on November 3, 2026 or earlier upon redemption or liquidation.

F2 · ownership.nature: Reflects securities held directly by Reinvent Sponsor Y LLC (the "Sponsor"). The reporting person may be deemed a beneficial owner of securities held by the Sponsor by virtue of his shared control over and indirect pecuniary interest in the Sponsor. The reporting person disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein.

SEC source: 0000899243-21-043382 · doc4.xml · derivative · entry 5

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,883,086 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Pursuant to the Business Combination, RTPY domesticated as a Delaware corporation and changed its name to "Aurora Innovation, Inc." (the "Domestication"), and each RTPY Class B ordinary share that was issued and outstanding as of immediately prior to the Domestication was automatically converted into one share of the Issuer's Class A common stock upon the Domestication.

F4 · price: Pursuant to the Business Combination, RTPY domesticated as a Delaware corporation and changed its name to "Aurora Innovation, Inc." (the "Domestication"), and each RTPY Class B ordinary share that was issued and outstanding as of immediately prior to the Domestication was automatically converted into one share of the Issuer's Class A common stock upon the Domestication.

F4 · derivative.exercise_date: Pursuant to the Business Combination, RTPY domesticated as a Delaware corporation and changed its name to "Aurora Innovation, Inc." (the "Domestication"), and each RTPY Class B ordinary share that was issued and outstanding as of immediately prior to the Domestication was automatically converted into one share of the Issuer's Class A common stock upon the Domestication.

F4 · derivative.expiration_date: Pursuant to the Business Combination, RTPY domesticated as a Delaware corporation and changed its name to "Aurora Innovation, Inc." (the "Domestication"), and each RTPY Class B ordinary share that was issued and outstanding as of immediately prior to the Domestication was automatically converted into one share of the Issuer's Class A common stock upon the Domestication.

F2 · ownership.nature: Reflects securities held directly by Reinvent Sponsor Y LLC (the "Sponsor"). The reporting person may be deemed a beneficial owner of securities held by the Sponsor by virtue of his shared control over and indirect pecuniary interest in the Sponsor. The reporting person disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein.

SEC source: 0000899243-21-043382 · doc4.xml · derivative · entry 4

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,883,086

Underlying: Class A Common Stock · 17,434,414 shares

Expires not disclosed

F6 · derivative.exercise_price: On November 3, 2021, pursuant to the terms of the Sponsor Agreement, dated as of July 14, 2021, by and among RTPY, Aurora Innovation, Inc. and the Sponsor, the Sponsor forfeited 17,434,414 RTPY Class B ordinary shares as of immediately prior to the Domestication for no consideration.

F6 · price: On November 3, 2021, pursuant to the terms of the Sponsor Agreement, dated as of July 14, 2021, by and among RTPY, Aurora Innovation, Inc. and the Sponsor, the Sponsor forfeited 17,434,414 RTPY Class B ordinary shares as of immediately prior to the Domestication for no consideration.

F6 · derivative.exercise_date: On November 3, 2021, pursuant to the terms of the Sponsor Agreement, dated as of July 14, 2021, by and among RTPY, Aurora Innovation, Inc. and the Sponsor, the Sponsor forfeited 17,434,414 RTPY Class B ordinary shares as of immediately prior to the Domestication for no consideration.

F6 · derivative.expiration_date: On November 3, 2021, pursuant to the terms of the Sponsor Agreement, dated as of July 14, 2021, by and among RTPY, Aurora Innovation, Inc. and the Sponsor, the Sponsor forfeited 17,434,414 RTPY Class B ordinary shares as of immediately prior to the Domestication for no consideration.

F2 · ownership.nature: Reflects securities held directly by Reinvent Sponsor Y LLC (the "Sponsor"). The reporting person may be deemed a beneficial owner of securities held by the Sponsor by virtue of his shared control over and indirect pecuniary interest in the Sponsor. The reporting person disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein.

SEC source: 0000899243-21-043382 · doc4.xml · nonDerivative · entry 3

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 674,719

F5 · kind: On November 3, 2021, upon the consummation of the Business Combination, each outstanding share of Aurora Innovation Holdings, Inc. (formerly Aurora Innovation, Inc.) common stock held by Programmable Exchange LLC was cancelled and converted into approximately 2.1708 shares of Class A common stock of the Issuer. The reporting person may be deemed a beneficial owner of securities held by Programmable Exchange LLC by virtue of his voting and investment power over such securities. The reporting person disclaims beneficial ownership of the securities held by Programmable Exchange LLC, except to the extent of his pecuniary interest therein.

