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person · Reporting owner

Raja Prabu G.

Disclosed activity across 1 company

Tapewire entity
10640
SEC CIK
0001721738

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
APPLIED MATERIALS INC /DEAMAT · Entity 2812President, Semi. Products Grp.June 18, 2026June 22, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

APPLIED MATERIALS INC /DE

Report date June 18, 2026 · Filed June 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectThrough Living Trust346,642 Reported balance After 2026-06-18 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-06-18 · Sale · Disposed 10,000 · Balance 346,642

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices of $633.51 and $633.79 per share. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in footnote 1 to this Form 4.

Common StockSEC Table I · non-derivativeDirect100,663 Reported balance Holding disclosure · report date 2026-06-18 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 100,663

F2: Number of shares includes 100,517 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 39,181 restricted stock units are scheduled to vest in installments in December of 2026 through 2028, and (b) 61,336 performance share units are scheduled to vest in installments in December of 2026 through 2028, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices of $633.51 and $633.79 per share. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in footnote 1 to this Form 4.

F2: Number of shares includes 100,517 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 39,181 restricted stock units are scheduled to vest in installments in December of 2026 through 2028, and (b) 61,336 performance share units are scheduled to vest in installments in December of 2026 through 2028, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 18, 2026 Filed Jun 22, 2026 21:38 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 SaleCommon Stock 10,000 $633.53 $6,335,300.00
Disclosure

SEC source: 0001628280-26-044741 · wk-form4_1782164283.xml · nonDerivative · entry 1

Raja Prabu G. · CIK 0001721738 · President, Semi. Products Grp.

10b5-1 filing: No plan indicated

Ownership: Indirect · Through Living Trust

Disclosed balance after: 346,642

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices of $633.51 and $633.79 per share. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in footnote 1 to this Form 4.

Read SEC document
June 04, 2026 Filed Jun 5, 2026 21:04 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 SaleCommon Stock 1,803 $507.06 $914,229.18
Disclosure

SEC source: 0001628280-26-041314 · wk-form4_1780693451.xml · nonDerivative · entry 4

Raja Prabu G. · CIK 0001721738 · President, Semi. Products Grp.

10b5-1 filing: No plan indicated

Ownership: Indirect · Through Living Trust

Disclosed balance after: 356,642

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $506.99 to $507.23, inclusive.

Read SEC document
June 04, 2026 Filed Jun 5, 2026 21:04 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 SaleCommon Stock 7,805 $506.46 $3,952,920.30
Disclosure

SEC source: 0001628280-26-041314 · wk-form4_1780693451.xml · nonDerivative · entry 3

Raja Prabu G. · CIK 0001721738 · President, Semi. Products Grp.

10b5-1 filing: No plan indicated

Ownership: Indirect · Through Living Trust

Disclosed balance after: 358,445

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $505.99 to $506.98, inclusive.

Read SEC document
June 04, 2026 Filed Jun 5, 2026 21:04 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 SaleCommon Stock 15,083 $505.51 $7,624,607.33
Disclosure

SEC source: 0001628280-26-041314 · wk-form4_1780693451.xml · nonDerivative · entry 2

Raja Prabu G. · CIK 0001721738 · President, Semi. Products Grp.

10b5-1 filing: No plan indicated

Ownership: Indirect · Through Living Trust

Disclosed balance after: 366,250

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $504.99 to $505.98, inclusive.

Read SEC document
June 04, 2026 Filed Jun 5, 2026 21:04 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 SaleCommon Stock 25,309 $504.66 $12,772,439.94
Disclosure

SEC source: 0001628280-26-041314 · wk-form4_1780693451.xml · nonDerivative · entry 1

Raja Prabu G. · CIK 0001721738 · President, Semi. Products Grp.

10b5-1 filing: No plan indicated

Ownership: Indirect · Through Living Trust

Disclosed balance after: 381,333

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $503.99 to $504.98, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1, 2, 3, and 4 to this Form 4.

