DORMAN DAVID W

SEC source: 0001082870-26-000010 · wk-form4_1791230909.xml · nonDerivative · entry 1

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,643

F1 · shares: Represents a gift of Class C common stock to The Dorman Family Foundation.

SEC source: 0001082870-26-000008 · wk-form4_1790626100.xml · nonDerivative · entry 1

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,857

F1 · shares: Represents a grant of 214 shares of Class C Common Stock and 419 restricted stock units ("RSUs"). The RSUs vest in full on the first anniversary of the annual meeting of shareholders of Dell Technologies Inc. held on June 25, 2026, contingent on the reporting person's continued service on such vesting date.

SEC source: 0001082870-26-000006 · wk-form4_1781640626.xml · nonDerivative · entry 4

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By grantor retained annuity trust

Disclosed balance after: 0

F5 · price: The price reported in Column 4 represents a weighted average sales price of $407.9697. These shares were sold in multiple transactions at prices ranging from $407.815 to $408.235, inclusive.

F2 · ownership.nature: On April 15, 2025, the reporting person contributed 41,292 shares to a grantor retained annuity trust.

SEC source: 0001082870-26-000006 · wk-form4_1781640626.xml · nonDerivative · entry 3

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By grantor retained annuity trust

Disclosed balance after: 2,566

F4 · price: The price reported in Column 4 represents a weighted average sales price of $407.2779. These shares were sold in multiple transactions at prices ranging from $406.80 to $407.795, inclusive.

F2 · ownership.nature: On April 15, 2025, the reporting person contributed 41,292 shares to a grantor retained annuity trust.

SEC source: 0001082870-26-000006 · wk-form4_1781640626.xml · nonDerivative · entry 2

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By grantor retained annuity trust

Disclosed balance after: 6,717

F3 · price: The price reported in Column 4 represents a weighted average sales price of $406.0895. These shares were sold in multiple transactions at prices ranging from $405.70 to $406.665, inclusive.

F2 · ownership.nature: On April 15, 2025, the reporting person contributed 41,292 shares to a grantor retained annuity trust.

SEC source: 0001082870-26-000006 · wk-form4_1781640626.xml · nonDerivative · entry 1

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By grantor retained annuity trust

Disclosed balance after: 20,507

F1 · price: The price reported in Column 4 represents a weighted average sales price of $405.2285. These shares were sold in multiple transactions at prices ranging from $404.67 to $405.66, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in footnote 1 and footnotes 3 through 5 of this Form 4.

F2 · ownership.nature: On April 15, 2025, the reporting person contributed 41,292 shares to a grantor retained annuity trust.

SEC source: 0001082870-26-000002 · edgardoc.xml · nonDerivative · entry 1

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,121

F1 · shares: Pursuant to the Company's Independent Director Compensation Policy, the reporting person has been granted a fully vested stock payment award for common stock promptly following the Company's annual meeting of stockholders. The number of shares of common stock granted represents the quotient of (A) $362,500 divided by (B) the Company's closing stock price on the date of grant, rounded up to the nearest whole share of common stock.

SEC source: 0001193125-26-037471 · ownership.xml · nonDerivative · entry 2

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,850

F2 · shares: Pursuant to the Company's Independent Director Compensation Policy, the reporting person has elected to receive common stock in lieu of the annual retainer fees payable for services on the Company's Board of Directors for his appointment as Chair of the Board of Directors of the Company. The number of shares of common stock awarded represent the quotient of (A) $79,589.04 (representing the reporting person's annual Chair retainer fees of $87,500, prorated to reflect the number of days from the date of his appointment to December 31, 2026), divided by (B) the Company's closing stock price on the date of grant, rounded up to the nearest whole share of common stock.

SEC source: 0001193125-26-037471 · ownership.xml · nonDerivative · entry 1

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,329

F1 · shares: Pursuant to the Company's Independent Director Compensation Policy, the reporting person has been granted and has received a fully vested stock payment award for shares of Company common stock in connection with his appointment as Chair of the Board of the Directors of the Company. The number of shares of common stock granted represents the quotient of (A) $29,486.30 (representing the reporting person's annual Chair equity award of $87,500, prorated to reflect the number of days from the date of his appointment to the first anniversary of the most recent annual stockholders meeting), divided by (B) the Company's closing stock price on the date of grant, rounded up to the nearest whole share of common stock.

SEC source: 0001633917-26-000002 · edgardoc.xml · nonDerivative · entry 1

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,765

F1 · shares: Pursuant to the Company's director compensation policy, the reporting person has elected to receive common stock in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The number of shares of common stock awarded represent the quotient of (A) such retainer fees divided by (B) the Company's closing stock price on the date awarded, rounded up to the nearest whole share of common stock.