F5 · price: On November 3, 2021, upon the consummation of the Business Combination, each outstanding share of Aurora Innovation Holdings, Inc. (formerly Aurora Innovation, Inc.) common stock held by Programmable Exchange LLC was cancelled and converted into approximately 2.1708 shares of Class A common stock of the Issuer. The reporting person may be deemed a beneficial owner of securities held by Programmable Exchange LLC by virtue of his voting and investment power over such securities. The reporting person disclaims beneficial ownership of the securities held by Programmable Exchange LLC, except to the extent of his pecuniary interest therein.

F5 · ownership.nature: On November 3, 2021, upon the consummation of the Business Combination, each outstanding share of Aurora Innovation Holdings, Inc. (formerly Aurora Innovation, Inc.) common stock held by Programmable Exchange LLC was cancelled and converted into approximately 2.1708 shares of Class A common stock of the Issuer. The reporting person may be deemed a beneficial owner of securities held by Programmable Exchange LLC by virtue of his voting and investment power over such securities. The reporting person disclaims beneficial ownership of the securities held by Programmable Exchange LLC, except to the extent of his pecuniary interest therein.

SEC source: 0000899243-21-043382 · doc4.xml · nonDerivative · entry 2

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 6,883,086

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Pursuant to the Business Combination, RTPY domesticated as a Delaware corporation and changed its name to "Aurora Innovation, Inc." (the "Domestication"), and each RTPY Class B ordinary share that was issued and outstanding as of immediately prior to the Domestication was automatically converted into one share of the Issuer's Class A common stock upon the Domestication.

F3 · shares: 75% of such shares are subject to vesting in tranches of 1/3 if the volume weighted average price of the Issuer's shares of Class A common stock equals or exceeds $15.00, $17.50 or $20.00, respectively, for any 20 trading days within a 30 trading day period on or prior to November 3, 2031. On November 3, 2031, any unvested shares will be automatically forfeited. In the event the Issuer completes a transaction that results in a change of control, all unvested shares will vest immediately prior to the closing of such transaction.

F4 · price: Pursuant to the Business Combination, RTPY domesticated as a Delaware corporation and changed its name to "Aurora Innovation, Inc." (the "Domestication"), and each RTPY Class B ordinary share that was issued and outstanding as of immediately prior to the Domestication was automatically converted into one share of the Issuer's Class A common stock upon the Domestication.

F3 · balance_after: 75% of such shares are subject to vesting in tranches of 1/3 if the volume weighted average price of the Issuer's shares of Class A common stock equals or exceeds $15.00, $17.50 or $20.00, respectively, for any 20 trading days within a 30 trading day period on or prior to November 3, 2031. On November 3, 2031, any unvested shares will be automatically forfeited. In the event the Issuer completes a transaction that results in a change of control, all unvested shares will vest immediately prior to the closing of such transaction.

F2 · ownership.nature: Reflects securities held directly by Reinvent Sponsor Y LLC (the "Sponsor"). The reporting person may be deemed a beneficial owner of securities held by the Sponsor by virtue of his shared control over and indirect pecuniary interest in the Sponsor. The reporting person disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein.

SEC source: 0000899243-21-043382 · doc4.xml · nonDerivative · entry 1

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,000,000

F1 · kind: Reflects Issuer Class A common stock acquired by Reprogrammed Interchange LLC ("Reprogrammed") from the Issuer pursuant to a Subscription Agreement in connection with the business combination of Reinvent Technology Partners Y (the former name of the Issuer) ("RTPY") and Aurora Innovation, Inc. (the "Business Combination"). The reporting person may be deemed a beneficial owner of securities held by Reprogrammed by virtue of his shared control over and indirect pecuniary interest in Reprogrammed. The reporting person disclaims beneficial ownership of the securities held by Reprogrammed, except to the extent of his pecuniary interest therein.

