Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| APPLIED MATERIALS INC /DEAMAT · Entity 2812 | Senior Vice President, CTO | June 15, 2026 | June 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
APPLIED MATERIALS INC /DE
Report date June 15, 2026 · Filed June 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 174,978 |
Reported balance
After 2026-06-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-15 · Sale · Disposed 6,938 · Balance 174,978 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $590.00 to $590.83, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 and footnotes 3 through 10 to this Form 4. F2: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 59,466 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 22,998 restricted stock units are scheduled to vest in installments in December of 2026 through 2028, and (b) 36,468 performance share units are scheduled to vest in installments in December of 2026 through 2028, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). |
| Common StockSEC Table I · non-derivative | Direct | 171,179 |
Reported balance
After 2026-06-15 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-06-15 · Sale · Disposed 3,799 · Balance 171,179 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $595.00 to $595.49, inclusive. |
| Common StockSEC Table I · non-derivative | Direct | 167,664 |
Reported balance
After 2026-06-16 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2026-06-16 · Sale · Disposed 3,515 · Balance 167,664 F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $590.00 to $590.99, inclusive. |
| Common StockSEC Table I · non-derivative | Direct | 162,882 |
Reported balance
After 2026-06-16 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2026-06-16 · Sale · Disposed 4,782 · Balance 162,882 F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $591.02 to $592.00, inclusive. |
| Common StockSEC Table I · non-derivative | Direct | 160,470 |
Reported balance
After 2026-06-16 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2026-06-16 · Sale · Disposed 2,412 · Balance 160,470 F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $592.07 to $593.00, inclusive. |
| Common StockSEC Table I · non-derivative | Direct | 155,744 |
Reported balance
After 2026-06-16 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2026-06-16 · Sale · Disposed 4,726 · Balance 155,744 F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $593.11 to $594.08, inclusive. |
| Common StockSEC Table I · non-derivative | Direct | 154,619 |
Reported balance
After 2026-06-16 transaction · row 7
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 7 · 2026-06-16 · Sale · Disposed 1,125 · Balance 154,619 F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $594.13 to $594.94, inclusive. |
| Common StockSEC Table I · non-derivative | Direct | 150,591 |
Reported balance
After 2026-06-16 transaction · row 8
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 8 · 2026-06-16 · Sale · Disposed 4,028 · Balance 150,591 F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $595.16 to $596.03, inclusive. |
| Common StockSEC Table I · non-derivative | Direct | 146,916 |
Reported balance
After 2026-06-16 transaction · row 9
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 9 · 2026-06-16 · Sale · Disposed 3,675 · Balance 146,916 F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $596.20 to $597.18, inclusive. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $590.00 to $590.83, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 and footnotes 3 through 10 to this Form 4.
F2: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 59,466 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 22,998 restricted stock units are scheduled to vest in installments in December of 2026 through 2028, and (b) 36,468 performance share units are scheduled to vest in installments in December of 2026 through 2028, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $595.00 to $595.49, inclusive.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $590.00 to $590.99, inclusive.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $591.02 to $592.00, inclusive.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $592.07 to $593.00, inclusive.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $593.11 to $594.08, inclusive.
F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $594.13 to $594.94, inclusive.
F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $595.16 to $596.03, inclusive.
