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Bawa Aparna

Disclosed activity across 3 companies

Tapewire entity
10610
SEC CIK
0001773301

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
INTEL CORPINTC · Entity 2799EVP, CLO & CPOMay 30, 2026June 02, 2026
Palo Alto Networks IncPANW · Entity 1811DirectorOctober 09, 2026October 09, 2026
Zoom Communications, Inc.ZM · Entity 889Chief Operating OfficerApril 17, 2026April 21, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

INTEL CORP

Report date May 30, 2026 · Filed June 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect27,274 Reported balance After 2026-05-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-05-30 · Grant · Acquired 27,274 · Balance 27,274

F1: Each restricted stock unit (RSU) represents the right to receive, following vesting, one share of Intel common stock.

F2: Unless earlier forfeited under the terms of the RSUs, the RSUs will vest in three equal annual installments of Intel common stock beginning on the first anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply.

Performance Stock UnitsSEC Table II · derivative / convertible securityDirect27,274 Reported balance After 2026-05-30 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-05-30 · Grant · Acquired 27,274 · Balance 27,274

F3: Each performance stock unit (PSU) represents the right to receive, following vesting, up to 200% of one share of Intel common stock. The number of shares of Intel common stock acquired upon vesting of the PSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Talent and Compensation Committee, over a three-year performance period beginning with the first day of the fiscal year of the grant date and ending on the last day of the fiscal year of the second anniversary of the grant date.

F4: Unless earlier forfeited under the terms of the PSU, each PSU vests and converts into no more than 200% of one share of Intel common stock on January 31, 2029, unless that date falls on a non-business date, in which case the next business date shall apply.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit (RSU) represents the right to receive, following vesting, one share of Intel common stock.

F2: Unless earlier forfeited under the terms of the RSUs, the RSUs will vest in three equal annual installments of Intel common stock beginning on the first anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply.

F3: Each performance stock unit (PSU) represents the right to receive, following vesting, up to 200% of one share of Intel common stock. The number of shares of Intel common stock acquired upon vesting of the PSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Talent and Compensation Committee, over a three-year performance period beginning with the first day of the fiscal year of the grant date and ending on the last day of the fiscal year of the second anniversary of the grant date.

F4: Unless earlier forfeited under the terms of the PSU, each PSU vests and converts into no more than 200% of one share of Intel common stock on January 31, 2029, unless that date falls on a non-business date, in which case the next business date shall apply.

Palo Alto Networks Inc

Report date October 09, 2026 · Filed October 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnote4,427 Last balance in matching sequence After 2026-10-09 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2026-10-09 · Sale · Disposed 170 · Balance 4,507

F1: Shares are held by The Bawa Family Trust, for which the Reporting Person and her spouse serve as trustees.

Row 2 · 2026-10-09 · Sale · Disposed 80 · Balance 4,427

F1: Shares are held by The Bawa Family Trust, for which the Reporting Person and her spouse serve as trustees.

Common StockSEC Table I · non-derivativeDirect1,644 Reported balance Holding disclosure · report date 2026-10-09 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 1,644

Filing footnotes · ownership attribution and instrument terms

F1: Shares are held by The Bawa Family Trust, for which the Reporting Person and her spouse serve as trustees.

Zoom Communications, Inc.

Report date April 17, 2026 · Filed April 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSee footnote1,978 Last balance in matching sequence After 2026-04-17 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2026-04-17 · Sale · Disposed 11,981 · Balance 2,883

F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2025.

F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.19 to $88.17. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Row 2 · 2026-04-17 · Sale · Disposed 905 · Balance 1,978

F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2025.

F4: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.22 to $88.69. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2025.

F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.19 to $88.17. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

F4: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.22 to $88.69. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 15, 2022 Filed Jun 17, 2022 00:14 UTC Zoom Communications, Inc. ZM · Entity 889 SaleClass A Common Stock 2,069 $107.46 $222,334.74
Disclosure

SEC source: 0001585521-22-000128 · wf-form4_165542488250206.xml · nonDerivative · entry 6

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 79,676

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 22,500 shares are subject to the Issuer's right to repurchase as of the date hereof.