F1 · ownership.nature: Reflects Issuer Class A common stock acquired by Reprogrammed Interchange LLC ("Reprogrammed") from the Issuer pursuant to a Subscription Agreement in connection with the business combination of Reinvent Technology Partners Y (the former name of the Issuer) ("RTPY") and Aurora Innovation, Inc. (the "Business Combination"). The reporting person may be deemed a beneficial owner of securities held by Reprogrammed by virtue of his shared control over and indirect pecuniary interest in Reprogrammed. The reporting person disclaims beneficial ownership of the securities held by Reprogrammed, except to the extent of his pecuniary interest therein.

SEC source: 0001062993-21-008473 · form4.xml · derivative · entry 2

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,573

Underlying: Common Stock · 21 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · shares: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock and become exercisable proportionately with the restricted stock units to which they relate.

F3 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

SEC source: 0001062993-21-008262 · form4.xml · derivative · entry 2

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,552

Underlying: Common Stock · 269 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

F2 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

F3 · balance_after: Includes one share as a result of accumulated fractional shares.

SEC source: 0000899243-21-032834 · doc4.xml · derivative · entry 4

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 11,533,333

Underlying: Common Stock · 11,533,333 shares

Expires not disclosed

F5 · kind: Represents Private Placement Warrants acquired from the Issuer in connection with the Issuer's initial public offering. Each warrant is exercisable for one share of common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing on the later of 12 months from the closing of the Issuer's initial public offering and 30 days after the completion of the Issuer's initial business combination and expire five years after consummation of the Business Combination or earlier upon redemption or liquidation.

F5 · shares: Represents Private Placement Warrants acquired from the Issuer in connection with the Issuer's initial public offering. Each warrant is exercisable for one share of common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing on the later of 12 months from the closing of the Issuer's initial public offering and 30 days after the completion of the Issuer's initial business combination and expire five years after consummation of the Business Combination or earlier upon redemption or liquidation.

F5 · derivative.exercise_date: Represents Private Placement Warrants acquired from the Issuer in connection with the Issuer's initial public offering. Each warrant is exercisable for one share of common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing on the later of 12 months from the closing of the Issuer's initial public offering and 30 days after the completion of the Issuer's initial business combination and expire five years after consummation of the Business Combination or earlier upon redemption or liquidation.

F5 · derivative.expiration_date: Represents Private Placement Warrants acquired from the Issuer in connection with the Issuer's initial public offering. Each warrant is exercisable for one share of common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing on the later of 12 months from the closing of the Issuer's initial public offering and 30 days after the completion of the Issuer's initial business combination and expire five years after consummation of the Business Combination or earlier upon redemption or liquidation.

F4 · ownership.nature: The securities reported herein are directly held by Reinvent Sponsor LLC (the "Sponsor"). The reporting person may be deemed a beneficial owner of securities held by the Sponsor by virtue of his shared control over and indirect pecuniary interest in the Sponsor. The reporting person disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein.

SEC source: 0000899243-21-032834 · doc4.xml · derivative · entry 3

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 17,130,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: On August 10, 2021, RTP consummated the Business Combination. Pursuant to the Business Combination, RTP domesticated as a Delaware corporation and changed its name to "Joby Aviation, Inc.", and each RTP Class B ordinary share was automatically converted into the right to receive one share of the Issuer's common stock.

F2 · price: 100% of such shares are subject to vesting in tranches of 20% if the volume weighted average price of the equals or exceeds $12.00, $18.00, $24.00, $32.00 or $50.00, respectively, for any 20 trading days within a 30 trading day period on or prior to the tenth anniversary of the Business Combination. On August 10, 2031, any unvested shares will be automatically forfeited. In the event the Issuer completes a transaction that results in a change of control, all unvested shares will vest immediately prior to the closing of such transaction.

F3 · price: On August 10, 2021, RTP consummated the Business Combination. Pursuant to the Business Combination, RTP domesticated as a Delaware corporation and changed its name to "Joby Aviation, Inc.", and each RTP Class B ordinary share was automatically converted into the right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: On August 10, 2021, RTP consummated the Business Combination. Pursuant to the Business Combination, RTP domesticated as a Delaware corporation and changed its name to "Joby Aviation, Inc.", and each RTP Class B ordinary share was automatically converted into the right to receive one share of the Issuer's common stock.

