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person · Reporting owner

Houston Andrew

Disclosed activity across 2 companies

Tapewire entity
10662
SEC CIK
0001734563

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DROPBOX, INC.DBX · Entity 1121Director · Co-CEO · 10% ownerOctober 12, 2026October 15, 2026
Meta Platforms, Inc.META · Entity 2790DirectorJune 15, 2026June 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DROPBOX, INC.

Report date October 12, 2026 · Filed October 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote29,500 Reported balance After 2026-10-12 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2026-10-12 · Conversion · Acquired 29,500 · Balance 29,500

F1: 29,500 shares of Class B Common Stock were converted into 29,500 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F2: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote0 Reported balance After 2026-10-12 transaction · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · 2026-10-12 · Sale · Disposed 29,500 · Balance 0

F3: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 11, 2026.

F4: This transaction was executed in multiple trades at prices ranging from $35.00 to $35.20. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote716,728 Reported balance Holding disclosure · report date 2026-10-12 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 716,728

F6: Shares held by the Houston Remainder Trust u/a/d 12/30/2010, for which reporting Person serves as trustee.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote444,444 Reported balance Holding disclosure · report date 2026-10-12 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 444,444

F7: Shares held by The Erin Yu Houston Revocable Trust u/a/d 1/18/2024, for which the Reporting Person's spouse serves as trustee.

Class B Common StockSEC Table II · derivative / convertible securityIndirectSee foonote65,561,029 Reported balance After 2026-10-12 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-10-12 · Conversion · Disposed 29,500 · Balance 65,561,029

F8: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F2: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Class B Common StockSEC Table II · derivative / convertible securityIndirectSee foonote500,500 Reported balance Holding disclosure · report date 2026-10-12 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 500,500

F8: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F9: Shares held by the Houston 2012 Irrevocable Children's Trust u/a/d 4/12/2012, for which Reporting Person serves as trustee.

Class A Common StockSEC Table I · non-derivativeDirect8,266,666 Reported balance Holding disclosure · report date 2026-10-12 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 8,266,666

F5: These securities are restricted stock awards of Class A Common Stock. The restricted stock awards vest over a period of up to ten years following the closing of the Issuer's initial public offering of Class A Common Stock, or March 27, 2028, upon achievement of service-based, market-based, and liquidity event-related performance vesting conditions.

Class B Common StockSEC Table II · derivative / convertible securityIndirectSee Footnote7,608,764 Reported balance Holding disclosure · report date 2026-10-12 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 7,608,764

F8: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F6: Shares held by the Houston Remainder Trust u/a/d 12/30/2010, for which reporting Person serves as trustee.

Filing footnotes · ownership attribution and instrument terms

F1: 29,500 shares of Class B Common Stock were converted into 29,500 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F2: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

F3: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 11, 2026.

F4: This transaction was executed in multiple trades at prices ranging from $35.00 to $35.20. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5: These securities are restricted stock awards of Class A Common Stock. The restricted stock awards vest over a period of up to ten years following the closing of the Issuer's initial public offering of Class A Common Stock, or March 27, 2028, upon achievement of service-based, market-based, and liquidity event-related performance vesting conditions.

F6: Shares held by the Houston Remainder Trust u/a/d 12/30/2010, for which reporting Person serves as trustee.

F7: Shares held by The Erin Yu Houston Revocable Trust u/a/d 1/18/2024, for which the Reporting Person's spouse serves as trustee.

F8: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F9: Shares held by the Houston 2012 Irrevocable Children's Trust u/a/d 4/12/2012, for which Reporting Person serves as trustee.

Meta Platforms, Inc.

Report date June 15, 2026 · Filed June 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock Units (RSU) (Class A)SEC Table II · derivative / convertible securityDirect612 Reported balance After 2026-06-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-15 · Grant · Acquired 612 · Balance 612

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement.

F2: The RSUs vest as to 100% of the total RSUs on May 15, 2027; provided, however, in the event that (i) the Issuer's 2027 Annual Meeting of Shareholders is held prior to May 15, 2027; and (ii) the reporting person does not stand for re-election at, or is not re-elected at, the 2027 Annual Meeting of Shareholders (but the reporting person continues to serve on the Board until the date of such meeting), then 100% of the total RSUs shall vest on the date of the 2027 Annual Meeting of Shareholders.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement.

