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person · Reporting owner

Houston Andrew

Disclosed activity across 2 companies

Tapewire entity
10662
SEC CIK
0001734563

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DROPBOX, INC.DBX · Entity 1121Director · Co-CEO · 10% ownerOctober 12, 2026October 15, 2026
Meta Platforms, Inc.META · Entity 2790DirectorJune 15, 2026June 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DROPBOX, INC.

Report date October 12, 2026 · Filed October 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote29,500 Reported balance After 2026-10-12 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2026-10-12 · Conversion · Acquired 29,500 · Balance 29,500

F1: 29,500 shares of Class B Common Stock were converted into 29,500 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F2: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote0 Reported balance After 2026-10-12 transaction · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · 2026-10-12 · Sale · Disposed 29,500 · Balance 0

F3: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 11, 2026.

F4: This transaction was executed in multiple trades at prices ranging from $35.00 to $35.20. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote716,728 Reported balance Holding disclosure · report date 2026-10-12 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 716,728

F6: Shares held by the Houston Remainder Trust u/a/d 12/30/2010, for which reporting Person serves as trustee.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote444,444 Reported balance Holding disclosure · report date 2026-10-12 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 444,444

F7: Shares held by The Erin Yu Houston Revocable Trust u/a/d 1/18/2024, for which the Reporting Person's spouse serves as trustee.

Class B Common StockSEC Table II · derivative / convertible securityIndirectSee foonote65,561,029 Reported balance After 2026-10-12 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-10-12 · Conversion · Disposed 29,500 · Balance 65,561,029

F8: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F2: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Class B Common StockSEC Table II · derivative / convertible securityIndirectSee foonote500,500 Reported balance Holding disclosure · report date 2026-10-12 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 500,500

F8: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F9: Shares held by the Houston 2012 Irrevocable Children's Trust u/a/d 4/12/2012, for which Reporting Person serves as trustee.

Class A Common StockSEC Table I · non-derivativeDirect8,266,666 Reported balance Holding disclosure · report date 2026-10-12 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 8,266,666

F5: These securities are restricted stock awards of Class A Common Stock. The restricted stock awards vest over a period of up to ten years following the closing of the Issuer's initial public offering of Class A Common Stock, or March 27, 2028, upon achievement of service-based, market-based, and liquidity event-related performance vesting conditions.

Class B Common StockSEC Table II · derivative / convertible securityIndirectSee Footnote7,608,764 Reported balance Holding disclosure · report date 2026-10-12 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 7,608,764

F8: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F6: Shares held by the Houston Remainder Trust u/a/d 12/30/2010, for which reporting Person serves as trustee.

Filing footnotes · ownership attribution and instrument terms

F1: 29,500 shares of Class B Common Stock were converted into 29,500 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F2: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

F3: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 11, 2026.

F4: This transaction was executed in multiple trades at prices ranging from $35.00 to $35.20. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5: These securities are restricted stock awards of Class A Common Stock. The restricted stock awards vest over a period of up to ten years following the closing of the Issuer's initial public offering of Class A Common Stock, or March 27, 2028, upon achievement of service-based, market-based, and liquidity event-related performance vesting conditions.

F6: Shares held by the Houston Remainder Trust u/a/d 12/30/2010, for which reporting Person serves as trustee.

F7: Shares held by The Erin Yu Houston Revocable Trust u/a/d 1/18/2024, for which the Reporting Person's spouse serves as trustee.

F8: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F9: Shares held by the Houston 2012 Irrevocable Children's Trust u/a/d 4/12/2012, for which Reporting Person serves as trustee.

Meta Platforms, Inc.

Report date June 15, 2026 · Filed June 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock Units (RSU) (Class A)SEC Table II · derivative / convertible securityDirect612 Reported balance After 2026-06-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-15 · Grant · Acquired 612 · Balance 612

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement.

F2: The RSUs vest as to 100% of the total RSUs on May 15, 2027; provided, however, in the event that (i) the Issuer's 2027 Annual Meeting of Shareholders is held prior to May 15, 2027; and (ii) the reporting person does not stand for re-election at, or is not re-elected at, the 2027 Annual Meeting of Shareholders (but the reporting person continues to serve on the Board until the date of such meeting), then 100% of the total RSUs shall vest on the date of the 2027 Annual Meeting of Shareholders.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement.

