Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTEL CORPINTC · Entity 2799 | EVP, CLO & CPO | May 30, 2026 | June 02, 2026 |
| Palo Alto Networks IncPANW · Entity 1811 | Director | October 09, 2026 | October 09, 2026 |
| Zoom Communications, Inc.ZM · Entity 889 | Chief Operating Officer | April 17, 2026 | April 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTEL CORP
Report date May 30, 2026 · Filed June 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 27,274 |
Reported balance
After 2026-05-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-30 · Grant · Acquired 27,274 · Balance 27,274 F1: Each restricted stock unit (RSU) represents the right to receive, following vesting, one share of Intel common stock. F2: Unless earlier forfeited under the terms of the RSUs, the RSUs will vest in three equal annual installments of Intel common stock beginning on the first anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 27,274 |
Reported balance
After 2026-05-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-30 · Grant · Acquired 27,274 · Balance 27,274 F3: Each performance stock unit (PSU) represents the right to receive, following vesting, up to 200% of one share of Intel common stock. The number of shares of Intel common stock acquired upon vesting of the PSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Talent and Compensation Committee, over a three-year performance period beginning with the first day of the fiscal year of the grant date and ending on the last day of the fiscal year of the second anniversary of the grant date. F4: Unless earlier forfeited under the terms of the PSU, each PSU vests and converts into no more than 200% of one share of Intel common stock on January 31, 2029, unless that date falls on a non-business date, in which case the next business date shall apply. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit (RSU) represents the right to receive, following vesting, one share of Intel common stock.
F2: Unless earlier forfeited under the terms of the RSUs, the RSUs will vest in three equal annual installments of Intel common stock beginning on the first anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply.
F3: Each performance stock unit (PSU) represents the right to receive, following vesting, up to 200% of one share of Intel common stock. The number of shares of Intel common stock acquired upon vesting of the PSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Talent and Compensation Committee, over a three-year performance period beginning with the first day of the fiscal year of the grant date and ending on the last day of the fiscal year of the second anniversary of the grant date.
F4: Unless earlier forfeited under the terms of the PSU, each PSU vests and converts into no more than 200% of one share of Intel common stock on January 31, 2029, unless that date falls on a non-business date, in which case the next business date shall apply.
Palo Alto Networks Inc
Report date October 09, 2026 · Filed October 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 4,427 |
Last balance in matching sequence
After 2026-10-09 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-10-09 · Sale · Disposed 170 · Balance 4,507 F1: Shares are held by The Bawa Family Trust, for which the Reporting Person and her spouse serve as trustees. Row 2 · 2026-10-09 · Sale · Disposed 80 · Balance 4,427 F1: Shares are held by The Bawa Family Trust, for which the Reporting Person and her spouse serve as trustees. |
| Common StockSEC Table I · non-derivative | Direct | 1,644 |
Reported balance
Holding disclosure · report date 2026-10-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,644 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares are held by The Bawa Family Trust, for which the Reporting Person and her spouse serve as trustees.
Zoom Communications, Inc.
Report date April 17, 2026 · Filed April 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,978 |
Last balance in matching sequence
After 2026-04-17 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-04-17 · Sale · Disposed 11,981 · Balance 2,883 F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2025. F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.19 to $88.17. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Row 2 · 2026-04-17 · Sale · Disposed 905 · Balance 1,978 F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2025. F4: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.22 to $88.69. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2025.
F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.19 to $88.17. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.
F3: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.
