Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CATERPILLAR INCCAT · Entity 2808 | Director | September 30, 2026 | October 02, 2026 |
| ECOLAB INC.ECL · Entity 2954 | Director | September 30, 2026 | October 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CATERPILLAR INC
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 505 |
Reported balance
After 2026-09-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 28 · Balance 505 F1: Each phantom stock unit under the company's non-qualified deferred compensation plan as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2: Phantom stock units awarded or acquired in lieu of director cash compensation. F3: The phantom stock units were acquired under the Caterpillar Inc. Directors' Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4: Includes adjustments for dividends accrued. |
Filing footnotes · ownership attribution and instrument terms
F1: Each phantom stock unit under the company's non-qualified deferred compensation plan as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock.
F2: Phantom stock units awarded or acquired in lieu of director cash compensation.
F3: The phantom stock units were acquired under the Caterpillar Inc. Directors' Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service.
F4: Includes adjustments for dividends accrued.
ECOLAB INC.
Report date September 30, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,578.85 |
Reported balance
After 2026-09-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 131.17 · Balance 25,578.85 F1: Includes 21.01 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. |
| Common StockSEC Table I · non-derivative | Direct | 25,625.21 |
Reported balance
After 2026-09-30 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-09-30 · Grant · Acquired 46.36 · Balance 25,625.21 |
| Common StockSEC Table I · non-derivative | IndirectBy Kathleen F. MacLennan Revocable Trust u/a dated 11/07/2002 | 3,500 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,500 |
| Common StockSEC Table I · non-derivative | IndirectBy sibling's trusts | 709 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 709 |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 21.01 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2026 Filed Oct 3, 2026 00:55 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 46.36 | $276.36 | $12,811.82 |
DisclosureSEC source: 0001628280-26-064623 · wk-form4_1790974555.xml · nonDerivative · entry 2 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,625.21 Read SEC document |
| September 30, 2026 Filed Oct 3, 2026 00:55 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 131.17 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-064623 · wk-form4_1790974555.xml · nonDerivative · entry 1 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,578.85 F1 · balance_after: Includes 21.01 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. Read SEC document |
| September 30, 2026 Filed Oct 2, 2026 01:14 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 28 | $821.01 | $22,988.28 |
DisclosureSEC source: 0001104659-26-112891 · tm2626848-1_4seq1.xml · derivative · entry 1 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 505 Underlying: Common Stock · 28 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plan as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Directors' Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Directors' Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| June 30, 2026 Filed Jul 2, 2026 20:41 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 46.01 | $278.46 | $12,811.85 |
DisclosureSEC source: 0001498535-26-000012 · form4-07022026_080748.xml · nonDerivative · entry 2 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,426.67 Read SEC document |
| June 30, 2026 Filed Jul 2, 2026 20:41 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 130.18 | $0.00 | $0.00 |
DisclosureSEC source: 0001498535-26-000012 · form4-07022026_080748.xml · nonDerivative · entry 1 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,380.66 F1 · balance_after: Includes 20.47 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. Read SEC document |
| June 30, 2026 Filed Jul 1, 2026 18:53 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 22 | $1,055.33 | $23,217.26 |
DisclosureSEC source: 0001104659-26-079826 · tm2619554-1_4seq1.xml · derivative · entry 1 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 476 Underlying: Common Stock · 22 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plan as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Directors' Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Directors' Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| June 10, 2026 Filed Jun 11, 2026 19:48 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 211 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-072898 · tm2617695-4_4seq1.xml · nonDerivative · entry 1 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,420 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| May 15, 2026 Filed May 19, 2026 21:10 UTC | ECOLAB INC. ECL · Entity 2954 | GrantNon-Employee Director Stock Option (Right to Buy) · Derivative | 732 | $0.00 Strike: $247.70 | $0.00 |