F5 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
June 14, 2022 Filed Jun 17, 2022 00:14 UTC Zoom Communications, Inc. ZM · Entity 889 SaleClass A Common Stock 300 $108.68 $32,603.01
Disclosure

SEC source: 0001585521-22-000128 · wf-form4_165542488250206.xml · nonDerivative · entry 5

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 81,745

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F9 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.26 to $109.00. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 22,500 shares are subject to the Issuer's right to repurchase as of the date hereof.

F5 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
June 14, 2022 Filed Jun 17, 2022 00:14 UTC Zoom Communications, Inc. ZM · Entity 889 SaleClass A Common Stock 400 $107.41 $42,963.00
Disclosure

SEC source: 0001585521-22-000128 · wf-form4_165542488250206.xml · nonDerivative · entry 4

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 82,045

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.05 to $107.55. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 22,500 shares are subject to the Issuer's right to repurchase as of the date hereof.

F5 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
June 14, 2022 Filed Jun 17, 2022 00:14 UTC Zoom Communications, Inc. ZM · Entity 889 SaleClass A Common Stock 800 $106.52 $85,212.08
Disclosure

SEC source: 0001585521-22-000128 · wf-form4_165542488250206.xml · nonDerivative · entry 3

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 82,445

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.02 to $106.91. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 22,500 shares are subject to the Issuer's right to repurchase as of the date hereof.

F5 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
June 14, 2022 Filed Jun 17, 2022 00:14 UTC Zoom Communications, Inc. ZM · Entity 889 SaleClass A Common Stock 300 $105.23 $31,568.01
Disclosure

SEC source: 0001585521-22-000128 · wf-form4_165542488250206.xml · nonDerivative · entry 2

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 83,245

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.87 to $105.59. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 22,500 shares are subject to the Issuer's right to repurchase as of the date hereof.

F5 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
June 14, 2022 Filed Jun 17, 2022 00:14 UTC Zoom Communications, Inc. ZM · Entity 889 SaleClass A Common Stock 200 $104.30 $20,860.00
Disclosure

SEC source: 0001585521-22-000128 · wf-form4_165542488250206.xml · nonDerivative · entry 1

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 83,545

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.87 to $104.73. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 22,500 shares are subject to the Issuer's right to repurchase as of the date hereof.

F4 · balance_after: Includes 135 shares of Class A Common Stock purchased pursuant to the Zoom Video Communications, Inc. 2019 Employee Stock Purchase Plan ("ESPP"), for the purchase period of December 13, 2021 toJune 10, 2022. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of Issuer's Class A Common Stock on June 10, 2022.

F5 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 22:27 UTC Zoom Communications, Inc. ZM · Entity 889 Exercise / conversionRestricted Stock Units · Derivative 139 $0.00 $0.00
Disclosure

SEC source: 0001585521-22-000118 · wf-form4_165490002786640.xml · derivative · entry 9

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 139 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F9 · derivative.exercise_date: The reporting person received an award of restricted stock units on April 8, 2022, 100% of which will vest on June 8, 2022.

F9 · derivative.expiration_date: The reporting person received an award of restricted stock units on April 8, 2022, 100% of which will vest on June 8, 2022.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 22:27 UTC Zoom Communications, Inc. ZM · Entity 889 Exercise / conversionRestricted Stock Units · Derivative 225 $0.00 $0.00
Disclosure

SEC source: 0001585521-22-000118 · wf-form4_165490002786640.xml · derivative · entry 8

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 225 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F8 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on June 8, 2020, 1/2 of which will vest on the first anniversary date of the grant, and 1/2 of which will vest on the second anniversary date of the grant.

