Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNITEDHEALTH GROUP INCUNH · Entity 2809 | Director · CEO, UHG | September 22, 2026 | September 24, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNITEDHEALTH GROUP INC
Report date September 22, 2026 · Filed September 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 177,689.942 |
Reported balance
After 2026-09-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-22 · Grant · Acquired 50 · Balance 177,689.942 F1: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units. F2: Includes 129,541 shares previously owned indirectly by trusts which were transferred to the reporting person's direct holdings on August 27, 2026. This transaction was exempt from reporting pursuant to Rule 16a-13. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 358.8533 |
Reported balance
Holding disclosure · report date 2026-09-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 358.8533 |
| Common StockSEC Table I · non-derivative | IndirectBy Trusts | 877,290 |
Reported balance
Holding disclosure · report date 2026-09-22 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 877,290 F3: Excludes 129,541 shares previously owned indirectly by trusts which were transferred to the reporting person's direct holdings on August 27, 2026. This transaction was exempt from reporting pursuant to Rule 16a-13. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.
F2: Includes 129,541 shares previously owned indirectly by trusts which were transferred to the reporting person's direct holdings on August 27, 2026. This transaction was exempt from reporting pursuant to Rule 16a-13.
F3: Excludes 129,541 shares previously owned indirectly by trusts which were transferred to the reporting person's direct holdings on August 27, 2026. This transaction was exempt from reporting pursuant to Rule 16a-13.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 12, 2015 Filed Feb 17, 2015 22:32 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 2,546 | $109.84 | $279,652.64 |
DisclosureSEC source: 0001209191-15-014646 · doc4.xml · nonDerivative · entry 1 HEMSLEY STEPHEN J · CIK 0001180162 · Director · Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,063,203.934 Read SEC document |
| February 10, 2015 Filed Feb 12, 2015 22:17 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Options (right to buy) · Derivative | 103,678 | $0.00 Strike: $108.97 | $0.00 |
DisclosureSEC source: 0001209191-15-012863 · doc4.xml · derivative · entry 5 HEMSLEY STEPHEN J · CIK 0001180162 · Director · Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,678 Underlying: Common Stock · 103,678 shares Expires 2025-02-10 F5 · derivative.exercise_date: The stock options vest at a rate of 25% annually on February 10 from the years 2016 through 2019. Read SEC document |
| February 10, 2015 Filed Feb 12, 2015 22:17 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 47,339 | $108.97 | $5,158,530.83 |
DisclosureSEC source: 0001209191-15-012863 · doc4.xml · nonDerivative · entry 3 HEMSLEY STEPHEN J · CIK 0001180162 · Director · Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,065,749.934 F3 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of Performance Share Awards for the performance period 2012-2014. F4 · balance_after: Amount does not include Performance Share Awards granted to the executive officer on February 10, 2015, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of Performance Shares that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of Performance Shares is 42,902. Read SEC document |
| February 10, 2015 Filed Feb 12, 2015 22:17 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 98,213 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-15-012863 · doc4.xml · nonDerivative · entry 2 HEMSLEY STEPHEN J · CIK 0001180162 · Director · Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,113,088.934 F2 · shares: Represents the settlement of Performance Share Awards for the performance period 2012-2014. Read SEC document |
| February 10, 2015 Filed Feb 12, 2015 22:17 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 21,451 | $108.97 | $2,337,515.47 |
DisclosureSEC source: 0001209191-15-012863 · doc4.xml · nonDerivative · entry 1 HEMSLEY STEPHEN J · CIK 0001180162 · Director · Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,014,875.934 F1 · shares: The restricted stock units will vest at a rate of 25% annually on February 10 from the years 2016 through 2019. Read SEC document |
| February 06, 2015 Filed Feb 10, 2015 21:49 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 2,637 | $107.60 | $283,741.20 |