Read SEC document
December 19, 2025 Filed Dec 23, 2025 21:44 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Tax withholdingCommon Stock 33,406 $256.41 $8,565,632.46
Disclosure

SEC source: 0001628280-25-058749 · wk-form4_1766526248.xml · nonDerivative · entry 1

Raja Prabu G. · CIK 0001721738 · President, Semi. Products Grp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,328

F1 · shares: Represents number of shares that were automatically withheld upon vesting of equity awards to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 100,517 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 39,181 restricted stock units are scheduled to vest in installments in December of 2026 through 2028, and (b) 61,336 performance share units are scheduled to vest in installments in December of 2026 through 2028, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 12, 2025 Filed Dec 16, 2025 00:57 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GiftCommon Stock 50 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-057206 · wk-form4_1765846658.xml · nonDerivative · entry 4

Raja Prabu G. · CIK 0001721738 · President, Semi. Products Grp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,734

F2 · balance_after: Number of shares includes 118,014 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 27,430 performance share units are scheduled to vest in December 2025, (b) 46,186 restricted stock units are scheduled to vest in installments in December of 2025 through 2027, and (c) 44,398 performance share units are scheduled to vest in installments in December of 2026 and 2027, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 11, 2025 Filed Dec 16, 2025 00:57 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 16,938 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-057206 · wk-form4_1765846658.xml · nonDerivative · entry 3

Raja Prabu G. · CIK 0001721738 · President, Semi. Products Grp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,784

F4 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2026, subject to continued employment through each applicable vesting date.

F2 · balance_after: Number of shares includes 118,014 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 27,430 performance share units are scheduled to vest in December 2025, (b) 46,186 restricted stock units are scheduled to vest in installments in December of 2025 through 2027, and (c) 44,398 performance share units are scheduled to vest in installments in December of 2026 and 2027, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 11, 2025 Filed Dec 16, 2025 00:57 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 16,938 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-057206 · wk-form4_1765846658.xml · nonDerivative · entry 2

Raja Prabu G. · CIK 0001721738 · President, Semi. Products Grp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,846

F3 · shares: Represents performance share units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on December 19, 2028, depending on the achievement of specified performance goals and continued employment through the vesting date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

F2 · balance_after: Number of shares includes 118,014 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 27,430 performance share units are scheduled to vest in December 2025, (b) 46,186 restricted stock units are scheduled to vest in installments in December of 2025 through 2027, and (c) 44,398 performance share units are scheduled to vest in installments in December of 2026 and 2027, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 11, 2025 Filed Dec 16, 2025 00:57 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 16,001 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-057206 · wk-form4_1765846658.xml · nonDerivative · entry 1

Raja Prabu G. · CIK 0001721738 · President, Semi. Products Grp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,908

F1 · shares: Represents performance share units acquired based on achievement of specified performance goals related to performance share units previously granted. This acquisition is exempt under Rule 16b-3. The shares are scheduled to vest on December 19, 2025, subject to continued employment through the vesting date.

F2 · balance_after: Number of shares includes 118,014 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 27,430 performance share units are scheduled to vest in December 2025, (b) 46,186 restricted stock units are scheduled to vest in installments in December of 2025 through 2027, and (c) 44,398 performance share units are scheduled to vest in installments in December of 2026 and 2027, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
November 21, 2025 Filed Jan 8, 2026 23:10 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GiftCommon Stock 45 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-001411 · wk-form4_1767913806.xml · nonDerivative · entry 1

Raja Prabu G. · CIK 0001721738 · President, Semi. Products Grp.

10b5-1 filing: No plan indicated

Ownership: Indirect · Through Living Trust

Disclosed balance after: 337,924

F1 · balance_after: Amount of Securities Beneficially Owned is as of January 8, 2026.

