TapewireFind a company

person · Reporting owner

GOETZ JAMES J

Disclosed activity across 8 companies

Tapewire entity
10666
SEC CIK
0001219231

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Airbnb, Inc.ABNB · Entity 218910% ownerAugust 05, 2022August 10, 2022
BARRACUDA NETWORKS INCCUDA · Entity 169355DirectorJanuary 12, 2017January 18, 2017
DoorDash, Inc.DASH · Entity 154110% ownerFebruary 28, 2023March 03, 2023
INTEL CORPINTC · Entity 2799DirectorMay 13, 2026May 15, 2026
Palo Alto Networks IncPANW · Entity 1811DirectorSeptember 17, 2026September 21, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSee Footnotes3,485,943 Reported balance After 2022-08-05 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2022-08-05 · Conversion · Acquired 2,975,439 · Balance 3,485,943

F1: Represents the conversion of Class B Common Stock to Class A Common Stock in the following amounts: 713,925 shares held by Sequoia Capital Global Growth Fund, LP ("GGF"), 24,871 shares held by Sequoia Capital Global Growth Principals Fund, LP("GGF PF"), 8,534,781 shares held by Sequoia Capital XII, L.P. ("SC XII"), 454,385 shares held by Sequoia Technology Partners XII, L.P. ("STP XII"), 1,297,852 shares held by Sequoia Capital XII Principals Fund, LLC ("SC XII PF"), 227,044 shares held by Sequoia Capital Global Growth Fund II, L.P. ("GGF II"), 3,498 shares held by Sequoia Capital Global Growth II Principals Fund, L.P. ("GGF II PF"), 82,568 shares held by Sequoia Capital U.S. Growth Fund VII, L.P. ("US GF VII"), and 7,675 shares held by Sequoia Capital U.S. Growth VII Principals Fund, L.P. ("US GF VII PF").

F2: Includes shares of Class A Common Stock in the following amounts: 713,925 shares held by GGF, 24,871 shares held by GGF PF, 8,534,781 shares held by SC XII, 454,385 shares held by STP XII, 1,297,852 shares held by SC XII PF, 729,802 shares held by GGF II, 11,244 shares held by GGF II PF, 82,568 shares held by US GF VII and 7,675 shares held by US GF VII PF.

F4: SC XII Management, LLC ("SC XII LLC") is the general partner of each of SC XII and STP XII, and the managing member of SC XII PF. As a result, SC XII LLC may be deemed to share voting and dispositive power with respect to the shares held by SC XII, SC XII PF, and STP XII.

F5: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of US GF VII and US GF VII PF (collectively, the "SC US GF VII Funds"); (ii) the general partner of SCGGF Management, L.P., which is the general partner of each of GGF and GGF PF (collectively, the "SC GGF Funds"); and (iii) the general partner of SC Global Growth II Management, L.P., which is the general partner of each of GGF II and GGF II PF (collectively, the "SC GGF II Funds").

F6: (cont'd) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the SC US GF VII Funds, the SC GGF Funds, and the SC GGF II Funds. In addition, the directors and stockholders of SC US(TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF Funds are Douglas M. Leone and James J. Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF II Funds are Douglas M. Leone and Roelof F. Botha. As a result, and by virtue of the relationships described in this paragraph, each such person may be deemed to share voting and dispositive power with respect to the shares held by the SC GGF Funds or the SC GGF II Funds, as applicable.

F7: cont'd) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P., SCGGF Management, L.P., SC Global Growth II Management, L.P., Mr. Leone, Mr. Botha and Mr. Goetz disclaims beneficial ownership of the shares held by the SC US GF VII Funds, the SC GGF Funds, and the SC GGF II Funds, as applicable, except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. SC XII Management, LLC disclaims beneficial ownership of the shares held by SC XII, SC XII PF and STP XII, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnotes0 Reported balance After 2022-08-05 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2022-08-05 · Other · Disposed 3,485,943 · Balance 0

F12: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and the contribution by such partners or members to the applicable recipient fund.

F3: Represents a pro rata distribution of Class A Common Stock of the Issuer to partners or members in the following amounts: 713,925 shares from GGF, 24,871 shares from GGF PF, 8,534,781 shares from SC XII, 454,385 shares from STP XII, 1,297,852 shares from SC XII PF, 729,802 shares from GGF II, 11,244 shares from GGF II PF, 82,568 shares from US GF VII and 7,675 shares from US GF VII PF.

F4: SC XII Management, LLC ("SC XII LLC") is the general partner of each of SC XII and STP XII, and the managing member of SC XII PF. As a result, SC XII LLC may be deemed to share voting and dispositive power with respect to the shares held by SC XII, SC XII PF, and STP XII.

F5: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of US GF VII and US GF VII PF (collectively, the "SC US GF VII Funds"); (ii) the general partner of SCGGF Management, L.P., which is the general partner of each of GGF and GGF PF (collectively, the "SC GGF Funds"); and (iii) the general partner of SC Global Growth II Management, L.P., which is the general partner of each of GGF II and GGF II PF (collectively, the "SC GGF II Funds").

F6: (cont'd) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the SC US GF VII Funds, the SC GGF Funds, and the SC GGF II Funds. In addition, the directors and stockholders of SC US(TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF Funds are Douglas M. Leone and James J. Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF II Funds are Douglas M. Leone and Roelof F. Botha. As a result, and by virtue of the relationships described in this paragraph, each such person may be deemed to share voting and dispositive power with respect to the shares held by the SC GGF Funds or the SC GGF II Funds, as applicable.

F7: cont'd) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P., SCGGF Management, L.P., SC Global Growth II Management, L.P., Mr. Leone, Mr. Botha and Mr. Goetz disclaims beneficial ownership of the shares held by the SC US GF VII Funds, the SC GGF Funds, and the SC GGF II Funds, as applicable, except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. SC XII Management, LLC disclaims beneficial ownership of the shares held by SC XII, SC XII PF and STP XII, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeIndirectBy Sequoia Grove II, LLC0 Last balance in matching sequence After 2022-08-05 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 3 · 2022-08-05 · Conversion · Acquired 91,889 · Balance 91,889

F8: Represents the conversion of 91,889 shares of Class B Common Stock of the Issuer to Class A Common Stock.

F10: Sequoia Grove Manager, LLC is the manager of Sequoia Grove II, LLC. As a result, Sequoia Grove Manager, LLC may be deemed to share beneficial ownership with respect to the shares held by Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaims beneficial ownership of the shares held by Sequoia Grove II, LLC except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

Row 4 · 2022-08-05 · Other · Disposed 91,889 · Balance 0

F9: Represents a pro rata distribution of 91,889 shares of Class A Common Stock of the Issuer to partners and members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and the contribution by such partners or members to the applicable recipient fund.

F10: Sequoia Grove Manager, LLC is the manager of Sequoia Grove II, LLC. As a result, Sequoia Grove Manager, LLC may be deemed to share beneficial ownership with respect to the shares held by Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaims beneficial ownership of the shares held by Sequoia Grove II, LLC except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

Class A Common StockSEC Table I · non-derivativeIndirectSequoia Capital Fund, LP774,456 Reported balance After 2022-08-05 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2022-08-05 · Other · Acquired 468,272 · Balance 774,456

F12: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and the contribution by such partners or members to the applicable recipient fund.

F11: SC US (TTGP), Ltd. is (i) the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of each of Sequoia Capital Fund, LP ("SCF") and Sequoia Capital Fund Parallel, LLC ("SCFP"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF and SCFP. Each of such reporting persons disclaims beneficial ownership of the shares held by SCF and SCFP, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeIndirectSequoia Capital Fund Parallel, LLC87,559 Reported balance After 2022-08-05 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2022-08-05 · Other · Acquired 46,765 · Balance 87,559

F12: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and the contribution by such partners or members to the applicable recipient fund.

F11: SC US (TTGP), Ltd. is (i) the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of each of Sequoia Capital Fund, LP ("SCF") and Sequoia Capital Fund Parallel, LLC ("SCFP"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF and SCFP. Each of such reporting persons disclaims beneficial ownership of the shares held by SCF and SCFP, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class B Common StockSEC Table II · derivative / convertible securityIndirectSee Footnotes8,371,160 Reported balance After 2022-08-05 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2022-08-05 · Conversion · Disposed 2,975,439 · Balance 8,371,160

F13: The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions, (b) the date and time, or the occurrence of an event, specified by vote or written consent of the holders of at least 80% of the outstanding shares of Class B common stock at the time of such vote or consent, voting as a separate series or (c) the 20-year anniversary of the closing of the Issuer's initial public offering.

F1: Represents the conversion of Class B Common Stock to Class A Common Stock in the following amounts: 713,925 shares held by Sequoia Capital Global Growth Fund, LP ("GGF"), 24,871 shares held by Sequoia Capital Global Growth Principals Fund, LP("GGF PF"), 8,534,781 shares held by Sequoia Capital XII, L.P. ("SC XII"), 454,385 shares held by Sequoia Technology Partners XII, L.P. ("STP XII"), 1,297,852 shares held by Sequoia Capital XII Principals Fund, LLC ("SC XII PF"), 227,044 shares held by Sequoia Capital Global Growth Fund II, L.P. ("GGF II"), 3,498 shares held by Sequoia Capital Global Growth II Principals Fund, L.P. ("GGF II PF"), 82,568 shares held by Sequoia Capital U.S. Growth Fund VII, L.P. ("US GF VII"), and 7,675 shares held by Sequoia Capital U.S. Growth VII Principals Fund, L.P. ("US GF VII PF").

F4: SC XII Management, LLC ("SC XII LLC") is the general partner of each of SC XII and STP XII, and the managing member of SC XII PF. As a result, SC XII LLC may be deemed to share voting and dispositive power with respect to the shares held by SC XII, SC XII PF, and STP XII.

F5: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of US GF VII and US GF VII PF (collectively, the "SC US GF VII Funds"); (ii) the general partner of SCGGF Management, L.P., which is the general partner of each of GGF and GGF PF (collectively, the "SC GGF Funds"); and (iii) the general partner of SC Global Growth II Management, L.P., which is the general partner of each of GGF II and GGF II PF (collectively, the "SC GGF II Funds").

F6: (cont'd) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the SC US GF VII Funds, the SC GGF Funds, and the SC GGF II Funds. In addition, the directors and stockholders of SC US(TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF Funds are Douglas M. Leone and James J. Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF II Funds are Douglas M. Leone and Roelof F. Botha. As a result, and by virtue of the relationships described in this paragraph, each such person may be deemed to share voting and dispositive power with respect to the shares held by the SC GGF Funds or the SC GGF II Funds, as applicable.

F7: cont'd) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P., SCGGF Management, L.P., SC Global Growth II Management, L.P., Mr. Leone, Mr. Botha and Mr. Goetz disclaims beneficial ownership of the shares held by the SC US GF VII Funds, the SC GGF Funds, and the SC GGF II Funds, as applicable, except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. SC XII Management, LLC disclaims beneficial ownership of the shares held by SC XII, SC XII PF and STP XII, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class B Common StockSEC Table II · derivative / convertible securityIndirectSee Footnotes0 Reported balance After 2022-08-05 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2022-08-05 · Other · Disposed 8,371,160 · Balance 0

F13: The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions, (b) the date and time, or the occurrence of an event, specified by vote or written consent of the holders of at least 80% of the outstanding shares of Class B common stock at the time of such vote or consent, voting as a separate series or (c) the 20-year anniversary of the closing of the Issuer's initial public offering.

F12: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and the contribution by such partners or members to the applicable recipient fund.

F4: SC XII Management, LLC ("SC XII LLC") is the general partner of each of SC XII and STP XII, and the managing member of SC XII PF. As a result, SC XII LLC may be deemed to share voting and dispositive power with respect to the shares held by SC XII, SC XII PF, and STP XII.

F5: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of US GF VII and US GF VII PF (collectively, the "SC US GF VII Funds"); (ii) the general partner of SCGGF Management, L.P., which is the general partner of each of GGF and GGF PF (collectively, the "SC GGF Funds"); and (iii) the general partner of SC Global Growth II Management, L.P., which is the general partner of each of GGF II and GGF II PF (collectively, the "SC GGF II Funds").

F6: (cont'd) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the SC US GF VII Funds, the SC GGF Funds, and the SC GGF II Funds. In addition, the directors and stockholders of SC US(TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF Funds are Douglas M. Leone and James J. Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF II Funds are Douglas M. Leone and Roelof F. Botha. As a result, and by virtue of the relationships described in this paragraph, each such person may be deemed to share voting and dispositive power with respect to the shares held by the SC GGF Funds or the SC GGF II Funds, as applicable.

F7: cont'd) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P., SCGGF Management, L.P., SC Global Growth II Management, L.P., Mr. Leone, Mr. Botha and Mr. Goetz disclaims beneficial ownership of the shares held by the SC US GF VII Funds, the SC GGF Funds, and the SC GGF II Funds, as applicable, except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. SC XII Management, LLC disclaims beneficial ownership of the shares held by SC XII, SC XII PF and STP XII, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Sequoia Grove II, LLC0 Reported balance After 2022-08-05 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2022-08-05 · Conversion · Disposed 91,889 · Balance 0

F13: The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions, (b) the date and time, or the occurrence of an event, specified by vote or written consent of the holders of at least 80% of the outstanding shares of Class B common stock at the time of such vote or consent, voting as a separate series or (c) the 20-year anniversary of the closing of the Issuer's initial public offering.

F8: Represents the conversion of 91,889 shares of Class B Common Stock of the Issuer to Class A Common Stock.

F10: Sequoia Grove Manager, LLC is the manager of Sequoia Grove II, LLC. As a result, Sequoia Grove Manager, LLC may be deemed to share beneficial ownership with respect to the shares held by Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaims beneficial ownership of the shares held by Sequoia Grove II, LLC except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

Class B Common StockSEC Table II · derivative / convertible securityIndirectSequoia Capital Fund, LP38,595,826 Reported balance After 2022-08-05 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2022-08-05 · Other · Acquired 8,038,703 · Balance 38,595,826

F13: The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions, (b) the date and time, or the occurrence of an event, specified by vote or written consent of the holders of at least 80% of the outstanding shares of Class B common stock at the time of such vote or consent, voting as a separate series or (c) the 20-year anniversary of the closing of the Issuer's initial public offering.

F12: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and the contribution by such partners or members to the applicable recipient fund.

F11: SC US (TTGP), Ltd. is (i) the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of each of Sequoia Capital Fund, LP ("SCF") and Sequoia Capital Fund Parallel, LLC ("SCFP"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF and SCFP. Each of such reporting persons disclaims beneficial ownership of the shares held by SCF and SCFP, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class B Common StockSEC Table II · derivative / convertible securityIndirectSequoia Capital Fund Parallel, LLC7,565,967 Reported balance After 2022-08-05 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2022-08-05 · Other · Acquired 1,526,135 · Balance 7,565,967

F13: The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions, (b) the date and time, or the occurrence of an event, specified by vote or written consent of the holders of at least 80% of the outstanding shares of Class B common stock at the time of such vote or consent, voting as a separate series or (c) the 20-year anniversary of the closing of the Issuer's initial public offering.

F12: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and the contribution by such partners or members to the applicable recipient fund.

F11: SC US (TTGP), Ltd. is (i) the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of each of Sequoia Capital Fund, LP ("SCF") and Sequoia Capital Fund Parallel, LLC ("SCFP"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF and SCFP. Each of such reporting persons disclaims beneficial ownership of the shares held by SCF and SCFP, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the conversion of Class B Common Stock to Class A Common Stock in the following amounts: 713,925 shares held by Sequoia Capital Global Growth Fund, LP ("GGF"), 24,871 shares held by Sequoia Capital Global Growth Principals Fund, LP("GGF PF"), 8,534,781 shares held by Sequoia Capital XII, L.P. ("SC XII"), 454,385 shares held by Sequoia Technology Partners XII, L.P. ("STP XII"), 1,297,852 shares held by Sequoia Capital XII Principals Fund, LLC ("SC XII PF"), 227,044 shares held by Sequoia Capital Global Growth Fund II, L.P. ("GGF II"), 3,498 shares held by Sequoia Capital Global Growth II Principals Fund, L.P. ("GGF II PF"), 82,568 shares held by Sequoia Capital U.S. Growth Fund VII, L.P. ("US GF VII"), and 7,675 shares held by Sequoia Capital U.S. Growth VII Principals Fund, L.P. ("US GF VII PF").

F2: Includes shares of Class A Common Stock in the following amounts: 713,925 shares held by GGF, 24,871 shares held by GGF PF, 8,534,781 shares held by SC XII, 454,385 shares held by STP XII, 1,297,852 shares held by SC XII PF, 729,802 shares held by GGF II, 11,244 shares held by GGF II PF, 82,568 shares held by US GF VII and 7,675 shares held by US GF VII PF.

F3: Represents a pro rata distribution of Class A Common Stock of the Issuer to partners or members in the following amounts: 713,925 shares from GGF, 24,871 shares from GGF PF, 8,534,781 shares from SC XII, 454,385 shares from STP XII, 1,297,852 shares from SC XII PF, 729,802 shares from GGF II, 11,244 shares from GGF II PF, 82,568 shares from US GF VII and 7,675 shares from US GF VII PF.

F4: SC XII Management, LLC ("SC XII LLC") is the general partner of each of SC XII and STP XII, and the managing member of SC XII PF. As a result, SC XII LLC may be deemed to share voting and dispositive power with respect to the shares held by SC XII, SC XII PF, and STP XII.

F5: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of US GF VII and US GF VII PF (collectively, the "SC US GF VII Funds"); (ii) the general partner of SCGGF Management, L.P., which is the general partner of each of GGF and GGF PF (collectively, the "SC GGF Funds"); and (iii) the general partner of SC Global Growth II Management, L.P., which is the general partner of each of GGF II and GGF II PF (collectively, the "SC GGF II Funds").

F6: (cont'd) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the SC US GF VII Funds, the SC GGF Funds, and the SC GGF II Funds. In addition, the directors and stockholders of SC US(TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF Funds are Douglas M. Leone and James J. Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF II Funds are Douglas M. Leone and Roelof F. Botha. As a result, and by virtue of the relationships described in this paragraph, each such person may be deemed to share voting and dispositive power with respect to the shares held by the SC GGF Funds or the SC GGF II Funds, as applicable.