DisclosureSEC source: 0001209191-15-011410 · doc4.xml · nonDerivative · entry 2 HEMSLEY STEPHEN J · CIK 0001180162 · Director · Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,993,424.934 Read SEC document |
| February 06, 2015 Filed Feb 10, 2015 21:49 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 10,643 | $107.60 | $1,145,186.80 |
DisclosureSEC source: 0001209191-15-011410 · doc4.xml · nonDerivative · entry 1 HEMSLEY STEPHEN J · CIK 0001180162 · Director · Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,996,061.934 Read SEC document |
| December 18, 2014 Filed Dec 22, 2014 21:31 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative | 62,500 | $0.00 Strike: $57.42 | $0.00 |
DisclosureSEC source: 0001209191-14-077420 · doc4.xml · derivative · entry 13 HEMSLEY STEPHEN J · CIK 0001180162 · Director · Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 62,500 shares Expires 2015-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2014 Filed Dec 22, 2014 21:31 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative | 187,500 | $0.00 Strike: $48.36 | $0.00 |
DisclosureSEC source: 0001209191-14-077420 · doc4.xml · derivative · entry 12 HEMSLEY STEPHEN J · CIK 0001180162 · Director · Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 187,500 shares Expires 2015-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2014 Filed Dec 22, 2014 21:31 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative | 150,000 | $0.00 Strike: $55.36 | $0.00 |
DisclosureSEC source: 0001209191-14-077420 · doc4.xml · derivative · entry 11 HEMSLEY STEPHEN J · CIK 0001180162 · Director · Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2015-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2014 Filed Dec 22, 2014 21:31 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative | 450,000 | $0.00 Strike: $45.28 | $0.00 |
DisclosureSEC source: 0001209191-14-077420 · doc4.xml · derivative · entry 10 HEMSLEY STEPHEN J · CIK 0001180162 · Director · Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 450,000 shares Expires 2015-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2014 Filed Dec 22, 2014 21:31 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 48,307 | $102.24 | $4,938,907.68 |
DisclosureSEC source: 0001209191-14-077420 · doc4.xml · nonDerivative · entry 8 HEMSLEY STEPHEN J · CIK 0001180162 · Director · Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,006,704.934 Read SEC document |
| December 18, 2014 Filed Dec 22, 2014 21:31 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionCommon Stock | 62,500 | $57.42 | $3,588,643.75 |
DisclosureSEC source: 0001209191-14-077420 · doc4.xml · nonDerivative · entry 7 HEMSLEY STEPHEN J · CIK 0001180162 · Director · Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,055,011.934 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2014 Filed Dec 22, 2014 21:31 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 136,311 | $102.24 | $13,936,436.64 |
DisclosureSEC source: 0001209191-14-077420 · doc4.xml · nonDerivative · entry 6 HEMSLEY STEPHEN J · CIK 0001180162 · Director · Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,992,511.934 Read SEC document |
| December 18, 2014 Filed Dec 22, 2014 21:31 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionCommon Stock | 187,500 | $48.36 | $9,066,562.50 |
DisclosureSEC source: 0001209191-14-077420 · doc4.xml · nonDerivative · entry 5 HEMSLEY STEPHEN J · CIK 0001180162 · Director · Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,128,822.934 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2014 Filed Dec 22, 2014 21:31 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 114,371 | $102.24 | $11,693,291.04 |
DisclosureSEC source: 0001209191-14-077420 · doc4.xml · nonDerivative · entry 4 HEMSLEY STEPHEN J · CIK 0001180162 · Director · Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,941,322.934 Read SEC document |
| December 18, 2014 Filed Dec 22, 2014 21:31 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionCommon Stock | 150,000 | $55.36 | $8,303,745.00 |
DisclosureSEC source: 0001209191-14-077420 · doc4.xml · nonDerivative · entry 3 HEMSLEY STEPHEN J · CIK 0001180162 · Director · Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,055,693.934 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2014 Filed Dec 22, 2014 21:31 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 320,135 | $102.24 | $32,730,602.40 |
DisclosureSEC source: 0001209191-14-077420 · doc4.xml · nonDerivative · entry 2 HEMSLEY STEPHEN J · CIK 0001180162 · Director · Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,905,693.934 Read SEC document |