F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $596.20 to $597.18, inclusive.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 06, 2018 Filed Dec 11, 2018 02:32 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 30,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-035758 · form4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,792 F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur on December 19, 2021, depending on the achievement of specified performance goals and continued employment through the vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 22:57 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 53,466 | $53.00 | $2,833,698.00 |
DisclosureSEC source: 0001127602-18-000768 · form4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,715 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.00 to $53.03, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. F2 · balance_after: Number of shares includes 199,119 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: (a) 96,481 performance shares are scheduled to vest in installments in December of 2018 and 2019, (b) 37,376 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (c) 24,918 restricted stock units are scheduled to vest in installments in December of 2018 and 2019, (d) 20,172 restricted stock units are scheduled to vest in installments in December of 2018 through 2020, depending on achievement of a specified performance goal, and (e) 20,172 performance shares are scheduled to vest in December 2020, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 19, 2017 Filed Dec 22, 2017 00:44 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 44,774 | $52.96 | $2,371,231.04 |
DisclosureSEC source: 0001127602-17-035389 · form4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,181 F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 199,119 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: (a) 96,481 performance shares are scheduled to vest in installments in December of 2018 and 2019, (b) 37,376 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (c) 24,918 restricted stock units are scheduled to vest in installments in December of 2018 and 2019, (d) 20,172 restricted stock units are scheduled to vest in installments in December of 2018 through 2020, depending on achievement of a specified performance goal, and (e) 20,172 performance shares are scheduled to vest in December 2020, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 14, 2017 Filed Dec 19, 2017 02:33 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 20,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034990 · form4.xml · nonDerivative · entry 3 Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442,955 F4 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2018, depending on the achievement of a specified performance goal and continued employment through each applicable vest date. F5 · balance_after: Number of shares includes 198,306 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: (a) 123,554 performance shares are scheduled to vest in installments in December of 2017 through 2019, (b) 37,376 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (c) 37,376 restricted stock units are scheduled to vest in installments in December of 2017 through 2019 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 14, 2017 Filed Dec 19, 2017 02:33 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 20,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034990 · form4.xml · nonDerivative · entry 2 Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,783 F3 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur on December 19, 2020, depending on the achievement of specified performance goals and continued employment through the vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals. Read SEC document |
| December 14, 2017 Filed Dec 19, 2017 02:33 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 46,272 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034990 · form4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,611 F1 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The performance shares will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: 23,136 shares are scheduled to vest on December 19, 2017 and 11,568 shares are scheduled to vest on December 19 of each of 2018 and 2019 (all vesting is subject to continued employment through each applicable vest date). F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 21:51 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 12,693 | $41.31 | $524,347.83 |
DisclosureSEC source: 0001127602-17-023037 · form4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,132 F1 · shares: Represents number of shares that was automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 198,306 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 54,146 performance shares are scheduled to vest in installments in December of each of 2017 and 2018, (b) 69,408 performance shares are scheduled to vest in installments in December of each of 2017 through 2019, with up to an additional 46,272 shares that may vest, depending on achievement of specified performance goals, (c) 37,376 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (d) 37,376 restricted stock units are scheduled to vest in installments in December of each of 2017 through 2019, depending on achievement of a specified performance goal (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 19, 2016 Filed Dec 22, 2016 01:48 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 68,887 | $32.44 | $2,234,694.28 |