F4: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.22 to $88.69. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 22, 2021 Filed Mar 24, 2021 23:10 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 800 | $330.25 | $264,200.00 |
DisclosureSEC source: 0001585521-21-000059 · wf-form4_161662744253848.xml · nonDerivative · entry 3 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 168,711 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $329.90 to $330.78. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 135,000 shares are subject to the Issuer's right to repurchase as of the date hereof. F4 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 23:10 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 1,126 | $329.36 | $370,863.75 |
DisclosureSEC source: 0001585521-21-000059 · wf-form4_161662744253848.xml · nonDerivative · entry 2 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 169,511 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $328.84 to $329.80. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 135,000 shares are subject to the Issuer's right to repurchase as of the date hereof. F4 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 23:10 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 567 | $328.19 | $186,081.52 |
DisclosureSEC source: 0001585521-21-000059 · wf-form4_161662744253848.xml · nonDerivative · entry 1 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 170,637 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $327.78 to $328.58. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 135,000 shares are subject to the Issuer's right to repurchase as of the date hereof. F4 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 23:41 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 100 | $338.46 | $33,846.00 |
DisclosureSEC source: 0001585521-21-000032 · wf-form4_161541965174739.xml · nonDerivative · entry 14 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 171,204 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 135,000 shares are subject to the Issuer's right to repurchase as of the date hereof. F4 · balance_after: Includes 91 shares of Class A Common Stock purchased pursuant to the Zoom Video Communications, Inc. 2019 Employee Stock Purchase Plan ("ESPP"), for the purchase period of June 15, 2020 to December 11, 2020. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of Issuer's Class A Common Stock on December 11, 2020. F5 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 23:41 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 200 | $334.86 | $66,972.00 |
DisclosureSEC source: 0001585521-21-000032 · wf-form4_161541965174739.xml · nonDerivative · entry 13 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 171,304 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F11 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $334.77 to $334.94. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 135,000 shares are subject to the Issuer's right to repurchase as of the date hereof. F4 · balance_after: Includes 91 shares of Class A Common Stock purchased pursuant to the Zoom Video Communications, Inc. 2019 Employee Stock Purchase Plan ("ESPP"), for the purchase period of June 15, 2020 to December 11, 2020. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of Issuer's Class A Common Stock on December 11, 2020. F5 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 23:41 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 300 | $334.13 | $100,239.00 |
DisclosureSEC source: 0001585521-21-000032 · wf-form4_161541965174739.xml · nonDerivative · entry 12 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 171,504 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F10 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $333.76 to $334.54. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 135,000 shares are subject to the Issuer's right to repurchase as of the date hereof. F4 · balance_after: Includes 91 shares of Class A Common Stock purchased pursuant to the Zoom Video Communications, Inc. 2019 Employee Stock Purchase Plan ("ESPP"), for the purchase period of June 15, 2020 to December 11, 2020. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of Issuer's Class A Common Stock on December 11, 2020. F5 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 23:41 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 300 | $331.89 | $99,567.00 |
DisclosureSEC source: 0001585521-21-000032 · wf-form4_161541965174739.xml · nonDerivative · entry 11 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 171,804 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F9 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $331.38 to $332.16. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 135,000 shares are subject to the Issuer's right to repurchase as of the date hereof. F4 · balance_after: Includes 91 shares of Class A Common Stock purchased pursuant to the Zoom Video Communications, Inc. 2019 Employee Stock Purchase Plan ("ESPP"), for the purchase period of June 15, 2020 to December 11, 2020. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of Issuer's Class A Common Stock on December 11, 2020. F5 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 23:41 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 100 | $330.26 | $33,026.00 |
DisclosureSEC source: 0001585521-21-000032 · wf-form4_161541965174739.xml · nonDerivative · entry 10 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 172,104 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 135,000 shares are subject to the Issuer's right to repurchase as of the date hereof. F4 · balance_after: Includes 91 shares of Class A Common Stock purchased pursuant to the Zoom Video Communications, Inc. 2019 Employee Stock Purchase Plan ("ESPP"), for the purchase period of June 15, 2020 to December 11, 2020. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of Issuer's Class A Common Stock on December 11, 2020. F5 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 23:41 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 300 | $328.78 | $98,634.00 |