F7: cont'd) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P., SCGGF Management, L.P., SC Global Growth II Management, L.P., Mr. Leone, Mr. Botha and Mr. Goetz disclaims beneficial ownership of the shares held by the SC US GF VII Funds, the SC GGF Funds, and the SC GGF II Funds, as applicable, except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. SC XII Management, LLC disclaims beneficial ownership of the shares held by SC XII, SC XII PF and STP XII, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F8: Represents the conversion of 91,889 shares of Class B Common Stock of the Issuer to Class A Common Stock.

F9: Represents a pro rata distribution of 91,889 shares of Class A Common Stock of the Issuer to partners and members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and the contribution by such partners or members to the applicable recipient fund.

F10: Sequoia Grove Manager, LLC is the manager of Sequoia Grove II, LLC. As a result, Sequoia Grove Manager, LLC may be deemed to share beneficial ownership with respect to the shares held by Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaims beneficial ownership of the shares held by Sequoia Grove II, LLC except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

F11: SC US (TTGP), Ltd. is (i) the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of each of Sequoia Capital Fund, LP ("SCF") and Sequoia Capital Fund Parallel, LLC ("SCFP"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF and SCFP. Each of such reporting persons disclaims beneficial ownership of the shares held by SCF and SCFP, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F12: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and the contribution by such partners or members to the applicable recipient fund.

F13: The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions, (b) the date and time, or the occurrence of an event, specified by vote or written consent of the holders of at least 80% of the outstanding shares of Class B common stock at the time of such vote or consent, voting as a separate series or (c) the 20-year anniversary of the closing of the Issuer's initial public offering.

BARRACUDA NETWORKS INC

Report date January 12, 2017 · Filed January 18, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect269,830 Reported balance After 2017-01-12 transaction · row 1
1 source row

Row 1 · 2017-01-12 · Other · Acquired 1,105 · Balance 269,830

F1: Represents the receipt of shares by the Reporting Person pursuant to pro rata in-kind distributions of Common Stock of the Issuer by Francisco Partners Parallel Fund III, L.P. and Francisco Partners GP III, L.P. to its partners or members.

Common StockSEC Table I · non-derivativeIndirectBy Family Trust1,257 Reported balance Holding disclosure · report date 2017-01-12 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,257

F2: The Form 4 filed on October 19, 2016 reported 1227 in Column 5, which was a typo; the total should have been reported as 1257.

F3: Shares held by a family trust. The Reporting Person may be deemed to beneficially own the shares held by a family trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the receipt of shares by the Reporting Person pursuant to pro rata in-kind distributions of Common Stock of the Issuer by Francisco Partners Parallel Fund III, L.P. and Francisco Partners GP III, L.P. to its partners or members.

F2: The Form 4 filed on October 19, 2016 reported 1227 in Column 5, which was a typo; the total should have been reported as 1257.

F3: Shares held by a family trust. The Reporting Person may be deemed to beneficially own the shares held by a family trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSequoia Capital U.S. Growth Fund VI, L.P.3,899,341 Reported balance After 2023-02-28 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2023-02-28 · Other · Disposed 1,114,098 · Balance 3,899,341

F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and the contribution by such partners or members to the applicable recipient fund.

F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P., and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds, which together own 100% of the outstanding ordinary shares of Sequoia Capital USV XIV Holdco, Ltd. (SC USV XIV Holdco); (ii) the general partner of SC Global Growth II Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund II, L.P. (SC GGFII) and Sequoia Capital Global Growth II Principals Fund, L.P. (SC GGFII PF), or collectively, the SC GGFII Funds; (iii) the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. (SC US GFVI) and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (SC US GFVI PF), or collectively, the SC US GFVI Funds;

F3: (Continued from Footnote 2) (iv) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. (SC US GFVII) and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (SC US GFVII PF), or collectively, the SC US GFVII Funds; (v) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, L.P. (SC GGF) and Sequoia Capital Global Growth Principals Fund, L.P. (SC GGF PF), or collectively, the SC GGF Funds; and (vi) the general partner of SCGGF III - U.S./India Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund III - U.S./India Annex Fund, L.P. (SC GGFIII) and Sequoia Capital Global Growth Fund III - U.S./India Annex Principals Fund, L.P. (SC GGFIII PF), or collectively, the SC GGFIII Funds.

F4: (Continued from Footnote 3) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco, the SC GGFII Funds, the SC US GFVI Funds, the SC US GFVII Funds, the SC GGF Funds and the SC GGFIII Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGFII Funds and the SC GGFIII Funds are Douglas M. Leone and Roelof F. Botha, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF Funds are Douglas M. Leone and James J. Goetz. As a result, and by virtue of the relationship described in this footnote, each such person may be deemed to share voting and dispositive power with respect to the shares of Class A common stock held by the SC GGFII Funds, the SC GGFIII Funds or the SC GGF Funds, as applicable.

F5: (Continued from Footnote 4) Each of SC US (TTGP), Ltd., SC U.S. Venture XIV Management, L.P., SC U.S. Growth VI Management, L.P., SC U.S. Growth VII Management, L.P., SCGGF Management, L.P., SC Global Growth II Management, L.P., SCGGF III - U.S./India Management, L.P., Mr. Leone, Mr. Botha and Mr. Goetz disclaims beneficial ownership of the shares held by SC USV XIV Holdco, the GFVI Funds, the GFVII Funds, the GGF Funds, the GGF II Funds, and the GGF III Funds except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeIndirectSequoia Capital U.S. Growth VI Principals Fund, L.P.278,960 Reported balance After 2023-02-28 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2023-02-28 · Other · Disposed 79,703 · Balance 278,960

F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and the contribution by such partners or members to the applicable recipient fund.

F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P., and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds, which together own 100% of the outstanding ordinary shares of Sequoia Capital USV XIV Holdco, Ltd. (SC USV XIV Holdco); (ii) the general partner of SC Global Growth II Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund II, L.P. (SC GGFII) and Sequoia Capital Global Growth II Principals Fund, L.P. (SC GGFII PF), or collectively, the SC GGFII Funds; (iii) the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. (SC US GFVI) and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (SC US GFVI PF), or collectively, the SC US GFVI Funds;

F3: (Continued from Footnote 2) (iv) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. (SC US GFVII) and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (SC US GFVII PF), or collectively, the SC US GFVII Funds; (v) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, L.P. (SC GGF) and Sequoia Capital Global Growth Principals Fund, L.P. (SC GGF PF), or collectively, the SC GGF Funds; and (vi) the general partner of SCGGF III - U.S./India Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund III - U.S./India Annex Fund, L.P. (SC GGFIII) and Sequoia Capital Global Growth Fund III - U.S./India Annex Principals Fund, L.P. (SC GGFIII PF), or collectively, the SC GGFIII Funds.

F4: (Continued from Footnote 3) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco, the SC GGFII Funds, the SC US GFVI Funds, the SC US GFVII Funds, the SC GGF Funds and the SC GGFIII Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGFII Funds and the SC GGFIII Funds are Douglas M. Leone and Roelof F. Botha, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF Funds are Douglas M. Leone and James J. Goetz. As a result, and by virtue of the relationship described in this footnote, each such person may be deemed to share voting and dispositive power with respect to the shares of Class A common stock held by the SC GGFII Funds, the SC GGFIII Funds or the SC GGF Funds, as applicable.

F5: (Continued from Footnote 4) Each of SC US (TTGP), Ltd., SC U.S. Venture XIV Management, L.P., SC U.S. Growth VI Management, L.P., SC U.S. Growth VII Management, L.P., SCGGF Management, L.P., SC Global Growth II Management, L.P., SCGGF III - U.S./India Management, L.P., Mr. Leone, Mr. Botha and Mr. Goetz disclaims beneficial ownership of the shares held by SC USV XIV Holdco, the GFVI Funds, the GFVII Funds, the GGF Funds, the GGF II Funds, and the GGF III Funds except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeIndirectSequoia Capital U.S. Growth Fund VII, L.P.3,656,369 Reported balance After 2023-02-28 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2023-02-28 · Other · Disposed 522,339 · Balance 3,656,369

F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and the contribution by such partners or members to the applicable recipient fund.

F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P., and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds, which together own 100% of the outstanding ordinary shares of Sequoia Capital USV XIV Holdco, Ltd. (SC USV XIV Holdco); (ii) the general partner of SC Global Growth II Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund II, L.P. (SC GGFII) and Sequoia Capital Global Growth II Principals Fund, L.P. (SC GGFII PF), or collectively, the SC GGFII Funds; (iii) the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. (SC US GFVI) and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (SC US GFVI PF), or collectively, the SC US GFVI Funds;

F3: (Continued from Footnote 2) (iv) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. (SC US GFVII) and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (SC US GFVII PF), or collectively, the SC US GFVII Funds; (v) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, L.P. (SC GGF) and Sequoia Capital Global Growth Principals Fund, L.P. (SC GGF PF), or collectively, the SC GGF Funds; and (vi) the general partner of SCGGF III - U.S./India Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund III - U.S./India Annex Fund, L.P. (SC GGFIII) and Sequoia Capital Global Growth Fund III - U.S./India Annex Principals Fund, L.P. (SC GGFIII PF), or collectively, the SC GGFIII Funds.

F4: (Continued from Footnote 3) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco, the SC GGFII Funds, the SC US GFVI Funds, the SC US GFVII Funds, the SC GGF Funds and the SC GGFIII Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGFII Funds and the SC GGFIII Funds are Douglas M. Leone and Roelof F. Botha, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF Funds are Douglas M. Leone and James J. Goetz. As a result, and by virtue of the relationship described in this footnote, each such person may be deemed to share voting and dispositive power with respect to the shares of Class A common stock held by the SC GGFII Funds, the SC GGFIII Funds or the SC GGF Funds, as applicable.

F5: (Continued from Footnote 4) Each of SC US (TTGP), Ltd., SC U.S. Venture XIV Management, L.P., SC U.S. Growth VI Management, L.P., SC U.S. Growth VII Management, L.P., SCGGF Management, L.P., SC Global Growth II Management, L.P., SCGGF III - U.S./India Management, L.P., Mr. Leone, Mr. Botha and Mr. Goetz disclaims beneficial ownership of the shares held by SC USV XIV Holdco, the GFVI Funds, the GFVII Funds, the GGF Funds, the GGF II Funds, and the GGF III Funds except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeIndirectSequoia Capital U.S. Growth VII Principals Fund, L.P.330,668 Reported balance After 2023-02-28 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2023-02-28 · Other · Disposed 47,239 · Balance 330,668

F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and the contribution by such partners or members to the applicable recipient fund.

F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P., and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds, which together own 100% of the outstanding ordinary shares of Sequoia Capital USV XIV Holdco, Ltd. (SC USV XIV Holdco); (ii) the general partner of SC Global Growth II Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund II, L.P. (SC GGFII) and Sequoia Capital Global Growth II Principals Fund, L.P. (SC GGFII PF), or collectively, the SC GGFII Funds; (iii) the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. (SC US GFVI) and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (SC US GFVI PF), or collectively, the SC US GFVI Funds;

F3: (Continued from Footnote 2) (iv) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. (SC US GFVII) and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (SC US GFVII PF), or collectively, the SC US GFVII Funds; (v) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, L.P. (SC GGF) and Sequoia Capital Global Growth Principals Fund, L.P. (SC GGF PF), or collectively, the SC GGF Funds; and (vi) the general partner of SCGGF III - U.S./India Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund III - U.S./India Annex Fund, L.P. (SC GGFIII) and Sequoia Capital Global Growth Fund III - U.S./India Annex Principals Fund, L.P. (SC GGFIII PF), or collectively, the SC GGFIII Funds.

F4: (Continued from Footnote 3) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco, the SC GGFII Funds, the SC US GFVI Funds, the SC US GFVII Funds, the SC GGF Funds and the SC GGFIII Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGFII Funds and the SC GGFIII Funds are Douglas M. Leone and Roelof F. Botha, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF Funds are Douglas M. Leone and James J. Goetz. As a result, and by virtue of the relationship described in this footnote, each such person may be deemed to share voting and dispositive power with respect to the shares of Class A common stock held by the SC GGFII Funds, the SC GGFIII Funds or the SC GGF Funds, as applicable.

F5: (Continued from Footnote 4) Each of SC US (TTGP), Ltd., SC U.S. Venture XIV Management, L.P., SC U.S. Growth VI Management, L.P., SC U.S. Growth VII Management, L.P., SCGGF Management, L.P., SC Global Growth II Management, L.P., SCGGF III - U.S./India Management, L.P., Mr. Leone, Mr. Botha and Mr. Goetz disclaims beneficial ownership of the shares held by SC USV XIV Holdco, the GFVI Funds, the GFVII Funds, the GGF Funds, the GGF II Funds, and the GGF III Funds except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeIndirectSequoia Capital Global Growth Fund II, L.P.7,841,270 Reported balance After 2023-02-28 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2023-02-28 · Other · Disposed 1,120,182 · Balance 7,841,270

F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and the contribution by such partners or members to the applicable recipient fund.

F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P., and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds, which together own 100% of the outstanding ordinary shares of Sequoia Capital USV XIV Holdco, Ltd. (SC USV XIV Holdco); (ii) the general partner of SC Global Growth II Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund II, L.P. (SC GGFII) and Sequoia Capital Global Growth II Principals Fund, L.P. (SC GGFII PF), or collectively, the SC GGFII Funds; (iii) the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. (SC US GFVI) and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (SC US GFVI PF), or collectively, the SC US GFVI Funds;

F3: (Continued from Footnote 2) (iv) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. (SC US GFVII) and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (SC US GFVII PF), or collectively, the SC US GFVII Funds; (v) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, L.P. (SC GGF) and Sequoia Capital Global Growth Principals Fund, L.P. (SC GGF PF), or collectively, the SC GGF Funds; and (vi) the general partner of SCGGF III - U.S./India Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund III - U.S./India Annex Fund, L.P. (SC GGFIII) and Sequoia Capital Global Growth Fund III - U.S./India Annex Principals Fund, L.P. (SC GGFIII PF), or collectively, the SC GGFIII Funds.

F4: (Continued from Footnote 3) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco, the SC GGFII Funds, the SC US GFVI Funds, the SC US GFVII Funds, the SC GGF Funds and the SC GGFIII Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGFII Funds and the SC GGFIII Funds are Douglas M. Leone and Roelof F. Botha, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF Funds are Douglas M. Leone and James J. Goetz. As a result, and by virtue of the relationship described in this footnote, each such person may be deemed to share voting and dispositive power with respect to the shares of Class A common stock held by the SC GGFII Funds, the SC GGFIII Funds or the SC GGF Funds, as applicable.

F5: (Continued from Footnote 4) Each of SC US (TTGP), Ltd., SC U.S. Venture XIV Management, L.P., SC U.S. Growth VI Management, L.P., SC U.S. Growth VII Management, L.P., SCGGF Management, L.P., SC Global Growth II Management, L.P., SCGGF III - U.S./India Management, L.P., Mr. Leone, Mr. Botha and Mr. Goetz disclaims beneficial ownership of the shares held by SC USV XIV Holdco, the GFVI Funds, the GFVII Funds, the GGF Funds, the GGF II Funds, and the GGF III Funds except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeIndirectSequoia Capital Global Growth II Principals Fund, L.P.119,989 Reported balance After 2023-02-28 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2023-02-28 · Other · Disposed 17,142 · Balance 119,989

F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and the contribution by such partners or members to the applicable recipient fund.

F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P., and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds, which together own 100% of the outstanding ordinary shares of Sequoia Capital USV XIV Holdco, Ltd. (SC USV XIV Holdco); (ii) the general partner of SC Global Growth II Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund II, L.P. (SC GGFII) and Sequoia Capital Global Growth II Principals Fund, L.P. (SC GGFII PF), or collectively, the SC GGFII Funds; (iii) the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. (SC US GFVI) and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (SC US GFVI PF), or collectively, the SC US GFVI Funds;

F3: (Continued from Footnote 2) (iv) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. (SC US GFVII) and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (SC US GFVII PF), or collectively, the SC US GFVII Funds; (v) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, L.P. (SC GGF) and Sequoia Capital Global Growth Principals Fund, L.P. (SC GGF PF), or collectively, the SC GGF Funds; and (vi) the general partner of SCGGF III - U.S./India Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund III - U.S./India Annex Fund, L.P. (SC GGFIII) and Sequoia Capital Global Growth Fund III - U.S./India Annex Principals Fund, L.P. (SC GGFIII PF), or collectively, the SC GGFIII Funds.

F4: (Continued from Footnote 3) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco, the SC GGFII Funds, the SC US GFVI Funds, the SC US GFVII Funds, the SC GGF Funds and the SC GGFIII Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGFII Funds and the SC GGFIII Funds are Douglas M. Leone and Roelof F. Botha, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF Funds are Douglas M. Leone and James J. Goetz. As a result, and by virtue of the relationship described in this footnote, each such person may be deemed to share voting and dispositive power with respect to the shares of Class A common stock held by the SC GGFII Funds, the SC GGFIII Funds or the SC GGF Funds, as applicable.

F5: (Continued from Footnote 4) Each of SC US (TTGP), Ltd., SC U.S. Venture XIV Management, L.P., SC U.S. Growth VI Management, L.P., SC U.S. Growth VII Management, L.P., SCGGF Management, L.P., SC Global Growth II Management, L.P., SCGGF III - U.S./India Management, L.P., Mr. Leone, Mr. Botha and Mr. Goetz disclaims beneficial ownership of the shares held by SC USV XIV Holdco, the GFVI Funds, the GFVII Funds, the GGF Funds, the GGF II Funds, and the GGF III Funds except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeIndirectSequoia Capital USV XIV Holdco, Ltd.10,849,390 Reported balance After 2023-02-28 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2023-02-28 · Other · Disposed 1,549,913 · Balance 10,849,390

F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and the contribution by such partners or members to the applicable recipient fund.