DisclosureSEC source: 0001127602-16-070737 · form4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,573 F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 223,306 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 shares are scheduled to vest in July 2017, (b) 54,146 performance shares are scheduled to vest in installments in December of each of 2017 and 2018, (c) 69,408 performance shares are scheduled to vest in installments in December of each of 2017 through 2019, with up to an additional 46,272 shares that may vest, depending on achievement of specified performance goals, (d) 37,376 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (e) 37,376 restricted stock units are scheduled to vest in installments in December of each of 2017 through 2019, depending on achievement of a specified performance goal (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 01, 2016 Filed Dec 6, 2016 00:54 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 37,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069211 · form4.xml · nonDerivative · entry 3 Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 437,460 F3 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2017, depending on the achievement of specified performance goals and continued employment through each applicable vest date. F4 · balance_after: Number of shares includes 246,691 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 shares are scheduled to vest in July 2017, (b) 129,147 shares are scheduled to vest in installments in December of each of 2016 through 2018, and (c) 92,544 shares are scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest is up to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 01, 2016 Filed Dec 6, 2016 00:54 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 37,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069211 · form4.xml · nonDerivative · entry 2 Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,084 F2 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur on December 19, 2019, depending on the achievement of specified performance goals and continued employment through the vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals. Read SEC document |
| December 01, 2016 Filed Dec 6, 2016 00:54 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 36,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069211 · form4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,708 F1 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The shares are subject to vesting as follows: 18,049 shares are scheduled to vest on December 19, 2016, and 9,024 shares are scheduled to vest on December 19 of each of 2017 and 2018 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| November 30, 2016 Filed Dec 3, 2016 00:50 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 16,841 | $32.35 | $544,806.35 |
DisclosureSEC source: 0001127602-16-069049 · form4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,611 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.35 to $32.37, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. F2 · balance_after: Number of shares includes 246,691 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 shares are scheduled to vest in July 2017, (b) 75,000 shares are scheduled to vest in December 2016, (c) 54,147 shares are scheduled to vest in installments in December of each of 2016 through 2018, with up to an additional 36,098 shares that may vest, depending on achievement of specified performance goals, and (d) 92,544 shares will be scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| September 01, 2016 Filed Sep 7, 2016 00:29 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 99,491 | $30.15 | $2,999,653.65 |
DisclosureSEC source: 0001127602-16-061995 · form4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,452 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.15 to $30.16, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 246,691 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 shares are scheduled to vest in July 2017, (b) 75,000 shares are scheduled to vest in December 2016, (c) 54,147 shares are scheduled to vest in installments in December of each of 2016 through 2018, with up to an additional 36,098 shares that may vest, depending on achievement of specified performance goals, and (d) 92,544 shares will be scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| August 26, 2016 Filed Aug 31, 2016 01:09 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 26,035 | $30.15 | $784,955.25 |
DisclosureSEC source: 0001127602-16-061533 · form4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442,549 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at $30.15 and $30.16. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in footnote 1 to this Form 4. F2 · balance_after: Number of shares includes 246,691 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 shares are scheduled to vest in July 2017, (b) 75,000 shares are scheduled to vest in December 2016, (c) 54,147 shares are scheduled to vest in installments in December of each of 2016 through 2018, with up to an additional 36,098 shares that may vest, depending on achievement of specified performance goals, and (d) 92,544 shares will be scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| July 01, 2016 Filed Jul 6, 2016 20:45 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 9,396 | $23.89 | $224,470.44 |
DisclosureSEC source: 0001127602-16-057584 · form4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,584 F1 · shares: Represents number of shares that was automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 246,691 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 shares are scheduled to vest in July 2017, (b) 75,000 shares are scheduled to vest in December 2016, (c) 54,147 shares are scheduled to vest in installments in December of each of 2016 through 2018, with up to an additional 36,098 shares that may vest, depending on achievement of specified performance goals, and (d) 92,544 shares will be scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 19, 2015 Filed Dec 22, 2015 22:38 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 68,124 | $18.10 | $1,233,044.40 |