F3 · derivative.expiration_date: On August 10, 2021, RTP consummated the Business Combination. Pursuant to the Business Combination, RTP domesticated as a Delaware corporation and changed its name to "Joby Aviation, Inc.", and each RTP Class B ordinary share was automatically converted into the right to receive one share of the Issuer's common stock.

F4 · ownership.nature: The securities reported herein are directly held by Reinvent Sponsor LLC (the "Sponsor"). The reporting person may be deemed a beneficial owner of securities held by the Sponsor by virtue of his shared control over and indirect pecuniary interest in the Sponsor. The reporting person disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein.

SEC source: 0000899243-21-032834 · doc4.xml · nonDerivative · entry 2

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 17,130,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: 100% of such shares are subject to vesting in tranches of 20% if the volume weighted average price of the equals or exceeds $12.00, $18.00, $24.00, $32.00 or $50.00, respectively, for any 20 trading days within a 30 trading day period on or prior to the tenth anniversary of the Business Combination. On August 10, 2031, any unvested shares will be automatically forfeited. In the event the Issuer completes a transaction that results in a change of control, all unvested shares will vest immediately prior to the closing of such transaction.

F3 · price: On August 10, 2021, RTP consummated the Business Combination. Pursuant to the Business Combination, RTP domesticated as a Delaware corporation and changed its name to "Joby Aviation, Inc.", and each RTP Class B ordinary share was automatically converted into the right to receive one share of the Issuer's common stock.

F2 · balance_after: 100% of such shares are subject to vesting in tranches of 20% if the volume weighted average price of the equals or exceeds $12.00, $18.00, $24.00, $32.00 or $50.00, respectively, for any 20 trading days within a 30 trading day period on or prior to the tenth anniversary of the Business Combination. On August 10, 2031, any unvested shares will be automatically forfeited. In the event the Issuer completes a transaction that results in a change of control, all unvested shares will vest immediately prior to the closing of such transaction.

F4 · ownership.nature: The securities reported herein are directly held by Reinvent Sponsor LLC (the "Sponsor"). The reporting person may be deemed a beneficial owner of securities held by the Sponsor by virtue of his shared control over and indirect pecuniary interest in the Sponsor. The reporting person disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein.

SEC source: 0000899243-21-032834 · doc4.xml · nonDerivative · entry 1

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,000,000

F1 · kind: Reflects shares of the Issuer's common stock acquired from the Issuer pursuant to a Subscription Agreement in connection with the business combination of Reinvent Technology Partners ("RTP) and Joby Aero, Inc. (the "Business Combination"). These securities are directly held by Reprogrammed Interchange LLC ("Reprogrammed"). On the basis of the reporting person's relationship with Reprogrammed, the reporting person may be deemed a beneficial owner of the securities held by Reprogrammed. The reporting person disclaims beneficial ownership of the securities held by Reprogrammed, except to the extent of his pecuniary interest therein.

F1 · ownership.nature: Reflects shares of the Issuer's common stock acquired from the Issuer pursuant to a Subscription Agreement in connection with the business combination of Reinvent Technology Partners ("RTP) and Joby Aero, Inc. (the "Business Combination"). These securities are directly held by Reprogrammed Interchange LLC ("Reprogrammed"). On the basis of the reporting person's relationship with Reprogrammed, the reporting person may be deemed a beneficial owner of the securities held by Reprogrammed. The reporting person disclaims beneficial ownership of the securities held by Reprogrammed, except to the extent of his pecuniary interest therein.

SEC source: 0000899243-21-031284 · doc4.xml · derivative · entry 2

Hoffman Reid · CIK 0001519339 · Former Director and 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 5,630,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On August 2, 2021, RTPZ consummated the Business Combination. Pursuant to the Business Combination, RTPZ domesticated as a Delaware corporation and changed its name to "Hippo Holdings, Inc.", and each RTPZ Class B ordinary share was automatically converted into the right to receive one share of the Issuer's common stock. The reporting person resigned as a director of the Issuer upon consummation of the Business Combination.

F3 · derivative.exercise_price: The securities reported herein are directly held by Reinvent Sponsor Z LLC (the "Sponsor"). The reporting person may be deemed a beneficial owner of securities held by the Sponsor by virtue of his shared control over and indirect pecuniary interest in the Sponsor. The reporting person disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein.