| December 18, 2014 Filed Dec 22, 2014 21:31 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionCommon Stock | 450,000 | $45.28 | $20,376,000.00 |
DisclosureSEC source: 0001209191-14-077420 · doc4.xml · nonDerivative · entry 1 HEMSLEY STEPHEN J · CIK 0001180162 · Director · Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,225,828.934 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 17, 2014 Filed Dec 18, 2014 21:36 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 2,544 | $99.14 | $252,212.16 |
DisclosureSEC source: 0001209191-14-076688 · doc4.xml · nonDerivative · entry 2 HEMSLEY STEPHEN J · CIK 0001180162 · Director · Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,775,828.934 F2 · shares: Represents the cancellation of shares for the payment of a FICA tax liability. Read SEC document |
| December 16, 2014 Filed Dec 18, 2014 21:36 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 408.67 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-14-076688 · doc4.xml · nonDerivative · entry 1 HEMSLEY STEPHEN J · CIK 0001180162 · Director · Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,778,372.934 F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest. Read SEC document |
| September 23, 2014 Filed Sep 25, 2014 20:53 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 450.423 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-14-059796 · doc4.xml · nonDerivative · entry 1 HEMSLEY STEPHEN J · CIK 0001180162 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,777,964.264 F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest. F2 · balance_after: Includes shares received through UnitedHealth Group Incorporated's Employee Stock Purchase Plan. Read SEC document |
| June 25, 2014 Filed Jun 27, 2014 20:41 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 471.523 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-14-044166 · doc4.xml · nonDerivative · entry 1 HEMSLEY STEPHEN J · CIK 0001180162 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,777,178.615 F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest. Read SEC document |
| March 25, 2014 Filed Mar 26, 2014 21:08 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 282.492 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-14-023214 · doc4.xml · nonDerivative · entry 1 HEMSLEY STEPHEN J · CIK 0001180162 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,755,277.36 F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest. Read SEC document |
| March 25, 2014 Filed Apr 18, 2014 20:46 UTC Amendment | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 356.224 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-14-028360 · doc4a.xml · nonDerivative · entry 1 HEMSLEY STEPHEN J · CIK 0001180162 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,776,608.785 F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest. F2 · shares: In the reporting person's original Form 4 filing, the number of shares in the "Securities Acquired or Disposed of" and "Amount of Securities Beneficially Owned Following Reported Transactions" columns were incorrectly reported. F2 · balance_after: In the reporting person's original Form 4 filing, the number of shares in the "Securities Acquired or Disposed of" and "Amount of Securities Beneficially Owned Following Reported Transactions" columns were incorrectly reported. Read SEC document |
| February 12, 2014 Filed Feb 15, 2014 00:13 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Options (right to buy) · Derivative | 106,296 | $0.00 Strike: $70.24 | $0.00 |
DisclosureSEC source: 0001209191-14-011009 · doc4.xml · derivative · entry 5 HEMSLEY STEPHEN J · CIK 0001180162 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,296 Underlying: Common Stock · 106,296 shares Expires 2024-02-12 F5 · derivative.exercise_date: The stock options vest at a rate of 25% annually on February 12 from the years 2015 through 2018. Read SEC document |
| February 12, 2014 Filed Feb 15, 2014 00:13 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 80,200 | $70.24 | $5,633,248.00 |
DisclosureSEC source: 0001209191-14-011009 · doc4.xml · nonDerivative · entry 3 HEMSLEY STEPHEN J · CIK 0001180162 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,754,994.868 F3 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of Performance Share Awards for the performance period 2011-2013. F4 · balance_after: Amount does not include performance-based restricted stock units granted to the executive officer on February 12, 2014, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of performance-based restricted stock units that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of performance-based restricted stock units is 67,626. Read SEC document |