Read SEC document
October 26, 2025 Filed Oct 28, 2025 22:55 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Tax withholdingCommon Stock 32,830 $228.75 $7,509,862.50
Disclosure

SEC source: 0001628280-25-046876 · wk-form4_1761692154.xml · nonDerivative · entry 2

Raja Prabu G. · CIK 0001721738 · President, Semi. Products Grp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,907

F3 · shares: Represents number of shares that were automatically withheld upon vesting of performance share units to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

Read SEC document
October 26, 2025 Filed Oct 28, 2025 22:55 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 33,769 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-046876 · wk-form4_1761692154.xml · nonDerivative · entry 1

Raja Prabu G. · CIK 0001721738 · President, Semi. Products Grp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,737

F1 · shares: Represents performance share units acquired based on achievement of specified performance goal related to performance share units previously granted. This acquisition is exempt under Rule 16b-3. The performance share units vested on October 26, 2025.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 118,014 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 46,186 restricted stock units are scheduled to vest in installments in December of 2025 through 2027, and (b) 71,828 performance share units are scheduled to vest in installments in December of 2025 through 2027, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 19, 2024 Filed Dec 20, 2024 23:49 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Tax withholdingCommon Stock 23,451 $161.44 $3,785,929.44
Disclosure

SEC source: 0001127602-24-029917 · form4.xml · nonDerivative · entry 1

Raja Prabu G. · CIK 0001721738 · President, Semi. Products Grp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 489,844

F1 · shares: Represents number of shares that were automatically withheld upon vesting of equity awards to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 151,783 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 46,186 restricted stock units are scheduled to vest in installments in December of 2025 through 2027, (b) 71,828 performance share units are scheduled to vest in installments in December of 2025 through 2027, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (continued below)

F3 · balance_after: (c) 33,769 performance share units are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Dr. Raja's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 12, 2024 Filed Dec 16, 2024 23:11 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GiftCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-029517 · form4.xml · nonDerivative · entry 4

Raja Prabu G. · CIK 0001721738 · President, Semi. Products Grp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 513,295

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 145,928 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 16,725 performance share units are scheduled to vest in December of 2024, (b) 45,933 restricted stock units are scheduled to vest in installments in December of 2024 through 2026, (c) 49,501 performance share units are scheduled to vest in installments in December of 2025 and 2026, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (continued below)

F3 · balance_after: (d) 33,769 performance share units are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Dr. Raja's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 12, 2024 Filed Dec 16, 2024 23:11 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 22,327 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-029517 · form4.xml · nonDerivative · entry 3

Raja Prabu G. · CIK 0001721738 · President, Semi. Products Grp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 513,395

F5 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2025, subject to continued employment through each applicable vesting date.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 145,928 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 16,725 performance share units are scheduled to vest in December of 2024, (b) 45,933 restricted stock units are scheduled to vest in installments in December of 2024 through 2026, (c) 49,501 performance share units are scheduled to vest in installments in December of 2025 and 2026, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (continued below)

F3 · balance_after: (d) 33,769 performance share units are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Dr. Raja's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 12, 2024 Filed Dec 16, 2024 23:11 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 22,327 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-029517 · form4.xml · nonDerivative · entry 2

Raja Prabu G. · CIK 0001721738 · President, Semi. Products Grp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 491,068

F4 · shares: Represents performance share units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on December 19, 2027, depending on the achievement of specified performance goals and continued employment through the vesting date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 145,928 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 16,725 performance share units are scheduled to vest in December of 2024, (b) 45,933 restricted stock units are scheduled to vest in installments in December of 2024 through 2026, (c) 49,501 performance share units are scheduled to vest in installments in December of 2025 and 2026, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (continued below)

F3 · balance_after: (d) 33,769 performance share units are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Dr. Raja's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 12, 2024 Filed Dec 16, 2024 23:11 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 10,286 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-029517 · form4.xml · nonDerivative · entry 1

Raja Prabu G. · CIK 0001721738 · President, Semi. Products Grp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 468,741