F2: The RSUs vest as to 100% of the total RSUs on May 15, 2027; provided, however, in the event that (i) the Issuer's 2027 Annual Meeting of Shareholders is held prior to May 15, 2027; and (ii) the reporting person does not stand for re-election at, or is not re-elected at, the 2027 Annual Meeting of Shareholders (but the reporting person continues to serve on the Board until the date of such meeting), then 100% of the total RSUs shall vest on the date of the 2027 Annual Meeting of Shareholders.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2024 Filed Apr 3, 2024 20:02 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass A Common Stock 82,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-003234 · primarydocument.xml · nonDerivative · entry 1

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 82,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 82,000 shares of Class B Common Stock were converted into 82,000 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 20:26 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass B Common Stock · Derivative 444,444 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-002717 · primarydocument.xml · derivative · entry 6

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 444,444 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F6 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F6 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F2 · balance_after: Shares held by The Houston Family LLC, for which the Reporting Person is the sole member.

F7 · balance_after: Reflects a transfer of 444,444 shares of Class B Common Stock from the Andrew Houston Revocable Trust u/a/d 9/7/2011 on March 12, 2024 to The Houston Family LLC, for which the Reporting Person is the sole member.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 20:26 UTC DROPBOX, INC. DBX · Entity 1121 GiftClass A Common Stock 444,444 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-002717 · primarydocument.xml · nonDerivative · entry 3

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 444,444

F3 · ownership.nature: Shares held by The Erin Yu Houston Revocable Trust u/a/d 1/18/2024, for which the Reporting Person's spouse serves as trustee.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 20:26 UTC DROPBOX, INC. DBX · Entity 1121 GiftClass A Common Stock 444,444 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-002717 · primarydocument.xml · nonDerivative · entry 2

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F2 · ownership.nature: Shares held by The Houston Family LLC, for which the Reporting Person is the sole member.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 20:26 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass A Common Stock 444,444 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-002717 · primarydocument.xml · nonDerivative · entry 1

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 444,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 444,444 shares of Class B Common Stock were converted into 444,444 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F2 · ownership.nature: Shares held by The Houston Family LLC, for which the Reporting Person is the sole member.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 21:09 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass B Common Stock · Derivative 164,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-002399 · primarydocument.xml · derivative · entry 5

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See foonote

Disclosed balance after: 71,124,073

Underlying: Class A Common Stock · 164,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F7 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F7 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 21:09 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 164,000 $23.86 $3,913,122.00
Disclosure

SEC source: 0001562180-24-002399 · primarydocument.xml · nonDerivative · entry 2

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 0

F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 5, 2023

F4 · price: This transaction was executed in multiple trades at prices ranging from $23.68 to $24.14. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 21:09 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass A Common Stock 164,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-002399 · primarydocument.xml · nonDerivative · entry 1

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 164,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 164,000 shares of Class B Common Stock were converted into 164,000 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:47 UTC Meta Platforms, Inc. META · Entity 2790 Exercise / conversionRestricted Stock Units (RSU) (Class A) · Derivative 289 $0.00 $0.00
Disclosure

SEC source: 0000950103-24-002465 · dp206767_4-houston.xml · derivative · entry 2

Houston Andrew · CIK 0001734563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 289 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 1/8th of the total RSUs on August 15, 2020 and then an additional 1/16th of the total RSUs vest quarterly thereafter, subject to continued service through each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 1/8th of the total RSUs on August 15, 2020 and then an additional 1/16th of the total RSUs vest quarterly thereafter, subject to continued service through each vesting date.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:47 UTC Meta Platforms, Inc. META · Entity 2790 Exercise / conversionClass A Common Stock 289 $0.00 $0.00
Disclosure

SEC source: 0000950103-24-002465 · dp206767_4-houston.xml · nonDerivative · entry 1

Houston Andrew · CIK 0001734563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares that were acquired in connection with the settlement of the Restricted Stock Units ("RSUs") listed in Table II.