F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P., and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds, which together own 100% of the outstanding ordinary shares of Sequoia Capital USV XIV Holdco, Ltd. (SC USV XIV Holdco); (ii) the general partner of SC Global Growth II Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund II, L.P. (SC GGFII) and Sequoia Capital Global Growth II Principals Fund, L.P. (SC GGFII PF), or collectively, the SC GGFII Funds; (iii) the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. (SC US GFVI) and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (SC US GFVI PF), or collectively, the SC US GFVI Funds;

F3: (Continued from Footnote 2) (iv) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. (SC US GFVII) and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (SC US GFVII PF), or collectively, the SC US GFVII Funds; (v) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, L.P. (SC GGF) and Sequoia Capital Global Growth Principals Fund, L.P. (SC GGF PF), or collectively, the SC GGF Funds; and (vi) the general partner of SCGGF III - U.S./India Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund III - U.S./India Annex Fund, L.P. (SC GGFIII) and Sequoia Capital Global Growth Fund III - U.S./India Annex Principals Fund, L.P. (SC GGFIII PF), or collectively, the SC GGFIII Funds.

F4: (Continued from Footnote 3) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco, the SC GGFII Funds, the SC US GFVI Funds, the SC US GFVII Funds, the SC GGF Funds and the SC GGFIII Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGFII Funds and the SC GGFIII Funds are Douglas M. Leone and Roelof F. Botha, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF Funds are Douglas M. Leone and James J. Goetz. As a result, and by virtue of the relationship described in this footnote, each such person may be deemed to share voting and dispositive power with respect to the shares of Class A common stock held by the SC GGFII Funds, the SC GGFIII Funds or the SC GGF Funds, as applicable.

F5: (Continued from Footnote 4) Each of SC US (TTGP), Ltd., SC U.S. Venture XIV Management, L.P., SC U.S. Growth VI Management, L.P., SC U.S. Growth VII Management, L.P., SCGGF Management, L.P., SC Global Growth II Management, L.P., SCGGF III - U.S./India Management, L.P., Mr. Leone, Mr. Botha and Mr. Goetz disclaims beneficial ownership of the shares held by SC USV XIV Holdco, the GFVI Funds, the GFVII Funds, the GGF Funds, the GGF II Funds, and the GGF III Funds except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeIndirectSequoia Capital Global Growth Fund, L.P.0 Reported balance After 2023-02-28 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 8 · 2023-02-28 · Other · Disposed 592,842 · Balance 0

F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and the contribution by such partners or members to the applicable recipient fund.

F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P., and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds, which together own 100% of the outstanding ordinary shares of Sequoia Capital USV XIV Holdco, Ltd. (SC USV XIV Holdco); (ii) the general partner of SC Global Growth II Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund II, L.P. (SC GGFII) and Sequoia Capital Global Growth II Principals Fund, L.P. (SC GGFII PF), or collectively, the SC GGFII Funds; (iii) the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. (SC US GFVI) and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (SC US GFVI PF), or collectively, the SC US GFVI Funds;

F3: (Continued from Footnote 2) (iv) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. (SC US GFVII) and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (SC US GFVII PF), or collectively, the SC US GFVII Funds; (v) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, L.P. (SC GGF) and Sequoia Capital Global Growth Principals Fund, L.P. (SC GGF PF), or collectively, the SC GGF Funds; and (vi) the general partner of SCGGF III - U.S./India Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund III - U.S./India Annex Fund, L.P. (SC GGFIII) and Sequoia Capital Global Growth Fund III - U.S./India Annex Principals Fund, L.P. (SC GGFIII PF), or collectively, the SC GGFIII Funds.

F4: (Continued from Footnote 3) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco, the SC GGFII Funds, the SC US GFVI Funds, the SC US GFVII Funds, the SC GGF Funds and the SC GGFIII Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGFII Funds and the SC GGFIII Funds are Douglas M. Leone and Roelof F. Botha, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF Funds are Douglas M. Leone and James J. Goetz. As a result, and by virtue of the relationship described in this footnote, each such person may be deemed to share voting and dispositive power with respect to the shares of Class A common stock held by the SC GGFII Funds, the SC GGFIII Funds or the SC GGF Funds, as applicable.

F5: (Continued from Footnote 4) Each of SC US (TTGP), Ltd., SC U.S. Venture XIV Management, L.P., SC U.S. Growth VI Management, L.P., SC U.S. Growth VII Management, L.P., SCGGF Management, L.P., SC Global Growth II Management, L.P., SCGGF III - U.S./India Management, L.P., Mr. Leone, Mr. Botha and Mr. Goetz disclaims beneficial ownership of the shares held by SC USV XIV Holdco, the GFVI Funds, the GFVII Funds, the GGF Funds, the GGF II Funds, and the GGF III Funds except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeIndirectSequoia Capital Global Growth Principals Fund, L.P.0 Reported balance After 2023-02-28 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 9 · 2023-02-28 · Other · Disposed 21,500 · Balance 0

F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and the contribution by such partners or members to the applicable recipient fund.

F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P., and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds, which together own 100% of the outstanding ordinary shares of Sequoia Capital USV XIV Holdco, Ltd. (SC USV XIV Holdco); (ii) the general partner of SC Global Growth II Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund II, L.P. (SC GGFII) and Sequoia Capital Global Growth II Principals Fund, L.P. (SC GGFII PF), or collectively, the SC GGFII Funds; (iii) the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. (SC US GFVI) and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (SC US GFVI PF), or collectively, the SC US GFVI Funds;

F3: (Continued from Footnote 2) (iv) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. (SC US GFVII) and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (SC US GFVII PF), or collectively, the SC US GFVII Funds; (v) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, L.P. (SC GGF) and Sequoia Capital Global Growth Principals Fund, L.P. (SC GGF PF), or collectively, the SC GGF Funds; and (vi) the general partner of SCGGF III - U.S./India Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund III - U.S./India Annex Fund, L.P. (SC GGFIII) and Sequoia Capital Global Growth Fund III - U.S./India Annex Principals Fund, L.P. (SC GGFIII PF), or collectively, the SC GGFIII Funds.

F4: (Continued from Footnote 3) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco, the SC GGFII Funds, the SC US GFVI Funds, the SC US GFVII Funds, the SC GGF Funds and the SC GGFIII Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGFII Funds and the SC GGFIII Funds are Douglas M. Leone and Roelof F. Botha, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF Funds are Douglas M. Leone and James J. Goetz. As a result, and by virtue of the relationship described in this footnote, each such person may be deemed to share voting and dispositive power with respect to the shares of Class A common stock held by the SC GGFII Funds, the SC GGFIII Funds or the SC GGF Funds, as applicable.

F5: (Continued from Footnote 4) Each of SC US (TTGP), Ltd., SC U.S. Venture XIV Management, L.P., SC U.S. Growth VI Management, L.P., SC U.S. Growth VII Management, L.P., SCGGF Management, L.P., SC Global Growth II Management, L.P., SCGGF III - U.S./India Management, L.P., Mr. Leone, Mr. Botha and Mr. Goetz disclaims beneficial ownership of the shares held by SC USV XIV Holdco, the GFVI Funds, the GFVII Funds, the GGF Funds, the GGF II Funds, and the GGF III Funds except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeIndirectSequoia Grove II, LLC2,183,598 Reported balance After 2023-02-28 transaction · row 10 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 10 · 2023-02-28 · Other · Disposed 420,450 · Balance 2,183,598

F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and the contribution by such partners or members to the applicable recipient fund.

F6: Sequoia Grove Manager, LLC is the manager of Sequoia Grove II, LLC. As a result, Sequoia Grove Manager, LLC may be deemed to share beneficial ownership with respect to the shares held by Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaims beneficial ownership of the shares held by Sequoia Grove II, LLC except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

Class A Common StockSEC Table I · non-derivativeIndirectSequoia Capital Fund, LP6,519,834 Reported balance After 2023-02-28 transaction · row 11 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 11 · 2023-02-28 · Other · Acquired 3,988,167 · Balance 6,519,834

F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and the contribution by such partners or members to the applicable recipient fund.

F7: SC US (TTGP), Ltd. is (i) the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of each of Sequoia Capital Fund, LP ("SCF") and Sequoia Capital Fund Parallel, LLC ("SCFP"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF and SCFP. SC US (TTGP), Ltd. disclaims beneficial ownership of the shares held by SCF and SCFP except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeIndirectSequoia Capital Fund Parallel, LLC1,038,529 Reported balance After 2023-02-28 transaction · row 12 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 12 · 2023-02-28 · Other · Acquired 579,188 · Balance 1,038,529

F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and the contribution by such partners or members to the applicable recipient fund.

F7: SC US (TTGP), Ltd. is (i) the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of each of Sequoia Capital Fund, LP ("SCF") and Sequoia Capital Fund Parallel, LLC ("SCFP"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF and SCFP. SC US (TTGP), Ltd. disclaims beneficial ownership of the shares held by SCF and SCFP except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeIndirectSequoia Capital Global Growth Fund III - U.S./India Annex Fund, L.P.805,877 Reported balance Holding disclosure · report date 2023-02-28 · row 13 Holding and transaction disclosures are not merged.
1 source row

Row 13 · Balance 805,877

F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P., and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds, which together own 100% of the outstanding ordinary shares of Sequoia Capital USV XIV Holdco, Ltd. (SC USV XIV Holdco); (ii) the general partner of SC Global Growth II Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund II, L.P. (SC GGFII) and Sequoia Capital Global Growth II Principals Fund, L.P. (SC GGFII PF), or collectively, the SC GGFII Funds; (iii) the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. (SC US GFVI) and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (SC US GFVI PF), or collectively, the SC US GFVI Funds;

F3: (Continued from Footnote 2) (iv) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. (SC US GFVII) and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (SC US GFVII PF), or collectively, the SC US GFVII Funds; (v) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, L.P. (SC GGF) and Sequoia Capital Global Growth Principals Fund, L.P. (SC GGF PF), or collectively, the SC GGF Funds; and (vi) the general partner of SCGGF III - U.S./India Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund III - U.S./India Annex Fund, L.P. (SC GGFIII) and Sequoia Capital Global Growth Fund III - U.S./India Annex Principals Fund, L.P. (SC GGFIII PF), or collectively, the SC GGFIII Funds.

F4: (Continued from Footnote 3) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco, the SC GGFII Funds, the SC US GFVI Funds, the SC US GFVII Funds, the SC GGF Funds and the SC GGFIII Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGFII Funds and the SC GGFIII Funds are Douglas M. Leone and Roelof F. Botha, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF Funds are Douglas M. Leone and James J. Goetz. As a result, and by virtue of the relationship described in this footnote, each such person may be deemed to share voting and dispositive power with respect to the shares of Class A common stock held by the SC GGFII Funds, the SC GGFIII Funds or the SC GGF Funds, as applicable.

F5: (Continued from Footnote 4) Each of SC US (TTGP), Ltd., SC U.S. Venture XIV Management, L.P., SC U.S. Growth VI Management, L.P., SC U.S. Growth VII Management, L.P., SCGGF Management, L.P., SC Global Growth II Management, L.P., SCGGF III - U.S./India Management, L.P., Mr. Leone, Mr. Botha and Mr. Goetz disclaims beneficial ownership of the shares held by SC USV XIV Holdco, the GFVI Funds, the GFVII Funds, the GGF Funds, the GGF II Funds, and the GGF III Funds except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeIndirectSequoia Capital Global Growth Fund III - U.S./India Annex Principals Fund, L.P.17,623 Reported balance Holding disclosure · report date 2023-02-28 · row 14 Holding and transaction disclosures are not merged.
1 source row

Row 14 · Balance 17,623

F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P., and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds, which together own 100% of the outstanding ordinary shares of Sequoia Capital USV XIV Holdco, Ltd. (SC USV XIV Holdco); (ii) the general partner of SC Global Growth II Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund II, L.P. (SC GGFII) and Sequoia Capital Global Growth II Principals Fund, L.P. (SC GGFII PF), or collectively, the SC GGFII Funds; (iii) the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. (SC US GFVI) and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (SC US GFVI PF), or collectively, the SC US GFVI Funds;

F3: (Continued from Footnote 2) (iv) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. (SC US GFVII) and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (SC US GFVII PF), or collectively, the SC US GFVII Funds; (v) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, L.P. (SC GGF) and Sequoia Capital Global Growth Principals Fund, L.P. (SC GGF PF), or collectively, the SC GGF Funds; and (vi) the general partner of SCGGF III - U.S./India Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund III - U.S./India Annex Fund, L.P. (SC GGFIII) and Sequoia Capital Global Growth Fund III - U.S./India Annex Principals Fund, L.P. (SC GGFIII PF), or collectively, the SC GGFIII Funds.

F4: (Continued from Footnote 3) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco, the SC GGFII Funds, the SC US GFVI Funds, the SC US GFVII Funds, the SC GGF Funds and the SC GGFIII Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGFII Funds and the SC GGFIII Funds are Douglas M. Leone and Roelof F. Botha, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF Funds are Douglas M. Leone and James J. Goetz. As a result, and by virtue of the relationship described in this footnote, each such person may be deemed to share voting and dispositive power with respect to the shares of Class A common stock held by the SC GGFII Funds, the SC GGFIII Funds or the SC GGF Funds, as applicable.

F5: (Continued from Footnote 4) Each of SC US (TTGP), Ltd., SC U.S. Venture XIV Management, L.P., SC U.S. Growth VI Management, L.P., SC U.S. Growth VII Management, L.P., SCGGF Management, L.P., SC Global Growth II Management, L.P., SCGGF III - U.S./India Management, L.P., Mr. Leone, Mr. Botha and Mr. Goetz disclaims beneficial ownership of the shares held by SC USV XIV Holdco, the GFVI Funds, the GFVII Funds, the GGF Funds, the GGF II Funds, and the GGF III Funds except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and the contribution by such partners or members to the applicable recipient fund.

F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P., and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds, which together own 100% of the outstanding ordinary shares of Sequoia Capital USV XIV Holdco, Ltd. (SC USV XIV Holdco); (ii) the general partner of SC Global Growth II Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund II, L.P. (SC GGFII) and Sequoia Capital Global Growth II Principals Fund, L.P. (SC GGFII PF), or collectively, the SC GGFII Funds; (iii) the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. (SC US GFVI) and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (SC US GFVI PF), or collectively, the SC US GFVI Funds;

F3: (Continued from Footnote 2) (iv) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. (SC US GFVII) and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (SC US GFVII PF), or collectively, the SC US GFVII Funds; (v) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, L.P. (SC GGF) and Sequoia Capital Global Growth Principals Fund, L.P. (SC GGF PF), or collectively, the SC GGF Funds; and (vi) the general partner of SCGGF III - U.S./India Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund III - U.S./India Annex Fund, L.P. (SC GGFIII) and Sequoia Capital Global Growth Fund III - U.S./India Annex Principals Fund, L.P. (SC GGFIII PF), or collectively, the SC GGFIII Funds.

F4: (Continued from Footnote 3) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco, the SC GGFII Funds, the SC US GFVI Funds, the SC US GFVII Funds, the SC GGF Funds and the SC GGFIII Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGFII Funds and the SC GGFIII Funds are Douglas M. Leone and Roelof F. Botha, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF Funds are Douglas M. Leone and James J. Goetz. As a result, and by virtue of the relationship described in this footnote, each such person may be deemed to share voting and dispositive power with respect to the shares of Class A common stock held by the SC GGFII Funds, the SC GGFIII Funds or the SC GGF Funds, as applicable.

F5: (Continued from Footnote 4) Each of SC US (TTGP), Ltd., SC U.S. Venture XIV Management, L.P., SC U.S. Growth VI Management, L.P., SC U.S. Growth VII Management, L.P., SCGGF Management, L.P., SC Global Growth II Management, L.P., SCGGF III - U.S./India Management, L.P., Mr. Leone, Mr. Botha and Mr. Goetz disclaims beneficial ownership of the shares held by SC USV XIV Holdco, the GFVI Funds, the GFVII Funds, the GGF Funds, the GGF II Funds, and the GGF III Funds except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F6: Sequoia Grove Manager, LLC is the manager of Sequoia Grove II, LLC. As a result, Sequoia Grove Manager, LLC may be deemed to share beneficial ownership with respect to the shares held by Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaims beneficial ownership of the shares held by Sequoia Grove II, LLC except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

F7: SC US (TTGP), Ltd. is (i) the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of each of Sequoia Capital Fund, LP ("SCF") and Sequoia Capital Fund Parallel, LLC ("SCFP"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF and SCFP. SC US (TTGP), Ltd. disclaims beneficial ownership of the shares held by SCF and SCFP except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

INTEL CORP

Report date May 13, 2026 · Filed May 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,782 Reported balance After 2026-05-13 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-05-13 · Grant · Acquired 2,782 · Balance 2,782

F1: Each restricted stock unit (RSU) represents the right to receive, following vesting, one share of Intel common stock.

F2: Unless earlier forfeited under the terms of the award, 100% of the RSUs vest and convert into common stock on the earlier of of the first anniversary of the grant date (or next business date, if applicable), or the date of the 2027 Annual Stockholders' Meeting.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit (RSU) represents the right to receive, following vesting, one share of Intel common stock.

F2: Unless earlier forfeited under the terms of the award, 100% of the RSUs vest and convert into common stock on the earlier of of the first anniversary of the grant date (or next business date, if applicable), or the date of the 2027 Annual Stockholders' Meeting.

Palo Alto Networks Inc

Report date September 17, 2026 · Filed September 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy family trust0 Last balance in matching sequence After 2026-09-17 transaction · row 11 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
11 source rows

Row 1 · 2026-09-17 · Sale · Disposed 900 · Balance 19,100

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $372.07 to $373.04, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) - (11) to this Form 4.

F12: Shares held by the Reporting Person's family trust. The Reporting Person may be deemed to beneficially own the shares held by his family trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Row 2 · 2026-09-17 · Sale · Disposed 910 · Balance 18,190

F2: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $373.09 to $373.88, inclusive.

F12: Shares held by the Reporting Person's family trust. The Reporting Person may be deemed to beneficially own the shares held by his family trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Row 3 · 2026-09-17 · Sale · Disposed 3,348 · Balance 14,842

F3: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $374.17 to $375.16, inclusive.

F12: Shares held by the Reporting Person's family trust. The Reporting Person may be deemed to beneficially own the shares held by his family trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Row 4 · 2026-09-17 · Sale · Disposed 4,313 · Balance 10,529

F4: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $375.18 to $376.17, inclusive.

F12: Shares held by the Reporting Person's family trust. The Reporting Person may be deemed to beneficially own the shares held by his family trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Row 5 · 2026-09-17 · Sale · Disposed 4,751 · Balance 5,778

F5: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $376.20 to $377.18, inclusive.