F8 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on June 8, 2020, 1/2 of which will vest on the first anniversary date of the grant, and 1/2 of which will vest on the second anniversary date of the grant.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 22:27 UTC Zoom Communications, Inc. ZM · Entity 889 Tax withholdingClass A Common Stock 80 $112.15 $8,972.06
Disclosure

SEC source: 0001585521-22-000118 · wf-form4_165490002786640.xml · nonDerivative · entry 4

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 83,610

F3 · shares: Shares withheld by Issuer to satisfy the tax withholding obligation in connection with the vesting of Restricted Stock Units.

F1 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 22,500 shares are subject to the Issuer's right to repurchase as of the date hereof.

F2 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 22:27 UTC Zoom Communications, Inc. ZM · Entity 889 Exercise / conversionClass A Common Stock 225 $0.00 $0.00
Disclosure

SEC source: 0001585521-22-000118 · wf-form4_165490002786640.xml · nonDerivative · entry 3

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 83,690

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 22,500 shares are subject to the Issuer's right to repurchase as of the date hereof.

F2 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 22:27 UTC Zoom Communications, Inc. ZM · Entity 889 Tax withholdingClass A Common Stock 50 $112.16 $5,607.87
Disclosure

SEC source: 0001585521-22-000118 · wf-form4_165490002786640.xml · nonDerivative · entry 2

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 83,465

F3 · shares: Shares withheld by Issuer to satisfy the tax withholding obligation in connection with the vesting of Restricted Stock Units.

F1 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 22,500 shares are subject to the Issuer's right to repurchase as of the date hereof.

F2 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 22:27 UTC Zoom Communications, Inc. ZM · Entity 889 Exercise / conversionClass A Common Stock 139 $0.00 $0.00
Disclosure

SEC source: 0001585521-22-000118 · wf-form4_165490002786640.xml · nonDerivative · entry 1

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 83,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 22,500 shares are subject to the Issuer's right to repurchase as of the date hereof.

F2 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
June 04, 2022 Filed Jun 7, 2022 23:25 UTC Zoom Communications, Inc. ZM · Entity 889 Exercise / conversionRestricted Stock Units · Derivative 1,711 $0.00 $0.00
Disclosure

SEC source: 0001585521-22-000114 · wf-form4_165464429876446.xml · derivative · entry 3

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,394

Underlying: Class A Common Stock · 1,711 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F5 · derivative.exercise_date: On July 23, 2020, the Compensation Committee approved an award of restricted stock units to be granted to the Reporting Person, effective September 4, 2020 (the "RSU"). The number of shares of the Issuer's Class A Common Stock issuable under the RSU was determined by dividing $7,000,000 by the average closing price of the Issuer's Class A Common Stock over the sixty (60) day trading period ending seven days prior to the September 4, 2020 grant date and rounding up to the nearest whole share. The RSU vests as to 1/4th of the shares subject to the RSU on the one-year anniversary of the grant date, with1/12 of the remaining shares vesting in equal quarterly installments over the next three years subject to the Reporting Person's continuous service as of such vesting dates. The RSU is subject to accelerated vesting in the event of termination of employment by the Reporting Person under certain circumstances in connection with a change in control of the Issuer.

F5 · derivative.expiration_date: On July 23, 2020, the Compensation Committee approved an award of restricted stock units to be granted to the Reporting Person, effective September 4, 2020 (the "RSU"). The number of shares of the Issuer's Class A Common Stock issuable under the RSU was determined by dividing $7,000,000 by the average closing price of the Issuer's Class A Common Stock over the sixty (60) day trading period ending seven days prior to the September 4, 2020 grant date and rounding up to the nearest whole share. The RSU vests as to 1/4th of the shares subject to the RSU on the one-year anniversary of the grant date, with1/12 of the remaining shares vesting in equal quarterly installments over the next three years subject to the Reporting Person's continuous service as of such vesting dates. The RSU is subject to accelerated vesting in the event of termination of employment by the Reporting Person under certain circumstances in connection with a change in control of the Issuer.