F2: The RSUs vest as to 100% of the total RSUs on May 15, 2027; provided, however, in the event that (i) the Issuer's 2027 Annual Meeting of Shareholders is held prior to May 15, 2027; and (ii) the reporting person does not stand for re-election at, or is not re-elected at, the 2027 Annual Meeting of Shareholders (but the reporting person continues to serve on the Board until the date of such meeting), then 100% of the total RSUs shall vest on the date of the 2027 Annual Meeting of Shareholders.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2025 Filed Oct 3, 2025 20:28 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass A Common Stock 101,167 $0.00 $0.00
Disclosure

SEC source: 0001734563-25-000009 · wk-form4_1759523333.xml · nonDerivative · entry 1

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 101,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 101,167 shares of Class B Common Stock were converted into 101,167 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Read SEC document
September 08, 2025 Filed Sep 10, 2025 20:37 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass B Common Stock · Derivative 45,835 $0.00 $0.00
Disclosure

SEC source: 0001734563-25-000007 · wk-form4_1757536655.xml · derivative · entry 6

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See foonote

Disclosed balance after: 67,237,794

Underlying: Class A Common Stock · 45,835 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F8 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F8 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Read SEC document
September 08, 2025 Filed Sep 10, 2025 20:37 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 45,835 $30.04 $1,376,970.49
Disclosure

SEC source: 0001734563-25-000007 · wk-form4_1757536655.xml · nonDerivative · entry 2

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2025.

F4 · price: This transaction was executed in multiple trades at prices ranging from $30.00 to $30.15. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Read SEC document
September 08, 2025 Filed Sep 10, 2025 20:37 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass A Common Stock 45,835 $0.00 $0.00
Disclosure

SEC source: 0001734563-25-000007 · wk-form4_1757536655.xml · nonDerivative · entry 1

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 45,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 45,835 shares of Class B Common Stock were converted into 45,835 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Read SEC document
September 02, 2025 Filed Sep 4, 2025 20:30 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass B Common Stock · Derivative 92,000 $0.00 $0.00
Disclosure

SEC source: 0001734563-25-000005 · wk-form4_1757017832.xml · derivative · entry 6

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See foonote

Disclosed balance after: 67,283,629

Underlying: Class A Common Stock · 92,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F8 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F8 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Read SEC document
September 02, 2025 Filed Sep 4, 2025 20:30 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 92,000 $28.52 $2,623,830.80
Disclosure

SEC source: 0001734563-25-000005 · wk-form4_1757017832.xml · nonDerivative · entry 2

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2025.

F4 · price: This transaction was executed in multiple trades at prices ranging from $28.28 to $28.92. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Read SEC document
September 02, 2025 Filed Sep 4, 2025 20:30 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass A Common Stock 92,000 $0.00 $0.00
Disclosure

SEC source: 0001734563-25-000005 · wk-form4_1757017832.xml · nonDerivative · entry 1

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 92,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 92,000 shares of Class B Common Stock were converted into 92,000 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Read SEC document
August 14, 2025 Filed Aug 18, 2025 20:50 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass B Common Stock · Derivative 92,000 $0.00 $0.00
Disclosure

SEC source: 0001734563-25-000003 · wk-form4_1755550252.xml · derivative · entry 6

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See foonote

Disclosed balance after: 67,375,629

Underlying: Class A Common Stock · 92,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F8 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F8 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Read SEC document
August 14, 2025 Filed Aug 18, 2025 20:50 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 92,000 $27.83 $2,560,663.60
Disclosure

SEC source: 0001734563-25-000003 · wk-form4_1755550252.xml · nonDerivative · entry 2

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2025.

F4 · price: This transaction was executed in multiple trades at prices ranging from $27.71 to $28.11. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Read SEC document
August 14, 2025 Filed Aug 18, 2025 20:50 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass A Common Stock 92,000 $0.00 $0.00
Disclosure

SEC source: 0001734563-25-000003 · wk-form4_1755550252.xml · nonDerivative · entry 1

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 92,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 92,000 shares of Class B Common Stock were converted into 92,000 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 20:26 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass B Common Stock · Derivative 92,000 $0.00 $0.00
Disclosure

SEC source: 0001467623-25-000108 · wk-form4_1751574366.xml · derivative · entry 6

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See foonote

Disclosed balance after: 67,467,629

Underlying: Class A Common Stock · 92,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F8 · price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F8 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F8 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 20:26 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 92,000 $27.96 $2,571,998.00
Disclosure

SEC source: 0001467623-25-000108 · wk-form4_1751574366.xml · nonDerivative · entry 2

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2025.