F12: Shares held by the Reporting Person's family trust. The Reporting Person may be deemed to beneficially own the shares held by his family trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Row 6 · 2026-09-17 · Sale · Disposed 1,293 · Balance 4,485

F6: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $377.22 to $378.19, inclusive.

F12: Shares held by the Reporting Person's family trust. The Reporting Person may be deemed to beneficially own the shares held by his family trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Row 7 · 2026-09-17 · Sale · Disposed 1,504 · Balance 2,981

F7: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $378.25 to $379.245, inclusive.

F12: Shares held by the Reporting Person's family trust. The Reporting Person may be deemed to beneficially own the shares held by his family trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Row 8 · 2026-09-17 · Sale · Disposed 700 · Balance 2,281

F8: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $379.25 to $380.18, inclusive.

F12: Shares held by the Reporting Person's family trust. The Reporting Person may be deemed to beneficially own the shares held by his family trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Row 9 · 2026-09-17 · Sale · Disposed 1,000 · Balance 1,281

F9: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $380.32 to $381.16, inclusive.

F12: Shares held by the Reporting Person's family trust. The Reporting Person may be deemed to beneficially own the shares held by his family trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Row 10 · 2026-09-17 · Sale · Disposed 781 · Balance 500

F10: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $381.39 to $382.19, inclusive.

F12: Shares held by the Reporting Person's family trust. The Reporting Person may be deemed to beneficially own the shares held by his family trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Row 11 · 2026-09-17 · Sale · Disposed 500 · Balance 0

F11: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $382.44 to $382.95, inclusive.

F12: Shares held by the Reporting Person's family trust. The Reporting Person may be deemed to beneficially own the shares held by his family trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeDirect314,580 Reported balance Holding disclosure · report date 2026-09-17 · row 12 Holding and transaction disclosures are not merged.
1 source row

Row 12 · Balance 314,580

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $372.07 to $373.04, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) - (11) to this Form 4.

F2: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $373.09 to $373.88, inclusive.

F3: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $374.17 to $375.16, inclusive.

F4: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $375.18 to $376.17, inclusive.

F5: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $376.20 to $377.18, inclusive.

F6: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $377.22 to $378.19, inclusive.

F7: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $378.25 to $379.245, inclusive.

F8: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $379.25 to $380.18, inclusive.

F9: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $380.32 to $381.16, inclusive.

F10: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $381.39 to $382.19, inclusive.

F11: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $382.44 to $382.95, inclusive.

F12: Shares held by the Reporting Person's family trust. The Reporting Person may be deemed to beneficially own the shares held by his family trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2021-11-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSC US GF V Holdings, Ltd.0 Reported balance After 2021-10-29 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-10-29 · Disposition to issuer · Disposed 18,203,774 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger between the Issuer, Project Metal Parent, LLC and Project Metal Merger Sub, Inc. dated July 25, 2021, each share of issued and outstanding Issuer common stock was cancelled and converted into the right to receive $34.00 in cash.

F2: SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, LP and Sequoia Capital USGF Principals Fund V, L.P., or collectively, the SC US GF V Funds, which together own 100% of the outstanding shares of SC US GF V Holdings, Ltd. As a result, SC US (TTGP), Ltd. and SCGF V Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by SC US GF V Holdings, Ltd. Each of SC US (TTGP), Ltd. and SCGF V Management, L.P. disclaims beneficial ownership of the securities held by SC US GF V Holdings, Ltd. except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectSequoia Capital U.S. Growth Fund VI, L.P.0 Reported balance After 2021-10-29 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2021-10-29 · Disposition to issuer · Disposed 6,801,123 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger between the Issuer, Project Metal Parent, LLC and Project Metal Merger Sub, Inc. dated July 25, 2021, each share of issued and outstanding Issuer common stock was cancelled and converted into the right to receive $34.00 in cash.

F3: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. As a result, SC US (TTGP), Ltd. and SC U.S. Growth VI Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Each of SC US (TTGP), Ltd. and SC U.S. Growth VI Management, L.P. disclaims beneficial ownership of the securities held by Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectSequoia Capital U.S. Growth VI Principals Fund, L.P.0 Reported balance After 2021-10-29 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2021-10-29 · Disposition to issuer · Disposed 486,555 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger between the Issuer, Project Metal Parent, LLC and Project Metal Merger Sub, Inc. dated July 25, 2021, each share of issued and outstanding Issuer common stock was cancelled and converted into the right to receive $34.00 in cash.

F3: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. As a result, SC US (TTGP), Ltd. and SC U.S. Growth VI Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Each of SC US (TTGP), Ltd. and SC U.S. Growth VI Management, L.P. disclaims beneficial ownership of the securities held by Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectSequoia Capital Global Growth Fund, LP0 Reported balance After 2021-10-29 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2021-10-29 · Disposition to issuer · Disposed 6,982,507 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger between the Issuer, Project Metal Parent, LLC and Project Metal Merger Sub, Inc. dated July 25, 2021, each share of issued and outstanding Issuer common stock was cancelled and converted into the right to receive $34.00 in cash.

F4: SC US (TTGP), Ltd. is the general partner of SCGGF Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP. As a result, SC US (TTGP), Ltd. and SCGGF Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP. Voting and disposition decisions at SC US (TTGP), Ltd. with respect to the shares held by the SC GGF Funds are made by an investment committee consisting of Messrs. Douglas Leone and James J. Goetz. Each of SC US (TTGP), Ltd., SCGGF Management, L.P., Mr. Leone and Mr. Goetz disclaims beneficial ownership of the securities held by Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP except to the extent of its pecuniary interest therein,

F5: (Continued from footnote 5) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectSequoia Capital Global Growth Principals Fund, LP0 Reported balance After 2021-10-29 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2021-10-29 · Disposition to issuer · Disposed 253,230 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger between the Issuer, Project Metal Parent, LLC and Project Metal Merger Sub, Inc. dated July 25, 2021, each share of issued and outstanding Issuer common stock was cancelled and converted into the right to receive $34.00 in cash.

F4: SC US (TTGP), Ltd. is the general partner of SCGGF Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP. As a result, SC US (TTGP), Ltd. and SCGGF Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP. Voting and disposition decisions at SC US (TTGP), Ltd. with respect to the shares held by the SC GGF Funds are made by an investment committee consisting of Messrs. Douglas Leone and James J. Goetz. Each of SC US (TTGP), Ltd., SCGGF Management, L.P., Mr. Leone and Mr. Goetz disclaims beneficial ownership of the securities held by Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP except to the extent of its pecuniary interest therein,

F5: (Continued from footnote 5) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectDenarvor, L.L.C.0 Reported balance After 2021-10-29 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2021-10-29 · Disposition to issuer · Disposed 1,425 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger between the Issuer, Project Metal Parent, LLC and Project Metal Merger Sub, Inc. dated July 25, 2021, each share of issued and outstanding Issuer common stock was cancelled and converted into the right to receive $34.00 in cash.

F6: SC US SSF 2013 (TTGP), L.L.C. is the general partner of SC U.S. Scout Seed Fund 2013 Management, L.P., which is the general partner of Sequoia Capital U.S. Scout Seed Fund 2013, L.P., which wholly owns Sequoia Capital U.S. Scout Fund IV, L.L.C., which in turn wholly owns Denarvor, L.L.C. As a result, SC US SSF 2013 (TTGP), L.L.C. and SC U.S. Scout Seed Fund 2013 Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Denarvor, L.L.C. Each of SC US SSF 2013 (TTGP), L.L.C. and SC U.S. Scout Seed Fund 2013 Management, L.P. disclaims beneficial ownership of the securities held by Denarvor, L.L.C. except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectSequoia Grove II, LLC0 Reported balance After 2021-10-29 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2021-10-29 · Disposition to issuer · Disposed 3,621,345 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger between the Issuer, Project Metal Parent, LLC and Project Metal Merger Sub, Inc. dated July 25, 2021, each share of issued and outstanding Issuer common stock was cancelled and converted into the right to receive $34.00 in cash.

F7: Sequoia Grove Manager, LLC is the manager of Sequoia Grove II, LLC. As a result, Sequoia Grove Manager, LLC may be deemed to share beneficial ownership with respect to the shares held by Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaims beneficial ownership of the shares held by Sequoia Grove II, LLC except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger between the Issuer, Project Metal Parent, LLC and Project Metal Merger Sub, Inc. dated July 25, 2021, each share of issued and outstanding Issuer common stock was cancelled and converted into the right to receive $34.00 in cash.

F2: SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, LP and Sequoia Capital USGF Principals Fund V, L.P., or collectively, the SC US GF V Funds, which together own 100% of the outstanding shares of SC US GF V Holdings, Ltd. As a result, SC US (TTGP), Ltd. and SCGF V Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by SC US GF V Holdings, Ltd. Each of SC US (TTGP), Ltd. and SCGF V Management, L.P. disclaims beneficial ownership of the securities held by SC US GF V Holdings, Ltd. except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F3: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. As a result, SC US (TTGP), Ltd. and SC U.S. Growth VI Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Each of SC US (TTGP), Ltd. and SC U.S. Growth VI Management, L.P. disclaims beneficial ownership of the securities held by Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F4: SC US (TTGP), Ltd. is the general partner of SCGGF Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP. As a result, SC US (TTGP), Ltd. and SCGGF Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP. Voting and disposition decisions at SC US (TTGP), Ltd. with respect to the shares held by the SC GGF Funds are made by an investment committee consisting of Messrs. Douglas Leone and James J. Goetz. Each of SC US (TTGP), Ltd., SCGGF Management, L.P., Mr. Leone and Mr. Goetz disclaims beneficial ownership of the securities held by Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP except to the extent of its pecuniary interest therein,

F5: (Continued from footnote 5) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F6: SC US SSF 2013 (TTGP), L.L.C. is the general partner of SC U.S. Scout Seed Fund 2013 Management, L.P., which is the general partner of Sequoia Capital U.S. Scout Seed Fund 2013, L.P., which wholly owns Sequoia Capital U.S. Scout Fund IV, L.L.C., which in turn wholly owns Denarvor, L.L.C. As a result, SC US SSF 2013 (TTGP), L.L.C. and SC U.S. Scout Seed Fund 2013 Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Denarvor, L.L.C. Each of SC US SSF 2013 (TTGP), L.L.C. and SC U.S. Scout Seed Fund 2013 Management, L.P. disclaims beneficial ownership of the securities held by Denarvor, L.L.C. except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F7: Sequoia Grove Manager, LLC is the manager of Sequoia Grove II, LLC. As a result, Sequoia Grove Manager, LLC may be deemed to share beneficial ownership with respect to the shares held by Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaims beneficial ownership of the shares held by Sequoia Grove II, LLC except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

Nimble Storage Inc

Report date April 17, 2017 · Filed April 19, 2017

Section 16 reporting ended · disclosed 2017-04-19. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2017-04-17 transaction · row 1
1 source row

Row 1 · 2017-04-17 · Other · Disposed 217,931 · Balance 0

Common StockSEC Table I · non-derivativeIndirectBy Family Trust0 Reported balance After 2017-04-17 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2017-04-17 · Other · Disposed 4,892 · Balance 0

F1: Shares held by a family trust. The Reporting Person may be deemed to beneficially own the shares held by the family trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectBy Sequoia Technology Partners XII, L.P.0 Reported balance After 2017-04-17 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2017-04-17 · Other · Disposed 189,901 · Balance 0

F2: SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectBy Sequoia Capital XII Principals Fund, LLC0 Reported balance After 2017-04-17 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2017-04-17 · Other · Disposed 542,412 · Balance 0

F2: SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectBy Sequoia Capital XII, LP0 Reported balance After 2017-04-17 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2017-04-17 · Other · Disposed 5,075,096 · Balance 0

F2: SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectBy SC US GF V Holdings, Ltd.0 Reported balance After 2017-04-17 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 6 · 2017-04-17 · Other · Disposed 662,701 · Balance 0

F3: SC US (TTGP), Ltd. ("SC US TTGP") is the general partner of SCGF V Management, L.P. ("SCGF V Management"), which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding ordinary shares of SC US GF V Holdings, Ltd. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Filing footnotes · ownership attribution and instrument terms

F1: Shares held by a family trust. The Reporting Person may be deemed to beneficially own the shares held by the family trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

F2: SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

F3: SC US (TTGP), Ltd. ("SC US TTGP") is the general partner of SCGF V Management, L.P. ("SCGF V Management"), which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding ordinary shares of SC US GF V Holdings, Ltd. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Section 16 reporting ended · disclosed 2024-05-17. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSequoia Capital XII, L.P.0 Reported balance After 2024-05-14 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2024-05-14 · Other · Disposed 6,019,273 · Balance 0

F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund.

F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. (GFVI) and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (GFVI PF) (collectively, the GFVI Funds); (ii) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, LP (GGF) and Sequoia Capital Global Growth Principals Fund, LP (GGF PF) (collectively, the GGF Funds); and (iii) the general partner of SCGGF III - Endurance Partners Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund III - Endurance Partners, L.P. (GGF III). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVI Funds, GGF III and the GGF Funds. SC XII Management, LLC is the general partner of each of Sequoia Capital XII, L.P. (XII) and Sequoia Technology Partners XII, L.P.

F3: (continued from footnote 2) (STP XII), and the managing member of Sequoia Capital XII Principals Fund, LLC (XII PF) (collectively the XII Funds). As a result, and by virtue of the relationships described in this paragraph, SC XII Management, LLC may be deemed to share beneficial ownership with respect to the shares held by the XII Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the GGF Funds are Douglas Leone and James Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to GGF III are Douglas Leone and Roelof Botha. By virtue of the relationships described in this paragraph, Douglas Leone and James Goetz may be deemed to share voting and dispositive power with respect to the shares held by the GGF Funds,

F4: (continued from footnote 3) and Douglas Leone and Roelof Botha may be deemed to share voting and dispositive power with respect to the shares held by GGF III. Each of the reporting persons disclaims beneficial ownership of the shares held by the XII Funds, the GFVI Funds, the GGF Funds, and GGF III, as applicable, except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectSequoia Capital XII Principals Fund, LLC0 Reported balance After 2024-05-14 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2024-05-14 · Other · Disposed 915,328 · Balance 0

F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund.

F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. (GFVI) and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (GFVI PF) (collectively, the GFVI Funds); (ii) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, LP (GGF) and Sequoia Capital Global Growth Principals Fund, LP (GGF PF) (collectively, the GGF Funds); and (iii) the general partner of SCGGF III - Endurance Partners Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund III - Endurance Partners, L.P. (GGF III). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVI Funds, GGF III and the GGF Funds. SC XII Management, LLC is the general partner of each of Sequoia Capital XII, L.P. (XII) and Sequoia Technology Partners XII, L.P.

F3: (continued from footnote 2) (STP XII), and the managing member of Sequoia Capital XII Principals Fund, LLC (XII PF) (collectively the XII Funds). As a result, and by virtue of the relationships described in this paragraph, SC XII Management, LLC may be deemed to share beneficial ownership with respect to the shares held by the XII Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the GGF Funds are Douglas Leone and James Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to GGF III are Douglas Leone and Roelof Botha. By virtue of the relationships described in this paragraph, Douglas Leone and James Goetz may be deemed to share voting and dispositive power with respect to the shares held by the GGF Funds,

F4: (continued from footnote 3) and Douglas Leone and Roelof Botha may be deemed to share voting and dispositive power with respect to the shares held by GGF III. Each of the reporting persons disclaims beneficial ownership of the shares held by the XII Funds, the GFVI Funds, the GGF Funds, and GGF III, as applicable, except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectSequoia Technology Partners XII, L.P.0 Reported balance After 2024-05-14 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2024-05-14 · Other · Disposed 320,464 · Balance 0

F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund.

F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. (GFVI) and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (GFVI PF) (collectively, the GFVI Funds); (ii) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, LP (GGF) and Sequoia Capital Global Growth Principals Fund, LP (GGF PF) (collectively, the GGF Funds); and (iii) the general partner of SCGGF III - Endurance Partners Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund III - Endurance Partners, L.P. (GGF III). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVI Funds, GGF III and the GGF Funds. SC XII Management, LLC is the general partner of each of Sequoia Capital XII, L.P. (XII) and Sequoia Technology Partners XII, L.P.

F3: (continued from footnote 2) (STP XII), and the managing member of Sequoia Capital XII Principals Fund, LLC (XII PF) (collectively the XII Funds). As a result, and by virtue of the relationships described in this paragraph, SC XII Management, LLC may be deemed to share beneficial ownership with respect to the shares held by the XII Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the GGF Funds are Douglas Leone and James Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to GGF III are Douglas Leone and Roelof Botha. By virtue of the relationships described in this paragraph, Douglas Leone and James Goetz may be deemed to share voting and dispositive power with respect to the shares held by the GGF Funds,

F4: (continued from footnote 3) and Douglas Leone and Roelof Botha may be deemed to share voting and dispositive power with respect to the shares held by GGF III. Each of the reporting persons disclaims beneficial ownership of the shares held by the XII Funds, the GFVI Funds, the GGF Funds, and GGF III, as applicable, except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectSequoia Capital Global Growth Fund, L.P.0 Reported balance After 2024-05-14 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2024-05-14 · Other · Disposed 3,933,670 · Balance 0

F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund.

F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. (GFVI) and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (GFVI PF) (collectively, the GFVI Funds); (ii) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, LP (GGF) and Sequoia Capital Global Growth Principals Fund, LP (GGF PF) (collectively, the GGF Funds); and (iii) the general partner of SCGGF III - Endurance Partners Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund III - Endurance Partners, L.P. (GGF III). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVI Funds, GGF III and the GGF Funds. SC XII Management, LLC is the general partner of each of Sequoia Capital XII, L.P. (XII) and Sequoia Technology Partners XII, L.P.