| February 12, 2014 Filed Feb 15, 2014 00:13 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 166,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-14-011009 · doc4.xml · nonDerivative · entry 2 HEMSLEY STEPHEN J · CIK 0001180162 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,835,194.868 F2 · shares: Represents the settlement of Performance Share Awards for the performance period 2011-2013. Read SEC document |
| February 12, 2014 Filed Feb 15, 2014 00:13 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 33,813 | $70.24 | $2,375,025.12 |
DisclosureSEC source: 0001209191-14-011009 · doc4.xml · nonDerivative · entry 1 HEMSLEY STEPHEN J · CIK 0001180162 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,668,804.868 F1 · shares: The restricted stock units will vest at a rate of 25% annually on February 12 from the years 2015 through 2018. Read SEC document |
| February 12, 2014 Filed Apr 18, 2014 20:46 UTC Amendment | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Options (right to buy) · Derivative | 83,918 | $0.00 Strike: $70.24 | $0.00 |
DisclosureSEC source: 0001209191-14-028359 · doc4a.xml · derivative · entry 3 HEMSLEY STEPHEN J · CIK 0001180162 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,918 Underlying: Common Stock · 83,918 shares Expires 2024-02-12 F1 · date: The total award value for equity grants made to the reporting person on February 12, 2014 remains unchanged from the total award value of the equity grants reported in the reporting person's original Form 4 filing; this amendment is being filed to reflect the accurate mix of equity grants. F6 · shares: In the reporting person's original Form 4 filing, the number of shares in the "Number of Derivative Securities Acquired or Disposed of," "Title and Amount of Underlying Securities - Amount or Number of Shares" and "Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)" columns were incorrectly reported. F7 · derivative.exercise_date: The stock options vest at a rate of 25% annually on February 12 from the years 2015 through 2018. F6 · derivative.underlying_shares: In the reporting person's original Form 4 filing, the number of shares in the "Number of Derivative Securities Acquired or Disposed of," "Title and Amount of Underlying Securities - Amount or Number of Shares" and "Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)" columns were incorrectly reported. F6 · balance_after: In the reporting person's original Form 4 filing, the number of shares in the "Number of Derivative Securities Acquired or Disposed of," "Title and Amount of Underlying Securities - Amount or Number of Shares" and "Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)" columns were incorrectly reported. Read SEC document |
| February 12, 2014 Filed Apr 18, 2014 20:46 UTC Amendment | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 28,474 | $70.24 | $2,000,013.76 |
DisclosureSEC source: 0001209191-14-028359 · doc4a.xml · nonDerivative · entry 2 HEMSLEY STEPHEN J · CIK 0001180162 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,690,160.868 F1 · date: The total award value for equity grants made to the reporting person on February 12, 2014 remains unchanged from the total award value of the equity grants reported in the reporting person's original Form 4 filing; this amendment is being filed to reflect the accurate mix of equity grants. F3 · shares: In the reporting person's original Form 4 filing, the number of shares in the "Securities Acquired or Disposed of" and "Amount of Securities Beneficially Owned Following Reported Transactions" columns and the vesting schedule for the restricted stock units were incorrectly reported. In the aggregate, 55,169 restricted stock units were granted to the reporting person on February 12, 2014 with vesting schedules as set forth in footnotes 2 and 4. F4 · shares: The restricted stock units will vest 100% on the third anniversary of the date of grant. F5 · balance_after: Amount does not include performance-based restricted stock units granted to the reporting person on February 12, 2014, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of performance-based restricted stock units that the reporting person will receive will be determined at the end of the three-year performance period and will be dependent upon the achievement of cumulative three-year earnings per share and average return on equity performance metrics approved by the Compensation and Human Resources Committee. The target number of performance-based restricted stock units is 53,389. Read SEC document |