DisclosureSEC source: 0001127602-15-034809 · form4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,487 F1 · shares: Represents number of shares that was automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 271,691 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 50,000 shares are scheduled to vest in installments in July of each of 2016 and 2017, (b) 75,000 shares are scheduled to vest in December 2016, (c) 54,147 shares are scheduled to vest in installments in December of each of 2016 through 2018, with up to an additional 36,098 shares that may vest, depending on achievement of specified performance goals, and (d) 92,544 shares will be scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 07, 2015 Filed Dec 10, 2015 02:26 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 92,544 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-033687 · form4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 545,611 F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2016, depending on the achievement of specified performance goals and continued employment through each applicable vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on the achievement of specified performance goals. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 309,695 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 50,000 shares are scheduled to vest in installments in July of 2016 and 2017; (b) 187,500 shares are scheduled to vest in installments in December of 2015 and 2016; and (c) 72,195 shares will be scheduled to vest in installments in December of 2015 through 2018, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| July 01, 2015 Filed Jul 7, 2015 01:44 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 9,396 | $19.51 | $183,315.96 |
DisclosureSEC source: 0000899243-15-000680 · doc4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,592 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3 F2 · balance_after: Number of shares includes 309,695 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 50,000 shares are scheduled to vest in installments in July of 2016 and 2017; (b) 187,500 shares are scheduled to vest in installments in December of 2015 and 2016; and (c) 72,195 shares will be scheduled to vest in installments in December of 2015 through 2018, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| June 01, 2015 Filed Jun 3, 2015 23:01 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 42,664 | $20.30 | $866,079.20 |
DisclosureSEC source: 0001127602-15-019782 · form4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,988 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.30 to $20.31, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 334,695 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 75,000 shares are scheduled to vest in installments in July of 2015 through 2017; (b) 187,500 shares are scheduled to vest in installments in December of 2015 and 2016; and (c) provided specified performance goals are achieved, 72,195 shares will be scheduled to vest in installments in December of 2015 through 2018, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| February 01, 2015 Filed Feb 3, 2015 22:09 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 2,819 | $22.84 | $64,385.96 |
DisclosureSEC source: 0001127602-15-004076 · form4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 504,319 F1 · shares: Represents number of shares that was automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 262,500 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 75,000 shares are scheduled to vest in installments in July of 2015 through 2017; and (b) 187,500 shares are scheduled to vest in installments in December of 2015 and 2016 (notwithstanding the foregoing, vesting of shares that is scheduled to occur in calendar year 2015 will accelerate as of three trading days prior to the expected closing date of the business combination between Applied and Tokyo Electron Limited, subject to Dr. Nalamasu's continued employment and being a "disqualified individual" under IRS Code Section 4985 through the accelerated vest date). Number of shares also includes 72,195 performance shares previously reported that will be scheduled to vest in installments in December of 2015 through 2018, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals. All vesting is subject to continued employment through each applicable vest date. Read SEC document |
| January 01, 2015 Filed Jan 6, 2015 00:22 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 3,217 | $24.92 | $80,167.64 |
DisclosureSEC source: 0001127602-15-000997 · form4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 507,138 F1 · shares: Represents number of shares that was automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 270,000 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 7,500 shares are scheduled to vest in February 2015; (b) 75,000 shares are scheduled to vest in installments in July of 2015 through 2017; and (c) 187,500 shares are scheduled to vest in installments in December of 2015 and 2016 (notwithstanding the foregoing, vesting of shares that is scheduled to occur in calendar year 2015 will accelerate as of three trading days prior to the expected closing date of the business combination between Applied and Tokyo Electron Limited, subject to Dr. Nalamasu's continued employment and being a "disqualified individual" under IRS Code Section 4985 through the accelerated vest date). Number of shares also includes 72,195 performance shares previously reported that will be scheduled to vest in installments in December of 2015 through 2018, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals. All vesting is subject to continued employment through each applicable vest date. Read SEC document |
| December 19, 2014 Filed Dec 23, 2014 22:51 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 136,974 | $24.89 | $3,409,282.86 |
DisclosureSEC source: 0001127602-14-035955 · form4.xml · nonDerivative · entry 2 Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510,355 F2 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F3 · balance_after: Number of shares includes 277,875 performance shares that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 7,500 shares are scheduled to vest in February 2015; (b) 7,875 shares are scheduled to vest in January 2015; (c) 75,000 shares are scheduled to vest in installments in July 2015 through 2017; and (d) 187,500 shares are scheduled to vest in installments in December 2015 and 2016 (notwithstanding the foregoing, vesting of shares that is scheduled to occur in calendar year 2015 will accelerate as of three trading days prior to the expected closing date of the business combination between Applied and Tokyo Electron Limited, subject to Nalamasu's continued employment and being a "disqualified individual" under IRS Code Section 4985 through the accelerated vest date). Number of shares also includes 72,195 performance shares that will be scheduled to vest in installments in December 2015 through 2018, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals. All vesting is subject to continued employment through each applicable vest date. Read SEC document |