DisclosureSEC source: 0001498535-26-000010 · form4-05192026_090534.xml · derivative · entry 4 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 732 Underlying: Common Stock · 732 shares Expires 2036-05-15 F1 · derivative.exercise_date: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the earlier of the last day of the fourth three-month period following its date of grant or the company's next annual meeting date; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full. The date listed in the Date Exercisable column represents the first vesting date. Read SEC document |
| May 13, 2026 Filed May 14, 2026 21:03 UTC | ECOLAB INC. ECL · Entity 2954 | PurchaseCommon Stock | 1,000 | $250.65 | $250,650.00 |
DisclosureSEC source: 0001498535-26-000008 · form4-05142026_090549.xml · nonDerivative · entry 1 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,230.01 Read SEC document |
| May 04, 2026 Filed May 5, 2026 21:27 UTC | ECOLAB INC. ECL · Entity 2954 | PurchaseCommon Stock | 800 | $256.91 | $205,529.60 |
DisclosureSEC source: 0001498535-26-000006 · form4-05052026_090557.xml · nonDerivative · entry 1 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,230.01 Read SEC document |
| May 04, 2026 Filed May 5, 2026 18:00 UTC | CATERPILLAR INC CAT · Entity 2808 | PurchaseCommon Stock | 250 | $876.84 | $219,210.00 |
DisclosureSEC source: 0001104659-26-055493 · tm2613618-1_4seq1.xml · nonDerivative · entry 1 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,206 F1 · balance_after: Includes adjustment for dividends accrued. Read SEC document |
| March 31, 2026 Filed Apr 2, 2026 21:04 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 48.71 | $263.03 | $12,812.19 |
DisclosureSEC source: 0001498535-26-000004 · form4-04022026_090451.xml · nonDerivative · entry 2 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,430.01 Read SEC document |
| March 31, 2026 Filed Apr 2, 2026 21:04 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 137.82 | $0.00 | $0.00 |
DisclosureSEC source: 0001498535-26-000004 · form4-04022026_090451.xml · nonDerivative · entry 1 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,381.3 F1 · balance_after: Includes 19.43 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. Read SEC document |
| March 31, 2026 Filed Apr 1, 2026 17:23 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 33 | $690.44 | $22,784.52 |
DisclosureSEC source: 0001104659-26-038394 · tm2610889-1_4seq1.xml · derivative · entry 1 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 453 Underlying: Common Stock · 33 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| December 31, 2025 Filed Jan 5, 2026 22:02 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 43.85 | $263.68 | $11,562.15 |
DisclosureSEC source: 0001498535-26-000002 · form4-01052026_100147.xml · nonDerivative · entry 2 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,224.05 Read SEC document |
| December 31, 2025 Filed Jan 5, 2026 22:02 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 128 | $0.00 | $0.00 |
DisclosureSEC source: 0001498535-26-000002 · form4-01052026_100147.xml · nonDerivative · entry 1 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,180.2 F1 · balance_after: Includes 17.12 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. Read SEC document |
| December 31, 2025 Filed Jan 5, 2026 23:28 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 30 | $575.49 | $17,264.70 |
DisclosureSEC source: 0001104659-26-000797 · tm261893-2_4seq2.xml · derivative · entry 1 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 419 Underlying: Common Stock · 30 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. Read SEC document |
| December 08, 2025 Filed Dec 8, 2025 21:25 UTC | ECOLAB INC. ECL · Entity 2954 | PurchaseCommon Stock | 750 | $257.60 | $193,197.75 |
DisclosureSEC source: 0001498535-25-000013 · form4-12082025_091200.xml · nonDerivative · entry 1 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,035.08 Read SEC document |
| November 25, 2025 Filed Nov 26, 2025 18:10 UTC | CATERPILLAR INC CAT · Entity 2808 | OtherPhantom Stock Units · Derivative | 72 | $557.34 | $40,128.48 |
DisclosureSEC source: 0001104659-25-116333 · tm2532294-1_4seq1.xml · derivative · entry 1 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 389 Underlying: Common Stock · 72 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is equivalent to one share of Caterpillar Inc. common stock. F2 · kind: Intra-plan transfer pursuant to the Director's Deferred Compensation Plan. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| November 12, 2025 Filed Nov 13, 2025 21:44 UTC | ECOLAB INC. ECL · Entity 2954 | Exercise / conversionNon-Employee Stock Option (Right to Buy) · Derivative | 3,300 | $0.00 Strike: $115.08 | $0.00 |
DisclosureSEC source: 0001498535-25-000011 · form4-11132025_091155.xml · derivative · entry 5 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,300 Underlying: Common Stock · 3,300 shares Expires 2026-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant. The date listed in the Date Exercisable column represents the first vesting date. Read SEC document |