F3: (continued from footnote 2) (STP XII), and the managing member of Sequoia Capital XII Principals Fund, LLC (XII PF) (collectively the XII Funds). As a result, and by virtue of the relationships described in this paragraph, SC XII Management, LLC may be deemed to share beneficial ownership with respect to the shares held by the XII Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the GGF Funds are Douglas Leone and James Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to GGF III are Douglas Leone and Roelof Botha. By virtue of the relationships described in this paragraph, Douglas Leone and James Goetz may be deemed to share voting and dispositive power with respect to the shares held by the GGF Funds,

F4: (continued from footnote 3) and Douglas Leone and Roelof Botha may be deemed to share voting and dispositive power with respect to the shares held by GGF III. Each of the reporting persons disclaims beneficial ownership of the shares held by the XII Funds, the GFVI Funds, the GGF Funds, and GGF III, as applicable, except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectSequoia Capital Global Growth Principals Fund, L.P.0 Reported balance After 2024-05-14 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2024-05-14 · Other · Disposed 142,661 · Balance 0

F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund.

F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. (GFVI) and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (GFVI PF) (collectively, the GFVI Funds); (ii) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, LP (GGF) and Sequoia Capital Global Growth Principals Fund, LP (GGF PF) (collectively, the GGF Funds); and (iii) the general partner of SCGGF III - Endurance Partners Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund III - Endurance Partners, L.P. (GGF III). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVI Funds, GGF III and the GGF Funds. SC XII Management, LLC is the general partner of each of Sequoia Capital XII, L.P. (XII) and Sequoia Technology Partners XII, L.P.

F3: (continued from footnote 2) (STP XII), and the managing member of Sequoia Capital XII Principals Fund, LLC (XII PF) (collectively the XII Funds). As a result, and by virtue of the relationships described in this paragraph, SC XII Management, LLC may be deemed to share beneficial ownership with respect to the shares held by the XII Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the GGF Funds are Douglas Leone and James Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to GGF III are Douglas Leone and Roelof Botha. By virtue of the relationships described in this paragraph, Douglas Leone and James Goetz may be deemed to share voting and dispositive power with respect to the shares held by the GGF Funds,

F4: (continued from footnote 3) and Douglas Leone and Roelof Botha may be deemed to share voting and dispositive power with respect to the shares held by GGF III. Each of the reporting persons disclaims beneficial ownership of the shares held by the XII Funds, the GFVI Funds, the GGF Funds, and GGF III, as applicable, except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectSequoia Capital Global Growth Fund III - Endurance Partners, L.P.0 Reported balance After 2024-05-14 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2024-05-14 · Other · Disposed 4,501,181 · Balance 0

F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund.

F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. (GFVI) and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (GFVI PF) (collectively, the GFVI Funds); (ii) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, LP (GGF) and Sequoia Capital Global Growth Principals Fund, LP (GGF PF) (collectively, the GGF Funds); and (iii) the general partner of SCGGF III - Endurance Partners Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund III - Endurance Partners, L.P. (GGF III). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVI Funds, GGF III and the GGF Funds. SC XII Management, LLC is the general partner of each of Sequoia Capital XII, L.P. (XII) and Sequoia Technology Partners XII, L.P.

F3: (continued from footnote 2) (STP XII), and the managing member of Sequoia Capital XII Principals Fund, LLC (XII PF) (collectively the XII Funds). As a result, and by virtue of the relationships described in this paragraph, SC XII Management, LLC may be deemed to share beneficial ownership with respect to the shares held by the XII Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the GGF Funds are Douglas Leone and James Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to GGF III are Douglas Leone and Roelof Botha. By virtue of the relationships described in this paragraph, Douglas Leone and James Goetz may be deemed to share voting and dispositive power with respect to the shares held by the GGF Funds,

F4: (continued from footnote 3) and Douglas Leone and Roelof Botha may be deemed to share voting and dispositive power with respect to the shares held by GGF III. Each of the reporting persons disclaims beneficial ownership of the shares held by the XII Funds, the GFVI Funds, the GGF Funds, and GGF III, as applicable, except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectSequoia Capital U.S. Growth Fund VI, L.P.0 Reported balance After 2024-05-14 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2024-05-14 · Other · Disposed 1,684,939 · Balance 0

F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund.

F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. (GFVI) and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (GFVI PF) (collectively, the GFVI Funds); (ii) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, LP (GGF) and Sequoia Capital Global Growth Principals Fund, LP (GGF PF) (collectively, the GGF Funds); and (iii) the general partner of SCGGF III - Endurance Partners Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund III - Endurance Partners, L.P. (GGF III). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVI Funds, GGF III and the GGF Funds. SC XII Management, LLC is the general partner of each of Sequoia Capital XII, L.P. (XII) and Sequoia Technology Partners XII, L.P.

F3: (continued from footnote 2) (STP XII), and the managing member of Sequoia Capital XII Principals Fund, LLC (XII PF) (collectively the XII Funds). As a result, and by virtue of the relationships described in this paragraph, SC XII Management, LLC may be deemed to share beneficial ownership with respect to the shares held by the XII Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the GGF Funds are Douglas Leone and James Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to GGF III are Douglas Leone and Roelof Botha. By virtue of the relationships described in this paragraph, Douglas Leone and James Goetz may be deemed to share voting and dispositive power with respect to the shares held by the GGF Funds,

F4: (continued from footnote 3) and Douglas Leone and Roelof Botha may be deemed to share voting and dispositive power with respect to the shares held by GGF III. Each of the reporting persons disclaims beneficial ownership of the shares held by the XII Funds, the GFVI Funds, the GGF Funds, and GGF III, as applicable, except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectSequoia Capital U.S. Growth VI Principals Fund, L.P.0 Reported balance After 2024-05-14 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 8 · 2024-05-14 · Other · Disposed 120,542 · Balance 0

F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund.

F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. (GFVI) and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (GFVI PF) (collectively, the GFVI Funds); (ii) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, LP (GGF) and Sequoia Capital Global Growth Principals Fund, LP (GGF PF) (collectively, the GGF Funds); and (iii) the general partner of SCGGF III - Endurance Partners Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund III - Endurance Partners, L.P. (GGF III). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVI Funds, GGF III and the GGF Funds. SC XII Management, LLC is the general partner of each of Sequoia Capital XII, L.P. (XII) and Sequoia Technology Partners XII, L.P.

F3: (continued from footnote 2) (STP XII), and the managing member of Sequoia Capital XII Principals Fund, LLC (XII PF) (collectively the XII Funds). As a result, and by virtue of the relationships described in this paragraph, SC XII Management, LLC may be deemed to share beneficial ownership with respect to the shares held by the XII Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the GGF Funds are Douglas Leone and James Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to GGF III are Douglas Leone and Roelof Botha. By virtue of the relationships described in this paragraph, Douglas Leone and James Goetz may be deemed to share voting and dispositive power with respect to the shares held by the GGF Funds,

F4: (continued from footnote 3) and Douglas Leone and Roelof Botha may be deemed to share voting and dispositive power with respect to the shares held by GGF III. Each of the reporting persons disclaims beneficial ownership of the shares held by the XII Funds, the GFVI Funds, the GGF Funds, and GGF III, as applicable, except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectSequoia Grove II, LLC0 Reported balance After 2024-05-14 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 9 · 2024-05-14 · Other · Disposed 777,578 · Balance 0

F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund.

F5: Sequoia Grove Manager, LLC is the manager of Sequoia Grove II, LLC. As a result, Sequoia Grove Manager, LLC may be deemed to share beneficial ownership with respect to the shares held by Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaims beneficial ownership of the shares held by Sequoia Grove II, LLC except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectSequoia Capital Fund, LP28,746,492 Reported balance After 2024-05-14 transaction · row 10 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 10 · 2024-05-14 · Other · Acquired 12,695,003 · Balance 28,746,492

F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund.

F6: SC US (TTGP), Ltd. is (i) the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of Sequoia Capital Fund, LP (SCF) and the managing member Sequoia Capital Fund Parallel, LLC (SCFP). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF and SCFP. Each of the reporting persons disclaims beneficial ownership of the shares held by SCF and SCFP except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectSequoia Capital Fund Parallel, LLC3,618,670 Last balance in matching sequence After 2024-05-16 transaction · row 12 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 11 · 2024-05-14 · Other · Acquired 1,479,681 · Balance 3,620,981

F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund.

F6: SC US (TTGP), Ltd. is (i) the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of Sequoia Capital Fund, LP (SCF) and the managing member Sequoia Capital Fund Parallel, LLC (SCFP). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF and SCFP. Each of the reporting persons disclaims beneficial ownership of the shares held by SCF and SCFP except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 12 · 2024-05-16 · Other · Disposed 2,311 · Balance 3,618,670

F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund.

F6: SC US (TTGP), Ltd. is (i) the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of Sequoia Capital Fund, LP (SCF) and the managing member Sequoia Capital Fund Parallel, LLC (SCFP). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF and SCFP. Each of the reporting persons disclaims beneficial ownership of the shares held by SCF and SCFP except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund.

F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. (GFVI) and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (GFVI PF) (collectively, the GFVI Funds); (ii) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, LP (GGF) and Sequoia Capital Global Growth Principals Fund, LP (GGF PF) (collectively, the GGF Funds); and (iii) the general partner of SCGGF III - Endurance Partners Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund III - Endurance Partners, L.P. (GGF III). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVI Funds, GGF III and the GGF Funds. SC XII Management, LLC is the general partner of each of Sequoia Capital XII, L.P. (XII) and Sequoia Technology Partners XII, L.P.

F3: (continued from footnote 2) (STP XII), and the managing member of Sequoia Capital XII Principals Fund, LLC (XII PF) (collectively the XII Funds). As a result, and by virtue of the relationships described in this paragraph, SC XII Management, LLC may be deemed to share beneficial ownership with respect to the shares held by the XII Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the GGF Funds are Douglas Leone and James Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to GGF III are Douglas Leone and Roelof Botha. By virtue of the relationships described in this paragraph, Douglas Leone and James Goetz may be deemed to share voting and dispositive power with respect to the shares held by the GGF Funds,

F4: (continued from footnote 3) and Douglas Leone and Roelof Botha may be deemed to share voting and dispositive power with respect to the shares held by GGF III. Each of the reporting persons disclaims beneficial ownership of the shares held by the XII Funds, the GFVI Funds, the GGF Funds, and GGF III, as applicable, except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F5: Sequoia Grove Manager, LLC is the manager of Sequoia Grove II, LLC. As a result, Sequoia Grove Manager, LLC may be deemed to share beneficial ownership with respect to the shares held by Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaims beneficial ownership of the shares held by Sequoia Grove II, LLC except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

F6: SC US (TTGP), Ltd. is (i) the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of Sequoia Capital Fund, LP (SCF) and the managing member Sequoia Capital Fund Parallel, LLC (SCFP). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF and SCFP. Each of the reporting persons disclaims beneficial ownership of the shares held by SCF and SCFP except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 22, 2020 Filed Sep 23, 2020 01:05 UTC Unity Software Inc. U · Entity 3292 ConversionSeries B Preferred Stock · Derivative 260,920 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-025993 · doc4.xml · derivative · entry 14

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

GOETZ JAMES J · CIK 0001219231 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital XII Principals Fund, LLC

Disclosed balance after: 0

Underlying: Common Stock · 260,920 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock converted into shares of common stock on a 1:1 basis immediately prior to the consummation of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.exercise_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock converted into shares of common stock on a 1:1 basis immediately prior to the consummation of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.expiration_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock converted into shares of common stock on a 1:1 basis immediately prior to the consummation of the Issuer's initial public offering, and had no expiration date.

F2 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. (GFVI) and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (GFVI PF) (collectively, the GFVI Funds); (ii) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, LP (GGF) and Sequoia Capital Global Growth Principals Fund, LP (GGF PF) (collectively, the GGF Funds); and (iii) the general partner of SCGGF III - Endurance Partners Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund III - Endurance Partners, L.P. (GGF III).

F3 · ownership.nature: (Continued from footnote 2) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GGF III and the GGF Funds. SC XII Management, LLC is the general partner of each of Sequoia Capital XII, L.P. (XII) and Sequoia Technology Partners XII, L.P. (STP XII), and the managing member of Sequoia Capital XII Principals Fund, LLC (XII PF) (collectively the XII Funds). As a result, and by virtue of the relationships described in this paragraph, SC XII Management, LLC may be deemed to share beneficial ownership with respect to the shares held by the XII Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the GGF Funds are Douglas Leone and James Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to GGF III are Douglas Leone and Roelof Botha.

F4 · ownership.nature: (Continued from footnote 3) By virtue of the relationships described in this paragraph, Douglas Leone and James Goetz may be deemed to share voting and dispositive power with respect to the shares held by the GGF Funds, and Douglas Leone and Roelof Botha may be deemed to share voting and dispositive power with respect to the shares held by GGF III..Each of the reporting persons disclaims beneficial ownership of the shares held by the XII Funds, the GFVI Funds, the GGF Funds, and GGF III, as applicable, except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
September 22, 2020 Filed Sep 23, 2020 01:05 UTC Unity Software Inc. U · Entity 3292 ConversionSeries B Preferred Stock · Derivative 58,183 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-025993 · doc4.xml · derivative · entry 13

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

GOETZ JAMES J · CIK 0001219231 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital Global Growth Principals Fund, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 58,183 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock converted into shares of common stock on a 1:1 basis immediately prior to the consummation of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.exercise_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock converted into shares of common stock on a 1:1 basis immediately prior to the consummation of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.expiration_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock converted into shares of common stock on a 1:1 basis immediately prior to the consummation of the Issuer's initial public offering, and had no expiration date.

F2 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. (GFVI) and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (GFVI PF) (collectively, the GFVI Funds); (ii) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, LP (GGF) and Sequoia Capital Global Growth Principals Fund, LP (GGF PF) (collectively, the GGF Funds); and (iii) the general partner of SCGGF III - Endurance Partners Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund III - Endurance Partners, L.P. (GGF III).

F3 · ownership.nature: (Continued from footnote 2) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GGF III and the GGF Funds. SC XII Management, LLC is the general partner of each of Sequoia Capital XII, L.P. (XII) and Sequoia Technology Partners XII, L.P. (STP XII), and the managing member of Sequoia Capital XII Principals Fund, LLC (XII PF) (collectively the XII Funds). As a result, and by virtue of the relationships described in this paragraph, SC XII Management, LLC may be deemed to share beneficial ownership with respect to the shares held by the XII Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the GGF Funds are Douglas Leone and James Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to GGF III are Douglas Leone and Roelof Botha.

F4 · ownership.nature: (Continued from footnote 3) By virtue of the relationships described in this paragraph, Douglas Leone and James Goetz may be deemed to share voting and dispositive power with respect to the shares held by the GGF Funds, and Douglas Leone and Roelof Botha may be deemed to share voting and dispositive power with respect to the shares held by GGF III..Each of the reporting persons disclaims beneficial ownership of the shares held by the XII Funds, the GFVI Funds, the GGF Funds, and GGF III, as applicable, except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
September 22, 2020 Filed Sep 23, 2020 01:05 UTC Unity Software Inc. U · Entity 3292 ConversionSeries B Preferred Stock · Derivative 2,005,056 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-025993 · doc4.xml · derivative · entry 12

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

GOETZ JAMES J · CIK 0001219231 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital Global Growth Fund, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 2,005,056 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock converted into shares of common stock on a 1:1 basis immediately prior to the consummation of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.exercise_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock converted into shares of common stock on a 1:1 basis immediately prior to the consummation of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.expiration_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock converted into shares of common stock on a 1:1 basis immediately prior to the consummation of the Issuer's initial public offering, and had no expiration date.

F2 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. (GFVI) and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (GFVI PF) (collectively, the GFVI Funds); (ii) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, LP (GGF) and Sequoia Capital Global Growth Principals Fund, LP (GGF PF) (collectively, the GGF Funds); and (iii) the general partner of SCGGF III - Endurance Partners Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund III - Endurance Partners, L.P. (GGF III).

F3 · ownership.nature: (Continued from footnote 2) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GGF III and the GGF Funds. SC XII Management, LLC is the general partner of each of Sequoia Capital XII, L.P. (XII) and Sequoia Technology Partners XII, L.P. (STP XII), and the managing member of Sequoia Capital XII Principals Fund, LLC (XII PF) (collectively the XII Funds). As a result, and by virtue of the relationships described in this paragraph, SC XII Management, LLC may be deemed to share beneficial ownership with respect to the shares held by the XII Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the GGF Funds are Douglas Leone and James Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to GGF III are Douglas Leone and Roelof Botha.

F4 · ownership.nature: (Continued from footnote 3) By virtue of the relationships described in this paragraph, Douglas Leone and James Goetz may be deemed to share voting and dispositive power with respect to the shares held by the GGF Funds, and Douglas Leone and Roelof Botha may be deemed to share voting and dispositive power with respect to the shares held by GGF III..Each of the reporting persons disclaims beneficial ownership of the shares held by the XII Funds, the GFVI Funds, the GGF Funds, and GGF III, as applicable, except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
September 22, 2020 Filed Sep 23, 2020 01:05 UTC Unity Software Inc. U · Entity 3292 ConversionSeries A Preferred Stock · Derivative 709,810 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-025993 · doc4.xml · derivative · entry 11

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

GOETZ JAMES J · CIK 0001219231 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Technology Partners XII, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 709,810 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock converted into shares of common stock on a 1:1 basis immediately prior to the consummation of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.exercise_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock converted into shares of common stock on a 1:1 basis immediately prior to the consummation of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.expiration_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock converted into shares of common stock on a 1:1 basis immediately prior to the consummation of the Issuer's initial public offering, and had no expiration date.

F2 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. (GFVI) and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (GFVI PF) (collectively, the GFVI Funds); (ii) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, LP (GGF) and Sequoia Capital Global Growth Principals Fund, LP (GGF PF) (collectively, the GGF Funds); and (iii) the general partner of SCGGF III - Endurance Partners Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund III - Endurance Partners, L.P. (GGF III).

F3 · ownership.nature: (Continued from footnote 2) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GGF III and the GGF Funds. SC XII Management, LLC is the general partner of each of Sequoia Capital XII, L.P. (XII) and Sequoia Technology Partners XII, L.P. (STP XII), and the managing member of Sequoia Capital XII Principals Fund, LLC (XII PF) (collectively the XII Funds). As a result, and by virtue of the relationships described in this paragraph, SC XII Management, LLC may be deemed to share beneficial ownership with respect to the shares held by the XII Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the GGF Funds are Douglas Leone and James Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to GGF III are Douglas Leone and Roelof Botha.