Read SEC document
June 04, 2022 Filed Jun 7, 2022 23:25 UTC Zoom Communications, Inc. ZM · Entity 889 Tax withholdingClass A Common Stock 595 $112.16 $66,735.20
Disclosure

SEC source: 0001585521-22-000114 · wf-form4_165464429876446.xml · nonDerivative · entry 2

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 83,376

F3 · shares: Shares withheld by Issuer to satisfy the tax withholding obligation in connection with the vesting of Restricted Stock Units.

F1 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 22,500 shares are subject to the Issuer's right to repurchase as of the date hereof.

F2 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
June 04, 2022 Filed Jun 7, 2022 23:25 UTC Zoom Communications, Inc. ZM · Entity 889 Exercise / conversionClass A Common Stock 1,711 $0.00 $0.00
Disclosure

SEC source: 0001585521-22-000114 · wf-form4_165464429876446.xml · nonDerivative · entry 1

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 83,971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 22,500 shares are subject to the Issuer's right to repurchase as of the date hereof.

F2 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
May 31, 2022 Filed Jun 3, 2022 00:16 UTC Zoom Communications, Inc. ZM · Entity 889 SaleClass A Common Stock 200 $112.56 $22,511.00
Disclosure

SEC source: 0001585521-22-000112 · wf-form4_165421536509015.xml · nonDerivative · entry 4

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 82,260

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.51 to $112.60. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 30,000 shares are subject to the Issuer's right to repurchase as of the date hereof.

F4 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
May 31, 2022 Filed Jun 3, 2022 00:16 UTC Zoom Communications, Inc. ZM · Entity 889 SaleClass A Common Stock 600 $109.02 $65,413.20
Disclosure

SEC source: 0001585521-22-000112 · wf-form4_165421536509015.xml · nonDerivative · entry 3

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 82,460

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.67 to $109.41. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 30,000 shares are subject to the Issuer's right to repurchase as of the date hereof.

F4 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
May 31, 2022 Filed Jun 3, 2022 00:16 UTC Zoom Communications, Inc. ZM · Entity 889 SaleClass A Common Stock 1,000 $107.77 $107,773.00
Disclosure

SEC source: 0001585521-22-000112 · wf-form4_165421536509015.xml · nonDerivative · entry 2

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 83,060

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.30 to $108.26. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 30,000 shares are subject to the Issuer's right to repurchase as of the date hereof.

F4 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
May 31, 2022 Filed Jun 3, 2022 00:16 UTC Zoom Communications, Inc. ZM · Entity 889 SaleClass A Common Stock 200 $106.22 $21,243.00
Disclosure

SEC source: 0001585521-22-000112 · wf-form4_165421536509015.xml · nonDerivative · entry 1

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 84,060

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.85 to $106.58. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 30,000 shares are subject to the Issuer's right to repurchase as of the date hereof.

F4 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
May 25, 2022 Filed May 25, 2022 20:25 UTC Palo Alto Networks Inc PANW · Entity 1811 SaleCommon Stock 951 $501.56 $476,987.36
Disclosure

SEC source: 0001209191-22-031866 · doc4.xml · nonDerivative · entry 1

Bawa Aparna · CIK 0001773301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,899

F1 · price: This purchase price represents the weighted average purchase price of the shares purchased ranging from $501.48 to $501.84 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
May 13, 2022 Filed May 17, 2022 23:07 UTC Zoom Communications, Inc. ZM · Entity 889 SaleClass A Common Stock 2,000 $95.05 $190,091.00
Disclosure

SEC source: 0001585521-22-000096 · wf-form4_165282879064345.xml · nonDerivative · entry 2

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 84,260

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.04 to $95.07. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F2 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 30,000 shares are subject to the Issuer's right to repurchase as of the date hereof.