| February 12, 2014 Filed Apr 18, 2014 20:46 UTC Amendment | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 26,695 | $70.24 | $1,875,056.80 |
DisclosureSEC source: 0001209191-14-028359 · doc4a.xml · nonDerivative · entry 1 HEMSLEY STEPHEN J · CIK 0001180162 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,661,686.868 F1 · date: The total award value for equity grants made to the reporting person on February 12, 2014 remains unchanged from the total award value of the equity grants reported in the reporting person's original Form 4 filing; this amendment is being filed to reflect the accurate mix of equity grants. F2 · shares: The restricted stock units will vest at a rate of 25% annually on February 12 from the years 2015 through 2018. F3 · shares: In the reporting person's original Form 4 filing, the number of shares in the "Securities Acquired or Disposed of" and "Amount of Securities Beneficially Owned Following Reported Transactions" columns and the vesting schedule for the restricted stock units were incorrectly reported. In the aggregate, 55,169 restricted stock units were granted to the reporting person on February 12, 2014 with vesting schedules as set forth in footnotes 2 and 4. Read SEC document |
| February 07, 2014 Filed Feb 10, 2014 21:33 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 9,560 | $71.36 | $682,201.60 |
DisclosureSEC source: 0001209191-14-008693 · doc4.xml · nonDerivative · entry 4 HEMSLEY STEPHEN J · CIK 0001180162 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,634,991.868 Read SEC document |
| February 07, 2014 Filed Feb 10, 2014 21:33 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 5,210 | $71.36 | $371,785.60 |
DisclosureSEC source: 0001209191-14-008693 · doc4.xml · nonDerivative · entry 3 HEMSLEY STEPHEN J · CIK 0001180162 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,644,551.868 Read SEC document |
| February 07, 2014 Filed Feb 10, 2014 21:33 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 13,270 | $71.36 | $946,947.20 |
DisclosureSEC source: 0001209191-14-008693 · doc4.xml · nonDerivative · entry 2 HEMSLEY STEPHEN J · CIK 0001180162 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,649,761.868 Read SEC document |
| February 06, 2014 Filed Feb 10, 2014 21:33 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 2,179 | $70.87 | $154,425.73 |
DisclosureSEC source: 0001209191-14-008693 · doc4.xml · nonDerivative · entry 1 HEMSLEY STEPHEN J · CIK 0001180162 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,663,031.868 Read SEC document |
| December 31, 2013 Filed Jan 6, 2014 23:13 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GiftCommon Stock | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-14-002019 · doc4.xml · nonDerivative · entry 1 HEMSLEY STEPHEN J · CIK 0001180162 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,665,210.868 Read SEC document |
| December 18, 2013 Filed Dec 19, 2013 22:39 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 1,303 | $72.38 | $94,311.14 |
DisclosureSEC source: 0001209191-13-058011 · doc4.xml · nonDerivative · entry 2 HEMSLEY STEPHEN J · CIK 0001180162 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,689,235.868 F2 · shares: Represents the cancellation of shares for the payment of a FICA tax liability. Read SEC document |
| December 18, 2013 Filed Dec 30, 2013 22:24 UTC Amendment | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 1,328 | $72.38 | $96,120.64 |
DisclosureSEC source: 0001209191-13-058852 · doc4a.xml · nonDerivative · entry 1 HEMSLEY STEPHEN J · CIK 0001180162 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,689,210.868 F1 · shares: Represents the cancellation of shares for the payment of a FICA tax liability. F2 · shares: In the reporting person's original Form 4 filing, the number of forfeited shares reported was understated by 25 shares and the number of shares reported in the "Amount of Securities Beneficially Owned Following Reported Transactions" column was overstated by 25 shares. F2 · balance_after: In the reporting person's original Form 4 filing, the number of forfeited shares reported was understated by 25 shares and the number of shares reported in the "Amount of Securities Beneficially Owned Following Reported Transactions" column was overstated by 25 shares. Read SEC document |