F2 · price: On August 2, 2021, RTPZ consummated the Business Combination. Pursuant to the Business Combination, RTPZ domesticated as a Delaware corporation and changed its name to "Hippo Holdings, Inc.", and each RTPZ Class B ordinary share was automatically converted into the right to receive one share of the Issuer's common stock. The reporting person resigned as a director of the Issuer upon consummation of the Business Combination.

F3 · price: The securities reported herein are directly held by Reinvent Sponsor Z LLC (the "Sponsor"). The reporting person may be deemed a beneficial owner of securities held by the Sponsor by virtue of his shared control over and indirect pecuniary interest in the Sponsor. The reporting person disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein.

F2 · derivative.exercise_date: On August 2, 2021, RTPZ consummated the Business Combination. Pursuant to the Business Combination, RTPZ domesticated as a Delaware corporation and changed its name to "Hippo Holdings, Inc.", and each RTPZ Class B ordinary share was automatically converted into the right to receive one share of the Issuer's common stock. The reporting person resigned as a director of the Issuer upon consummation of the Business Combination.

F3 · derivative.exercise_date: The securities reported herein are directly held by Reinvent Sponsor Z LLC (the "Sponsor"). The reporting person may be deemed a beneficial owner of securities held by the Sponsor by virtue of his shared control over and indirect pecuniary interest in the Sponsor. The reporting person disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein.

F2 · derivative.expiration_date: On August 2, 2021, RTPZ consummated the Business Combination. Pursuant to the Business Combination, RTPZ domesticated as a Delaware corporation and changed its name to "Hippo Holdings, Inc.", and each RTPZ Class B ordinary share was automatically converted into the right to receive one share of the Issuer's common stock. The reporting person resigned as a director of the Issuer upon consummation of the Business Combination.

F3 · derivative.expiration_date: The securities reported herein are directly held by Reinvent Sponsor Z LLC (the "Sponsor"). The reporting person may be deemed a beneficial owner of securities held by the Sponsor by virtue of his shared control over and indirect pecuniary interest in the Sponsor. The reporting person disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein.

F3 · ownership.nature: The securities reported herein are directly held by Reinvent Sponsor Z LLC (the "Sponsor"). The reporting person may be deemed a beneficial owner of securities held by the Sponsor by virtue of his shared control over and indirect pecuniary interest in the Sponsor. The reporting person disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein.

SEC source: 0000899243-21-031284 · doc4.xml · nonDerivative · entry 1

Hoffman Reid · CIK 0001519339 · Former Director and 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,630,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 75% of such shares are subject to vesting in tranches of 25% if the volume weighted average price of the Issuer's shares of Common Stock equals or exceeds $12.50, $15.00, or $20.00, respectively, for any 20 trading days within a 30 trading day period on or prior to the tenth anniversary of the business combination of Reinvent Technology Partners Z (the former name of the Issuer) ("RTPZ") and Hippo Enterprises Inc. (the "Business Combination"). On August 2, 2031, any unvested shares will automatically vest. In the event the Issuer completes a transaction that results in a change of control, all unvested shares will vest immediately prior to the closing of such transaction.

F2 · price: On August 2, 2021, RTPZ consummated the Business Combination. Pursuant to the Business Combination, RTPZ domesticated as a Delaware corporation and changed its name to "Hippo Holdings, Inc.", and each RTPZ Class B ordinary share was automatically converted into the right to receive one share of the Issuer's common stock. The reporting person resigned as a director of the Issuer upon consummation of the Business Combination.

F3 · price: The securities reported herein are directly held by Reinvent Sponsor Z LLC (the "Sponsor"). The reporting person may be deemed a beneficial owner of securities held by the Sponsor by virtue of his shared control over and indirect pecuniary interest in the Sponsor. The reporting person disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein.

F3 · ownership.nature: The securities reported herein are directly held by Reinvent Sponsor Z LLC (the "Sponsor"). The reporting person may be deemed a beneficial owner of securities held by the Sponsor by virtue of his shared control over and indirect pecuniary interest in the Sponsor. The reporting person disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein.

SEC source: 0001062993-21-005578 · form4.xml · derivative · entry 2

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,282

Underlying: Common Stock · 24 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · shares: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock and become exercisable proportionately with the restricted stock units to which they relate.