F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
May 13, 2022 Filed May 17, 2022 23:07 UTC Zoom Communications, Inc. ZM · Entity 889 SaleClass A Common Stock 404 $95.00 $38,380.00
Disclosure

SEC source: 0001585521-22-000096 · wf-form4_165282879064345.xml · nonDerivative · entry 1

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 86,260

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 30,000 shares are subject to the Issuer's right to repurchase as of the date hereof.

F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
May 04, 2022 Filed May 5, 2022 23:26 UTC Zoom Communications, Inc. ZM · Entity 889 SaleClass A Common Stock 404 $103.96 $41,999.84
Disclosure

SEC source: 0001585521-22-000090 · wf-form4_165179316782469.xml · nonDerivative · entry 5

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 86,664

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 30,000 shares are subject to the Issuer's right to repurchase as of the date hereof.

F4 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
May 03, 2022 Filed May 5, 2022 23:26 UTC Zoom Communications, Inc. ZM · Entity 889 SaleClass A Common Stock 100 $106.66 $10,666.00
Disclosure

SEC source: 0001585521-22-000090 · wf-form4_165179316782469.xml · nonDerivative · entry 4

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 87,068

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 30,000 shares are subject to the Issuer's right to repurchase as of the date hereof.

F4 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
May 03, 2022 Filed May 5, 2022 23:26 UTC Zoom Communications, Inc. ZM · Entity 889 SaleClass A Common Stock 200 $104.58 $20,916.00
Disclosure

SEC source: 0001585521-22-000090 · wf-form4_165179316782469.xml · nonDerivative · entry 3

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 87,168

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.48 to $104.68. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 30,000 shares are subject to the Issuer's right to repurchase as of the date hereof.

F4 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
May 03, 2022 Filed May 5, 2022 23:26 UTC Zoom Communications, Inc. ZM · Entity 889 SaleClass A Common Stock 900 $103.90 $93,513.96
Disclosure

SEC source: 0001585521-22-000090 · wf-form4_165179316782469.xml · nonDerivative · entry 2

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 87,368

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.38 to $104.25. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 30,000 shares are subject to the Issuer's right to repurchase as of the date hereof.

F4 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
May 03, 2022 Filed May 5, 2022 23:26 UTC Zoom Communications, Inc. ZM · Entity 889 SaleClass A Common Stock 800 $102.94 $82,354.40
Disclosure

SEC source: 0001585521-22-000090 · wf-form4_165179316782469.xml · nonDerivative · entry 1

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 88,268

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.31 to $103.20. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 30,000 shares are subject to the Issuer's right to repurchase as of the date hereof.

F4 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
April 20, 2022 Filed Apr 22, 2022 00:17 UTC Zoom Communications, Inc. ZM · Entity 889 SaleClass A Common Stock 404 $109.08 $44,068.32
Disclosure

SEC source: 0001585521-22-000084 · wf-form4_165058662610159.xml · nonDerivative · entry 7

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 89,068

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 37,500 shares are subject to the Issuer's right to repurchase as of the date hereof.

F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
April 19, 2022 Filed Apr 22, 2022 00:17 UTC Zoom Communications, Inc. ZM · Entity 889 SaleClass A Common Stock 1,000 $111.67 $111,669.00
Disclosure

SEC source: 0001585521-22-000084 · wf-form4_165058662610159.xml · nonDerivative · entry 6

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 89,472

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.24 to $112.06. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F2 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 37,500 shares are subject to the Issuer's right to repurchase as of the date hereof.

F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
April 19, 2022 Filed Apr 22, 2022 00:17 UTC Zoom Communications, Inc. ZM · Entity 889 SaleClass A Common Stock 400 $110.36 $44,144.00
Disclosure

SEC source: 0001585521-22-000084 · wf-form4_165058662610159.xml · nonDerivative · entry 5

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 90,472

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.91 to $110.87. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F2 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 37,500 shares are subject to the Issuer's right to repurchase as of the date hereof.

