Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DROPBOX, INC.DBX · Entity 1121 | Director · Co-CEO · 10% owner | October 12, 2026 | October 15, 2026 |
| Meta Platforms, Inc.META · Entity 2790 | Director | June 15, 2026 | June 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DROPBOX, INC.
Report date October 12, 2026 · Filed October 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 29,500 |
Reported balance
After 2026-10-12 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2026-10-12 · Conversion · Acquired 29,500 · Balance 29,500 F1: 29,500 shares of Class B Common Stock were converted into 29,500 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. F2: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2026-10-12 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2026-10-12 · Sale · Disposed 29,500 · Balance 0 F3: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 11, 2026. F4: This transaction was executed in multiple trades at prices ranging from $35.00 to $35.20. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 716,728 |
Reported balance
Holding disclosure · report date 2026-10-12 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 716,728 F6: Shares held by the Houston Remainder Trust u/a/d 12/30/2010, for which reporting Person serves as trustee. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 444,444 |
Reported balance
Holding disclosure · report date 2026-10-12 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 444,444 F7: Shares held by The Erin Yu Houston Revocable Trust u/a/d 1/18/2024, for which the Reporting Person's spouse serves as trustee. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee foonote | 65,561,029 |
Reported balance
After 2026-10-12 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-10-12 · Conversion · Disposed 29,500 · Balance 65,561,029 F8: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F2: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee foonote | 500,500 |
Reported balance
Holding disclosure · report date 2026-10-12 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 500,500 F8: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F9: Shares held by the Houston 2012 Irrevocable Children's Trust u/a/d 4/12/2012, for which Reporting Person serves as trustee. |
| Class A Common StockSEC Table I · non-derivative | Direct | 8,266,666 |
Reported balance
Holding disclosure · report date 2026-10-12 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 8,266,666 F5: These securities are restricted stock awards of Class A Common Stock. The restricted stock awards vest over a period of up to ten years following the closing of the Issuer's initial public offering of Class A Common Stock, or March 27, 2028, upon achievement of service-based, market-based, and liquidity event-related performance vesting conditions. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 7,608,764 |
Reported balance
Holding disclosure · report date 2026-10-12 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 7,608,764 F8: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F6: Shares held by the Houston Remainder Trust u/a/d 12/30/2010, for which reporting Person serves as trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: 29,500 shares of Class B Common Stock were converted into 29,500 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.
F2: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.
F3: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 11, 2026.
F4: This transaction was executed in multiple trades at prices ranging from $35.00 to $35.20. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: These securities are restricted stock awards of Class A Common Stock. The restricted stock awards vest over a period of up to ten years following the closing of the Issuer's initial public offering of Class A Common Stock, or March 27, 2028, upon achievement of service-based, market-based, and liquidity event-related performance vesting conditions.
F6: Shares held by the Houston Remainder Trust u/a/d 12/30/2010, for which reporting Person serves as trustee.
F7: Shares held by The Erin Yu Houston Revocable Trust u/a/d 1/18/2024, for which the Reporting Person's spouse serves as trustee.
F8: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.
F9: Shares held by the Houston 2012 Irrevocable Children's Trust u/a/d 4/12/2012, for which Reporting Person serves as trustee.
Meta Platforms, Inc.
Report date June 15, 2026 · Filed June 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock Units (RSU) (Class A)SEC Table II · derivative / convertible security | Direct | 612 |
Reported balance
After 2026-06-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-15 · Grant · Acquired 612 · Balance 612 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement. F2: The RSUs vest as to 100% of the total RSUs on May 15, 2027; provided, however, in the event that (i) the Issuer's 2027 Annual Meeting of Shareholders is held prior to May 15, 2027; and (ii) the reporting person does not stand for re-election at, or is not re-elected at, the 2027 Annual Meeting of Shareholders (but the reporting person continues to serve on the Board until the date of such meeting), then 100% of the total RSUs shall vest on the date of the 2027 Annual Meeting of Shareholders. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement.