Read SEC document
November 15, 2023 Filed Nov 18, 2023 00:18 UTC Meta Platforms, Inc. META · Entity 2790 Exercise / conversionRestricted Stock Units (RSU) (Class A) · Derivative 288 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-016458 · dp202827_4-houston.xml · derivative · entry 2

Houston Andrew · CIK 0001734563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 289

Underlying: Class A Common Stock · 288 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 1/8th of the total RSUs on August 15, 2020 and then an additional 1/16th of the total RSUs vest quarterly thereafter, subject to continued service through each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 1/8th of the total RSUs on August 15, 2020 and then an additional 1/16th of the total RSUs vest quarterly thereafter, subject to continued service through each vesting date.

Read SEC document
November 15, 2023 Filed Nov 18, 2023 00:18 UTC Meta Platforms, Inc. META · Entity 2790 Exercise / conversionClass A Common Stock 288 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-016458 · dp202827_4-houston.xml · nonDerivative · entry 1

Houston Andrew · CIK 0001734563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares that were acquired in connection with the settlement of the Restricted Stock Units ("RSUs") listed in Table II.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 22:44 UTC Meta Platforms, Inc. META · Entity 2790 Exercise / conversionRestricted Stock Units (RSU) (Class A) · Derivative 289 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-012241 · dp198573_4-houston.xml · derivative · entry 2

Houston Andrew · CIK 0001734563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 577

Underlying: Class A Common Stock · 289 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 1/8th of the total RSUs on August 15, 2020 and then an additional 1/16th of the total RSUs vest quarterly thereafter, subject to continued service through each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 1/8th of the total RSUs on August 15, 2020 and then an additional 1/16th of the total RSUs vest quarterly thereafter, subject to continued service through each vesting date.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 22:44 UTC Meta Platforms, Inc. META · Entity 2790 Exercise / conversionClass A Common Stock 289 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-012241 · dp198573_4-houston.xml · nonDerivative · entry 1

Houston Andrew · CIK 0001734563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares that were acquired in connection with the settlement of the Restricted Stock Units ("RSUs") listed in Table II.

Read SEC document
August 10, 2023 Filed Aug 14, 2023 20:08 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass B Common Stock · Derivative 162,500 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-006307 · primarydocument.xml · derivative · entry 5

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See foonote

Disclosed balance after: 71,288,073

Underlying: Class A Common Stock · 162,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F7 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F7 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Read SEC document
August 10, 2023 Filed Aug 14, 2023 20:08 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 162,500 $27.68 $4,498,796.25
Disclosure

SEC source: 0001562180-23-006307 · primarydocument.xml · nonDerivative · entry 2

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person prior to the effectiveness of the revised requirements of Rule 10b5-1(c). In compliance with SEC guidance, the Reporting Person has not checked the box above but states that the Rule 10b5-1 trading plan is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

F4 · price: This transaction was executed in multiple trades at prices ranging from $27.41 to $28.05. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Read SEC document
August 10, 2023 Filed Aug 14, 2023 20:08 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass A Common Stock 162,500 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-006307 · primarydocument.xml · nonDerivative · entry 1

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 162,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 162,500 shares of Class B Common Stock were converted into 162,500 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Read SEC document
July 05, 2023 Filed Jul 7, 2023 20:10 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass B Common Stock · Derivative 162,500 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005821 · primarydocument.xml · derivative · entry 5

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See foonote

Disclosed balance after: 71,450,573

Underlying: Class A Common Stock · 162,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F7 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F7 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Read SEC document
July 05, 2023 Filed Jul 7, 2023 20:10 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 162,500 $26.51 $4,308,638.75
Disclosure

SEC source: 0001562180-23-005821 · primarydocument.xml · nonDerivative · entry 2

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person prior to the effectiveness of the revised requirements of Rule 10b5-1(c). In compliance with SEC guidance, the Reporting Person has not checked the box above but states that the Rule 10b5-1 trading plan is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

F4 · price: This transaction was executed in multiple trades at prices ranging from $26.29 to $26.63. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Read SEC document
July 05, 2023 Filed Jul 7, 2023 20:10 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass A Common Stock 162,500 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005821 · primarydocument.xml · nonDerivative · entry 1