SEC source: 0001082870-25-000005 · wk-form4_1759436565.xml · nonDerivative · entry 1

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,516

F1 · shares: Represents a grant of 811 shares of Class C Common Stock and 1,587 restricted stock units ("RSUs"). The RSUs vest in full on the first anniversary of the annual meeting of stockholders of Dell Technologies Inc. held on June 26, 2025, contingent on the reporting person's continued service on such vesting date.

SEC source: 0001633917-25-000128 · edgardoc.xml · nonDerivative · entry 1

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,615

F1 · shares: Pursuant to the Company's Independent Director Compensation Policy, the reporting person has elected to receive common stock in lieu of the annual retainer fees payable in connection with his appointment as a member of the Company's Risk and Compliance Committee, effective as of June 23, 2025. The number of shares of common stock awarded represent the quotient of (A) $10,465.75 (representing the reporting person's Risk and Compliance Committee member retainer of $20,000, prorated to reflect the number of days from the date of his appointment to December 31, 2025), divided by (B) the Company's closing stock price on the date of grant, rounded up to the nearest whole share of common stock.

SEC source: 0001633917-25-000091 · edgardoc.xml · nonDerivative · entry 1

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,469

F1 · shares: Pursuant to the Company's Independent Director Compensation Policy, the reporting person has been granted a fully vested stock payment award for common stock promptly following the Company's annual meeting of stockholders. The number of shares of common stock granted represents the quotient of (A) $275,000 divided by (B) the Company's closing stock price on the date of grant, rounded up to the nearest whole share of common stock.

SEC source: 0001633917-25-000005 · edgardoc.xml · nonDerivative · entry 1

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,674

F1 · shares: Pursuant to the Company's director compensation policy, the reporting person has elected to receive common stock in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The number of shares of common stock awarded represent the quotient of (A) such retainer fees divided by (B) the Company's closing stock price on the date awarded, rounded up to the nearest whole share of common stock.

F2 · balance_after: Following a reconciliation of the reporting person's ownership records, reflects the corrected number of shares directly held following the transaction reported in this Form 4.

SEC source: 0001571996-24-000112 · wk-form4_1726863134.xml · nonDerivative · entry 1

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,118

F1 · shares: Represents a grant of 862 shares of Class C Common Stock and 1,939 restricted stock units ("RSUs"). The RSUs vest in full on the first anniversary of the annual meeting of stockholders of Dell Technologies Inc. held on June 27, 2024, contingent on the reporting person's continued service on such vesting date

F1 · price: Represents a grant of 862 shares of Class C Common Stock and 1,939 restricted stock units ("RSUs"). The RSUs vest in full on the first anniversary of the annual meeting of stockholders of Dell Technologies Inc. held on June 27, 2024, contingent on the reporting person's continued service on such vesting date

SEC source: 0001571996-24-000065 · wk-form4_1718655014.xml · nonDerivative · entry 1

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,317

F1 · price: The price reported in Column 4 represents a weighted average sales price of $135.2611. These shares were sold in multiple transactions at prices ranging from $134.876 to $135.508, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

SEC source: 0001633917-24-000060 · edgardoc.xml · nonDerivative · entry 1

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,280

F1 · shares: The reporting person has received a fully vested stock payment award for shares of the Company common stock. Pursuant to the Company's Independent Director Compensation Policy, the reporting person has been granted a fully vested stock payment award for common stock promptly following the Company's annual meeting of stockholders. The number of shares of common stock granted represents the quotient of (A) $275,000 divided by (B) the Company's closing stock price on the date of grant, rounded up to the nearest whole share of common stock.

SEC source: 0001633917-24-000010 · edgardoc.xml · nonDerivative · entry 1

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,858

F1 · shares: Pursuant to the Company's director compensation policy, the reporting person has elected to receive common stock in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The number of shares of common stock awarded represent the quotient of (A) such retainer fees divided by (B) the Company's closing stock price on the date awarded, rounded up to the nearest whole share of common stock.

SEC source: 0001062993-23-018708 · form4.xml · nonDerivative · entry 1

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,317

F1 · shares: Represents a grant of 1,459 shares of Class C Common Stock and 3,284 restricted stock units ("RSUs"). The RSUs vest in full on the first anniversary of the annual meeting of stockholders of Dell Technologies Inc. held on June 20, 2023, contingent on the reporting person's continued service on such vesting date.