DisclosureSEC source: 0001585521-21-000032 · wf-form4_161541965174739.xml · nonDerivative · entry 9 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 172,204 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F8 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $328.38 to $329.02. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 135,000 shares are subject to the Issuer's right to repurchase as of the date hereof. F4 · balance_after: Includes 91 shares of Class A Common Stock purchased pursuant to the Zoom Video Communications, Inc. 2019 Employee Stock Purchase Plan ("ESPP"), for the purchase period of June 15, 2020 to December 11, 2020. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of Issuer's Class A Common Stock on December 11, 2020. F5 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 23:41 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 100 | $325.57 | $32,557.00 |
DisclosureSEC source: 0001585521-21-000032 · wf-form4_161541965174739.xml · nonDerivative · entry 8 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 172,504 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 135,000 shares are subject to the Issuer's right to repurchase as of the date hereof. F4 · balance_after: Includes 91 shares of Class A Common Stock purchased pursuant to the Zoom Video Communications, Inc. 2019 Employee Stock Purchase Plan ("ESPP"), for the purchase period of June 15, 2020 to December 11, 2020. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of Issuer's Class A Common Stock on December 11, 2020. F5 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 23:41 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 100 | $324.14 | $32,414.00 |
DisclosureSEC source: 0001585521-21-000032 · wf-form4_161541965174739.xml · nonDerivative · entry 7 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 172,604 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 135,000 shares are subject to the Issuer's right to repurchase as of the date hereof. F4 · balance_after: Includes 91 shares of Class A Common Stock purchased pursuant to the Zoom Video Communications, Inc. 2019 Employee Stock Purchase Plan ("ESPP"), for the purchase period of June 15, 2020 to December 11, 2020. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of Issuer's Class A Common Stock on December 11, 2020. F5 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 23:41 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 100 | $321.55 | $32,155.00 |
DisclosureSEC source: 0001585521-21-000032 · wf-form4_161541965174739.xml · nonDerivative · entry 6 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 172,704 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 135,000 shares are subject to the Issuer's right to repurchase as of the date hereof. F4 · balance_after: Includes 91 shares of Class A Common Stock purchased pursuant to the Zoom Video Communications, Inc. 2019 Employee Stock Purchase Plan ("ESPP"), for the purchase period of June 15, 2020 to December 11, 2020. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of Issuer's Class A Common Stock on December 11, 2020. F5 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 23:41 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 314 | $321.15 | $100,841.10 |
DisclosureSEC source: 0001585521-21-000032 · wf-form4_161541965174739.xml · nonDerivative · entry 5 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 172,804 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F7 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $320.47 to $321.26. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 135,000 shares are subject to the Issuer's right to repurchase as of the date hereof. F4 · balance_after: Includes 91 shares of Class A Common Stock purchased pursuant to the Zoom Video Communications, Inc. 2019 Employee Stock Purchase Plan ("ESPP"), for the purchase period of June 15, 2020 to December 11, 2020. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of Issuer's Class A Common Stock on December 11, 2020. F5 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 23:41 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 100 | $317.91 | $31,791.00 |
DisclosureSEC source: 0001585521-21-000032 · wf-form4_161541965174739.xml · nonDerivative · entry 4 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 173,118 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 135,000 shares are subject to the Issuer's right to repurchase as of the date hereof. F4 · balance_after: Includes 91 shares of Class A Common Stock purchased pursuant to the Zoom Video Communications, Inc. 2019 Employee Stock Purchase Plan ("ESPP"), for the purchase period of June 15, 2020 to December 11, 2020. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of Issuer's Class A Common Stock on December 11, 2020. F5 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 23:41 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 300 | $315.33 | $94,599.00 |
DisclosureSEC source: 0001585521-21-000032 · wf-form4_161541965174739.xml · nonDerivative · entry 3 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 173,218 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $315.02 to $315.58. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 135,000 shares are subject to the Issuer's right to repurchase as of the date hereof. F4 · balance_after: Includes 91 shares of Class A Common Stock purchased pursuant to the Zoom Video Communications, Inc. 2019 Employee Stock Purchase Plan ("ESPP"), for the purchase period of June 15, 2020 to December 11, 2020. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of Issuer's Class A Common Stock on December 11, 2020. F5 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 23:41 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 100 | $311.84 | $31,184.00 |
DisclosureSEC source: 0001585521-21-000032 · wf-form4_161541965174739.xml · nonDerivative · entry 2 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 173,518 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 135,000 shares are subject to the Issuer's right to repurchase as of the date hereof. F4 · balance_after: Includes 91 shares of Class A Common Stock purchased pursuant to the Zoom Video Communications, Inc. 2019 Employee Stock Purchase Plan ("ESPP"), for the purchase period of June 15, 2020 to December 11, 2020. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of Issuer's Class A Common Stock on December 11, 2020. F5 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 23:41 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 179 | $310.77 | $55,627.83 |