| December 19, 2014 Filed Dec 23, 2014 22:51 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-035955 · form4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 647,329 F1 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The shares are subject to vesting as follows: 68,750 shares vested on December 19, 2014, and 56,250 shares are scheduled to vest in installments in December 2015 and 2016 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 08, 2014 Filed Dec 11, 2014 01:22 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 72,195 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-034779 · form4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522,329 F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting depends on the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2015 (subject to continued employment through each applicable vest date). The number of shares shown is the target amount. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 415,375 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 7,500 shares are scheduled to vest in February 2015; (b) 7,875 shares are scheduled to vest in January 2015; (c) 75,000 shares are scheduled to vest in equal installments during each July of 2015 through 2017; (d) provided specified performance goals are achieved, 125,000 shares will be scheduled to vest as to 75% of the shares in December 2014 and as to 25% of the shares in December 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals; and (e) provided specified performance goals are achieved, 200,000 shares will be scheduled to vest as to 50% of the shares in December 2014 and as to 25% of the shares in each December of 2015 and 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Notwithstanding the foregoing, vesting of shares that is scheduled to occur in calendar year 2014 (as well as in calendar year 2015, subject to Dr. Nalamasu's consent) will accelerate as of the date that is three trading days prior to the expected date of consummation of the transactions contemplated in connection with the business combination agreement, dated September 24, 2013, between Applied and Tokyo Electron Limited, as amended (subject to Dr. Nalamasu's continued employment and being a "disqualified individual" under IRS Code Section 4985 through the accelerated vest date). Read SEC document |
| July 01, 2014 Filed Jul 3, 2014 23:41 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 9,396 | $22.66 | $212,913.36 |
DisclosureSEC source: 0001127602-14-022905 · form4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 449,726 F1 · shares: Represents number of shares that was automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 415,375 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 7,500 shares are scheduled to vest in February 2015; (b) 7,875 shares are scheduled to vest in January 2015; (c) 75,000 shares are scheduled to vest in equal installments during each July of 2015 through 2017; (d) provided specified performance goals are achieved, 125,000 shares will be scheduled to vest as to 75% of the shares in December 2014 and as to 25% of the shares in December 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals; and (e) provided specified performance goals are achieved, 200,000 shares will be scheduled to vest as to 50% of the shares in December 2014 and as to 25% of the shares in each December of 2015 and 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Notwithstanding the foregoing, vesting of shares that is scheduled to occur in calendar year 2014 will accelerate as of the date that is three trading days prior to the expected date of consummation of the transactions contemplated in connection with the business combination agreement, dated September 24, 2013, between Applied and Tokyo Electron Limited, as amended (subject to Dr. Nalamasu's continued employment and being a "disqualified individual" under IRS Code Section 4985 through the accelerated vest date). Read SEC document |
| February 01, 2014 Filed Feb 4, 2014 21:26 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 4,323 | $16.82 | $72,712.86 |
DisclosureSEC source: 0001127602-14-004327 · form4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 458,616 F1 · shares: Represents number of shares that was automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 440,375 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 7,500 shares are scheduled to vest in February 2015; (b) 7,875 shares are scheduled to vest in January 2015; (c) 100,000 shares are scheduled to vest in installments during each July of 2014 through 2017; and (d) provided specified performance goals are achieved, 325,000 shares will be scheduled to vest in installments during each December of 2014 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| January 01, 2014 Filed Jan 3, 2014 21:21 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 4,758 | $17.68 | $84,121.44 |
DisclosureSEC source: 0001127602-14-000786 · form4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462,939 F1 · shares: Represents number of shares that was automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 451,875 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 19,000 shares are scheduled to vest in installments during each February of 2014 and 2015; (b) 7,875 shares are scheduled to vest in January 2015; (c) 100,000 shares are scheduled to vest in installments during each July of 2014 through 2017; and (d) provided specified performance goals are achieved, 325,000 shares will be scheduled to vest in installments during each December of 2014 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| July 01, 2013 Filed Jul 3, 2013 18:05 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 940 | $14.82 | $13,930.80 |