F4 · price: This transaction was executed in multiple trades at prices ranging from $27.67 to $28.37. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 20:26 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass A Common Stock 92,000 $0.00 $0.00
Disclosure

SEC source: 0001467623-25-000108 · wk-form4_1751574366.xml · nonDerivative · entry 1

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 92,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 92,000 shares of Class B Common Stock were converted into 92,000 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Read SEC document
June 16, 2025 Filed Jun 19, 2025 00:31 UTC Meta Platforms, Inc. META · Entity 2790 GrantRestricted Stock Units (RSU) (Class A) · Derivative 600 $0.00 $0.00
Disclosure

SEC source: 0000950103-25-007628 · dp230336_4-houston.xml · derivative · entry 1

Houston Andrew · CIK 0001734563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600

Underlying: Class A Common Stock · 600 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: The RSUs vest as to 100% of the total RSUs on May 15, 2026; provided, however, in the event that (i) the Issuer's 2026 Annual Meeting of Shareholders is held prior to May 15, 2026; and (ii) the reporting person does not stand for re-election at, or is not re-elected at, the 2026 Annual Meeting of Shareholders (but the reporting person continues to serve on the Board until the date of such meeting), then 100% of the total RSUs shall vest on the date of the 2026 Annual Meeting of Shareholders.

F2 · derivative.expiration_date: The RSUs vest as to 100% of the total RSUs on May 15, 2026; provided, however, in the event that (i) the Issuer's 2026 Annual Meeting of Shareholders is held prior to May 15, 2026; and (ii) the reporting person does not stand for re-election at, or is not re-elected at, the 2026 Annual Meeting of Shareholders (but the reporting person continues to serve on the Board until the date of such meeting), then 100% of the total RSUs shall vest on the date of the 2026 Annual Meeting of Shareholders.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 20:29 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass B Common Stock · Derivative 135,000 $0.00 $0.00
Disclosure

SEC source: 0001467623-25-000099 · wk-form4_1749846556.xml · derivative · entry 8

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 7,608,764

Underlying: Class A Common Stock · 135,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F5 · price: 135,000 shares of Class B Common Stock were converted into 135,000 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F9 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F9 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F6 · ownership.nature: The Shares are held by the Houston Remainder Trust u/a/d 12/30/2010, for which reporting Person serves as trustee.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 20:29 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass B Common Stock · Derivative 184,000 $0.00 $0.00
Disclosure

SEC source: 0001467623-25-000099 · wk-form4_1749846556.xml · derivative · entry 7

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See foonote

Disclosed balance after: 67,559,629

Underlying: Class A Common Stock · 184,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F1 · price: 184,000 shares of Class B Common Stock were converted into 184,000 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F9 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F9 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 20:29 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 135,000 $28.48 $3,845,164.50
Disclosure

SEC source: 0001467623-25-000099 · wk-form4_1749846556.xml · nonDerivative · entry 4

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 716,728

F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2025.

F4 · price: This transaction was executed in multiple trades at prices ranging from $28.07 to $28.87. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · ownership.nature: The Shares are held by the Houston Remainder Trust u/a/d 12/30/2010, for which reporting Person serves as trustee.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 20:29 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass A Common Stock 135,000 $0.00 $0.00
Disclosure

SEC source: 0001467623-25-000099 · wk-form4_1749846556.xml · nonDerivative · entry 3

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 851,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: 135,000 shares of Class B Common Stock were converted into 135,000 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F6 · ownership.nature: The Shares are held by the Houston Remainder Trust u/a/d 12/30/2010, for which reporting Person serves as trustee.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 20:29 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 184,000 $28.48 $5,240,798.40
Disclosure

SEC source: 0001467623-25-000099 · wk-form4_1749846556.xml · nonDerivative · entry 2

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2025.

F4 · price: This transaction was executed in multiple trades at prices ranging from $28.07 to $28.87. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 20:29 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass A Common Stock 184,000 $0.00 $0.00
Disclosure

SEC source: 0001467623-25-000099 · wk-form4_1749846556.xml · nonDerivative · entry 1

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 184,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 184,000 shares of Class B Common Stock were converted into 184,000 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Read SEC document
May 15, 2025 Filed May 20, 2025 00:13 UTC Meta Platforms, Inc. META · Entity 2790 Exercise / conversionRestricted Stock Units (RSU) (Class A) · Derivative 802 $0.00 $0.00
Disclosure

SEC source: 0000950103-25-006201 · dp228833_4-houston.xml · derivative · entry 2

Houston Andrew · CIK 0001734563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 802 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vested as to 100% of the total RSUs on May 15, 2025.