F4 · ownership.nature: (Continued from footnote 3) By virtue of the relationships described in this paragraph, Douglas Leone and James Goetz may be deemed to share voting and dispositive power with respect to the shares held by the GGF Funds, and Douglas Leone and Roelof Botha may be deemed to share voting and dispositive power with respect to the shares held by GGF III..Each of the reporting persons disclaims beneficial ownership of the shares held by the XII Funds, the GFVI Funds, the GGF Funds, and GGF III, as applicable, except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
September 22, 2020 Filed Sep 23, 2020 01:05 UTC Unity Software Inc. U · Entity 3292 ConversionSeries A Preferred Stock · Derivative 18,969,380 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-025993 · doc4.xml · derivative · entry 10

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

GOETZ JAMES J · CIK 0001219231 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital XII, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 18,969,380 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock converted into shares of common stock on a 1:1 basis immediately prior to the consummation of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.exercise_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock converted into shares of common stock on a 1:1 basis immediately prior to the consummation of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.expiration_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock converted into shares of common stock on a 1:1 basis immediately prior to the consummation of the Issuer's initial public offering, and had no expiration date.

F2 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. (GFVI) and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (GFVI PF) (collectively, the GFVI Funds); (ii) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, LP (GGF) and Sequoia Capital Global Growth Principals Fund, LP (GGF PF) (collectively, the GGF Funds); and (iii) the general partner of SCGGF III - Endurance Partners Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund III - Endurance Partners, L.P. (GGF III).

F3 · ownership.nature: (Continued from footnote 2) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GGF III and the GGF Funds. SC XII Management, LLC is the general partner of each of Sequoia Capital XII, L.P. (XII) and Sequoia Technology Partners XII, L.P. (STP XII), and the managing member of Sequoia Capital XII Principals Fund, LLC (XII PF) (collectively the XII Funds). As a result, and by virtue of the relationships described in this paragraph, SC XII Management, LLC may be deemed to share beneficial ownership with respect to the shares held by the XII Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the GGF Funds are Douglas Leone and James Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to GGF III are Douglas Leone and Roelof Botha.

F4 · ownership.nature: (Continued from footnote 3) By virtue of the relationships described in this paragraph, Douglas Leone and James Goetz may be deemed to share voting and dispositive power with respect to the shares held by the GGF Funds, and Douglas Leone and Roelof Botha may be deemed to share voting and dispositive power with respect to the shares held by GGF III..Each of the reporting persons disclaims beneficial ownership of the shares held by the XII Funds, the GFVI Funds, the GGF Funds, and GGF III, as applicable, except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
September 22, 2020 Filed Sep 23, 2020 01:05 UTC Unity Software Inc. U · Entity 3292 ConversionSeries A Preferred Stock · Derivative 2,027,400 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-025993 · doc4.xml · derivative · entry 9

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

GOETZ JAMES J · CIK 0001219231 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital XII Principals Fund, LLC

Disclosed balance after: 0

Underlying: Common Stock · 2,027,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock converted into shares of common stock on a 1:1 basis immediately prior to the consummation of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.exercise_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock converted into shares of common stock on a 1:1 basis immediately prior to the consummation of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.expiration_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock converted into shares of common stock on a 1:1 basis immediately prior to the consummation of the Issuer's initial public offering, and had no expiration date.

F2 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. (GFVI) and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (GFVI PF) (collectively, the GFVI Funds); (ii) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, LP (GGF) and Sequoia Capital Global Growth Principals Fund, LP (GGF PF) (collectively, the GGF Funds); and (iii) the general partner of SCGGF III - Endurance Partners Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund III - Endurance Partners, L.P. (GGF III).

F3 · ownership.nature: (Continued from footnote 2) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GGF III and the GGF Funds. SC XII Management, LLC is the general partner of each of Sequoia Capital XII, L.P. (XII) and Sequoia Technology Partners XII, L.P. (STP XII), and the managing member of Sequoia Capital XII Principals Fund, LLC (XII PF) (collectively the XII Funds). As a result, and by virtue of the relationships described in this paragraph, SC XII Management, LLC may be deemed to share beneficial ownership with respect to the shares held by the XII Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the GGF Funds are Douglas Leone and James Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to GGF III are Douglas Leone and Roelof Botha.

F4 · ownership.nature: (Continued from footnote 3) By virtue of the relationships described in this paragraph, Douglas Leone and James Goetz may be deemed to share voting and dispositive power with respect to the shares held by the GGF Funds, and Douglas Leone and Roelof Botha may be deemed to share voting and dispositive power with respect to the shares held by GGF III..Each of the reporting persons disclaims beneficial ownership of the shares held by the XII Funds, the GFVI Funds, the GGF Funds, and GGF III, as applicable, except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
September 22, 2020 Filed Sep 23, 2020 01:05 UTC Unity Software Inc. U · Entity 3292 ConversionCommon Stock 801,160 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-025993 · doc4.xml · nonDerivative · entry 6

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

GOETZ JAMES J · CIK 0001219231 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Technology Partners XII, L.P.

Disclosed balance after: 801,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock converted into shares of common stock on a 1:1 basis immediately prior to the consummation of the Issuer's initial public offering, and had no expiration date.

F2 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. (GFVI) and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (GFVI PF) (collectively, the GFVI Funds); (ii) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, LP (GGF) and Sequoia Capital Global Growth Principals Fund, LP (GGF PF) (collectively, the GGF Funds); and (iii) the general partner of SCGGF III - Endurance Partners Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund III - Endurance Partners, L.P. (GGF III).

F3 · ownership.nature: (Continued from footnote 2) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GGF III and the GGF Funds. SC XII Management, LLC is the general partner of each of Sequoia Capital XII, L.P. (XII) and Sequoia Technology Partners XII, L.P. (STP XII), and the managing member of Sequoia Capital XII Principals Fund, LLC (XII PF) (collectively the XII Funds). As a result, and by virtue of the relationships described in this paragraph, SC XII Management, LLC may be deemed to share beneficial ownership with respect to the shares held by the XII Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the GGF Funds are Douglas Leone and James Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to GGF III are Douglas Leone and Roelof Botha.

F4 · ownership.nature: (Continued from footnote 3) By virtue of the relationships described in this paragraph, Douglas Leone and James Goetz may be deemed to share voting and dispositive power with respect to the shares held by the GGF Funds, and Douglas Leone and Roelof Botha may be deemed to share voting and dispositive power with respect to the shares held by GGF III..Each of the reporting persons disclaims beneficial ownership of the shares held by the XII Funds, the GFVI Funds, the GGF Funds, and GGF III, as applicable, except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
September 22, 2020 Filed Sep 23, 2020 01:05 UTC Unity Software Inc. U · Entity 3292 ConversionCommon Stock 21,410,700 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-025993 · doc4.xml · nonDerivative · entry 5

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

GOETZ JAMES J · CIK 0001219231 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital XII, L.P.

Disclosed balance after: 21,410,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock converted into shares of common stock on a 1:1 basis immediately prior to the consummation of the Issuer's initial public offering, and had no expiration date.

F2 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. (GFVI) and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (GFVI PF) (collectively, the GFVI Funds); (ii) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, LP (GGF) and Sequoia Capital Global Growth Principals Fund, LP (GGF PF) (collectively, the GGF Funds); and (iii) the general partner of SCGGF III - Endurance Partners Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund III - Endurance Partners, L.P. (GGF III).

F3 · ownership.nature: (Continued from footnote 2) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GGF III and the GGF Funds. SC XII Management, LLC is the general partner of each of Sequoia Capital XII, L.P. (XII) and Sequoia Technology Partners XII, L.P. (STP XII), and the managing member of Sequoia Capital XII Principals Fund, LLC (XII PF) (collectively the XII Funds). As a result, and by virtue of the relationships described in this paragraph, SC XII Management, LLC may be deemed to share beneficial ownership with respect to the shares held by the XII Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the GGF Funds are Douglas Leone and James Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to GGF III are Douglas Leone and Roelof Botha.

F4 · ownership.nature: (Continued from footnote 3) By virtue of the relationships described in this paragraph, Douglas Leone and James Goetz may be deemed to share voting and dispositive power with respect to the shares held by the GGF Funds, and Douglas Leone and Roelof Botha may be deemed to share voting and dispositive power with respect to the shares held by GGF III..Each of the reporting persons disclaims beneficial ownership of the shares held by the XII Funds, the GFVI Funds, the GGF Funds, and GGF III, as applicable, except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
September 22, 2020 Filed Sep 23, 2020 01:05 UTC Unity Software Inc. U · Entity 3292 ConversionCommon Stock 2,288,320 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-025993 · doc4.xml · nonDerivative · entry 4

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

GOETZ JAMES J · CIK 0001219231 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital XII Principals Fund, LLC

Disclosed balance after: 2,288,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock converted into shares of common stock on a 1:1 basis immediately prior to the consummation of the Issuer's initial public offering, and had no expiration date.

F2 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. (GFVI) and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (GFVI PF) (collectively, the GFVI Funds); (ii) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, LP (GGF) and Sequoia Capital Global Growth Principals Fund, LP (GGF PF) (collectively, the GGF Funds); and (iii) the general partner of SCGGF III - Endurance Partners Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund III - Endurance Partners, L.P. (GGF III).

F3 · ownership.nature: (Continued from footnote 2) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GGF III and the GGF Funds. SC XII Management, LLC is the general partner of each of Sequoia Capital XII, L.P. (XII) and Sequoia Technology Partners XII, L.P. (STP XII), and the managing member of Sequoia Capital XII Principals Fund, LLC (XII PF) (collectively the XII Funds). As a result, and by virtue of the relationships described in this paragraph, SC XII Management, LLC may be deemed to share beneficial ownership with respect to the shares held by the XII Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the GGF Funds are Douglas Leone and James Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to GGF III are Douglas Leone and Roelof Botha.

F4 · ownership.nature: (Continued from footnote 3) By virtue of the relationships described in this paragraph, Douglas Leone and James Goetz may be deemed to share voting and dispositive power with respect to the shares held by the GGF Funds, and Douglas Leone and Roelof Botha may be deemed to share voting and dispositive power with respect to the shares held by GGF III..Each of the reporting persons disclaims beneficial ownership of the shares held by the XII Funds, the GFVI Funds, the GGF Funds, and GGF III, as applicable, except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
September 22, 2020 Filed Sep 23, 2020 01:05 UTC Unity Software Inc. U · Entity 3292 ConversionCommon Stock 10,081,441 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-025993 · doc4.xml · nonDerivative · entry 3

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

GOETZ JAMES J · CIK 0001219231 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital Global Growth Fund III - Endurance Partners, L.P.

Disclosed balance after: 13,991,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock converted into shares of common stock on a 1:1 basis immediately prior to the consummation of the Issuer's initial public offering, and had no expiration date.

F2 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. (GFVI) and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (GFVI PF) (collectively, the GFVI Funds); (ii) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, LP (GGF) and Sequoia Capital Global Growth Principals Fund, LP (GGF PF) (collectively, the GGF Funds); and (iii) the general partner of SCGGF III - Endurance Partners Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund III - Endurance Partners, L.P. (GGF III).

F3 · ownership.nature: (Continued from footnote 2) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GGF III and the GGF Funds. SC XII Management, LLC is the general partner of each of Sequoia Capital XII, L.P. (XII) and Sequoia Technology Partners XII, L.P. (STP XII), and the managing member of Sequoia Capital XII Principals Fund, LLC (XII PF) (collectively the XII Funds). As a result, and by virtue of the relationships described in this paragraph, SC XII Management, LLC may be deemed to share beneficial ownership with respect to the shares held by the XII Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the GGF Funds are Douglas Leone and James Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to GGF III are Douglas Leone and Roelof Botha.

F4 · ownership.nature: (Continued from footnote 3) By virtue of the relationships described in this paragraph, Douglas Leone and James Goetz may be deemed to share voting and dispositive power with respect to the shares held by the GGF Funds, and Douglas Leone and Roelof Botha may be deemed to share voting and dispositive power with respect to the shares held by GGF III..Each of the reporting persons disclaims beneficial ownership of the shares held by the XII Funds, the GFVI Funds, the GGF Funds, and GGF III, as applicable, except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
September 22, 2020 Filed Sep 23, 2020 01:05 UTC Unity Software Inc. U · Entity 3292 ConversionCommon Stock 87,091 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-025993 · doc4.xml · nonDerivative · entry 2

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

GOETZ JAMES J · CIK 0001219231 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital Global Growth Principals Fund, L.P.

Disclosed balance after: 356,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock converted into shares of common stock on a 1:1 basis immediately prior to the consummation of the Issuer's initial public offering, and had no expiration date.

F2 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. (GFVI) and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (GFVI PF) (collectively, the GFVI Funds); (ii) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, LP (GGF) and Sequoia Capital Global Growth Principals Fund, LP (GGF PF) (collectively, the GGF Funds); and (iii) the general partner of SCGGF III - Endurance Partners Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund III - Endurance Partners, L.P. (GGF III).

F3 · ownership.nature: (Continued from footnote 2) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GGF III and the GGF Funds. SC XII Management, LLC is the general partner of each of Sequoia Capital XII, L.P. (XII) and Sequoia Technology Partners XII, L.P. (STP XII), and the managing member of Sequoia Capital XII Principals Fund, LLC (XII PF) (collectively the XII Funds). As a result, and by virtue of the relationships described in this paragraph, SC XII Management, LLC may be deemed to share beneficial ownership with respect to the shares held by the XII Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the GGF Funds are Douglas Leone and James Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to GGF III are Douglas Leone and Roelof Botha.

F4 · ownership.nature: (Continued from footnote 3) By virtue of the relationships described in this paragraph, Douglas Leone and James Goetz may be deemed to share voting and dispositive power with respect to the shares held by the GGF Funds, and Douglas Leone and Roelof Botha may be deemed to share voting and dispositive power with respect to the shares held by GGF III..Each of the reporting persons disclaims beneficial ownership of the shares held by the XII Funds, the GFVI Funds, the GGF Funds, and GGF III, as applicable, except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
September 22, 2020 Filed Sep 23, 2020 01:05 UTC Unity Software Inc. U · Entity 3292 ConversionCommon Stock 3,001,240 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-025993 · doc4.xml · nonDerivative · entry 1

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

LEONE DOUGLAS M · CIK 0001195580 · 10% owner

GOETZ JAMES J · CIK 0001219231 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital Global Growth Fund, L.P.

Disclosed balance after: 12,290,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock converted into shares of common stock on a 1:1 basis immediately prior to the consummation of the Issuer's initial public offering, and had no expiration date.

F2 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. (GFVI) and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (GFVI PF) (collectively, the GFVI Funds); (ii) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, LP (GGF) and Sequoia Capital Global Growth Principals Fund, LP (GGF PF) (collectively, the GGF Funds); and (iii) the general partner of SCGGF III - Endurance Partners Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund III - Endurance Partners, L.P. (GGF III).

F3 · ownership.nature: (Continued from footnote 2) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GGF III and the GGF Funds. SC XII Management, LLC is the general partner of each of Sequoia Capital XII, L.P. (XII) and Sequoia Technology Partners XII, L.P. (STP XII), and the managing member of Sequoia Capital XII Principals Fund, LLC (XII PF) (collectively the XII Funds). As a result, and by virtue of the relationships described in this paragraph, SC XII Management, LLC may be deemed to share beneficial ownership with respect to the shares held by the XII Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the GGF Funds are Douglas Leone and James Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to GGF III are Douglas Leone and Roelof Botha.

F4 · ownership.nature: (Continued from footnote 3) By virtue of the relationships described in this paragraph, Douglas Leone and James Goetz may be deemed to share voting and dispositive power with respect to the shares held by the GGF Funds, and Douglas Leone and Roelof Botha may be deemed to share voting and dispositive power with respect to the shares held by GGF III..Each of the reporting persons disclaims beneficial ownership of the shares held by the XII Funds, the GFVI Funds, the GGF Funds, and GGF III, as applicable, except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
May 14, 2020 Filed May 18, 2020 20:37 UTC INTEL CORP INTC · Entity 2799 GrantRestricted Stock Units · Derivative 3,721 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-016944 · form4.xml · derivative · entry 3

GOETZ JAMES J · CIK 0001219231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,721

Underlying: Common Stock · 3,721 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the right to receive, following vesting, one share of Intel Corporation common stock.

F1 · price: Each restricted stock unit (RSU) represents the right to receive, following vesting, one share of Intel Corporation common stock.

F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the award, 100% of the RSUs vest and convert into common stock on the earlier of the first anniversary of the grant date (or next business date, if applicable) and the date of the 2021 Annual Stockholders' Meeting.

F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the award, 100% of the RSUs vest and convert into common stock on the earlier of the first anniversary of the grant date (or next business date, if applicable) and the date of the 2021 Annual Stockholders' Meeting.

Read SEC document
May 14, 2020 Filed May 18, 2020 20:37 UTC INTEL CORP INTC · Entity 2799 Exercise / conversionRestricted Stock Units · Derivative 2,080 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-016944 · form4.xml · derivative · entry 2

GOETZ JAMES J · CIK 0001219231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,080 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the right to receive, following vesting, one share of Intel Corporation common stock.

F1 · price: Each restricted stock unit (RSU) represents the right to receive, following vesting, one share of Intel Corporation common stock.

F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the award, 100% of the RSUs vest and convert into common stock on the earlier of the 1st anniversary of the grant date (or next business date, if applicable) and the date of the 2020 Annual Stockholders' Meeting.

F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the award, 100% of the RSUs vest and convert into common stock on the earlier of the 1st anniversary of the grant date (or next business date, if applicable) and the date of the 2020 Annual Stockholders' Meeting.

Read SEC document
May 14, 2020 Filed May 18, 2020 20:37 UTC INTEL CORP INTC · Entity 2799 Exercise / conversionCommon Stock 2,080 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-016944 · form4.xml · nonDerivative · entry 1

GOETZ JAMES J · CIK 0001219231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the right to receive, following vesting, one share of Intel Corporation common stock.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 23:54 UTC INTEL CORP INTC · Entity 2799 GrantRestricted Stock Units · Derivative 2,080 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-003266 · form4.xml · derivative · entry 1

GOETZ JAMES J · CIK 0001219231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,080

Underlying: Common Stock · 2,080 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the right to receive, following vesting, one share of Intel Corporation common stock.