DisclosureSEC source: 0001127602-13-022316 · form4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,135 F1 · shares: Represents number of shares that was automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 463,750 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 19,000 shares are scheduled to vest in installments during each February of 2014 and 2015; (b) 19,750 shares are scheduled to vest in installments during each January of 2014 and 2015; (c) 100,000 shares are scheduled to vest in installments during each July of 2014 through 2017; and (d) provided specified performance goals are achieved, 325,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| June 17, 2013 Filed Jun 19, 2013 22:53 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-020880 · form4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,075 F1 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning July 1, 2014 (subject to continued employment through each applicable vest date). F2 · balance_after: Number of shares includes 366,250 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 2,500 shares are scheduled to vest in July 2013; (b) 19,000 shares are scheduled to vest in installments during each February of 2014 and 2015; (c) 19,750 shares are scheduled to vest in installments during each January of 2014 and 2015; and (d) provided specified performance goals are achieved, 325,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| May 20, 2013 Filed May 22, 2013 20:37 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 24,000 | $0.00 Strike: $8.58 | $0.00 |
DisclosureSEC source: 0001127602-13-017856 · form4.xml · derivative · entry 4 Nalamasu Omkaram · CIK 0001510815 · Group VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,000 shares Expires 2014-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Shares became exercisable in two equal annual installments beginning on April 1, 2011. Read SEC document |
| May 20, 2013 Filed May 22, 2013 20:37 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 30,261 | $14.97 | $453,007.17 |
DisclosureSEC source: 0001127602-13-017856 · form4.xml · nonDerivative · entry 3 Nalamasu Omkaram · CIK 0001510815 · Group VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,075 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.96 to $14.99, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4. F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 366,250 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 2,500 shares are scheduled to vest in July 2013; (b) 19,000 shares are scheduled to vest in installments during each February of 2014 and 2015; (c) 19,750 shares are scheduled to vest in installments during each January of 2014 and 2015; and (d) provided specified performance goals are achieved, 325,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| May 20, 2013 Filed May 22, 2013 20:37 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 24,000 | $14.97 | $359,280.00 |
DisclosureSEC source: 0001127602-13-017856 · form4.xml · nonDerivative · entry 2 Nalamasu Omkaram · CIK 0001510815 · Group VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,336 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.96 to $14.99, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4. F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 366,250 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 2,500 shares are scheduled to vest in July 2013; (b) 19,000 shares are scheduled to vest in installments during each February of 2014 and 2015; (c) 19,750 shares are scheduled to vest in installments during each January of 2014 and 2015; and (d) provided specified performance goals are achieved, 325,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| May 20, 2013 Filed May 22, 2013 20:37 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 24,000 | $8.58 | $205,920.00 |
DisclosureSEC source: 0001127602-13-017856 · form4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Group VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 366,250 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 2,500 shares are scheduled to vest in July 2013; (b) 19,000 shares are scheduled to vest in installments during each February of 2014 and 2015; (c) 19,750 shares are scheduled to vest in installments during each January of 2014 and 2015; and (d) provided specified performance goals are achieved, 325,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| February 19, 2013 Filed Feb 21, 2013 00:02 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 8,710 | $13.82 | $120,372.20 |
DisclosureSEC source: 0001127602-13-007163 · form4.xml · nonDerivative · entry 4 Nalamasu Omkaram · CIK 0001510815 · Group VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 397,685 F1 · balance_after: Number of shares includes 366,250 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 2,500 shares are scheduled to vest in July 2013; (b) 19,000 shares are scheduled to vest in installments during each February of 2014 and 2015; (c) 19,750 shares are scheduled to vest in installments during each January of 2014 and 2015; and (d) provided specified performance goals are achieved, 325,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| February 19, 2013 Filed Feb 21, 2013 00:02 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 2,400 | $13.81 | $33,144.00 |
DisclosureSEC source: 0001127602-13-007163 · form4.xml · nonDerivative · entry 3 Nalamasu Omkaram · CIK 0001510815 · Group VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,395 F1 · balance_after: Number of shares includes 366,250 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 2,500 shares are scheduled to vest in July 2013; (b) 19,000 shares are scheduled to vest in installments during each February of 2014 and 2015; (c) 19,750 shares are scheduled to vest in installments during each January of 2014 and 2015; and (d) provided specified performance goals are achieved, 325,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| February 19, 2013 Filed Feb 21, 2013 00:02 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 5,500 | $13.80 | $75,900.00 |
DisclosureSEC source: 0001127602-13-007163 · form4.xml · nonDerivative · entry 2 Nalamasu Omkaram · CIK 0001510815 · Group VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,795 F1 · balance_after: Number of shares includes 366,250 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 2,500 shares are scheduled to vest in July 2013; (b) 19,000 shares are scheduled to vest in installments during each February of 2014 and 2015; (c) 19,750 shares are scheduled to vest in installments during each January of 2014 and 2015; and (d) provided specified performance goals are achieved, 325,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| February 19, 2013 Filed Feb 21, 2013 00:02 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 3,800 | $13.79 | $52,402.00 |