F1 · shares: Represents performance share units acquired based on achievement of specified performance goals related to performance share units previously granted. This acquisition is exempt under Rule 16b-3. The shares are scheduled to vest on December 19, 2024, subject to continued employment through the vesting date.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 145,928 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 16,725 performance share units are scheduled to vest in December of 2024, (b) 45,933 restricted stock units are scheduled to vest in installments in December of 2024 through 2026, (c) 49,501 performance share units are scheduled to vest in installments in December of 2025 and 2026, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (continued below)

F3 · balance_after: (d) 33,769 performance share units are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Dr. Raja's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
June 18, 2024 Filed Jun 21, 2024 21:42 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 SaleCommon Stock 50,000 $249.17 $12,458,500.00
Disclosure

SEC source: 0001127602-24-019129 · form4.xml · nonDerivative · entry 1

Raja Prabu G. · CIK 0001721738 · President, Semi. Products Grp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 458,417

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $248.40 to $249.35, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 145,928 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 45,933 restricted stock units are scheduled to vest in installments in December of 2024 through 2026, (b) 66,226 performance share units are scheduled to vest in installments in December of 2024 through 2026, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (continued below)

F3 · balance_after: (c) 33,769 performance share units are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Dr. Raja's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 19, 2023 Filed Dec 21, 2023 23:09 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Tax withholdingCommon Stock 36,021 $162.33 $5,847,288.93
Disclosure

SEC source: 0001127602-23-030319 · form4.xml · nonDerivative · entry 1

Raja Prabu G. · CIK 0001721738 · President, Semi. Products Grp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 508,368

F1 · shares: Represents number of shares that were automatically withheld upon vesting of equity awards to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 145,928 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 45,933 restricted stock units are scheduled to vest in installments in December of 2024 through 2026, (b) 66,226 performance share units are scheduled to vest in installments in December of 2024 through 2026, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (continued below)

F3 · balance_after: (c) 33,769 performance share units are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Dr. Raja's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date).

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December 14, 2023 Filed Dec 18, 2023 22:59 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GiftCommon Stock 70 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-029869 · form4.xml · nonDerivative · entry 1

Raja Prabu G. · CIK 0001721738 · President, Semi. Products Grp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 544,389

F1 · balance_after: Number of shares includes 218,574 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 49,652 performance share units are scheduled to vest in December of 2023, (b) 68,927 restricted stock units are scheduled to vest in installments in December of 2023 through 2026, (c) 66,226 performance share units are scheduled to vest in installments in December of 2024 through 2026, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (continued below)

F2 · balance_after: (d) 33,769 performance share units are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Dr. Raja's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date).

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December 07, 2023 Filed Dec 12, 2023 01:07 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 22,071 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-029253 · form4.xml · nonDerivative · entry 3

Raja Prabu G. · CIK 0001721738 · President, Semi. Products Grp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 544,459

F5 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2024, subject to continued employment through each applicable vesting date.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 149,606 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 24,826 performance share units are scheduled to vest in December of 2023, (b) 46,856 restricted stock units are scheduled to vest in installments in December of 2023 through 2025, (c) 44,155 performance share units are scheduled to vest in installments in December of 2024 and 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (continued below)

F3 · balance_after: (d) 33,769 performance share units are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Dr. Raja's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date).

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December 07, 2023 Filed Dec 12, 2023 01:07 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 22,071 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-029253 · form4.xml · nonDerivative · entry 2

Raja Prabu G. · CIK 0001721738 · President, Semi. Products Grp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 522,388

F4 · shares: Represents performance share units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on December 19, 2026, depending on the achievement of specified performance goals and continued employment through the vesting date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 149,606 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 24,826 performance share units are scheduled to vest in December of 2023, (b) 46,856 restricted stock units are scheduled to vest in installments in December of 2023 through 2025, (c) 44,155 performance share units are scheduled to vest in installments in December of 2024 and 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (continued below)

F3 · balance_after: (d) 33,769 performance share units are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Dr. Raja's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date).