F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
April 19, 2022 Filed Apr 22, 2022 00:17 UTC Zoom Communications, Inc. ZM · Entity 889 SaleClass A Common Stock 200 $108.69 $21,738.00
Disclosure

SEC source: 0001585521-22-000084 · wf-form4_165058662610159.xml · nonDerivative · entry 4

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 90,872

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.51 to $108.87 The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F2 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 37,500 shares are subject to the Issuer's right to repurchase as of the date hereof.

F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
April 19, 2022 Filed Apr 22, 2022 00:17 UTC Zoom Communications, Inc. ZM · Entity 889 SaleClass A Common Stock 100 $107.44 $10,744.00
Disclosure

SEC source: 0001585521-22-000084 · wf-form4_165058662610159.xml · nonDerivative · entry 3

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 91,072

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 37,500 shares are subject to the Issuer's right to repurchase as of the date hereof.

F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
April 19, 2022 Filed Apr 22, 2022 00:17 UTC Zoom Communications, Inc. ZM · Entity 889 SaleClass A Common Stock 200 $105.61 $21,122.00
Disclosure

SEC source: 0001585521-22-000084 · wf-form4_165058662610159.xml · nonDerivative · entry 2

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 91,172

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.44 to $105.78. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F2 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 37,500 shares are subject to the Issuer's right to repurchase as of the date hereof.

F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
April 19, 2022 Filed Apr 22, 2022 00:17 UTC Zoom Communications, Inc. ZM · Entity 889 SaleClass A Common Stock 100 $104.29 $10,429.00
Disclosure

SEC source: 0001585521-22-000084 · wf-form4_165058662610159.xml · nonDerivative · entry 1

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 91,372

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 37,500 shares are subject to the Issuer's right to repurchase as of the date hereof.

F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
April 08, 2022 Filed Apr 13, 2022 00:06 UTC Zoom Communications, Inc. ZM · Entity 889 GrantRestricted Stock Units · Derivative 6,315 $0.00 $0.00
Disclosure

SEC source: 0001585521-22-000082 · wf-form4_164980835059807.xml · derivative · entry 3

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,315

Underlying: Class A Common Stock · 6,315 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F4 · derivative.exercise_date: The reporting person received an award of restricted stock units on April 8, 2022, 100% of which will vest on the first anniversary date of the grant.

F4 · derivative.expiration_date: The reporting person received an award of restricted stock units on April 8, 2022, 100% of which will vest on the first anniversary date of the grant.

Read SEC document
April 08, 2022 Filed Apr 13, 2022 00:06 UTC Zoom Communications, Inc. ZM · Entity 889 GrantRestricted Stock Units · Derivative 35,753 $0.00 $0.00
Disclosure

SEC source: 0001585521-22-000082 · wf-form4_164980835059807.xml · derivative · entry 2

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,753

Underlying: Class A Common Stock · 35,753 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The reporting person received an award of restricted stock units on April 8, 2022, which will vest in equal quarterly installments over two years.

F3 · derivative.expiration_date: The reporting person received an award of restricted stock units on April 8, 2022, which will vest in equal quarterly installments over two years.

Read SEC document
April 08, 2022 Filed Apr 13, 2022 00:06 UTC Zoom Communications, Inc. ZM · Entity 889 GrantRestricted Stock Units · Derivative 139 $0.00 $0.00
Disclosure

SEC source: 0001585521-22-000082 · wf-form4_164980835059807.xml · derivative · entry 1

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139

Underlying: Class A Common Stock · 139 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The reporting person received an award of restricted stock units on April 8, 2022, 100% of which will vest on June 8, 2022.

F2 · derivative.expiration_date: The reporting person received an award of restricted stock units on April 8, 2022, 100% of which will vest on June 8, 2022.