DisclosureSEC source: 0001127602-13-007163 · form4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Group VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 414,295 F1 · balance_after: Number of shares includes 366,250 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 2,500 shares are scheduled to vest in July 2013; (b) 19,000 shares are scheduled to vest in installments during each February of 2014 and 2015; (c) 19,750 shares are scheduled to vest in installments during each January of 2014 and 2015; and (d) provided specified performance goals are achieved, 325,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| February 01, 2013 Filed Feb 5, 2013 23:11 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 4,301 | $13.17 | $56,644.17 |
DisclosureSEC source: 0001127602-13-004399 · form4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Group VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,095 F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 366,250 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 2,500 shares are scheduled to vest in July 2013; (b) 19,000 shares are scheduled to vest in installments during each February of 2014 and 2015; (c) 19,750 shares are scheduled to vest in installments during each January of 2014 and 2015; and (d) provided specified performance goals are achieved, 325,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| January 01, 2013 Filed Jan 4, 2013 02:37 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 5,539 | $11.44 | $63,366.16 |
DisclosureSEC source: 0001127602-13-000991 · form4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Group VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,253 F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 377,750 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 2,500 shares are scheduled to vest in July 2013; (b) 30,500 shares are scheduled to vest in installments during each February of 2013 through 2015; (c) 19,750 shares are scheduled to vest in installments during each January of 2014 and 2015; and (d) provided specified performance goals are achieved, 325,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| January 01, 2013 Filed Jan 24, 2013 02:47 UTC Amendment | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 5,396 | $11.44 | $61,730.24 |
DisclosureSEC source: 0001127602-13-002502 · form4a.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Group VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,396 F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. Number of shares has been decreased in this amended Form 4 to reflect the fact that 5,396 shares (not 5,539 shares) should have been reported as withheld on Dr. Nalamasu's Form 4 filed January 3, 2013. F2 · balance_after: Number of shares has been increased from the number of shares reported on Dr. Nalamasu's Form 4 filed January 3, 2013 to reflect the corrected number of shares withheld upon the vesting of performance shares. Number of shares includes 377,750 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 2,500 shares are scheduled to vest in July 2013; (b) 30,500 shares are scheduled to vest in installments during each February of 2013 through 2015; (c) 19,750 shares are scheduled to vest in installments during each January of 2014 and 2015; and (d) provided specified performance goals are achieved, 325,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 05, 2012 Filed Dec 8, 2012 02:37 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-033221 · form4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Group VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,792 F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting depends on the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2013 (subject to continued employment through each applicable vest date). The number of shares shown is the target amount. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 189,625 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 2,500 shares are scheduled to vest in July 2013; (b) 30,500 shares are scheduled to vest in installments during each February of 2013 through 2015; (c) 31,625 shares are scheduled to vest in installments during each January of 2013 through 2015; and (d) provided specified performance goals are achieved, 125,000 shares will be scheduled to vest in installments during each December of 2013 through 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| July 01, 2012 Filed Jul 3, 2012 23:36 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 917 | $11.45 | $10,499.65 |
DisclosureSEC source: 0001127602-12-021753 · form4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Corporate VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,138 F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 189,625 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 2,500 shares are scheduled to vest in July 2013; (b) 30,500 shares are scheduled to vest in installments during each of February of 2013 through 2015; (c) 31,625 shares are scheduled to vest in installments during each January of 2013 through 2015; and (d) provided specified performance goals are achieved, 125,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| February 01, 2012 Filed Feb 4, 2012 02:39 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 4,219 | $12.57 | $53,032.83 |
DisclosureSEC source: 0001127602-12-004067 · form4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Corporate VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,364 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 192,125 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 5,000 shares are scheduled to vest in installments during each of July of 2012 and 2013; (b) 30,500 shares are scheduled to vest in installments during each of February of 2013 through 2015; (c) 31,625 shares are scheduled to vest in installments during each January of 2013 through 2015; and (d) provided specified performance goals are achieved, 125,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each vesting date). Read SEC document |
| January 01, 2012 Filed Jan 5, 2012 01:34 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 4,878 | $10.71 | $52,243.38 |