DisclosureSEC source: 0001585521-21-000032 · wf-form4_161541965174739.xml · nonDerivative · entry 1 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 173,618 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $310.36 to $311.09. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 135,000 shares are subject to the Issuer's right to repurchase as of the date hereof. F4 · balance_after: Includes 91 shares of Class A Common Stock purchased pursuant to the Zoom Video Communications, Inc. 2019 Employee Stock Purchase Plan ("ESPP"), for the purchase period of June 15, 2020 to December 11, 2020. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of Issuer's Class A Common Stock on December 11, 2020. F5 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| November 04, 2020 Filed Nov 7, 2020 00:06 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 7,500 | $472.00 | $3,540,000.00 |
DisclosureSEC source: 0001585521-20-000291 · wf-form4_160470754728542.xml · nonDerivative · entry 1 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 173,797 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 165,000 shares are subject to the Issuer's right to repurchase as of the date hereof. F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| October 16, 2020 Filed Oct 20, 2020 22:55 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 7,500 | $544.07 | $4,080,525.00 |
DisclosureSEC source: 0001585521-20-000274 · wf-form4_160323454364895.xml · nonDerivative · entry 1 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 181,297 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 172,500 shares are subject to the Issuer's right to repurchase as of the date hereof. F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| September 08, 2020 Filed Sep 9, 2020 22:54 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 9,465 | $348.27 | $3,296,417.20 |
DisclosureSEC source: 0001585521-20-000240 · wf-form4_159969208249634.xml · nonDerivative · entry 3 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 203,997 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $348.00 to $349.00. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F5 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 180,000 shares are subject to the Issuer's right to repurchase as of the date hereof. F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| September 08, 2020 Filed Sep 9, 2020 22:54 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 1,860 | $347.22 | $645,829.01 |
DisclosureSEC source: 0001585521-20-000240 · wf-form4_159969208249634.xml · nonDerivative · entry 2 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 213,462 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $346.96 to $347.73. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F5 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 180,000 shares are subject to the Issuer's right to repurchase as of the date hereof. F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| September 04, 2020 Filed Sep 9, 2020 22:54 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 15,200 | $349.94 | $5,319,107.76 |
DisclosureSEC source: 0001585521-20-000240 · wf-form4_159969208249634.xml · nonDerivative · entry 4 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 188,797 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F7 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $349.43 to $350.25. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F5 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 180,000 shares are subject to the Issuer's right to repurchase as of the date hereof. F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| September 04, 2020 Filed Sep 9, 2020 22:54 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 7,500 | $375.10 | $2,813,250.00 |
DisclosureSEC source: 0001585521-20-000240 · wf-form4_159969208249634.xml · nonDerivative · entry 1 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 215,322 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 187,500 shares are subject to the Issuer's right to repurchase as of the date hereof. F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| August 28, 2020 Filed Sep 2, 2020 01:00 UTC | Zoom Communications, Inc. ZM · Entity 889 | GrantRestricted Stock Units · Derivative | 27,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-20-000235 · wf-form4_159900841590273.xml · derivative · entry 1 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,367 Underlying: Class A Common Stock · 27,367 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. F2 · derivative.exercise_date: On July 23, 2020, the Compensation Committee approved an award of restricted stock units to be granted to the Reporting Person, effective September 4, 2020 (the "RSU"). The number of shares of the Issuer's Class A Common Stock issuable under the RSU was determined by dividing $7,000,000 by the average closing price of the Issuer's Class A Common Stock over the sixty (60) day trading period ending seven days prior to the September 4, 2020 grant date and rounding up to the nearest whole share. The RSU vests as to 1/4th of the shares subject to the RSU on the one-year anniversary of the grant date, with 1/12 of the remaining shares vesting in equal quarterly installments over the next three years subject to the Reporting Person's continuous service as of such vesting dates. The RSU is subject to accelerated vesting in the event of termination of employment by the Reporting Person under certain circumstances in connection with a change in control of the Issuer. F2 · derivative.expiration_date: On July 23, 2020, the Compensation Committee approved an award of restricted stock units to be granted to the Reporting Person, effective September 4, 2020 (the "RSU"). The number of shares of the Issuer's Class A Common Stock issuable under the RSU was determined by dividing $7,000,000 by the average closing price of the Issuer's Class A Common Stock over the sixty (60) day trading period ending seven days prior to the September 4, 2020 grant date and rounding up to the nearest whole share. The RSU vests as to 1/4th of the shares subject to the RSU on the one-year anniversary of the grant date, with 1/12 of the remaining shares vesting in equal quarterly installments over the next three years subject to the Reporting Person's continuous service as of such vesting dates. The RSU is subject to accelerated vesting in the event of termination of employment by the Reporting Person under certain circumstances in connection with a change in control of the Issuer. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 23:00 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 7,500 | $244.12 | $1,830,900.00 |