F3 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

F4 · balance_after: Includes one share as a result of accumulated fractional shares.

SEC source: 0001062993-21-005355 · form4.xml · derivative · entry 2

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,257

Underlying: Common Stock · 328 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

F2 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

SEC source: 0001062993-21-002686 · form4.xml · derivative · entry 2

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,929

Underlying: Common Stock · 25 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · shares: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock and become exercisable proportionately with the restricted stock units to which they relate.

F3 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

F4 · balance_after: Includes one share as a result of accumulated fractional shares.

SEC source: 0001760862-21-000004 · edgar.xml · derivative · entry 2

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,903

Underlying: Common Stock · 350 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

F2 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

SEC source: 0001760862-20-000022 · edgar.xml · derivative · entry 2

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,553

Underlying: Common Stock · 27 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · shares: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock and become exercisable proportionately with the restricted stock units to which they relate.

F3 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

F4 · balance_after: Includes one share as a result of accumulated fractional shares.

SEC source: 0001760862-20-000020 · edgar.xml · derivative · entry 2

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,525

Underlying: Common Stock · 375 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F3 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

SEC source: 0001819285-20-000032 · edgar.xml · derivative · entry 2

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,149

Underlying: Common Stock · 25 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · shares: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock and become exercisable proportionately with the restricted stock units to which they relate.

F3 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

SEC source: 0001819285-20-000021 · edgar.xml · derivative · entry 2

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,124

Underlying: Common Stock · 379 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

F2 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

SEC source: 0001626431-20-000048 · edgar.xml · derivative · entry 2

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,745

Underlying: Common Stock · 26 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · shares: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock and become exercisable proportionately with the restricted stock units to which they relate.

F3 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

F4 · balance_after: Includes 1 share as a result of accumulated fractional shares.

SEC source: 0001626431-20-000036 · edgar.xml · derivative · entry 2

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,718

Underlying: Common Stock · 444 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

F2 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

SEC source: 0001626431-20-000024 · edgar.xml · derivative · entry 2

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,274

Underlying: Common Stock · 33 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · shares: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock and become exercisable proportionately with the restricted stock units to which they relate.

F3 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

F4 · balance_after: Includes 1 share as a result of accumulated fractional shares.

SEC source: 0001626431-20-000001 · edgar.xml · derivative · entry 2

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,240

Underlying: Common Stock · 477 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

F2 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

F3 · balance_after: Includes 1 share as a result of accumulated fractional shares.

SEC source: 0001626431-19-000140 · edgar.xml · derivative · entry 2

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,763

Underlying: Common Stock · 29 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · shares: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock and become exercisable proportionately with the restricted stock units to which they relate.

F3 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

SEC source: 0001626431-19-000125 · edgar.xml · derivative · entry 2

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,162

Underlying: Common Stock · 544 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

F2 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

F3 · balance_after: Includes 1 share as a result of accumulated fractional shares.

SEC source: 0001626431-19-000100 · edgar.xml · derivative · entry 2

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,189

Underlying: Common Stock · 27 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · shares: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock and become exercisable proportionately with the restricted stock units to which they relate.

F3 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

SEC source: 0001626431-19-000070 · edgar.xml · derivative · entry 2

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,162

Underlying: Common Stock · 599 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

F2 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

SEC source: 0001626431-19-000056 · edgar.xml · derivative · entry 2

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,563

Underlying: Common Stock · 26 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · shares: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock and become exercisable proportionately with the restricted stock units to which they relate.

F3 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

SEC source: 0001626431-19-000042 · edgar.xml · derivative · entry 2

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,537

Underlying: Common Stock · 644 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

F2 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

SEC source: 0001626431-19-000027 · edgar.xml · derivative · entry 2

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,893

Underlying: Common Stock · 27 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · shares: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock and become exercisable proportionately with the restricted stock units to which they relate.

F3 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

F4 · balance_after: Includes 1 share as a result of accumulated fractional shares.

SEC source: 0001626431-19-000002 · edgar.xml · derivative · entry 2

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,865

Underlying: Common Stock · 778 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · derivative.exercise_date: The restricted stock units are fully vested. Deliver of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

F2 · derivative.expiration_date: The restricted stock units are fully vested. Deliver of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

SEC source: 0001626431-18-000147 · edgar.xml · derivative · entry 2

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,087

Underlying: Common Stock · 25 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · shares: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock and become exercisable proportionately with the restricted stock units to which they relate.