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 162,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 162,500 shares of Class B Common Stock were converted into 162,500 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Read SEC document
June 15, 2023 Filed Jun 16, 2023 22:09 UTC Meta Platforms, Inc. META · Entity 2790 GrantRestricted Stock Units (RSU) (Class A) · Derivative 1,541 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-008939 · dp195311_4-houston.xml · derivative · entry 1

Houston Andrew · CIK 0001734563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,541

Underlying: Class A Common Stock · 1,541 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: The RSUs vest as to 100% of the total RSUs on May 15, 2024; provided, however, in the event that (i) the Issuer's 2024 Annual Meeting of Shareholders is held prior to May 15, 2024; and (ii) the reporting person does not stand for re-election at, or is not re-elected at, the 2024 Annual Meeting of Shareholders (but the reporting person continues to serve on the Board until the date of such meeting), then 100% of the total RSUs shall vest on the date of the 2024 Annual Meeting of Shareholders.

F2 · derivative.expiration_date: The RSUs vest as to 100% of the total RSUs on May 15, 2024; provided, however, in the event that (i) the Issuer's 2024 Annual Meeting of Shareholders is held prior to May 15, 2024; and (ii) the reporting person does not stand for re-election at, or is not re-elected at, the 2024 Annual Meeting of Shareholders (but the reporting person continues to serve on the Board until the date of such meeting), then 100% of the total RSUs shall vest on the date of the 2024 Annual Meeting of Shareholders.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 20:36 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 515,226 $25.04 $12,902,289.49
Disclosure

SEC source: 0001562180-23-005276 · primarydocument.xml · nonDerivative · entry 1

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,266,666

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person prior to the effectiveness of the revised requirements of Rule 10b5-1(c). In compliance with SEC guidance, the Reporting Person has not checked the box above but states that the Rule 10b5-1 trading plan is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

F2 · price: This transaction was executed in multiple trades at prices ranging from $25.00 to $25.15. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Certain of these securities are restricted stock awards of Class A Common Stock. The restricted stock awards vest over a period of up to ten years following the closing of the Issuer's initial public offering of Class A Common Stock, or March 27, 2028, upon achievement of service-based, market-based, and liquidity event-related performance vesting conditions.

Read SEC document
June 05, 2023 Filed Jun 7, 2023 20:09 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass B Common Stock · Derivative 162,500 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004923 · primarydocument.xml · derivative · entry 5

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See foonote

Disclosed balance after: 71,613,073

Underlying: Class A Common Stock · 162,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F7 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F7 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which reporting person serves as trustee.

Read SEC document
June 05, 2023 Filed Jun 7, 2023 20:09 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 162,500 $23.92 $3,886,756.25
Disclosure

SEC source: 0001562180-23-004923 · primarydocument.xml · nonDerivative · entry 2

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person prior to the effectiveness of the revised requirements of Rule 10b5-1(c). In compliance with SEC guidance, the Reporting Person has not checked the box above but states that the Rule 10b5-1 trading plan is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

F4 · price: This transaction was executed in multiple trades at prices ranging from $23.63 to $24.11. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which reporting person serves as trustee.

Read SEC document
June 05, 2023 Filed Jun 7, 2023 20:09 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass A Common Stock 162,500 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004923 · primarydocument.xml · nonDerivative · entry 1

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 162,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 162,500 shares of Class B Common Stock were converted into 162,500 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which reporting person serves as trustee.

Read SEC document
May 15, 2023 Filed May 18, 2023 01:26 UTC Meta Platforms, Inc. META · Entity 2790 Exercise / conversionRestricted Stock Units (RSU) (Class A) · Derivative 1,897 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-007434 · dp193803_4-houston.xml · derivative · entry 4

Houston Andrew · CIK 0001734563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,897 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vested as to 100% of the total shares on May 15, 2023.

F4 · derivative.expiration_date: The RSUs vested as to 100% of the total shares on May 15, 2023.

Read SEC document
May 15, 2023 Filed May 18, 2023 01:26 UTC Meta Platforms, Inc. META · Entity 2790 Exercise / conversionRestricted Stock Units (RSU) (Class A) · Derivative 288 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-007434 · dp193803_4-houston.xml · derivative · entry 3

Houston Andrew · CIK 0001734563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 866

Underlying: Class A Common Stock · 288 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 1/8th of the total RSUs on August 15, 2020 and then an additional 1/16th of the total RSUs vest quarterly thereafter, subject to continued service through each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 1/8th of the total RSUs on August 15, 2020 and then an additional 1/16th of the total RSUs vest quarterly thereafter, subject to continued service through each vesting date.