Read SEC document
April 06, 2022 Filed Apr 7, 2022 23:20 UTC Zoom Communications, Inc. ZM · Entity 889 SaleClass A Common Stock 404 $118.22 $47,760.88
Disclosure

SEC source: 0001585521-22-000066 · wf-form4_164937360339694.xml · nonDerivative · entry 5

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 91,472

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 37,500 shares are subject to the Issuer's right to repurchase as of the date hereof.

F4 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 23:20 UTC Zoom Communications, Inc. ZM · Entity 889 SaleClass A Common Stock 100 $125.10 $12,510.00
Disclosure

SEC source: 0001585521-22-000066 · wf-form4_164937360339694.xml · nonDerivative · entry 4

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 91,876

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 37,500 shares are subject to the Issuer's right to repurchase as of the date hereof.

F4 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 23:20 UTC Zoom Communications, Inc. ZM · Entity 889 SaleClass A Common Stock 300 $124.37 $37,311.99
Disclosure

SEC source: 0001585521-22-000066 · wf-form4_164937360339694.xml · nonDerivative · entry 3

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 91,976

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.09 to $124.56. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 37,500 shares are subject to the Issuer's right to repurchase as of the date hereof.

F4 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 23:20 UTC Zoom Communications, Inc. ZM · Entity 889 SaleClass A Common Stock 400 $122.38 $48,953.00
Disclosure

SEC source: 0001585521-22-000066 · wf-form4_164937360339694.xml · nonDerivative · entry 2

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 92,276

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.07 to $122.87. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 37,500 shares are subject to the Issuer's right to repurchase as of the date hereof.

F4 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 23:20 UTC Zoom Communications, Inc. ZM · Entity 889 SaleClass A Common Stock 1,200 $121.66 $145,989.96
Disclosure

SEC source: 0001585521-22-000066 · wf-form4_164937360339694.xml · nonDerivative · entry 1

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 92,676

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.04 to $122.03. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 37,500 shares are subject to the Issuer's right to repurchase as of the date hereof.

F4 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

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March 22, 2022 Filed Mar 25, 2022 00:13 UTC Zoom Communications, Inc. ZM · Entity 889 SaleClass A Common Stock 1,449 $117.42 $170,141.58
Disclosure

SEC source: 0001585521-22-000064 · wf-form4_164816722295829.xml · nonDerivative · entry 5

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 93,876

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 45,000 shares are subject to the Issuer's right to repurchase as of the date hereof.

F4 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

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March 22, 2022 Filed Mar 25, 2022 00:13 UTC Zoom Communications, Inc. ZM · Entity 889 SaleClass A Common Stock 500 $120.94 $60,471.00
Disclosure

SEC source: 0001585521-22-000064 · wf-form4_164816722295829.xml · nonDerivative · entry 4

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 95,325

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.55 to $121.52. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 45,000 shares are subject to the Issuer's right to repurchase as of the date hereof.

F4 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

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March 22, 2022 Filed Mar 25, 2022 00:13 UTC Zoom Communications, Inc. ZM · Entity 889 SaleClass A Common Stock 900 $120.02 $108,015.93
Disclosure

SEC source: 0001585521-22-000064 · wf-form4_164816722295829.xml · nonDerivative · entry 3

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 95,825

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.54 to $120.28. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 45,000 shares are subject to the Issuer's right to repurchase as of the date hereof.

F4 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

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March 22, 2022 Filed Mar 25, 2022 00:13 UTC Zoom Communications, Inc. ZM · Entity 889 SaleClass A Common Stock 300 $119.10 $35,728.83
Disclosure

SEC source: 0001585521-22-000064 · wf-form4_164816722295829.xml · nonDerivative · entry 2

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 96,725

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.53 to $119.38. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 45,000 shares are subject to the Issuer's right to repurchase as of the date hereof.

F4 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

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March 22, 2022 Filed Mar 25, 2022 00:13 UTC Zoom Communications, Inc. ZM · Entity 889 SaleClass A Common Stock 300 $116.16 $34,848.99
Disclosure

SEC source: 0001585521-22-000064 · wf-form4_164816722295829.xml · nonDerivative · entry 1

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 97,025

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.01 to $116.25. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 45,000 shares are subject to the Issuer's right to repurchase as of the date hereof.