F3 · derivative.expiration_date: The RSUs vested as to 100% of the total RSUs on May 15, 2025.

Read SEC document
May 15, 2025 Filed May 20, 2025 00:13 UTC Meta Platforms, Inc. META · Entity 2790 Exercise / conversionClass A Common Stock 802 $0.00 $0.00
Disclosure

SEC source: 0000950103-25-006201 · dp228833_4-houston.xml · nonDerivative · entry 1

Houston Andrew · CIK 0001734563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,161

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares that were acquired in connection with the settlement of the Restricted Stock Units ("RSUs") listed in Table II.

Read SEC document
January 21, 2025 Filed Jan 23, 2025 21:27 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass B Common Stock · Derivative 80,499 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-000476 · primarydocument.xml · derivative · entry 6

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See foonote

Disclosed balance after: 67,743,629

Underlying: Class A Common Stock · 80,499 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F8 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F8 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Read SEC document
January 21, 2025 Filed Jan 23, 2025 21:27 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 80,499 $30.97 $2,492,764.23
Disclosure

SEC source: 0001562180-25-000476 · primarydocument.xml · nonDerivative · entry 2

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 5, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $30.69 to $31.11. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Read SEC document
January 21, 2025 Filed Jan 23, 2025 21:27 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass A Common Stock 80,499 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-000476 · primarydocument.xml · nonDerivative · entry 1

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 80,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 80,499 shares of Class B Common Stock were converted into 80,499 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Read SEC document
January 06, 2025 Filed Jan 8, 2025 21:03 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass B Common Stock · Derivative 29,917 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-000266 · primarydocument.xml · derivative · entry 6

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See foonote

Disclosed balance after: 67,824,128

Underlying: Class A Common Stock · 29,917 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F8 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F8 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Read SEC document
January 06, 2025 Filed Jan 8, 2025 21:03 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 29,917 $30.07 $899,562.31
Disclosure

SEC source: 0001562180-25-000266 · primarydocument.xml · nonDerivative · entry 2

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 5, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $30.00 to $30.24. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Read SEC document
January 06, 2025 Filed Jan 8, 2025 21:03 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass A Common Stock 29,917 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-000266 · primarydocument.xml · nonDerivative · entry 1

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 29,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 29,917 shares of Class B Common Stock were converted into 29,917 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Read SEC document
January 03, 2025 Filed Jan 6, 2025 22:58 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass B Common Stock · Derivative 4,257 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-000212 · primarydocument.xml · derivative · entry 9

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See foonote

Disclosed balance after: 67,854,045

Underlying: Class A Common Stock · 4,257 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F10 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F10 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Read SEC document
January 03, 2025 Filed Jan 6, 2025 22:58 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 4,257 $30.00 $127,710.00
Disclosure

SEC source: 0001562180-25-000212 · primarydocument.xml · nonDerivative · entry 4

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 5, 2023.

F6 · price: This transaction was executed in multiple trades at prices ranging from $30.00 to $30.01. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Read SEC document
January 03, 2025 Filed Jan 6, 2025 22:58 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass A Common Stock 4,257 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-000212 · primarydocument.xml · nonDerivative · entry 3

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 4,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: 4,257 shares of Class B Common Stock were converted into 4,257 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 22:58 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass B Common Stock · Derivative 500,323 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-000212 · primarydocument.xml · derivative · entry 8

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See foonote

Disclosed balance after: 67,858,302

Underlying: Class A Common Stock · 500,323 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F10 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F10 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 22:58 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 500,323 $29.65 $14,836,378.11
Disclosure

SEC source: 0001562180-25-000212 · primarydocument.xml · nonDerivative · entry 2

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 5, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $29.40 to $30.35. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 22:58 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass A Common Stock 500,323 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-000212 · primarydocument.xml · nonDerivative · entry 1

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 500,323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 500,323 shares of Class B Common Stock were converted into 500,323 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Read SEC document
December 11, 2024 Filed Dec 13, 2024 22:46 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass B Common Stock · Derivative 137,499 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-008402 · primarydocument.xml · derivative · entry 6