F1 · price: Represents a grant of 1,459 shares of Class C Common Stock and 3,284 restricted stock units ("RSUs"). The RSUs vest in full on the first anniversary of the annual meeting of stockholders of Dell Technologies Inc. held on June 20, 2023, contingent on the reporting person's continued service on such vesting date.

SEC source: 0001633917-23-000086 · edgardoc.xml · nonDerivative · entry 1

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,986

F1 · shares: The reporting person has received a fully vested stock payment award for shares of the Company common stock. Pursuant to the Company's Independent Director Compensation Policy, the reporting person has been granted a fully vested stock payment award for common stock promptly following the Company's annual meeting of stockholders. The number of shares of common stock granted represents the quotient of (A) $275,000 divided by (B) the Company's closing stock price on the date of grant, rounded up to the nearest whole share of common stock.

SEC source: 0001633917-23-000024 · edgardoc.xml · nonDerivative · entry 1

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,536

F1 · shares: Pursuant to the Company's director compensation policy, the reporting person has elected to receive common stock in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The number of shares of common stock awarded represent the quotient of (A) such retainer fees divided by (B) the Company's closing stock price on the date awarded, rounded up to the nearest whole share of common stock.

SEC source: 0001062993-22-019875 · form4.xml · nonDerivative · entry 1

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,574

F1 · shares: Represents a grant of 2,706 shares of Class C Common Stock and 6,089 restricted stock units ("RSUs"). The RSUs vest in full on the first anniversary of the annual meeting of stockholders of Dell Technologies Inc. held on June 27, 2022, contingent on the reporting person's continued service on such vesting date.

F1 · price: Represents a grant of 2,706 shares of Class C Common Stock and 6,089 restricted stock units ("RSUs"). The RSUs vest in full on the first anniversary of the annual meeting of stockholders of Dell Technologies Inc. held on June 27, 2022, contingent on the reporting person's continued service on such vesting date.

SEC source: 0001633917-22-000124 · edgardoc.xml · nonDerivative · entry 1

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,994

F1 · shares: The reporting person has received a fully vested stock payment award for shares of the Company common stock. Pursuant to the Company's Independent Director Compensation Policy, the reporting person has been granted a fully vested stock payment award for common stock promptly following the Company's annual meeting of stockholders. The number of shares of common stock granted represents the quotient of (A) $275,000 divided by (B) the Company's closing stock price on the date of grant, rounded up to the nearest whole share of common stock.

SEC source: 0000947871-22-000569 · ownership.xml · nonDerivative · entry 1

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,875

F1 · shares: Consists of common stock issued in payment of a semi-annual retainer, at the market price, pursuant to the 2017 Incentive Compensation Plan.

SEC source: 0001633917-22-000035 · edgardoc.xml · nonDerivative · entry 1

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,880

SEC source: 0001633917-22-000014 · edgardoc.xml · nonDerivative · entry 1

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,480

F1 · shares: Pursuant to the Company's director compensation policy, the reporting person has elected to receive common stock in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The number of shares of common stock awarded represent the quotient of (A) such retainer fees divided by (B) the Company's closing stock price on the date awarded, rounded up to the nearest whole share of common stock.

SEC source: 0001062993-21-013597 · form4.xml · nonDerivative · entry 1

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,779

F1 · kind: Represents an award of Class C Common Stock granted to the reporting person in accordance with the Amended and Restated Compensation Program for Independent Non-Employee Directors of Dell Technologies Inc. (the "Issuer") in replacement of an award of 720 deferred stock units ("DSUs") granted to the reporting person on September 30, 2021 under such program (as adjusted to a total of 1,417 DSUs in accordance with the adjustment described in footnote 2 (the "Post-Adjustment DSUs")). On December 26, 2021, the Post-Adjustment DSUs were cancelled in connection with the foregoing award of Class C Common Stock.

F2 · balance_after: On November 1, 2021, the Issuer completed a special distribution of all of the shares of common stock of its former subsidiary, VMware, Inc., that it beneficially owned to its stockholders on a pro rata basis (the "Transaction"). In connection with the Transaction, the Issuer implemented an equitable adjustment to outstanding equity awards held by participants in the Issuer's 2013 Stock Incentive Plan in accordance with the terms of the plan, as a result of which (a) 8,976 DSUs previously reported by the reporting person were adjusted to a total of 17,669 DSUs (including in such amount the Post-Adjustment DSUs) and (b) 2,162 restricted stock units ("RSUs") previously reported by the reporting person were adjusted to a total of 4,255 RSUs. Following the adjustment and cancellation referred to above, the reporting person now beneficially owns 16,252 DSUs and 4,255 RSUs.