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December 07, 2023 Filed Dec 12, 2023 01:07 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 24,826 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-029253 · form4.xml · nonDerivative · entry 1

Raja Prabu G. · CIK 0001721738 · President, Semi. Products Grp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,317

F1 · shares: Represents performance share units acquired based on achievement of specified performance goals related to performance share units previously granted. This acquisition is exempt under Rule 16b-3. The shares are scheduled to vest on December 19, 2023, subject to continued employment through the vesting date.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 149,606 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 24,826 performance share units are scheduled to vest in December of 2023, (b) 46,856 restricted stock units are scheduled to vest in installments in December of 2023 through 2025, (c) 44,155 performance share units are scheduled to vest in installments in December of 2024 and 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (continued below)

F3 · balance_after: (d) 33,769 performance share units are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Dr. Raja's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date).

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December 19, 2022 Filed Dec 21, 2022 22:51 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Tax withholdingCommon Stock 38,458 $103.99 $3,999,247.42
Disclosure

SEC source: 0001127602-22-028101 · form4.xml · nonDerivative · entry 2

Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,343

F3 · shares: Represents number of shares that were automatically withheld upon vesting of equity awards to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F1 · balance_after: Number of shares includes 149,606 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 46,856 restricted stock units are scheduled to vest in installments in December of 2023 through 2025, (b) 68,981 performance share units are scheduled to vest in installments in December of 2023 through 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (continued below)

F2 · balance_after: (c) 33,769 performance share units are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Dr. Raja's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date).

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December 16, 2022 Filed Dec 21, 2022 22:51 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GiftCommon Stock 98 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-028101 · form4.xml · nonDerivative · entry 1

Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513,801

F1 · balance_after: Number of shares includes 149,606 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 46,856 restricted stock units are scheduled to vest in installments in December of 2023 through 2025, (b) 68,981 performance share units are scheduled to vest in installments in December of 2023 through 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (continued below)

F2 · balance_after: (c) 33,769 performance share units are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Dr. Raja's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date).

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December 12, 2022 Filed Dec 15, 2022 02:34 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 27,430 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027506 · form4.xml · nonDerivative · entry 3

Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513,899

F5 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2023, subject to continued employment through each applicable vesting date.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 146,603 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 28,505 performance shares are scheduled to vest in December of 2022, (b) 42,778 restricted stock units are scheduled to vest in installments in December of 2022 through 2024, (c) 41,551 performance shares are scheduled to vest in installments in December of 2023 and 2024, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (continued below)

F3 · balance_after: (d) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Dr. Raja's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date).

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December 12, 2022 Filed Dec 15, 2022 02:34 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 27,430 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027506 · form4.xml · nonDerivative · entry 2

Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,469

F4 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on December 19, 2025, depending on the achievement of specified performance goals and continued employment through the vesting date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 146,603 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 28,505 performance shares are scheduled to vest in December of 2022, (b) 42,778 restricted stock units are scheduled to vest in installments in December of 2022 through 2024, (c) 41,551 performance shares are scheduled to vest in installments in December of 2023 and 2024, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (continued below)

F3 · balance_after: (d) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Dr. Raja's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date).

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December 12, 2022 Filed Dec 15, 2022 02:34 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 28,505 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027506 · form4.xml · nonDerivative · entry 1

Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,039

F1 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The shares are scheduled to vest on December 19, 2022, subject to continued employment through the vesting date.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 146,603 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 28,505 performance shares are scheduled to vest in December of 2022, (b) 42,778 restricted stock units are scheduled to vest in installments in December of 2022 through 2024, (c) 41,551 performance shares are scheduled to vest in installments in December of 2023 and 2024, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (continued below)

F3 · balance_after: (d) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Dr. Raja's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date).