Read SEC document
May 15, 2023 Filed May 18, 2023 01:26 UTC Meta Platforms, Inc. META · Entity 2790 Exercise / conversionClass A Common Stock 1,897 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-007434 · dp193803_4-houston.xml · nonDerivative · entry 2

Houston Andrew · CIK 0001734563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,952

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares that were acquired in connection with the settlement of the Restricted Stock Units ("RSUs") listed in Table II.

Read SEC document
May 15, 2023 Filed May 18, 2023 01:26 UTC Meta Platforms, Inc. META · Entity 2790 Exercise / conversionClass A Common Stock 288 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-007434 · dp193803_4-houston.xml · nonDerivative · entry 1

Houston Andrew · CIK 0001734563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares that were acquired in connection with the settlement of the Restricted Stock Units ("RSUs") listed in Table II.

Read SEC document
May 11, 2023 Filed May 15, 2023 20:01 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass B Common Stock · Derivative 162,500 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004121 · primarydocument.xml · derivative · entry 5

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See foonote

Disclosed balance after: 71,775,573

Underlying: Class A Common Stock · 162,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F7 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F7 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which reporting person serves as trustee.

Read SEC document
May 11, 2023 Filed May 15, 2023 20:01 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 162,500 $21.65 $3,518,905.00
Disclosure

SEC source: 0001562180-23-004121 · primarydocument.xml · nonDerivative · entry 2

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person, entered into prior to the effectiveness of the revised requirements of Rule 10b5-1(c). In compliance with SEC guidance, the Reporting Person has not checked the box above but states that the Rule 10b5-1 trading plan is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

F4 · price: This transaction was executed in multiple trades at prices ranging from $21.54 to $21.78. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which reporting person serves as trustee.

Read SEC document
May 11, 2023 Filed May 15, 2023 20:01 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass A Common Stock 162,500 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004121 · primarydocument.xml · nonDerivative · entry 1

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 162,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 162,500 shares of Class B Common Stock were converted into 162,500 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which reporting person serves as trustee.

Read SEC document
April 04, 2023 Filed Apr 6, 2023 20:14 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass B Common Stock · Derivative 162,500 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-003472 · primarydocument.xml · derivative · entry 5

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See foonote

Disclosed balance after: 71,938,073

Underlying: Class A Common Stock · 162,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F7 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F7 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which reporting person serves as trustee.

Read SEC document
April 04, 2023 Filed Apr 6, 2023 20:14 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 162,500 $21.31 $3,463,362.50
Disclosure

SEC source: 0001562180-23-003472 · primarydocument.xml · nonDerivative · entry 2

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person, entered into prior to the effectiveness of the revised requirements of Rule 10b5-1(c). In compliance with SEC guidance, the Reporting Person has not checked the box above but states that the Rule 10b5-1 trading plan is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

F4 · price: This transaction was executed in multiple trades at prices ranging from $21.22 to $21.47. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which reporting person serves as trustee.

Read SEC document
April 04, 2023 Filed Apr 6, 2023 20:14 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass A Common Stock 162,500 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-003472 · primarydocument.xml · nonDerivative · entry 1

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 162,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 162,5000 shares of Class B Common Stock were converted into 162,500 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which reporting person serves as trustee.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 21:03 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass B Common Stock · Derivative 162,500 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-002605 · primarydocument.xml · derivative · entry 5

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See foonote

Disclosed balance after: 72,100,573

Underlying: Class A Common Stock · 162,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F7 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F7 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which reporting person serves as trustee.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 21:03 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 162,500 $20.55 $3,340,122.50
Disclosure

SEC source: 0001562180-23-002605 · primarydocument.xml · nonDerivative · entry 2

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $20.29 to $20.86. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which reporting person serves as trustee.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 21:03 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass A Common Stock 162,500 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-002605 · primarydocument.xml · nonDerivative · entry 1

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 162,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 162,5000 shares of Class B Common Stock were converted into 162,500 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which reporting person serves as trustee.