F1 · price: Each restricted stock unit (RSU) represents the right to receive, following vesting, one share of Intel Corporation common stock.

F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the award, 100% of the RSUs vest and convert into common stock on the earlier of the 1st anniversary of the grant date (or next business date, if applicable) and the date of the 2020 Annual Stockholders' Meeting.

F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the award, 100% of the RSUs vest and convert into common stock on the earlier of the 1st anniversary of the grant date (or next business date, if applicable) and the date of the 2020 Annual Stockholders' Meeting.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 22:14 UTC INTEL CORP INTC · Entity 2799 PurchaseCommon Stock 35,000 $58.23 $2,037,899.50
Disclosure

SEC source: 0001127602-19-033599 · form4.xml · nonDerivative · entry 2

GOETZ JAMES J · CIK 0001219231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,720

F2 · price: This transaction was executed in multiple trades at prices ranging from $58.185 to $58.26. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 22:14 UTC INTEL CORP INTC · Entity 2799 PurchaseCommon Stock 51,500 $58.25 $3,000,014.05
Disclosure

SEC source: 0001127602-19-033599 · form4.xml · nonDerivative · entry 1

GOETZ JAMES J · CIK 0001219231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,720

F1 · price: This transaction was executed in multiple trades at prices ranging from $58.22 to $58.28. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 21:07 UTC INTEL CORP INTC · Entity 2799 PurchaseCommon Stock 52,000 $57.88 $3,009,682.00
Disclosure

SEC source: 0001127602-19-033015 · form4.xml · nonDerivative · entry 2

GOETZ JAMES J · CIK 0001219231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,220

F2 · price: This transaction was executed in multiple trades at prices ranging from $57.65 to $58.13. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 21:07 UTC INTEL CORP INTC · Entity 2799 PurchaseCommon Stock 34,220 $58.52 $2,002,677.59
Disclosure

SEC source: 0001127602-19-033015 · form4.xml · nonDerivative · entry 1

GOETZ JAMES J · CIK 0001219231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,220

F1 · price: This transaction was executed in multiple trades at prices ranging from $58.425 to $58.6. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 20:49 UTC Medallia, Inc. MDLA · Entity 133980 ConversionSeries E Convertible Preferred Stock · Derivative 253,230 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-020416 · doc4.xml · derivative · entry 26

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

GOETZ JAMES J · CIK 0001219231 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital Global Growth Principals Fund, LP

Disclosed balance after: 0

Underlying: Class A Common Stock · 253,230 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Prior to the closing of the Issuer's initial public offering, each series of the Issuer's convertible preferred stock automatically converted into Class A Common Stock on a 1:1 basis.

F7 · deemedExecutionDate: Prior to the closing of the Issuer's initial public offering, each series of the Issuer's convertible preferred stock automatically converted into Class A Common Stock on a 1:1 basis.

F7 · derivative.exercise_date: Prior to the closing of the Issuer's initial public offering, each series of the Issuer's convertible preferred stock automatically converted into Class A Common Stock on a 1:1 basis.

F7 · derivative.expiration_date: Prior to the closing of the Issuer's initial public offering, each series of the Issuer's convertible preferred stock automatically converted into Class A Common Stock on a 1:1 basis.

F1 · derivative.underlying: Immediately prior to the completion of the Issuer's initial public offering of Common Stock and following the conversion of each series of the Issuer's Convertible Preferred Stock and the Issuer's Class B Common Stock into Class A Common Stock, each share of Class A Common Stock was reclassified into one share of Common Stock.

F4 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGGF Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP. As a result, SC US (TTGP), Ltd. and SCGGF Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP. Voting and disposition decisions at SC US (TTGP), Ltd. with respect to the shares held by the SC GGF Funds are made by an investment committee consisting of Messrs. Douglas Leone and James J. Goetz. Each of SC US (TTGP), Ltd., SCGGF Management, L.P., Mr. Leone and Mr. Goetz disclaims beneficial ownership of the securities held by Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP except to the extent of its pecuniary interest therein,

F5 · ownership.nature: (Continued from footnote 5) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 20:49 UTC Medallia, Inc. MDLA · Entity 133980 ConversionSeries E Convertible Preferred Stock · Derivative 8,726,574 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-020416 · doc4.xml · derivative · entry 25

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

GOETZ JAMES J · CIK 0001219231 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital Global Growth Fund, LP

Disclosed balance after: 0

Underlying: Class A Common Stock · 8,726,574 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Prior to the closing of the Issuer's initial public offering, each series of the Issuer's convertible preferred stock automatically converted into Class A Common Stock on a 1:1 basis.

F7 · deemedExecutionDate: Prior to the closing of the Issuer's initial public offering, each series of the Issuer's convertible preferred stock automatically converted into Class A Common Stock on a 1:1 basis.

F7 · derivative.exercise_date: Prior to the closing of the Issuer's initial public offering, each series of the Issuer's convertible preferred stock automatically converted into Class A Common Stock on a 1:1 basis.

F7 · derivative.expiration_date: Prior to the closing of the Issuer's initial public offering, each series of the Issuer's convertible preferred stock automatically converted into Class A Common Stock on a 1:1 basis.

F1 · derivative.underlying: Immediately prior to the completion of the Issuer's initial public offering of Common Stock and following the conversion of each series of the Issuer's Convertible Preferred Stock and the Issuer's Class B Common Stock into Class A Common Stock, each share of Class A Common Stock was reclassified into one share of Common Stock.

F4 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGGF Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP. As a result, SC US (TTGP), Ltd. and SCGGF Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP. Voting and disposition decisions at SC US (TTGP), Ltd. with respect to the shares held by the SC GGF Funds are made by an investment committee consisting of Messrs. Douglas Leone and James J. Goetz. Each of SC US (TTGP), Ltd., SCGGF Management, L.P., Mr. Leone and Mr. Goetz disclaims beneficial ownership of the securities held by Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP except to the extent of its pecuniary interest therein,

F5 · ownership.nature: (Continued from footnote 5) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 20:49 UTC Medallia, Inc. MDLA · Entity 133980 ConversionSeries E Convertible Preferred Stock · Derivative 42,834 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-020416 · doc4.xml · derivative · entry 24

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

GOETZ JAMES J · CIK 0001219231 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital U.S. Growth VI Principals Fund, L.P.

Disclosed balance after: 0

Underlying: Class A Common Stock · 42,834 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Prior to the closing of the Issuer's initial public offering, each series of the Issuer's convertible preferred stock automatically converted into Class A Common Stock on a 1:1 basis.

F7 · deemedExecutionDate: Prior to the closing of the Issuer's initial public offering, each series of the Issuer's convertible preferred stock automatically converted into Class A Common Stock on a 1:1 basis.

F7 · derivative.exercise_date: Prior to the closing of the Issuer's initial public offering, each series of the Issuer's convertible preferred stock automatically converted into Class A Common Stock on a 1:1 basis.

F7 · derivative.expiration_date: Prior to the closing of the Issuer's initial public offering, each series of the Issuer's convertible preferred stock automatically converted into Class A Common Stock on a 1:1 basis.

F1 · derivative.underlying: Immediately prior to the completion of the Issuer's initial public offering of Common Stock and following the conversion of each series of the Issuer's Convertible Preferred Stock and the Issuer's Class B Common Stock into Class A Common Stock, each share of Class A Common Stock was reclassified into one share of Common Stock.

F3 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. As a result, SC US (TTGP), Ltd. and SC U.S. Growth VI Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Each of SC US (TTGP), Ltd. and SC U.S. Growth VI Management, L.P. disclaims beneficial ownership of the securities held by Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 20:49 UTC Medallia, Inc. MDLA · Entity 133980 ConversionSeries E Convertible Preferred Stock · Derivative 855,147 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-020416 · doc4.xml · derivative · entry 23

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

GOETZ JAMES J · CIK 0001219231 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital U.S. Growth Fund VI, L.P.

Disclosed balance after: 0

Underlying: Class A Common Stock · 855,147 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Prior to the closing of the Issuer's initial public offering, each series of the Issuer's convertible preferred stock automatically converted into Class A Common Stock on a 1:1 basis.

F7 · deemedExecutionDate: Prior to the closing of the Issuer's initial public offering, each series of the Issuer's convertible preferred stock automatically converted into Class A Common Stock on a 1:1 basis.

F7 · derivative.exercise_date: Prior to the closing of the Issuer's initial public offering, each series of the Issuer's convertible preferred stock automatically converted into Class A Common Stock on a 1:1 basis.

F7 · derivative.expiration_date: Prior to the closing of the Issuer's initial public offering, each series of the Issuer's convertible preferred stock automatically converted into Class A Common Stock on a 1:1 basis.

F1 · derivative.underlying: Immediately prior to the completion of the Issuer's initial public offering of Common Stock and following the conversion of each series of the Issuer's Convertible Preferred Stock and the Issuer's Class B Common Stock into Class A Common Stock, each share of Class A Common Stock was reclassified into one share of Common Stock.

F3 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. As a result, SC US (TTGP), Ltd. and SC U.S. Growth VI Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Each of SC US (TTGP), Ltd. and SC U.S. Growth VI Management, L.P. disclaims beneficial ownership of the securities held by Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 20:49 UTC Medallia, Inc. MDLA · Entity 133980 ConversionSeries D Convertible Preferred Stock · Derivative 443,721 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-020416 · doc4.xml · derivative · entry 22

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

GOETZ JAMES J · CIK 0001219231 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital U.S. Growth VI Principals Fund, L.P.

Disclosed balance after: 0

Underlying: Class A Common Stock · 443,721 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Prior to the closing of the Issuer's initial public offering, each series of the Issuer's convertible preferred stock automatically converted into Class A Common Stock on a 1:1 basis.

F7 · deemedExecutionDate: Prior to the closing of the Issuer's initial public offering, each series of the Issuer's convertible preferred stock automatically converted into Class A Common Stock on a 1:1 basis.

F7 · derivative.exercise_date: Prior to the closing of the Issuer's initial public offering, each series of the Issuer's convertible preferred stock automatically converted into Class A Common Stock on a 1:1 basis.

F7 · derivative.expiration_date: Prior to the closing of the Issuer's initial public offering, each series of the Issuer's convertible preferred stock automatically converted into Class A Common Stock on a 1:1 basis.

F1 · derivative.underlying: Immediately prior to the completion of the Issuer's initial public offering of Common Stock and following the conversion of each series of the Issuer's Convertible Preferred Stock and the Issuer's Class B Common Stock into Class A Common Stock, each share of Class A Common Stock was reclassified into one share of Common Stock.

F3 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. As a result, SC US (TTGP), Ltd. and SC U.S. Growth VI Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Each of SC US (TTGP), Ltd. and SC U.S. Growth VI Management, L.P. disclaims beneficial ownership of the securities held by Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 20:49 UTC Medallia, Inc. MDLA · Entity 133980 ConversionSeries D Convertible Preferred Stock · Derivative 8,858,605 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-020416 · doc4.xml · derivative · entry 21

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

GOETZ JAMES J · CIK 0001219231 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital U.S. Growth Fund VI, L.P.

Disclosed balance after: 0

Underlying: Class A Common Stock · 8,858,605 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Prior to the closing of the Issuer's initial public offering, each series of the Issuer's convertible preferred stock automatically converted into Class A Common Stock on a 1:1 basis.

F7 · deemedExecutionDate: Prior to the closing of the Issuer's initial public offering, each series of the Issuer's convertible preferred stock automatically converted into Class A Common Stock on a 1:1 basis.

F7 · derivative.exercise_date: Prior to the closing of the Issuer's initial public offering, each series of the Issuer's convertible preferred stock automatically converted into Class A Common Stock on a 1:1 basis.

F7 · derivative.expiration_date: Prior to the closing of the Issuer's initial public offering, each series of the Issuer's convertible preferred stock automatically converted into Class A Common Stock on a 1:1 basis.

F1 · derivative.underlying: Immediately prior to the completion of the Issuer's initial public offering of Common Stock and following the conversion of each series of the Issuer's Convertible Preferred Stock and the Issuer's Class B Common Stock into Class A Common Stock, each share of Class A Common Stock was reclassified into one share of Common Stock.

F3 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. As a result, SC US (TTGP), Ltd. and SC U.S. Growth VI Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Each of SC US (TTGP), Ltd. and SC U.S. Growth VI Management, L.P. disclaims beneficial ownership of the securities held by Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 20:49 UTC Medallia, Inc. MDLA · Entity 133980 ConversionSeries C Convertible Preferred Stock · Derivative 5,965,519 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-020416 · doc4.xml · derivative · entry 20

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

GOETZ JAMES J · CIK 0001219231 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · SC US GF V Holdings, Ltd.

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,965,519 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Prior to the closing of the Issuer's initial public offering, each series of the Issuer's convertible preferred stock automatically converted into Class A Common Stock on a 1:1 basis.

F7 · deemedExecutionDate: Prior to the closing of the Issuer's initial public offering, each series of the Issuer's convertible preferred stock automatically converted into Class A Common Stock on a 1:1 basis.

F7 · derivative.exercise_date: Prior to the closing of the Issuer's initial public offering, each series of the Issuer's convertible preferred stock automatically converted into Class A Common Stock on a 1:1 basis.

F7 · derivative.expiration_date: Prior to the closing of the Issuer's initial public offering, each series of the Issuer's convertible preferred stock automatically converted into Class A Common Stock on a 1:1 basis.

F1 · derivative.underlying: Immediately prior to the completion of the Issuer's initial public offering of Common Stock and following the conversion of each series of the Issuer's Convertible Preferred Stock and the Issuer's Class B Common Stock into Class A Common Stock, each share of Class A Common Stock was reclassified into one share of Common Stock.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, LP and Sequoia Capital USGF Principals Fund V, L.P., or collectively, the SC US GF V Funds, which together own 100% of the outstanding shares of SC US GF V Holdings, Ltd. As a result, SC US (TTGP), Ltd. and SCGF V Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by SC US GF V Holdings, Ltd. Each of SC US (TTGP), Ltd. and SCGF V Management, L.P. disclaims beneficial ownership of the securities held by SC US GF V Holdings, Ltd. except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 20:49 UTC Medallia, Inc. MDLA · Entity 133980 ConversionSeries B Convertible Preferred Stock · Derivative 17,622,476 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-020416 · doc4.xml · derivative · entry 19

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

GOETZ JAMES J · CIK 0001219231 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · SC US GF V Holdings, Ltd

Disclosed balance after: 0

Underlying: Class A Common Stock · 17,622,476 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Prior to the closing of the Issuer's initial public offering, each series of the Issuer's convertible preferred stock automatically converted into Class A Common Stock on a 1:1 basis.

F7 · deemedExecutionDate: Prior to the closing of the Issuer's initial public offering, each series of the Issuer's convertible preferred stock automatically converted into Class A Common Stock on a 1:1 basis.

F7 · derivative.exercise_date: Prior to the closing of the Issuer's initial public offering, each series of the Issuer's convertible preferred stock automatically converted into Class A Common Stock on a 1:1 basis.

F7 · derivative.expiration_date: Prior to the closing of the Issuer's initial public offering, each series of the Issuer's convertible preferred stock automatically converted into Class A Common Stock on a 1:1 basis.

F1 · derivative.underlying: Immediately prior to the completion of the Issuer's initial public offering of Common Stock and following the conversion of each series of the Issuer's Convertible Preferred Stock and the Issuer's Class B Common Stock into Class A Common Stock, each share of Class A Common Stock was reclassified into one share of Common Stock.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, LP and Sequoia Capital USGF Principals Fund V, L.P., or collectively, the SC US GF V Funds, which together own 100% of the outstanding shares of SC US GF V Holdings, Ltd. As a result, SC US (TTGP), Ltd. and SCGF V Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by SC US GF V Holdings, Ltd. Each of SC US (TTGP), Ltd. and SCGF V Management, L.P. disclaims beneficial ownership of the securities held by SC US GF V Holdings, Ltd. except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 20:49 UTC Medallia, Inc. MDLA · Entity 133980 ConversionSeries A Convertible Preferred Stock · Derivative 1,638,950 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-020416 · doc4.xml · derivative · entry 18

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

GOETZ JAMES J · CIK 0001219231 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · SC US GF V Holdings, Ltd.

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,638,950 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Prior to the closing of the Issuer's initial public offering, each series of the Issuer's convertible preferred stock automatically converted into Class A Common Stock on a 1:1 basis.

F7 · deemedExecutionDate: Prior to the closing of the Issuer's initial public offering, each series of the Issuer's convertible preferred stock automatically converted into Class A Common Stock on a 1:1 basis.

F7 · derivative.exercise_date: Prior to the closing of the Issuer's initial public offering, each series of the Issuer's convertible preferred stock automatically converted into Class A Common Stock on a 1:1 basis.

F7 · derivative.expiration_date: Prior to the closing of the Issuer's initial public offering, each series of the Issuer's convertible preferred stock automatically converted into Class A Common Stock on a 1:1 basis.

F1 · derivative.underlying: Immediately prior to the completion of the Issuer's initial public offering of Common Stock and following the conversion of each series of the Issuer's Convertible Preferred Stock and the Issuer's Class B Common Stock into Class A Common Stock, each share of Class A Common Stock was reclassified into one share of Common Stock.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, LP and Sequoia Capital USGF Principals Fund V, L.P., or collectively, the SC US GF V Funds, which together own 100% of the outstanding shares of SC US GF V Holdings, Ltd. As a result, SC US (TTGP), Ltd. and SCGF V Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by SC US GF V Holdings, Ltd. Each of SC US (TTGP), Ltd. and SCGF V Management, L.P. disclaims beneficial ownership of the securities held by SC US GF V Holdings, Ltd. except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 20:49 UTC Medallia, Inc. MDLA · Entity 133980 OtherCommon Stock 253,230 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-020416 · doc4.xml · nonDerivative · entry 17

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

GOETZ JAMES J · CIK 0001219231 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital Global Growth Principals Fund, LP

Disclosed balance after: 253,230

F1 · security: Immediately prior to the completion of the Issuer's initial public offering of Common Stock and following the conversion of each series of the Issuer's Convertible Preferred Stock and the Issuer's Class B Common Stock into Class A Common Stock, each share of Class A Common Stock was reclassified into one share of Common Stock.