F3 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

F4 · balance_after: Includes 1 share as a result of accumulated fractional shares.

SEC source: 0001626431-18-000130 · edgar.xml · derivative · entry 2

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,061

Underlying: Common Stock · 758 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · derivative.exercise_date: The restricted stock units are fully vested. Deliver of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

F2 · derivative.expiration_date: The restricted stock units are fully vested. Deliver of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

SEC source: 0001626431-18-000109 · edgar.xml · derivative · entry 2

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,303

Underlying: Common Stock · 19 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · shares: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock and become exercisable proportionately with the restricted stock units to which they relate.

F3 · derivative.exercise_date: The restricted stock units are fully vested. Deliver of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are fully vested. Deliver of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

F4 · balance_after: Includes 1 share as a result of accumulated fractional shares.

SEC source: 0001626431-18-000084 · edgar.xml · derivative · entry 2

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,283

Underlying: Common Stock · 725 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · derivative.exercise_date: The restricted stock units are fully vested. Deliver of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

F2 · derivative.expiration_date: The restricted stock units are fully vested. Deliver of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

SEC source: 0001626431-18-000059 · edgar.xml · derivative · entry 2

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,558

Underlying: Common Stock · 18 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · shares: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock and become exercisable proportionately with the restricted stock units to which they relate.

F3 · derivative.exercise_date: The restricted stock units are fully vested. Deliver of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are fully vested. Deliver of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

F4 · balance_after: Includes 1 share as a result of accumulated fractional shares.

SEC source: 0001626431-18-000042 · edgar.xml · derivative · entry 2

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,539

Underlying: Common Stock · 828 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · derivative.exercise_date: The restricted stock units are fully vested. Deliver of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

F2 · derivative.expiration_date: The restricted stock units are fully vested. Deliver of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

F3 · balance_after: Includes 1 share as a result of accumulated fractional shares.

SEC source: 0001626431-18-000029 · edgar.xml · derivative · entry 2

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,710

Underlying: Common Stock · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · shares: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock and become exercisable proportionately with the restricted stock units to which they relate.

F3 · derivative.exercise_date: The restricted stock units are fully vested. Deliver of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are fully vested. Deliver of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

SEC source: 0001626431-18-000006 · edgar.xml · derivative · entry 2

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,694

Underlying: Common Stock · 855 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · derivative.exercise_date: The restricted stock units are fully vested. Deliver of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

F2 · derivative.expiration_date: The restricted stock units are fully vested. Deliver of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

SEC source: 0001626431-17-000136 · edgar.xml · derivative · entry 2

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,839

Underlying: Common Stock · 14 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · shares: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock and become exercisable proportionately with the restricted stock units to which they relate.

F3 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

SEC source: 0001626431-17-000121 · edgar.xml · derivative · entry 2

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,825

Underlying: Common Stock · 957 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · derivative.exercise_date: The restricted stock units are fully vested. Deliver of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

F2 · derivative.expiration_date: The restricted stock units are fully vested. Deliver of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

F3 · balance_after: Includes 1 share as a result of accumulated fractional shares.

SEC source: 0001626431-17-000083 · edgar.xml · derivative · entry 2

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,867

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · shares: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock and become exercisable proportionately with the restricted stock units to which they relate.

F3 · derivative.exercise_date: The restricted stock units are fully vested. Deliver of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are fully vested. Deliver of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

SEC source: 0001626431-17-000065 · edgar.xml · derivative · entry 2

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,858

Underlying: Common Stock · 1,097 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · derivative.exercise_date: The restricted stock units are fully vested. Deliver of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

F2 · derivative.expiration_date: The restricted stock units are fully vested. Deliver of the shares to the reporting person will be made on the first anniversary after the date of the reporting person's separation from service to the Board of Directors.

F3 · balance_after: Includes 1 share as a result of accumulated fractional shares.

SEC source: 0001626431-17-000049 · edgar.xml · nonDerivative · entry 1

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Living Trust

Disclosed balance after: 15,805

F1 · price: This transaction was executed in multiple trades at prices ranging from $69.465 to $69.47. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full infomration regarding the number of shares and prices at which the transactions were effected.