DisclosureSEC source: 0001585521-20-000224 · wf-form4_159735959171640.xml · nonDerivative · entry 1 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 222,822 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 187,500 shares are subject to the Issuer's right to repurchase as of the date hereof. F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| July 16, 2020 Filed Jul 20, 2020 22:59 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 7,500 | $250.39 | $1,877,925.00 |
DisclosureSEC source: 0001585521-20-000211 · wf-form4_159528595680985.xml · nonDerivative · entry 1 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 230,322 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 195,000 shares are subject to the Issuer's right to repurchase as of the date hereof. F3 · balance_after: Includes 603 shares of Class A Common Stock purchased pursuant to the Zoom Video Communications, Inc. 2019 Employee Stock Purchase Plan ("ESPP"), for the purchase period of December 13, 2019 to June 12, 2020. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of Issuer's Class A Common Stock on April 17, 2019. F4 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 22:40 UTC | Zoom Communications, Inc. ZM · Entity 889 | GrantRestricted Stock Units · Derivative | 450 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-20-000170 · wf-form4_159182881340239.xml · derivative · entry 1 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450 Underlying: Class A Common Stock · 450 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. F2 · derivative.exercise_date: The reporting person received an award of restricted stock units on June 8, 2020, 1/2 of which will vest on the first anniversary date of the grant, and 1/2 of which will vest on the second anniversary date of the grant. F2 · derivative.expiration_date: The reporting person received an award of restricted stock units on June 8, 2020, 1/2 of which will vest on the first anniversary date of the grant, and 1/2 of which will vest on the second anniversary date of the grant. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 23:49 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 25,975 | $200.01 | $5,195,366.25 |
DisclosureSEC source: 0001585521-20-000160 · wf-form4_159174654379519.xml · nonDerivative · entry 1 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 237,219 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $200.00 to $200.55. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 202,500 shares are subject to the Issuer's right to repurchase as of the date hereof. F4 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| May 12, 2020 Filed May 14, 2020 23:32 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 7,500 | $168.00 | $1,260,000.00 |
DisclosureSEC source: 0001585521-20-000144 · wf-form4_158949915696980.xml · nonDerivative · entry 1 Bawa Aparna · CIK 0001773301 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 263,194 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 210,000 shares are subject to the Issuer's right to repurchase as of the date hereof. F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| April 16, 2020 Filed Apr 21, 2020 00:16 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 7,500 | $150.00 | $1,125,000.00 |
DisclosureSEC source: 0001585521-20-000114 · wf-form4_158742816947021.xml · nonDerivative · entry 1 Bawa Aparna · CIK 0001773301 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 270,694 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 217,500 shares are subject to the Issuer's right to repurchase as of the date hereof. F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 22:07 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 7,500 | $119.65 | $897,375.00 |
DisclosureSEC source: 0001585521-20-000060 · wf-form4_158387805647582.xml · nonDerivative · entry 1 Bawa Aparna · CIK 0001773301 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 278,194 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 225,000 shares are subject to the Issuer's right to repurchase as of the date hereof. F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 23:27 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 7,500 | $91.04 | $682,800.00 |
DisclosureSEC source: 0001585521-20-000035 · wf-form4_158103163544093.xml · nonDerivative · entry 1 Bawa Aparna · CIK 0001773301 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 285,694 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 232,500 shares are subject to the Issuer's right to repurchase as of the date hereof. F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| January 16, 2020 Filed Jan 21, 2020 23:44 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 7,500 | $78.00 | $585,000.00 |
DisclosureSEC source: 0001585521-20-000017 · wf-form4_157965026700914.xml · nonDerivative · entry 1 Bawa Aparna · CIK 0001773301 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 293,194 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 240,000 shares are subject to the Issuer's right to repurchase as of the date hereof. F3 · balance_after: Includes 694 shares of Class A Common Stock purchased pursuant to the Zoom Video Communications, Inc. 2019 Employee Stock Purchase Plan ("ESPP"), for the purchase period of April 17, 2019 to December 12, 2019. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of Issuer's Class A Common Stock on December 12, 2019. F4 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 23:43 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 790 | $64.38 | $50,857.99 |