F2: The RSUs vest as to 100% of the total RSUs on May 15, 2027; provided, however, in the event that (i) the Issuer's 2027 Annual Meeting of Shareholders is held prior to May 15, 2027; and (ii) the reporting person does not stand for re-election at, or is not re-elected at, the 2027 Annual Meeting of Shareholders (but the reporting person continues to serve on the Board until the date of such meeting), then 100% of the total RSUs shall vest on the date of the 2027 Annual Meeting of Shareholders.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2024 Filed Apr 3, 2024 20:02 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass A Common Stock | 82,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-003234 · primarydocument.xml · nonDerivative · entry 1 Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · See footnote Disclosed balance after: 82,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 82,000 shares of Class B Common Stock were converted into 82,000 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee. Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 20:26 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 444,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-002717 · primarydocument.xml · derivative · entry 6 Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 444,444 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F6 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F6 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F2 · balance_after: Shares held by The Houston Family LLC, for which the Reporting Person is the sole member. F7 · balance_after: Reflects a transfer of 444,444 shares of Class B Common Stock from the Andrew Houston Revocable Trust u/a/d 9/7/2011 on March 12, 2024 to The Houston Family LLC, for which the Reporting Person is the sole member. Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 20:26 UTC | DROPBOX, INC. DBX · Entity 1121 | GiftClass A Common Stock | 444,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-002717 · primarydocument.xml · nonDerivative · entry 3 Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 444,444 F3 · ownership.nature: Shares held by The Erin Yu Houston Revocable Trust u/a/d 1/18/2024, for which the Reporting Person's spouse serves as trustee. Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 20:26 UTC | DROPBOX, INC. DBX · Entity 1121 | GiftClass A Common Stock | 444,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-002717 · primarydocument.xml · nonDerivative · entry 2 Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 F2 · ownership.nature: Shares held by The Houston Family LLC, for which the Reporting Person is the sole member. Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 20:26 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass A Common Stock | 444,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-002717 · primarydocument.xml · nonDerivative · entry 1 Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 444,444 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 444,444 shares of Class B Common Stock were converted into 444,444 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. F2 · ownership.nature: Shares held by The Houston Family LLC, for which the Reporting Person is the sole member. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 21:09 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 164,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-002399 · primarydocument.xml · derivative · entry 5 Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · See foonote Disclosed balance after: 71,124,073 Underlying: Class A Common Stock · 164,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F7 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F7 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 21:09 UTC | DROPBOX, INC. DBX · Entity 1121 | SaleClass A Common Stock | 164,000 | $23.86 | $3,913,122.00 |
DisclosureSEC source: 0001562180-24-002399 · primarydocument.xml · nonDerivative · entry 2 Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · See footnote Disclosed balance after: 0 F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 5, 2023 F4 · price: This transaction was executed in multiple trades at prices ranging from $23.68 to $24.14. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 21:09 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass A Common Stock | 164,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-002399 · primarydocument.xml · nonDerivative · entry 1 Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · See footnote Disclosed balance after: 164,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 164,000 shares of Class B Common Stock were converted into 164,000 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 23:47 UTC | Meta Platforms, Inc. META · Entity 2790 | Exercise / conversionRestricted Stock Units (RSU) (Class A) · Derivative | 289 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-24-002465 · dp206767_4-houston.xml · derivative · entry 2 Houston Andrew · CIK 0001734563 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 289 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 1/8th of the total RSUs on August 15, 2020 and then an additional 1/16th of the total RSUs vest quarterly thereafter, subject to continued service through each vesting date. F3 · derivative.expiration_date: The RSUs vest as to 1/8th of the total RSUs on August 15, 2020 and then an additional 1/16th of the total RSUs vest quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 23:47 UTC | Meta Platforms, Inc. META · Entity 2790 | Exercise / conversionClass A Common Stock | 289 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-24-002465 · dp206767_4-houston.xml · nonDerivative · entry 1 Houston Andrew · CIK 0001734563 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,818 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares that were acquired in connection with the settlement of the Restricted Stock Units ("RSUs") listed in Table II. Read SEC document |