| December 17, 2013 Filed Dec 19, 2013 22:39 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 427.263 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-058011 · doc4.xml · nonDerivative · entry 1 HEMSLEY STEPHEN J · CIK 0001180162 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,690,538.868 F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest. Read SEC document |
| December 02, 2013 Filed Dec 3, 2013 22:18 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 600,000 | $0.00 Strike: $58.36 | $0.00 |
DisclosureSEC source: 0001209191-13-055018 · doc4.xml · derivative · entry 4 HEMSLEY STEPHEN J · CIK 0001180162 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 600,000 shares Expires 2014-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2013 Filed Dec 3, 2013 22:18 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 533,783 | $74.16 | $39,585,347.28 |
DisclosureSEC source: 0001209191-13-055018 · doc4.xml · nonDerivative · entry 2 HEMSLEY STEPHEN J · CIK 0001180162 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,690,111.605 Read SEC document |
| December 02, 2013 Filed Dec 3, 2013 22:18 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionCommon Stock | 600,000 | $58.36 | $35,016,000.00 |
DisclosureSEC source: 0001209191-13-055018 · doc4.xml · nonDerivative · entry 1 HEMSLEY STEPHEN J · CIK 0001180162 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,223,894.605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 24, 2013 Filed Sep 26, 2013 21:03 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 416.258 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-045787 · doc4.xml · nonDerivative · entry 1 HEMSLEY STEPHEN J · CIK 0001180162 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,623,894.605 F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest. F2 · balance_after: Includes shares received through UnitedHealth Group Incorporated's Employee Stock Purchase Plan. Read SEC document |
| June 26, 2013 Filed Jun 28, 2013 20:27 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 462.708 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-034069 · doc4.xml · nonDerivative · entry 1 HEMSLEY STEPHEN J · CIK 0001180162 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,623,008.5203 F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest. Read SEC document |
| March 26, 2013 Filed Mar 28, 2013 21:22 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 407.22 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-018849 · doc4.xml · nonDerivative · entry 1 HEMSLEY STEPHEN J · CIK 0001180162 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,622,545.8123 F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest. Read SEC document |
| February 08, 2013 Filed Feb 12, 2013 22:02 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 4,716 | $57.74 | $272,301.84 |
DisclosureSEC source: 0001209191-13-008075 · doc4.xml · nonDerivative · entry 1 HEMSLEY STEPHEN J · CIK 0001180162 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,622,138.5923 Read SEC document |
| February 06, 2013 Filed Feb 8, 2013 21:33 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Options (right to buy) · Derivative | 99,312 | $0.00 Strike: $57.38 | $0.00 |
DisclosureSEC source: 0001209191-13-007395 · doc4.xml · derivative · entry 3 HEMSLEY STEPHEN J · CIK 0001180162 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,312 Underlying: Common Stock · 99,312 shares Expires 2023-02-06 F3 · derivative.exercise_date: The non-qualified stock options vest at a rate of 25% annually on February 6 from the years 2014 through 2017. Read SEC document |
| February 06, 2013 Filed Feb 8, 2013 21:33 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 32,677 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-007395 · doc4.xml · nonDerivative · entry 1 HEMSLEY STEPHEN J · CIK 0001180162 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,626,854.5923 F1 · shares: The restricted stock units will vest at a rate of 25% annually on February 6 from the years 2014 through 2017. F2 · balance_after: Amount does not include performance-based restricted stock units granted to the executive officer on February 6, 2013, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of performance-based restricted stock units that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of performance-based restricted stock units is 65,354. Read SEC document |
| February 01, 2013 Filed Feb 5, 2013 22:24 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 4,508 | $55.77 | $251,411.16 |
DisclosureSEC source: 0001209191-13-006562 · doc4.xml · nonDerivative · entry 1 HEMSLEY STEPHEN J · CIK 0001180162 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,594,177.5923 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.