| November 12, 2025 Filed Nov 13, 2025 21:44 UTC | ECOLAB INC. ECL · Entity 2954 | Tax withholdingCommon Stock | 1,451 | $262.03 | $380,198.28 |
DisclosureSEC source: 0001498535-25-000011 · form4-11132025_091155.xml · nonDerivative · entry 2 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,285.08 F1 · kind: Reflects the reporting person's payment of the exercise price for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock. Read SEC document |
| November 12, 2025 Filed Nov 13, 2025 21:44 UTC | ECOLAB INC. ECL · Entity 2954 | Exercise / conversionCommon Stock | 3,300 | $115.08 | $379,747.50 |
DisclosureSEC source: 0001498535-25-000011 · form4-11132025_091155.xml · nonDerivative · entry 1 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,736.08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2025 Filed Nov 6, 2025 20:15 UTC | CATERPILLAR INC CAT · Entity 2808 | PurchaseCommon Stock | 300 | $568.86 | $170,658.00 |
DisclosureSEC source: 0001104659-25-107671 · tm2530482-2_4seq1.xml · nonDerivative · entry 1 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,947 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| September 30, 2025 Filed Oct 2, 2025 20:43 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 42.22 | $273.87 | $11,562.79 |
DisclosureSEC source: 0001498535-25-000009 · form4-10022025_081055.xml · nonDerivative · entry 2 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,436.08 Read SEC document |
| September 30, 2025 Filed Oct 2, 2025 20:43 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 123.23 | $0.00 | $0.00 |
DisclosureSEC source: 0001498535-25-000009 · form4-10022025_081055.xml · nonDerivative · entry 1 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,393.86 F1 · balance_after: Includes 17.14 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. Read SEC document |
| September 30, 2025 Filed Oct 2, 2025 00:24 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 37 | $473.84 | $17,532.08 |
DisclosureSEC source: 0001104659-25-095765 · tm2527780-1_4seq1.xml · derivative · entry 1 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 315 Underlying: Common Stock · 37 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| August 18, 2025 Filed Aug 19, 2025 20:22 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 500 | $407.76 | $203,880.00 |
DisclosureSEC source: 0001104659-25-080277 · tm2523901-1_4seq1.xml · nonDerivative · entry 1 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,641 Read SEC document |
| August 13, 2025 Filed Aug 15, 2025 20:43 UTC | ECOLAB INC. ECL · Entity 2954 | PurchaseCommon Stock | 600 | $278.51 | $167,107.80 |
DisclosureSEC source: 0001415889-25-022088 · form4-08152025_080821.xml · nonDerivative · entry 1 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,253.49 Read SEC document |
| June 30, 2025 Filed Jul 2, 2025 20:42 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 43.23 | $267.48 | $11,563.16 |
DisclosureSEC source: 0001415889-25-019082 · form4-07022025_080737.xml · nonDerivative · entry 2 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,653.49 Read SEC document |
| June 30, 2025 Filed Jul 2, 2025 20:42 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 126.18 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-019082 · form4-07022025_080737.xml · nonDerivative · entry 1 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,610.26 F1 · balance_after: Includes 18.60 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. Read SEC document |
| June 30, 2025 Filed Jul 2, 2025 17:58 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 43 | $386.98 | $16,640.14 |
DisclosureSEC source: 0001104659-25-065163 · tm2519731-1_4seq1.xml · derivative · entry 1 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 277 Underlying: Common Stock · 43 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| June 11, 2025 Filed Jun 13, 2025 19:38 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 482 | $352.53 | $169,919.46 |
DisclosureSEC source: 0001104659-25-059319 · tm2517984-4_4seq1.xml · nonDerivative · entry 1 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,141 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| May 12, 2025 Filed May 14, 2025 20:59 UTC | ECOLAB INC. ECL · Entity 2954 | GrantNon-Employee Director Stock Option (Right to Buy) · Derivative | 810 | $0.00 Strike: $255.76 | $0.00 |
DisclosureSEC source: 0001415889-25-012903 · form4-05142025_080501.xml · derivative · entry 4 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 810 Underlying: Common Stock · 810 shares Expires 2035-05-12 F1 · derivative.exercise_date: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full. The date listed in the Date Exercisable column represents the first vesting date. Read SEC document |
| May 07, 2025 Filed May 9, 2025 20:54 UTC | ECOLAB INC. ECL · Entity 2954 | PurchaseCommon Stock | 500 | $251.75 | $125,872.50 |
DisclosureSEC source: 0001415889-25-012528 · form4-05092025_080550.xml · nonDerivative · entry 1 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,465.48 Read SEC document |
| May 07, 2025 Filed May 8, 2025 12:48 UTC | CATERPILLAR INC CAT · Entity 2808 | PurchaseCommon Stock | 375 | $320.70 | $120,262.50 |