| November 15, 2023 Filed Nov 18, 2023 00:18 UTC | Meta Platforms, Inc. META · Entity 2790 | Exercise / conversionRestricted Stock Units (RSU) (Class A) · Derivative | 288 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-23-016458 · dp202827_4-houston.xml · derivative · entry 2 Houston Andrew · CIK 0001734563 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 289 Underlying: Class A Common Stock · 288 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 1/8th of the total RSUs on August 15, 2020 and then an additional 1/16th of the total RSUs vest quarterly thereafter, subject to continued service through each vesting date. F3 · derivative.expiration_date: The RSUs vest as to 1/8th of the total RSUs on August 15, 2020 and then an additional 1/16th of the total RSUs vest quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| November 15, 2023 Filed Nov 18, 2023 00:18 UTC | Meta Platforms, Inc. META · Entity 2790 | Exercise / conversionClass A Common Stock | 288 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-23-016458 · dp202827_4-houston.xml · nonDerivative · entry 1 Houston Andrew · CIK 0001734563 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,529 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares that were acquired in connection with the settlement of the Restricted Stock Units ("RSUs") listed in Table II. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 22:44 UTC | Meta Platforms, Inc. META · Entity 2790 | Exercise / conversionRestricted Stock Units (RSU) (Class A) · Derivative | 289 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-23-012241 · dp198573_4-houston.xml · derivative · entry 2 Houston Andrew · CIK 0001734563 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 577 Underlying: Class A Common Stock · 289 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 1/8th of the total RSUs on August 15, 2020 and then an additional 1/16th of the total RSUs vest quarterly thereafter, subject to continued service through each vesting date. F3 · derivative.expiration_date: The RSUs vest as to 1/8th of the total RSUs on August 15, 2020 and then an additional 1/16th of the total RSUs vest quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 22:44 UTC | Meta Platforms, Inc. META · Entity 2790 | Exercise / conversionClass A Common Stock | 289 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-23-012241 · dp198573_4-houston.xml · nonDerivative · entry 1 Houston Andrew · CIK 0001734563 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,241 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares that were acquired in connection with the settlement of the Restricted Stock Units ("RSUs") listed in Table II. Read SEC document |
| August 10, 2023 Filed Aug 14, 2023 20:08 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 162,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-006307 · primarydocument.xml · derivative · entry 5 Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See foonote Disclosed balance after: 71,288,073 Underlying: Class A Common Stock · 162,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F7 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F7 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee. Read SEC document |
| August 10, 2023 Filed Aug 14, 2023 20:08 UTC | DROPBOX, INC. DBX · Entity 1121 | SaleClass A Common Stock | 162,500 | $27.68 | $4,498,796.25 |
DisclosureSEC source: 0001562180-23-006307 · primarydocument.xml · nonDerivative · entry 2 Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person prior to the effectiveness of the revised requirements of Rule 10b5-1(c). In compliance with SEC guidance, the Reporting Person has not checked the box above but states that the Rule 10b5-1 trading plan is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). F4 · price: This transaction was executed in multiple trades at prices ranging from $27.41 to $28.05. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee. Read SEC document |
| August 10, 2023 Filed Aug 14, 2023 20:08 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass A Common Stock | 162,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-006307 · primarydocument.xml · nonDerivative · entry 1 Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 162,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 162,500 shares of Class B Common Stock were converted into 162,500 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee. Read SEC document |
| July 05, 2023 Filed Jul 7, 2023 20:10 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 162,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-005821 · primarydocument.xml · derivative · entry 5 Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See foonote Disclosed balance after: 71,450,573 Underlying: Class A Common Stock · 162,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F7 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F7 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee. Read SEC document |
| July 05, 2023 Filed Jul 7, 2023 20:10 UTC | DROPBOX, INC. DBX · Entity 1121 | SaleClass A Common Stock | 162,500 | $26.51 | $4,308,638.75 |
DisclosureSEC source: 0001562180-23-005821 · primarydocument.xml · nonDerivative · entry 2 Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person prior to the effectiveness of the revised requirements of Rule 10b5-1(c). In compliance with SEC guidance, the Reporting Person has not checked the box above but states that the Rule 10b5-1 trading plan is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). F4 · price: This transaction was executed in multiple trades at prices ranging from $26.29 to $26.63. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee. Read SEC document |