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December 19, 2021 Filed Dec 22, 2021 00:46 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Tax withholdingCommon Stock 51,011 $146.15 $7,455,257.65
Disclosure

SEC source: 0001127602-21-031709 · form4.xml · nonDerivative · entry 1

Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,396

F1 · shares: Represents number of shares that were automatically withheld upon vesting of equity awards to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 146,603 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 42,778 restricted stock units are scheduled to vest in installments in December of 2022 through 2024, (b) 70,056 performance shares are scheduled to vest in installments in December of 2022 through 2024, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (c) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Dr. Raja's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date).

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December 02, 2021 Filed Dec 4, 2021 01:50 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 16,725 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-030288 · form4.xml · nonDerivative · entry 3

Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,407

F4 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2022, subject to continued employment through each applicable vesting date.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 196,717 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 42,682 performance shares are scheduled to vest in December of 2021, (b) 66,935 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (c) 53,331 performance shares are scheduled to vest in installments in December of 2022 and 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (d) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Dr. Raja's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date).

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December 02, 2021 Filed Dec 4, 2021 01:50 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 16,725 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-030288 · form4.xml · nonDerivative · entry 2

Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464,682

F3 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on December 19, 2024, depending on the achievement of specified performance goals and continued employment through the vesting date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 196,717 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 42,682 performance shares are scheduled to vest in December of 2021, (b) 66,935 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (c) 53,331 performance shares are scheduled to vest in installments in December of 2022 and 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (d) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Dr. Raja's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date).

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December 02, 2021 Filed Dec 4, 2021 01:50 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 21,171 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-030288 · form4.xml · nonDerivative · entry 1

Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,957

F1 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The shares are scheduled to vest on December 19, 2021, subject to continued employment through the vesting date.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 196,717 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 42,682 performance shares are scheduled to vest in December of 2021, (b) 66,935 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (c) 53,331 performance shares are scheduled to vest in installments in December of 2022 and 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (d) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Dr. Raja's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date).

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April 08, 2021 Filed Apr 10, 2021 00:04 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 SaleCommon Stock 50,000 $140.95 $7,047,500.00
Disclosure

SEC source: 0001127602-21-013580 · form4.xml · nonDerivative · entry 1

Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,724

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.46 to $141.33, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 196,717 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 66,935 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 96,013 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (c) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Dr. Raja's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date).

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December 19, 2020 Filed Dec 23, 2020 00:13 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Tax withholdingCommon Stock 34,015 $86.09 $2,928,351.35
Disclosure

SEC source: 0001127602-20-032252 · form4.xml · nonDerivative · entry 1

Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,601

F1 · shares: Represents number of shares that were automatically withheld upon vesting of equity awards to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 196,717 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 66,935 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 96,013 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (c) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Dr. Raja's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date).

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December 04, 2020 Filed Dec 8, 2020 02:04 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 33,769 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030788 · form4.xml · nonDerivative · entry 4

Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,616

F5 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on October 26, 2025, depending on the achievement of specified performance goals and continued employment through the vesting date. Notwithstanding the foregoing, in the case of Dr. Raja's involuntary termination of employment without cause prior to the end of the performance period, the performance shares will vest based on achievement of specified performance goals through his last day of employment with Applied. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 183,255 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 28,016 performance shares are scheduled to vest in December of 2020, (b) 84,052 restricted stock units are scheduled to vest in installments in December of 2020 through 2022, and (c) 71,187 performance shares are scheduled to vest in installments in December of 2021 and 2022, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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December 03, 2020 Filed Dec 8, 2020 02:04 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 24,826 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030788 · form4.xml · nonDerivative · entry 3

Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,847

F4 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2021, subject to continued employment through each applicable vesting date.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 183,255 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 28,016 performance shares are scheduled to vest in December of 2020, (b) 84,052 restricted stock units are scheduled to vest in installments in December of 2020 through 2022, and (c) 71,187 performance shares are scheduled to vest in installments in December of 2021 and 2022, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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December 03, 2020 Filed Dec 8, 2020 02:04 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 24,826 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030788 · form4.xml · nonDerivative · entry 2

Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,021

F3 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on December 19, 2023, depending on the achievement of specified performance goals and continued employment through the vesting date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 183,255 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 28,016 performance shares are scheduled to vest in December of 2020, (b) 84,052 restricted stock units are scheduled to vest in installments in December of 2020 through 2022, and (c) 71,187 performance shares are scheduled to vest in installments in December of 2021 and 2022, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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December 03, 2020 Filed Dec 8, 2020 02:04 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 2,018 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030788 · form4.xml · nonDerivative · entry 1

Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,195

F1 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The shares are scheduled to vest on December 19, 2020, subject to continued employment through the vesting date.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 183,255 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 28,016 performance shares are scheduled to vest in December of 2020, (b) 84,052 restricted stock units are scheduled to vest in installments in December of 2020 through 2022, and (c) 71,187 performance shares are scheduled to vest in installments in December of 2021 and 2022, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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December 19, 2019 Filed Dec 24, 2019 01:07 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Tax withholdingCommon Stock 79,439 $60.67 $4,819,564.13
Disclosure

SEC source: 0001127602-19-035793 · form4.xml · nonDerivative · entry 1

Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,890

F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 183,255 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 84,052 restricted stock units are scheduled to vest in installments in December of 2020 through 2022 and (b) 99,203 performance shares are scheduled to vest in installments in December of 2020 through 2022, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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December 16, 2019 Filed Dec 19, 2019 01:00 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 SaleCommon Stock 50,000 $60.73 $3,036,500.00
Disclosure

SEC source: 0001127602-19-035462 · form4.xml · nonDerivative · entry 1

Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,329

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.60 to $60.83, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

F2 · balance_after: Number of shares includes 348,428 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 115,426 performance shares are scheduled to vest in December of 2019, (b) 133,799 restricted stock units are scheduled to vest in installments in December of 2019 through 2022, and (c) 99,203 performance shares are scheduled to vest in installments in December of 2020 through 2022, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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December 05, 2019 Filed Dec 10, 2019 02:33 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 28,505 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-034644 · form4.xml · nonDerivative · entry 3

Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 554,329

F4 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2020, subject to continued employment through each applicable vesting date.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 262,607 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 86,615 performance shares are scheduled to vest in December of 2019, (b) 105,294 restricted stock units are scheduled to vest in installments in December of 2019 through 2021, and (c) 70,698 performance shares are scheduled to vest in installments in December of 2020 and 2021, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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December 05, 2019 Filed Dec 10, 2019 02:33 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 28,505 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-034644 · form4.xml · nonDerivative · entry 2

Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525,824

F3 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on December 19, 2022, depending on the achievement of specified performance goals and continued employment through the vesting date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 262,607 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 86,615 performance shares are scheduled to vest in December of 2019, (b) 105,294 restricted stock units are scheduled to vest in installments in December of 2019 through 2021, and (c) 70,698 performance shares are scheduled to vest in installments in December of 2020 and 2021, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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December 05, 2019 Filed Dec 10, 2019 02:33 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 28,811 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-034644 · form4.xml · nonDerivative · entry 1

Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,319

F1 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The shares are scheduled to vest on December 19, 2019, subject to continued employment through the vesting date.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 262,607 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 86,615 performance shares are scheduled to vest in December of 2019, (b) 105,294 restricted stock units are scheduled to vest in installments in December of 2019 through 2021, and (c) 70,698 performance shares are scheduled to vest in installments in December of 2020 and 2021, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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December 19, 2018 Filed Dec 21, 2018 23:21 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Tax withholdingCommon Stock 43,930 $31.53 $1,385,112.90
Disclosure

SEC source: 0001127602-18-037195 · form4.xml · nonDerivative · entry 1

Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,111

F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 262,607 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: (a) 34,704 performance shares are scheduled to vest in December of 2019, (b) 105,294 restricted stock units are scheduled to vest in installments in December of 2019 through 2021, and (c) 122,609 performance shares are scheduled to vest in installments in December of 2019 through 2021, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

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December 06, 2018 Filed Dec 11, 2018 02:37 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 42,682 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-035759 · form4.xml · nonDerivative · entry 2

Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,041

F3 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2019, depending on continued employment through each applicable vest date.