Read SEC document
February 15, 2023 Filed Feb 18, 2023 00:10 UTC Meta Platforms, Inc. META · Entity 2790 Exercise / conversionRestricted Stock Units (RSU) (Class A) · Derivative 289 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-002601 · dp189031_4-houston.xml · derivative · entry 2

Houston Andrew · CIK 0001734563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,154

Underlying: Class A Common Stock · 289 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 1/8th of the total RSUs on August 15, 2020 and then an additional 1/16th of the total RSUs vest quarterly thereafter, subject to continued service through each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 1/8th of the total RSUs on August 15, 2020 and then an additional 1/16th of the total RSUs vest quarterly thereafter, subject to continued service through each vesting date.

Read SEC document
February 15, 2023 Filed Feb 18, 2023 00:10 UTC Meta Platforms, Inc. META · Entity 2790 Exercise / conversionClass A Common Stock 289 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-002601 · dp189031_4-houston.xml · nonDerivative · entry 1

Houston Andrew · CIK 0001734563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares that were acquired in connection with the settlement of the Restricted Stock Units ("RSUs") listed in Table II.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 21:45 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass B Common Stock · Derivative 162,500 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001116 · primarydocument.xml · derivative · entry 5

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See foonote

Disclosed balance after: 72,263,073

Underlying: Class A Common Stock · 162,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F7 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F7 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which reporting person serves as trustee.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 21:45 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 162,500 $23.56 $3,828,695.00
Disclosure

SEC source: 0001562180-23-001116 · primarydocument.xml · nonDerivative · entry 2

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $23.38 to $23.90. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which reporting person serves as trustee.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 21:45 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass A Common Stock 162,500 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001116 · primarydocument.xml · nonDerivative · entry 1

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 162,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 162,5000 shares of Class B Common Stock were converted into 162,500 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which reporting person serves as trustee.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 21:14 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass B Common Stock · Derivative 162,500 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000284 · primarydocument.xml · derivative · entry 5

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See foonote

Disclosed balance after: 72,425,573

Underlying: Class A Common Stock · 162,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F7 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F7 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which reporting person serves as trustee.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 21:14 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 162,500 $22.14 $3,597,441.25
Disclosure

SEC source: 0001562180-23-000284 · primarydocument.xml · nonDerivative · entry 2

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $21.99 to $22.47. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which reporting person serves as trustee.

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January 05, 2023 Filed Jan 9, 2023 21:14 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass A Common Stock 162,500 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000284 · primarydocument.xml · nonDerivative · entry 1

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 162,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 162,5000 shares of Class B Common Stock were converted into 162,500 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which reporting person serves as trustee.

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December 05, 2022 Filed Dec 7, 2022 21:08 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass B Common Stock · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-008138 · primarydocument.xml · derivative · entry 5

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See foonote

Disclosed balance after: 72,588,073

Underlying: Class A Common Stock · 150,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F7 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F7 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which reporting person serves as trustee.

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December 05, 2022 Filed Dec 7, 2022 21:08 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 162,500 $22.66 $3,682,087.50
Disclosure

SEC source: 0001562180-22-008138 · primarydocument.xml · nonDerivative · entry 2

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $22.39 to $23.06. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which reporting person serves as trustee.

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December 05, 2022 Filed Dec 7, 2022 21:08 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass A Common Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-008138 · primarydocument.xml · nonDerivative · entry 1

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 162,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 150,000 shares of Class B Common Stock were converted into 150,000 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which reporting person serves as trustee.

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November 15, 2022 Filed Nov 18, 2022 02:21 UTC Meta Platforms, Inc. META · Entity 2790 Exercise / conversionRestricted Stock Units (RSU) (Class A) · Derivative 288 $0.00 $0.00
Disclosure

SEC source: 0000950103-22-019879 · dp184474_4-houston.xml · derivative · entry 2

Houston Andrew · CIK 0001734563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,443

Underlying: Class A Common Stock · 288 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 1/8th of the total RSUs on August 15, 2020 and then an additional 1/16th of the total RSUs vest quarterly thereafter, subject to continued service through each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 1/8th of the total RSUs on August 15, 2020 and then an additional 1/16th of the total RSUs vest quarterly thereafter, subject to continued service through each vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.