F4 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGGF Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP. As a result, SC US (TTGP), Ltd. and SCGGF Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP. Voting and disposition decisions at SC US (TTGP), Ltd. with respect to the shares held by the SC GGF Funds are made by an investment committee consisting of Messrs. Douglas Leone and James J. Goetz. Each of SC US (TTGP), Ltd., SCGGF Management, L.P., Mr. Leone and Mr. Goetz disclaims beneficial ownership of the securities held by Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP except to the extent of its pecuniary interest therein,

F5 · ownership.nature: (Continued from footnote 5) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 20:49 UTC Medallia, Inc. MDLA · Entity 133980 OtherCommon Stock 8,726,574 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-020416 · doc4.xml · nonDerivative · entry 16

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

GOETZ JAMES J · CIK 0001219231 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital Global Growth Fund, LP

Disclosed balance after: 8,726,574

F1 · security: Immediately prior to the completion of the Issuer's initial public offering of Common Stock and following the conversion of each series of the Issuer's Convertible Preferred Stock and the Issuer's Class B Common Stock into Class A Common Stock, each share of Class A Common Stock was reclassified into one share of Common Stock.

F4 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGGF Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP. As a result, SC US (TTGP), Ltd. and SCGGF Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP. Voting and disposition decisions at SC US (TTGP), Ltd. with respect to the shares held by the SC GGF Funds are made by an investment committee consisting of Messrs. Douglas Leone and James J. Goetz. Each of SC US (TTGP), Ltd., SCGGF Management, L.P., Mr. Leone and Mr. Goetz disclaims beneficial ownership of the securities held by Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP except to the extent of its pecuniary interest therein,

F5 · ownership.nature: (Continued from footnote 5) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 20:49 UTC Medallia, Inc. MDLA · Entity 133980 OtherCommon Stock 486,555 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-020416 · doc4.xml · nonDerivative · entry 15

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

GOETZ JAMES J · CIK 0001219231 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital U.S. Growth VI Principals Fund, L.P.

Disclosed balance after: 486,555

F1 · security: Immediately prior to the completion of the Issuer's initial public offering of Common Stock and following the conversion of each series of the Issuer's Convertible Preferred Stock and the Issuer's Class B Common Stock into Class A Common Stock, each share of Class A Common Stock was reclassified into one share of Common Stock.

F3 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. As a result, SC US (TTGP), Ltd. and SC U.S. Growth VI Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Each of SC US (TTGP), Ltd. and SC U.S. Growth VI Management, L.P. disclaims beneficial ownership of the securities held by Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 20:49 UTC Medallia, Inc. MDLA · Entity 133980 OtherCommon Stock 9,713,752 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-020416 · doc4.xml · nonDerivative · entry 14

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

GOETZ JAMES J · CIK 0001219231 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital U.S. Growth Fund VI, L.P.

Disclosed balance after: 9,713,752

F1 · security: Immediately prior to the completion of the Issuer's initial public offering of Common Stock and following the conversion of each series of the Issuer's Convertible Preferred Stock and the Issuer's Class B Common Stock into Class A Common Stock, each share of Class A Common Stock was reclassified into one share of Common Stock.

F3 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. As a result, SC US (TTGP), Ltd. and SC U.S. Growth VI Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Each of SC US (TTGP), Ltd. and SC U.S. Growth VI Management, L.P. disclaims beneficial ownership of the securities held by Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 20:49 UTC Medallia, Inc. MDLA · Entity 133980 OtherCommon Stock 25,226,945 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-020416 · doc4.xml · nonDerivative · entry 13

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

GOETZ JAMES J · CIK 0001219231 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · SC US GF V Holdings, Ltd.

Disclosed balance after: 25,226,945

F1 · security: Immediately prior to the completion of the Issuer's initial public offering of Common Stock and following the conversion of each series of the Issuer's Convertible Preferred Stock and the Issuer's Class B Common Stock into Class A Common Stock, each share of Class A Common Stock was reclassified into one share of Common Stock.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, LP and Sequoia Capital USGF Principals Fund V, L.P., or collectively, the SC US GF V Funds, which together own 100% of the outstanding shares of SC US GF V Holdings, Ltd. As a result, SC US (TTGP), Ltd. and SCGF V Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by SC US GF V Holdings, Ltd. Each of SC US (TTGP), Ltd. and SCGF V Management, L.P. disclaims beneficial ownership of the securities held by SC US GF V Holdings, Ltd. except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 20:49 UTC Medallia, Inc. MDLA · Entity 133980 OtherCommon Stock 1,425 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-020416 · doc4.xml · nonDerivative · entry 12

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

GOETZ JAMES J · CIK 0001219231 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Denarvor, L.L.C.

Disclosed balance after: 1,425

F1 · security: Immediately prior to the completion of the Issuer's initial public offering of Common Stock and following the conversion of each series of the Issuer's Convertible Preferred Stock and the Issuer's Class B Common Stock into Class A Common Stock, each share of Class A Common Stock was reclassified into one share of Common Stock.

F6 · ownership.nature: SC US SSF 2013 (TTGP), L.L.C. is the general partner of SC U.S. Scout Seed Fund 2013 Management, L.P., which is the general partner of Sequoia Capital U.S. Scout Seed Fund 2013, L.P., which wholly owns Sequoia Capital U.S. Scout Fund IV, L.L.C., which in turn wholly owns Denarvor, L.L.C. As a result, SC US SSF 2013 (TTGP), L.L.C. and SC U.S. Scout Seed Fund 2013 Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Denarvor, L.L.C. Each of SC US SSF 2013 (TTGP), L.L.C. and SC U.S. Scout Seed Fund 2013 Management, L.P. disclaims beneficial ownership of the securities held by Denarvor, L.L.C. except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 20:49 UTC Medallia, Inc. MDLA · Entity 133980 OtherClass A Common Stock 253,230 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-020416 · doc4.xml · nonDerivative · entry 11

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

GOETZ JAMES J · CIK 0001219231 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital Global Growth Principals Fund, LP

Disclosed balance after: 0

F1 · security: Immediately prior to the completion of the Issuer's initial public offering of Common Stock and following the conversion of each series of the Issuer's Convertible Preferred Stock and the Issuer's Class B Common Stock into Class A Common Stock, each share of Class A Common Stock was reclassified into one share of Common Stock.

F4 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGGF Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP. As a result, SC US (TTGP), Ltd. and SCGGF Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP. Voting and disposition decisions at SC US (TTGP), Ltd. with respect to the shares held by the SC GGF Funds are made by an investment committee consisting of Messrs. Douglas Leone and James J. Goetz. Each of SC US (TTGP), Ltd., SCGGF Management, L.P., Mr. Leone and Mr. Goetz disclaims beneficial ownership of the securities held by Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP except to the extent of its pecuniary interest therein,

F5 · ownership.nature: (Continued from footnote 5) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 20:49 UTC Medallia, Inc. MDLA · Entity 133980 OtherClass A Common Stock 8,726,574 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-020416 · doc4.xml · nonDerivative · entry 10

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

GOETZ JAMES J · CIK 0001219231 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital Global Growth Fund, LP

Disclosed balance after: 0

F1 · security: Immediately prior to the completion of the Issuer's initial public offering of Common Stock and following the conversion of each series of the Issuer's Convertible Preferred Stock and the Issuer's Class B Common Stock into Class A Common Stock, each share of Class A Common Stock was reclassified into one share of Common Stock.

F4 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGGF Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP. As a result, SC US (TTGP), Ltd. and SCGGF Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP. Voting and disposition decisions at SC US (TTGP), Ltd. with respect to the shares held by the SC GGF Funds are made by an investment committee consisting of Messrs. Douglas Leone and James J. Goetz. Each of SC US (TTGP), Ltd., SCGGF Management, L.P., Mr. Leone and Mr. Goetz disclaims beneficial ownership of the securities held by Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP except to the extent of its pecuniary interest therein,

F5 · ownership.nature: (Continued from footnote 5) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 20:49 UTC Medallia, Inc. MDLA · Entity 133980 OtherClass A Common Stock 486,555 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-020416 · doc4.xml · nonDerivative · entry 9

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

GOETZ JAMES J · CIK 0001219231 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital U.S. Growth VI Principals Fund, L.P

Disclosed balance after: 0

F1 · security: Immediately prior to the completion of the Issuer's initial public offering of Common Stock and following the conversion of each series of the Issuer's Convertible Preferred Stock and the Issuer's Class B Common Stock into Class A Common Stock, each share of Class A Common Stock was reclassified into one share of Common Stock.

F3 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. As a result, SC US (TTGP), Ltd. and SC U.S. Growth VI Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Each of SC US (TTGP), Ltd. and SC U.S. Growth VI Management, L.P. disclaims beneficial ownership of the securities held by Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 20:49 UTC Medallia, Inc. MDLA · Entity 133980 OtherClass A Common Stock 9,713,752 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-020416 · doc4.xml · nonDerivative · entry 8

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

GOETZ JAMES J · CIK 0001219231 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital U.S. Growth Fund VI, L.P.

Disclosed balance after: 0

F1 · security: Immediately prior to the completion of the Issuer's initial public offering of Common Stock and following the conversion of each series of the Issuer's Convertible Preferred Stock and the Issuer's Class B Common Stock into Class A Common Stock, each share of Class A Common Stock was reclassified into one share of Common Stock.

F3 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. As a result, SC US (TTGP), Ltd. and SC U.S. Growth VI Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Each of SC US (TTGP), Ltd. and SC U.S. Growth VI Management, L.P. disclaims beneficial ownership of the securities held by Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 20:49 UTC Medallia, Inc. MDLA · Entity 133980 OtherClass A Common Stock 25,226,945 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-020416 · doc4.xml · nonDerivative · entry 7

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

GOETZ JAMES J · CIK 0001219231 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · SC US GF V Holdings, Ltd.

Disclosed balance after: 0

F1 · security: Immediately prior to the completion of the Issuer's initial public offering of Common Stock and following the conversion of each series of the Issuer's Convertible Preferred Stock and the Issuer's Class B Common Stock into Class A Common Stock, each share of Class A Common Stock was reclassified into one share of Common Stock.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, LP and Sequoia Capital USGF Principals Fund V, L.P., or collectively, the SC US GF V Funds, which together own 100% of the outstanding shares of SC US GF V Holdings, Ltd. As a result, SC US (TTGP), Ltd. and SCGF V Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by SC US GF V Holdings, Ltd. Each of SC US (TTGP), Ltd. and SCGF V Management, L.P. disclaims beneficial ownership of the securities held by SC US GF V Holdings, Ltd. except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 20:49 UTC Medallia, Inc. MDLA · Entity 133980 OtherClass A Common Stock 1,425 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-020416 · doc4.xml · nonDerivative · entry 6

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

GOETZ JAMES J · CIK 0001219231 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Denarvor, L.L.C.

Disclosed balance after: 0

F1 · security: Immediately prior to the completion of the Issuer's initial public offering of Common Stock and following the conversion of each series of the Issuer's Convertible Preferred Stock and the Issuer's Class B Common Stock into Class A Common Stock, each share of Class A Common Stock was reclassified into one share of Common Stock.

F6 · ownership.nature: SC US SSF 2013 (TTGP), L.L.C. is the general partner of SC U.S. Scout Seed Fund 2013 Management, L.P., which is the general partner of Sequoia Capital U.S. Scout Seed Fund 2013, L.P., which wholly owns Sequoia Capital U.S. Scout Fund IV, L.L.C., which in turn wholly owns Denarvor, L.L.C. As a result, SC US SSF 2013 (TTGP), L.L.C. and SC U.S. Scout Seed Fund 2013 Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Denarvor, L.L.C. Each of SC US SSF 2013 (TTGP), L.L.C. and SC U.S. Scout Seed Fund 2013 Management, L.P. disclaims beneficial ownership of the securities held by Denarvor, L.L.C. except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 20:49 UTC Medallia, Inc. MDLA · Entity 133980 ConversionClass A Common Stock 253,230 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-020416 · doc4.xml · nonDerivative · entry 5

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

GOETZ JAMES J · CIK 0001219231 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital Global Growth Principals Fund, LP

Disclosed balance after: 253,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Immediately prior to the completion of the Issuer's initial public offering of Common Stock and following the conversion of each series of the Issuer's Convertible Preferred Stock and the Issuer's Class B Common Stock into Class A Common Stock, each share of Class A Common Stock was reclassified into one share of Common Stock.

F4 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGGF Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP. As a result, SC US (TTGP), Ltd. and SCGGF Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP. Voting and disposition decisions at SC US (TTGP), Ltd. with respect to the shares held by the SC GGF Funds are made by an investment committee consisting of Messrs. Douglas Leone and James J. Goetz. Each of SC US (TTGP), Ltd., SCGGF Management, L.P., Mr. Leone and Mr. Goetz disclaims beneficial ownership of the securities held by Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP except to the extent of its pecuniary interest therein,

F5 · ownership.nature: (Continued from footnote 5) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 20:49 UTC Medallia, Inc. MDLA · Entity 133980 ConversionClass A Common Stock 8,726,574 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-020416 · doc4.xml · nonDerivative · entry 4

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

GOETZ JAMES J · CIK 0001219231 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital Global Growth Fund, LP

Disclosed balance after: 8,726,574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Immediately prior to the completion of the Issuer's initial public offering of Common Stock and following the conversion of each series of the Issuer's Convertible Preferred Stock and the Issuer's Class B Common Stock into Class A Common Stock, each share of Class A Common Stock was reclassified into one share of Common Stock.

F4 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGGF Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP. As a result, SC US (TTGP), Ltd. and SCGGF Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP. Voting and disposition decisions at SC US (TTGP), Ltd. with respect to the shares held by the SC GGF Funds are made by an investment committee consisting of Messrs. Douglas Leone and James J. Goetz. Each of SC US (TTGP), Ltd., SCGGF Management, L.P., Mr. Leone and Mr. Goetz disclaims beneficial ownership of the securities held by Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP except to the extent of its pecuniary interest therein,

F5 · ownership.nature: (Continued from footnote 5) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 20:49 UTC Medallia, Inc. MDLA · Entity 133980 ConversionClass A Common Stock 486,555 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-020416 · doc4.xml · nonDerivative · entry 3

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

GOETZ JAMES J · CIK 0001219231 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital U.S. Growth VI Principals Fund, L.P.

Disclosed balance after: 486,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Immediately prior to the completion of the Issuer's initial public offering of Common Stock and following the conversion of each series of the Issuer's Convertible Preferred Stock and the Issuer's Class B Common Stock into Class A Common Stock, each share of Class A Common Stock was reclassified into one share of Common Stock.

F3 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. As a result, SC US (TTGP), Ltd. and SC U.S. Growth VI Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Each of SC US (TTGP), Ltd. and SC U.S. Growth VI Management, L.P. disclaims beneficial ownership of the securities held by Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 20:49 UTC Medallia, Inc. MDLA · Entity 133980 ConversionClass A Common Stock 9,713,752 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-020416 · doc4.xml · nonDerivative · entry 2

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

GOETZ JAMES J · CIK 0001219231 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital U.S. Growth Fund VI, L.P.

Disclosed balance after: 9,713,752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Immediately prior to the completion of the Issuer's initial public offering of Common Stock and following the conversion of each series of the Issuer's Convertible Preferred Stock and the Issuer's Class B Common Stock into Class A Common Stock, each share of Class A Common Stock was reclassified into one share of Common Stock.

F3 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. As a result, SC US (TTGP), Ltd. and SC U.S. Growth VI Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Each of SC US (TTGP), Ltd. and SC U.S. Growth VI Management, L.P. disclaims beneficial ownership of the securities held by Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 20:49 UTC Medallia, Inc. MDLA · Entity 133980 ConversionClass A Common Stock 25,226,945 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-020416 · doc4.xml · nonDerivative · entry 1

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

GOETZ JAMES J · CIK 0001219231 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · SC US GF V Holdings, Ltd.

Disclosed balance after: 25,226,945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Immediately prior to the completion of the Issuer's initial public offering of Common Stock and following the conversion of each series of the Issuer's Convertible Preferred Stock and the Issuer's Class B Common Stock into Class A Common Stock, each share of Class A Common Stock was reclassified into one share of Common Stock.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, LP and Sequoia Capital USGF Principals Fund V, L.P., or collectively, the SC US GF V Funds, which together own 100% of the outstanding shares of SC US GF V Holdings, Ltd. As a result, SC US (TTGP), Ltd. and SCGF V Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by SC US GF V Holdings, Ltd. Each of SC US (TTGP), Ltd. and SCGF V Management, L.P. disclaims beneficial ownership of the securities held by SC US GF V Holdings, Ltd. except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
March 22, 2019 Filed Mar 26, 2019 21:07 UTC Palo Alto Networks Inc PANW · Entity 1811 SaleCommon Stock 11,040 $243.23 $2,685,259.20
Disclosure

SEC source: 0001209191-19-021345 · doc4.xml · nonDerivative · entry 2

GOETZ JAMES J · CIK 0001219231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,645

F2 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $243.00 to $243.56, inclusive.

Read SEC document
March 22, 2019 Filed Mar 26, 2019 21:07 UTC Palo Alto Networks Inc PANW · Entity 1811 SaleCommon Stock 28,960 $242.50 $7,022,800.00
Disclosure

SEC source: 0001209191-19-021345 · doc4.xml · nonDerivative · entry 1

GOETZ JAMES J · CIK 0001219231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,685

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $242.00 to $242.98, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 21:16 UTC Palo Alto Networks Inc PANW · Entity 1811 SaleCommon Stock 10,000 $146.28 $1,462,780.00
Disclosure

SEC source: 0001209191-18-000184 · doc4.xml · nonDerivative · entry 6

GOETZ JAMES J · CIK 0001219231 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foundation

Disclosed balance after: 0

F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $145.80 to $146.60 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: Shares held by the Zteog Foundation, for which the Reporting Person serves as President.

Read SEC document
December 28, 2017 Filed Jan 2, 2018 21:16 UTC Palo Alto Networks Inc PANW · Entity 1811 SaleCommon Stock 68,000 $146.85 $9,986,004.00
Disclosure

SEC source: 0001209191-18-000184 · doc4.xml · nonDerivative · entry 5

GOETZ JAMES J · CIK 0001219231 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foundation

Disclosed balance after: 0

F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $146.49 to $147.44 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F1 · ownership.nature: Shares held by the Freedom Reigns Foundation, for which the Reporting Person's spouse serves as President.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.