| July 05, 2023 Filed Jul 7, 2023 20:10 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass A Common Stock | 162,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-005821 · primarydocument.xml · nonDerivative · entry 1 Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 162,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 162,500 shares of Class B Common Stock were converted into 162,500 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 22:09 UTC | Meta Platforms, Inc. META · Entity 2790 | GrantRestricted Stock Units (RSU) (Class A) · Derivative | 1,541 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-23-008939 · dp195311_4-houston.xml · derivative · entry 1 Houston Andrew · CIK 0001734563 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,541 Underlying: Class A Common Stock · 1,541 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement. F2 · derivative.exercise_date: The RSUs vest as to 100% of the total RSUs on May 15, 2024; provided, however, in the event that (i) the Issuer's 2024 Annual Meeting of Shareholders is held prior to May 15, 2024; and (ii) the reporting person does not stand for re-election at, or is not re-elected at, the 2024 Annual Meeting of Shareholders (but the reporting person continues to serve on the Board until the date of such meeting), then 100% of the total RSUs shall vest on the date of the 2024 Annual Meeting of Shareholders. F2 · derivative.expiration_date: The RSUs vest as to 100% of the total RSUs on May 15, 2024; provided, however, in the event that (i) the Issuer's 2024 Annual Meeting of Shareholders is held prior to May 15, 2024; and (ii) the reporting person does not stand for re-election at, or is not re-elected at, the 2024 Annual Meeting of Shareholders (but the reporting person continues to serve on the Board until the date of such meeting), then 100% of the total RSUs shall vest on the date of the 2024 Annual Meeting of Shareholders. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 20:36 UTC | DROPBOX, INC. DBX · Entity 1121 | SaleClass A Common Stock | 515,226 | $25.04 | $12,902,289.49 |
DisclosureSEC source: 0001562180-23-005276 · primarydocument.xml · nonDerivative · entry 1 Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,266,666 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person prior to the effectiveness of the revised requirements of Rule 10b5-1(c). In compliance with SEC guidance, the Reporting Person has not checked the box above but states that the Rule 10b5-1 trading plan is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). F2 · price: This transaction was executed in multiple trades at prices ranging from $25.00 to $25.15. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Certain of these securities are restricted stock awards of Class A Common Stock. The restricted stock awards vest over a period of up to ten years following the closing of the Issuer's initial public offering of Class A Common Stock, or March 27, 2028, upon achievement of service-based, market-based, and liquidity event-related performance vesting conditions. Read SEC document |
| June 05, 2023 Filed Jun 7, 2023 20:09 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 162,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-004923 · primarydocument.xml · derivative · entry 5 Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See foonote Disclosed balance after: 71,613,073 Underlying: Class A Common Stock · 162,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F7 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F7 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which reporting person serves as trustee. Read SEC document |
| June 05, 2023 Filed Jun 7, 2023 20:09 UTC | DROPBOX, INC. DBX · Entity 1121 | SaleClass A Common Stock | 162,500 | $23.92 | $3,886,756.25 |
DisclosureSEC source: 0001562180-23-004923 · primarydocument.xml · nonDerivative · entry 2 Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person prior to the effectiveness of the revised requirements of Rule 10b5-1(c). In compliance with SEC guidance, the Reporting Person has not checked the box above but states that the Rule 10b5-1 trading plan is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). F4 · price: This transaction was executed in multiple trades at prices ranging from $23.63 to $24.11. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which reporting person serves as trustee. Read SEC document |
| June 05, 2023 Filed Jun 7, 2023 20:09 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass A Common Stock | 162,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-004923 · primarydocument.xml · nonDerivative · entry 1 Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 162,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 162,500 shares of Class B Common Stock were converted into 162,500 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which reporting person serves as trustee. Read SEC document |
| May 15, 2023 Filed May 18, 2023 01:26 UTC | Meta Platforms, Inc. META · Entity 2790 | Exercise / conversionRestricted Stock Units (RSU) (Class A) · Derivative | 1,897 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-23-007434 · dp193803_4-houston.xml · derivative · entry 4 Houston Andrew · CIK 0001734563 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,897 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement. F4 · derivative.exercise_date: The RSUs vested as to 100% of the total shares on May 15, 2023. F4 · derivative.expiration_date: The RSUs vested as to 100% of the total shares on May 15, 2023. Read SEC document |
| May 15, 2023 Filed May 18, 2023 01:26 UTC | Meta Platforms, Inc. META · Entity 2790 | Exercise / conversionRestricted Stock Units (RSU) (Class A) · Derivative | 288 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-23-007434 · dp193803_4-houston.xml · derivative · entry 3 Houston Andrew · CIK 0001734563 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 866 Underlying: Class A Common Stock · 288 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 1/8th of the total RSUs on August 15, 2020 and then an additional 1/16th of the total RSUs vest quarterly thereafter, subject to continued service through each vesting date. F3 · derivative.expiration_date: The RSUs vest as to 1/8th of the total RSUs on August 15, 2020 and then an additional 1/16th of the total RSUs vest quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| May 15, 2023 Filed May 18, 2023 01:26 UTC | Meta Platforms, Inc. META · Entity 2790 | Exercise / conversionClass A Common Stock | 1,897 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-23-007434 · dp193803_4-houston.xml · nonDerivative · entry 2 Houston Andrew · CIK 0001734563 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,952 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares that were acquired in connection with the settlement of the Restricted Stock Units ("RSUs") listed in Table II. Read SEC document |