F2 · balance_after: Number of shares includes 266,803 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: (a) 88,746 performance shares are scheduled to vest in installments in December of 2018 and 2019, (b) 51,911 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (c) 34,608 restricted stock units are scheduled to vest in installments in December of 2018 and 2019, (d) 63,522 restricted stock units are scheduled to vest in installments in December of 2018 through 2021, depending on achievement of a specified performance goal, and (e) 28,016 performance shares are scheduled to vest in December 2020, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

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December 06, 2018 Filed Dec 11, 2018 02:37 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 42,682 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-035759 · form4.xml · nonDerivative · entry 1

Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,359

F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur on December 19, 2021, depending on the achievement of specified performance goals and continued employment through the vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

F2 · balance_after: Number of shares includes 266,803 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: (a) 88,746 performance shares are scheduled to vest in installments in December of 2018 and 2019, (b) 51,911 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (c) 34,608 restricted stock units are scheduled to vest in installments in December of 2018 and 2019, (d) 63,522 restricted stock units are scheduled to vest in installments in December of 2018 through 2021, depending on achievement of a specified performance goal, and (e) 28,016 performance shares are scheduled to vest in December 2020, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

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October 01, 2018 Filed Oct 3, 2018 23:06 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Tax withholdingCommon Stock 3,459 $38.34 $132,618.06
Disclosure

SEC source: 0001127602-18-029490 · form4.xml · nonDerivative · entry 1

Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,677

F1 · shares: Represents number of shares that were automatically withheld upon vesting of restricted stock units to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 266,803 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: (a) 88,746 performance shares are scheduled to vest in installments in December of 2018 and 2019, (b) 51,911 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (c) 34,608 restricted stock units are scheduled to vest in installments in December of 2018 and 2019, (d) 63,522 restricted stock units are scheduled to vest in installments in December of 2018 through 2021, depending on achievement of a specified performance goal, and (e) 28,016 performance shares are scheduled to vest in December 2020, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

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January 01, 2018 Filed Jan 3, 2018 22:54 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Tax withholdingCommon Stock 3,897 $51.12 $199,214.64
Disclosure

SEC source: 0001127602-18-000764 · form4.xml · nonDerivative · entry 1

Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,790

F1 · shares: Represents number of shares that were automatically withheld upon vesting of restricted stock units to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 276,803 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: (a) 10,000 restricted stock units are scheduled to vest in October 2018, (b) 88,746 performance shares are scheduled to vest in installments in December of 2018 and 2019, (c) 51,911 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (d) 34,608 restricted stock units are scheduled to vest in installments in December of 2018 and 2019, (e) 63,522 restricted stock units are scheduled to vest in installments in December of 2018 through 2021, depending on achievement of a specified performance goal, and (f) 28,016 performance shares are scheduled to vest in December 2020, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

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December 19, 2017 Filed Dec 22, 2017 00:52 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Tax withholdingCommon Stock 43,267 $52.96 $2,291,420.32
Disclosure

SEC source: 0001127602-17-035390 · form4.xml · nonDerivative · entry 1

Raja Prabu G. · CIK 0001721738 · SVP, Semi. Products Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,687

F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 286,803 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: (a) 10,000 restricted stock units are scheduled to vest in January 2018, (b) 10,000 restricted stock units are scheduled to vest in October 2018, (c) 88,746 performance shares are scheduled to vest in installments in December of 2018 and 2019, (d) 51,911 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (e) 34,608 restricted stock units are scheduled to vest in installments in December of 2018 and 2019, (f) 63,522 restricted stock units are scheduled to vest in installments in December of 2018 through 2021, depending on achievement of a specified performance goal, and (g) 28,016 performance shares are scheduled to vest in December 2020, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.