DisclosureSEC source: 0001104659-25-045921 · tm2514392-1_4seq1.xml · nonDerivative · entry 1 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,653 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 31, 2025 Filed Apr 2, 2025 21:03 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 45.97 | $251.56 | $11,564.31 |
DisclosureSEC source: 0001415889-25-009700 · form4-04022025_090441.xml · nonDerivative · entry 2 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,965.48 Read SEC document |
| March 31, 2025 Filed Apr 2, 2025 21:03 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 134.16 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009700 · form4-04022025_090441.xml · nonDerivative · entry 1 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,919.51 F1 · balance_after: Includes 18.17 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. Read SEC document |
| March 31, 2025 Filed Apr 2, 2025 15:23 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 50 | $326.99 | $16,349.50 |
DisclosureSEC source: 0001104659-25-030979 · tm2511165-1_4seq1.xml · derivative · entry 1 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 234 Underlying: Common Stock · 50 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| February 13, 2025 Filed Feb 18, 2025 21:59 UTC | ECOLAB INC. ECL · Entity 2954 | PurchaseCommon Stock | 400 | $264.51 | $105,805.60 |
DisclosureSEC source: 0001415889-25-004454 · form4-02182025_090238.xml · nonDerivative · entry 1 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,767.18 Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 22:14 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 49.28 | $234.64 | $11,563.26 |
DisclosureSEC source: 0001415889-25-000563 · form4-01032025_100124.xml · nonDerivative · entry 2 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,367.18 F1 · balance_after: Includes 14.12 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 22:14 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 143.83 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-000563 · form4-01032025_100124.xml · nonDerivative · entry 1 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,303.78 Read SEC document |
| December 31, 2024 Filed Jan 2, 2025 21:53 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 45 | $363.78 | $16,370.10 |
DisclosureSEC source: 0001104659-25-000361 · tm251688-1_4seq1.xml · derivative · entry 1 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 183 Underlying: Common Stock · 45 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| September 30, 2024 Filed Oct 2, 2024 20:44 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 45.46 | $254.34 | $11,562.16 |
DisclosureSEC source: 0001415889-24-024435 · form4-10022024_081017.xml · nonDerivative · entry 2 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,159.95 F1 · balance_after: Includes 14.53 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. Read SEC document |
| September 30, 2024 Filed Oct 2, 2024 20:44 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 132.7 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-024435 · form4-10022024_081017.xml · nonDerivative · entry 1 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,099.96 Read SEC document |
| September 30, 2024 Filed Oct 1, 2024 17:06 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 42 | $389.79 | $16,371.18 |
DisclosureSEC source: 0001104659-24-104797 · tm2425317-2_4seq1.xml · derivative · entry 1 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 137 Underlying: Common Stock · 42 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| August 02, 2024 Filed Aug 6, 2024 20:35 UTC | ECOLAB INC. ECL · Entity 2954 | PurchaseCommon Stock | 650 | $240.41 | $156,265.20 |
DisclosureSEC source: 0001415889-24-020836 · form4-08062024_080858.xml · nonDerivative · entry 1 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,967.26 Read SEC document |
| June 30, 2024 Filed Jul 2, 2024 20:57 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 49.33 | $238.84 | $11,781.98 |
DisclosureSEC source: 0001415889-24-018944 · form4-07022024_080740.xml · nonDerivative · entry 2 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,317.26 F1 · balance_after: Includes 15.50 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. Read SEC document |
| June 30, 2024 Filed Jul 2, 2024 20:57 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 141.31 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-018944 · form4-07022024_080740.xml · nonDerivative · entry 1 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,252.43 Read SEC document |
| June 28, 2024 Filed Jul 1, 2024 20:31 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 50 | $331.26 | $16,563.00 |
DisclosureSEC source: 0001104659-24-076850 · tm2418651-1_4seq1.xml · derivative · entry 1 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95 Underlying: Common Stock · 50 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| June 12, 2024 Filed Jun 13, 2024 17:12 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 517 | $328.73 | $169,953.41 |
DisclosureSEC source: 0001104659-24-071183 · tm2417161-4_4seq1.xml · nonDerivative · entry 1 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,260 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.