| May 15, 2023 Filed May 18, 2023 01:26 UTC | Meta Platforms, Inc. META · Entity 2790 | Exercise / conversionClass A Common Stock | 288 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-23-007434 · dp193803_4-houston.xml · nonDerivative · entry 1 Houston Andrew · CIK 0001734563 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,055 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares that were acquired in connection with the settlement of the Restricted Stock Units ("RSUs") listed in Table II. Read SEC document |
| May 11, 2023 Filed May 15, 2023 20:01 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 162,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-004121 · primarydocument.xml · derivative · entry 5 Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See foonote Disclosed balance after: 71,775,573 Underlying: Class A Common Stock · 162,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F7 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F7 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which reporting person serves as trustee. Read SEC document |
| May 11, 2023 Filed May 15, 2023 20:01 UTC | DROPBOX, INC. DBX · Entity 1121 | SaleClass A Common Stock | 162,500 | $21.65 | $3,518,905.00 |
DisclosureSEC source: 0001562180-23-004121 · primarydocument.xml · nonDerivative · entry 2 Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person, entered into prior to the effectiveness of the revised requirements of Rule 10b5-1(c). In compliance with SEC guidance, the Reporting Person has not checked the box above but states that the Rule 10b5-1 trading plan is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). F4 · price: This transaction was executed in multiple trades at prices ranging from $21.54 to $21.78. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which reporting person serves as trustee. Read SEC document |
| May 11, 2023 Filed May 15, 2023 20:01 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass A Common Stock | 162,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-004121 · primarydocument.xml · nonDerivative · entry 1 Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 162,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 162,500 shares of Class B Common Stock were converted into 162,500 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which reporting person serves as trustee. Read SEC document |
| April 04, 2023 Filed Apr 6, 2023 20:14 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 162,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-003472 · primarydocument.xml · derivative · entry 5 Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See foonote Disclosed balance after: 71,938,073 Underlying: Class A Common Stock · 162,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F7 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F7 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which reporting person serves as trustee. Read SEC document |
| April 04, 2023 Filed Apr 6, 2023 20:14 UTC | DROPBOX, INC. DBX · Entity 1121 | SaleClass A Common Stock | 162,500 | $21.31 | $3,463,362.50 |
DisclosureSEC source: 0001562180-23-003472 · primarydocument.xml · nonDerivative · entry 2 Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person, entered into prior to the effectiveness of the revised requirements of Rule 10b5-1(c). In compliance with SEC guidance, the Reporting Person has not checked the box above but states that the Rule 10b5-1 trading plan is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). F4 · price: This transaction was executed in multiple trades at prices ranging from $21.22 to $21.47. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which reporting person serves as trustee. Read SEC document |
| April 04, 2023 Filed Apr 6, 2023 20:14 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass A Common Stock | 162,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-003472 · primarydocument.xml · nonDerivative · entry 1 Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 162,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 162,5000 shares of Class B Common Stock were converted into 162,500 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which reporting person serves as trustee. Read SEC document |
| March 06, 2023 Filed Mar 8, 2023 21:03 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 162,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-002605 · primarydocument.xml · derivative · entry 5 Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See foonote Disclosed balance after: 72,100,573 Underlying: Class A Common Stock · 162,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F7 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F7 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which reporting person serves as trustee. Read SEC document |
| March 06, 2023 Filed Mar 8, 2023 21:03 UTC | DROPBOX, INC. DBX · Entity 1121 | SaleClass A Common Stock | 162,500 | $20.55 | $3,340,122.50 |
DisclosureSEC source: 0001562180-23-002605 · primarydocument.xml · nonDerivative · entry 2 Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F4 · price: This transaction was executed in multiple trades at prices ranging from $20.29 to $20.86. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which reporting person serves as trustee. Read SEC document |
| March 06, 2023 Filed Mar 8, 2023 21:03 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass A Common Stock | 162,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-002605 · primarydocument.xml · nonDerivative · entry 1 Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 162,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 162,5000 shares of Class B Common Stock were converted into 162,500 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which reporting person serves as trustee. Read SEC document |