DisclosureSEC source: 0001127602-12-000912 · form4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Corporate VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,552 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 203,625 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 5,000 shares are scheduled to vest in installments during each of July of 2012 and 2013; (b) 42,000 shares are scheduled to vest in installments during each of February of 2012 through 2015; (c) 31,625 shares are scheduled to vest in installments during each January of 2013 through 2015; and (d) provided specified performance goals are achieved, 125,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each vesting date). Read SEC document |
| January 01, 2012 Filed Feb 3, 2012 02:24 UTC Amendment | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 4,847 | $10.71 | $51,911.37 |
DisclosureSEC source: 0001127602-12-003820 · form4a.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Corporate VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,583 F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. Number of shares has been decreased to reflect the fact that 4,847 shares (not 4,878 shares) should have been reported as withheld on Dr. Nalamasu's Form 4 filed January 4, 2012. F2 · balance_after: Number of shares has been increased from the number of shares reported on Dr. Nalamasu's Form 4 filed January 4, 2012 to reflect the corrected number of shares withheld upon vesting of performance shares (restricted stock units). Number of shares includes 203,625 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 5,000 shares are scheduled to vest in installments during each of July of 2012 and 2013; (b) 42,000 shares are scheduled to vest in installments during each of February of 2012 through 2015; (c) 31,625 shares are scheduled to vest in installments during each January of 2013 through 2015; and (d) provided specified performance goals are achieved, 125,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each vesting date). Read SEC document |
| December 05, 2011 Filed Dec 8, 2011 02:33 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-031480 · form4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Corporate VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,430 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2012 (subject to continued employment through each vest date). The number of shares shown is the target award level. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals. F2 · balance_after: Number of shares includes 90,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 5,000 shares are scheduled to vest in installments during each of July of 2012 and 2013; (b) 42,000 shares are scheduled to vest in installments during each of February of 2012 through 2015; and (c) 43,500 shares are scheduled to vest in installments during each January of 2012 through 2015 (all vesting is subject to continued employment through each vesting date). Read SEC document |
| August 31, 2011 Filed Sep 2, 2011 23:39 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 1,101 | $11.32 | $12,463.32 |
DisclosureSEC source: 0001181431-11-048022 · rrd321199.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Corporate VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,430 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3 F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and 16b-3. Number of shares includes 90,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 5,000 shares are scheduled to vest in installments during each of July of 2012 and 2013; (b) 42,000 shares are scheduled to vest in installments during each of February of 2012 through 2015; and (c) 43,500 shares are scheduled to vest in installments during each January of 2012 through 2015 (all vesting is subject to continued employment through each vesting date). Read SEC document |
| July 01, 2011 Filed Jul 7, 2011 00:09 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 917 | $13.29 | $12,186.93 |
DisclosureSEC source: 0001181431-11-040365 · rrd317256.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Corporate VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,856 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 93,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 3,000 shares are scheduled to vest during August 2011; (b) 5,000 shares are scheduled to vest in installments during each of July of 2012 and 2013; (c) 42,000 shares are scheduled to vest in installments during each of February of 2012 through 2015; and (d) 43,500 shares are scheduled to vest in installments during each January of 2012 through 2015 (all vesting is subject to continued employment through each vesting date). Read SEC document |
| March 02, 2011 Filed Mar 4, 2011 01:54 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $8.58 | $0.00 |
DisclosureSEC source: 0001181431-11-015438 · rrd303922.xml · derivative · entry 3 Nalamasu Omkaram · CIK 0001510815 · Corporate VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 12,000 shares Expires 2014-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 12,000 shares became exercisable on 4/1/2010 and 24,000 shares are scheduled to become exercisable in two equal annual installments beginning on 4/1/2011 (subject to continued employment through each vest date). Read SEC document |
| March 02, 2011 Filed Mar 4, 2011 01:54 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 12,000 | $16.40 | $196,800.00 |
DisclosureSEC source: 0001181431-11-015438 · rrd303922.xml · nonDerivative · entry 2 Nalamasu Omkaram · CIK 0001510815 · Corporate VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,773 F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 96,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 3,000 shares are scheduled to vest on 8/31/2011; (b) 7,500 shares are scheduled to vest in installments during each of July of 2011 through 2013; (c) 42,000 shares are scheduled to vest in installments during each of February of 2012 through 2015; and (d) 43,500 shares are scheduled to vest in installments during each January of 2012 through 2015 (all vesting is subject to continued employment through each vesting date). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.