F4 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

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March 09, 2022 Filed Aug 31, 2024 01:00 UTC Palo Alto Networks Inc PANW · Entity 1811 PurchaseCommon Stock 15 $182.44 $2,736.54
Disclosure

SEC source: 0000950170-24-102518 · ownership.xml · nonDerivative · entry 2

Bawa Aparna · CIK 0001773301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,800

F1 · kind: The purchases reported herein are matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended ("Section 16(b)") with the Reporting Person's sales on August 24, 2022, May 25, 2023, June 13, 2023, September 14, 2023, December 22, 2023, and May 22, 2024. The Reporting Person has disgorged $7,273.53 to the Issuer, which represents the aggregate short-swing profits that resulted from the transactions reported on this Form 4, as calculated pursuant to Section 16(b).

F2 · shares: The Issuer effected a 3-for-1 stock split on September 14, 2022. This number has been adjusted to reflect the stock split.

F2 · price: The Issuer effected a 3-for-1 stock split on September 14, 2022. This number has been adjusted to reflect the stock split.

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March 04, 2022 Filed Mar 9, 2022 00:20 UTC Zoom Communications, Inc. ZM · Entity 889 Exercise / conversionRestricted Stock Units · Derivative 1,710 $0.00 $0.00
Disclosure

SEC source: 0001585521-22-000043 · wf-form4_164678522357956.xml · derivative · entry 3

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,105

Underlying: Class A Common Stock · 1,710 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F5 · derivative.exercise_date: On July 23, 2020, the Compensation Committee approved an award of restricted stock units to be granted to the Reporting Person, effective September 4, 2020 (the "RSU"). The number of shares of the Issuer's Class A Common Stock issuable under the RSU was determined by dividing $7,000,000 by the average closing price of the Issuer's Class A Common Stock over the sixty (60) day trading period ending seven days prior to the September 4, 2020 grant date and rounding up to the nearest whole share. The RSU vests as to 1/4th of the shares subject to the RSU on the one-year anniversary of the grant date, with1/12 of the remaining shares vesting in equal quarterly installments over the next three years subject to the Reporting Person's continuous service as of such vesting dates. The RSU is subject to accelerated vesting in the event of termination of employment by the Reporting Person under certain circumstances in connection with a change in control of the Issuer.

F5 · derivative.expiration_date: On July 23, 2020, the Compensation Committee approved an award of restricted stock units to be granted to the Reporting Person, effective September 4, 2020 (the "RSU"). The number of shares of the Issuer's Class A Common Stock issuable under the RSU was determined by dividing $7,000,000 by the average closing price of the Issuer's Class A Common Stock over the sixty (60) day trading period ending seven days prior to the September 4, 2020 grant date and rounding up to the nearest whole share. The RSU vests as to 1/4th of the shares subject to the RSU on the one-year anniversary of the grant date, with1/12 of the remaining shares vesting in equal quarterly installments over the next three years subject to the Reporting Person's continuous service as of such vesting dates. The RSU is subject to accelerated vesting in the event of termination of employment by the Reporting Person under certain circumstances in connection with a change in control of the Issuer.

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March 04, 2022 Filed Mar 9, 2022 00:20 UTC Zoom Communications, Inc. ZM · Entity 889 Tax withholdingClass A Common Stock 665 $111.13 $73,901.45
Disclosure

SEC source: 0001585521-22-000043 · wf-form4_164678522357956.xml · nonDerivative · entry 2

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 97,347

F3 · shares: Shares withheld by Issuer to satisfy the tax withholding obligation in connection with the vesting of Restricted Stock Units.

F1 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 45,000 shares are subject to the Issuer's right to repurchase as of the date hereof.

F2 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.