DisclosureSEC source: 0001585521-19-000061 · wf-form4_157602137242056.xml · nonDerivative · entry 3 Bawa Aparna · CIK 0001773301 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 300,000 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.20 to $64.89. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 247,500 shares are subject to the Issuer's right to repurchase as of the date hereof. F4 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 23:43 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 9,552 | $63.36 | $605,206.12 |
DisclosureSEC source: 0001585521-19-000061 · wf-form4_157602137242056.xml · nonDerivative · entry 2 Bawa Aparna · CIK 0001773301 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 300,790 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.19 to $64.10. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 247,500 shares are subject to the Issuer's right to repurchase as of the date hereof. F4 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 23:43 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 9,658 | $62.91 | $607,579.95 |
DisclosureSEC source: 0001585521-19-000061 · wf-form4_157602137242056.xml · nonDerivative · entry 1 Bawa Aparna · CIK 0001773301 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 310,342 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.18 to $63.18. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 247,500 shares are subject to the Issuer's right to repurchase as of the date hereof. F4 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 23:25 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 2,693 | $70.46 | $189,737.20 |
DisclosureSEC source: 0001585521-19-000040 · wf-form4_157308270830379.xml · nonDerivative · entry 2 Bawa Aparna · CIK 0001773301 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 320,000 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.04 to $70.81. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 255,000 shares are subject to the Issuer's right to repurchase as of the date hereof. F4 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 23:25 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 17,307 | $69.61 | $1,204,792.19 |
DisclosureSEC source: 0001585521-19-000040 · wf-form4_157308270830379.xml · nonDerivative · entry 1 Bawa Aparna · CIK 0001773301 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 322,693 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.025 to $70.02. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 255,000 shares are subject to the Issuer's right to repurchase as of the date hereof. F4 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| October 22, 2019 Filed Oct 25, 2019 00:13 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 20,000 | $63.68 | $1,273,678.00 |
DisclosureSEC source: 0001585521-19-000032 · wf-form4_157196240373229.xml · nonDerivative · entry 1 Bawa Aparna · CIK 0001773301 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 340,000 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.6150 to $64.2000. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 262,500 shares are subject to the Issuer's right to repurchase as of the date hereof. F4 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| September 09, 2019 Filed Sep 11, 2019 23:17 UTC | Zoom Communications, Inc. ZM · Entity 889 | ConversionClass B Common Stock · Derivative | 360,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-19-000015 · wf-form4_156824383332187.xml · derivative · entry 2 Bawa Aparna · CIK 0001773301 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 360,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Following the closing of the Issuer's IPO, each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. Following the closing of the IPO, all outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the IPO. F1 · kind: Reflects the voluntary conversion of Class B Common Stock into Class A Common Stock. No shares have been sold by the Reporting Person and the shares remain subject to a Lock-Up Agreement for a period of 180 days following the date of the Final Prospectus relating to the initial public offering of Class A Common Stock of the Issuer pursuant to a Registration Statement filed by the Issuer with the Securities and Exchange Commission. The terms of the Lock-Up Agreement permit the conversion of Class B Common Stock into Class A Common Stock by the Reporting Person during the lock-up period. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Following the closing of the Issuer's IPO, each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. Following the closing of the IPO, all outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the IPO. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Following the closing of the Issuer's IPO, each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. Following the closing of the IPO, all outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the IPO. F2 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| September 09, 2019 Filed Sep 11, 2019 23:17 UTC | Zoom Communications, Inc. ZM · Entity 889 | ConversionClass A Common Stock | 360,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-19-000015 · wf-form4_156824383332187.xml · nonDerivative · entry 1 Bawa Aparna · CIK 0001773301 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 360,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the voluntary conversion of Class B Common Stock into Class A Common Stock. No shares have been sold by the Reporting Person and the shares remain subject to a Lock-Up Agreement for a period of 180 days following the date of the Final Prospectus relating to the initial public offering of Class A Common Stock of the Issuer pursuant to a Registration Statement filed by the Issuer with the Securities and Exchange Commission. The terms of the Lock-Up Agreement permit the conversion of Class B Common Stock into Class A Common Stock by the Reporting Person during the lock-up period. F2 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.