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See foonote

Disclosed balance after: 68,358,625

Underlying: Class A Common Stock · 137,499 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F8 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F8 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Read SEC document
December 11, 2024 Filed Dec 13, 2024 22:46 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 137,499 $30.05 $4,132,229.95
Disclosure

SEC source: 0001562180-24-008402 · primarydocument.xml · nonDerivative · entry 2

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 5, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $30.00 to $30.19. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Read SEC document
December 11, 2024 Filed Dec 13, 2024 22:46 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass A Common Stock 137,499 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-008402 · primarydocument.xml · nonDerivative · entry 1

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 137,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 137,499 shares of Class B Common Stock were converted into 137,499 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 21:02 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass B Common Stock · Derivative 132,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-008145 · primarydocument.xml · derivative · entry 6

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See foonote

Disclosed balance after: 68,496,124

Underlying: Class A Common Stock · 132,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F8 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F8 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 21:02 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 132,000 $28.12 $3,711,549.60
Disclosure

SEC source: 0001562180-24-008145 · primarydocument.xml · nonDerivative · entry 2

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 5, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $27.57 to $28.42. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 21:02 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass A Common Stock 132,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-008145 · primarydocument.xml · nonDerivative · entry 1

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 132,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 132,000 shares of Class B Common Stock were converted into 132,000 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Read SEC document
November 22, 2024 Filed Nov 25, 2024 21:42 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass B Common Stock · Derivative 4,940 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-007946 · primarydocument.xml · derivative · entry 9

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 68,628,124

Underlying: Class A Common Stock · 4,940 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F10 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F10 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Read SEC document
November 22, 2024 Filed Nov 25, 2024 21:42 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 4,940 $27.71 $136,871.59
Disclosure

SEC source: 0001562180-24-007946 · primarydocument.xml · nonDerivative · entry 4

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 5, 2023.

F6 · price: This transaction was executed in multiple trades at prices ranging from $27.61 to $27.87. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Read SEC document
November 22, 2024 Filed Nov 25, 2024 21:42 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass A Common Stock 4,940 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-007946 · primarydocument.xml · nonDerivative · entry 3

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 4,940

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: 4,940 shares of Class B Common Stock were converted into 4,940 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

Read SEC document
November 21, 2024 Filed Nov 25, 2024 21:42 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass B Common Stock · Derivative 147,085 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-007946 · primarydocument.xml · derivative · entry 8

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See foonote

Disclosed balance after: 68,633,064

Underlying: Class A Common Stock · 147,085 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F10 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F10 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

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November 21, 2024 Filed Nov 25, 2024 21:42 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 147,085 $27.57 $4,055,854.17
Disclosure

SEC source: 0001562180-24-007946 · primarydocument.xml · nonDerivative · entry 2

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 5, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $27.50 to $27.66. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

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November 21, 2024 Filed Nov 25, 2024 21:42 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass A Common Stock 147,085 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-007946 · primarydocument.xml · nonDerivative · entry 1

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 147,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 147,085 shares of Class B Common Stock were converted into 147,085 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

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November 15, 2024 Filed Nov 18, 2024 21:11 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass B Common Stock · Derivative 13,444 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-007740 · primarydocument.xml · derivative · entry 9

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 68,780,149

Underlying: Class A Common Stock · 13,444 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F10 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F10 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

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November 15, 2024 Filed Nov 18, 2024 21:11 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 13,444 $27.60 $371,117.59
Disclosure

SEC source: 0001562180-24-007740 · primarydocument.xml · nonDerivative · entry 4

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 5, 2023.

F6 · price: This transaction was executed in multiple trades at prices ranging from $27.50 to $27.67. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

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November 15, 2024 Filed Nov 18, 2024 21:11 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass A Common Stock 13,444 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-007740 · primarydocument.xml · nonDerivative · entry 3

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 13,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: 13,444 shares of Class B Common Stock were converted into 13,444 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

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November 14, 2024 Filed Nov 18, 2024 21:11 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass B Common Stock · Derivative 624,533 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-007740 · primarydocument.xml · derivative · entry 8

Houston Andrew · CIK 0001734563 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See foonote

Disclosed balance after: 68,793,593

Underlying: Class A Common Stock · 624,533 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F10 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F10 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F2 · ownership.nature: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.