| February 15, 2023 Filed Feb 18, 2023 00:10 UTC | Meta Platforms, Inc. META · Entity 2790 | Exercise / conversionRestricted Stock Units (RSU) (Class A) · Derivative | 289 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-23-002601 · dp189031_4-houston.xml · derivative · entry 2 Houston Andrew · CIK 0001734563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,154 Underlying: Class A Common Stock · 289 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 1/8th of the total RSUs on August 15, 2020 and then an additional 1/16th of the total RSUs vest quarterly thereafter, subject to continued service through each vesting date. F3 · derivative.expiration_date: The RSUs vest as to 1/8th of the total RSUs on August 15, 2020 and then an additional 1/16th of the total RSUs vest quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 15, 2023 Filed Feb 18, 2023 00:10 UTC | Meta Platforms, Inc. META · Entity 2790 | Exercise / conversionClass A Common Stock | 289 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-23-002601 · dp189031_4-houston.xml · nonDerivative · entry 1 Houston Andrew · CIK 0001734563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,767 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares that were acquired in connection with the settlement of the Restricted Stock Units ("RSUs") listed in Table II. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 21:45 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 162,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-001116 · primarydocument.xml · derivative · entry 5 Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See foonote Disclosed balance after: 72,263,073 Underlying: Class A Common Stock · 162,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F7 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F7 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which reporting person serves as trustee. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 21:45 UTC | DROPBOX, INC. DBX · Entity 1121 | SaleClass A Common Stock | 162,500 | $23.56 | $3,828,695.00 |
DisclosureSEC source: 0001562180-23-001116 · primarydocument.xml · nonDerivative · entry 2 Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F4 · price: This transaction was executed in multiple trades at prices ranging from $23.38 to $23.90. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which reporting person serves as trustee. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 21:45 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass A Common Stock | 162,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-001116 · primarydocument.xml · nonDerivative · entry 1 Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 162,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 162,5000 shares of Class B Common Stock were converted into 162,500 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which reporting person serves as trustee. Read SEC document |
| January 05, 2023 Filed Jan 9, 2023 21:14 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 162,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-000284 · primarydocument.xml · derivative · entry 5 Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See foonote Disclosed balance after: 72,425,573 Underlying: Class A Common Stock · 162,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F7 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F7 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which reporting person serves as trustee. Read SEC document |
| January 05, 2023 Filed Jan 9, 2023 21:14 UTC | DROPBOX, INC. DBX · Entity 1121 | SaleClass A Common Stock | 162,500 | $22.14 | $3,597,441.25 |
DisclosureSEC source: 0001562180-23-000284 · primarydocument.xml · nonDerivative · entry 2 Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F4 · price: This transaction was executed in multiple trades at prices ranging from $21.99 to $22.47. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which reporting person serves as trustee. Read SEC document |
| January 05, 2023 Filed Jan 9, 2023 21:14 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass A Common Stock | 162,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-000284 · primarydocument.xml · nonDerivative · entry 1 Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 162,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 162,5000 shares of Class B Common Stock were converted into 162,500 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which reporting person serves as trustee. Read SEC document |
| December 05, 2022 Filed Dec 7, 2022 21:08 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-008138 · primarydocument.xml · derivative · entry 5 Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See foonote Disclosed balance after: 72,588,073 Underlying: Class A Common Stock · 150,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F7 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F7 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which reporting person serves as trustee. Read SEC document |
| December 05, 2022 Filed Dec 7, 2022 21:08 UTC | DROPBOX, INC. DBX · Entity 1121 | SaleClass A Common Stock | 162,500 | $22.66 | $3,682,087.50 |
DisclosureSEC source: 0001562180-22-008138 · primarydocument.xml · nonDerivative · entry 2 Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F4 · price: This transaction was executed in multiple trades at prices ranging from $22.39 to $23.06. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which reporting person serves as trustee. Read SEC document |
| December 05, 2022 Filed Dec 7, 2022 21:08 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass A Common Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-008138 · primarydocument.xml · nonDerivative · entry 1 Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 162,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 150,000 shares of Class B Common Stock were converted into 150,000 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which reporting person serves as trustee. Read SEC document |
| November 15, 2022 Filed Nov 18, 2022 02:21 UTC | Meta Platforms, Inc. META · Entity 2790 | Exercise / conversionRestricted Stock Units (RSU) (Class A) · Derivative | 288 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-22-019879 · dp184474_4-houston.xml · derivative · entry 2 Houston Andrew · CIK 0001734563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,443 Underlying: Class A Common Stock · 288 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 1/8th of the total RSUs on August 15, 2020 and then an additional 1/16th of the total RSUs vest quarterly thereafter, subject to continued service through each vesting date. F3 · derivative.expiration_date: The RSUs vest as to 1/8th of the total RSUs on August 15, 2020 and then an additional 1/16th of the total RSUs vest quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.