SEC source: 0001633917-21-000185 · edgardoc.xml · nonDerivative · entry 5

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 2021 Family Trust 5

Disclosed balance after: 225

SEC source: 0001633917-21-000185 · edgardoc.xml · nonDerivative · entry 4

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 2021 Family Trust 4

Disclosed balance after: 72

SEC source: 0001633917-21-000185 · edgardoc.xml · nonDerivative · entry 3

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 2021 Family Trust 3

Disclosed balance after: 150

SEC source: 0001633917-21-000185 · edgardoc.xml · nonDerivative · entry 2

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 2021 Family Trust 2

Disclosed balance after: 605

SEC source: 0001633917-21-000185 · edgardoc.xml · nonDerivative · entry 1

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 2021 Family Trust 1

Disclosed balance after: 495

SEC source: 0001127602-21-029712 · form4.xml · nonDerivative · entry 1

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,824

F1 · shares: Consists of common stock issued in payment of a semi-annual retainer, at the market price, pursuant to the 2017 Incentive Compensation Plan.

SEC source: 0001123292-21-001336 · edgar.xml · nonDerivative · entry 1

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,993

F1 · shares: Represents a grant of 241 shares of Class C Common Stock, 2,162 restricted stock units ("RSUs") and 720 deferred stock units ("DSUs"). The RSUs and DSUs vest in full on the first anniversary of the annual meeting of stockholders of Dell Technologies Inc. held on June 22, 2021, contingent on the reporting person's continued service on such vesting date.

F1 · price: Represents a grant of 241 shares of Class C Common Stock, 2,162 restricted stock units ("RSUs") and 720 deferred stock units ("DSUs"). The RSUs and DSUs vest in full on the first anniversary of the annual meeting of stockholders of Dell Technologies Inc. held on June 22, 2021, contingent on the reporting person's continued service on such vesting date.

SEC source: 0001123292-21-001125 · edgar.xml · derivative · entry 12

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Stock · 5,842 shares

Expires 2029-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options are fully vested.

SEC source: 0001123292-21-001125 · edgar.xml · derivative · entry 11

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Stock · 4,982 shares

Expires 2029-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options are fully vested.

SEC source: 0001123292-21-001125 · edgar.xml · derivative · entry 10

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Stock · 5,829 shares

Expires 2027-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options are fully vested.

SEC source: 0001123292-21-001125 · edgar.xml · derivative · entry 9

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Stock · 71,922 shares

Expires 2026-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options are fully vested.

SEC source: 0001123292-21-001125 · edgar.xml · derivative · entry 8

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Stock · 4,986 shares

Expires 2027-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options are fully vested.

SEC source: 0001123292-21-001125 · edgar.xml · derivative · entry 7

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Stock · 45,023 shares

Expires 2026-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options are fully vested.

SEC source: 0001123292-21-001125 · edgar.xml · nonDerivative · entry 6

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001123292-21-001125 · edgar.xml · nonDerivative · entry 5

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,028

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001123292-21-001125 · edgar.xml · nonDerivative · entry 4

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001123292-21-001125 · edgar.xml · nonDerivative · entry 3

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001123292-21-001125 · edgar.xml · nonDerivative · entry 2

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001123292-21-001125 · edgar.xml · nonDerivative · entry 1

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001633917-21-000127 · edgardoc.xml · nonDerivative · entry 1

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,890

F1 · shares: The reporting person has received a fully vested stock payment award for shares of the Company common stock. Pursuant to the Company's Independent Director Compensation Policy, the reporting person has been granted a fully vested stock payment award for common stock promptly following the Company's annual meeting of stockholders. The number of shares of common stock granted represents the quotient of (A) $275,000 divided by (B) the Company's closing stock price on the date of grant, rounded up to the nearest whole share of common stock.

SEC source: 0001127602-21-016901 · form4.xml · nonDerivative · entry 1

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,670

F1 · shares: Consists of common stock issued in payment of a semi-annual retainer, at the market price, pursuant to the 2017 Incentive Compensation Plan.

SEC source: 0001633917-21-000008 · edgardoc.xml · nonDerivative · entry 1

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,837

F1 · shares: Pursuant to the Company's director compensation policy, the reporting person has elected to receive common stock in lieu of the annual retainer fees payable for services on the Company's Board of Directors and any committees thereof. The number of shares of common stock awarded represent the quotient of (A) such retainer fees divided by (B) the Company's closing stock price on the date awarded, rounded up to the nearest whole share of common stock.

SEC source: 0001127602-20-029742 · form4.xml · nonDerivative · entry 1

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,900

F1 · shares: Consists of common stock issued in payment of a semi-annual retainer, at the market price, pursuant to the 2017 Incentive Compensation Plan.