Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTEL CORPINTC · Entity 2799 | EVP, CLO & CPO | May 30, 2026 | June 02, 2026 |
| Palo Alto Networks IncPANW · Entity 1811 | Director | October 09, 2026 | October 09, 2026 |
| Zoom Communications, Inc.ZM · Entity 889 | Chief Operating Officer | April 17, 2026 | April 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTEL CORP
Report date May 30, 2026 · Filed June 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 27,274 |
Reported balance
After 2026-05-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-30 · Grant · Acquired 27,274 · Balance 27,274 F1: Each restricted stock unit (RSU) represents the right to receive, following vesting, one share of Intel common stock. F2: Unless earlier forfeited under the terms of the RSUs, the RSUs will vest in three equal annual installments of Intel common stock beginning on the first anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 27,274 |
Reported balance
After 2026-05-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-30 · Grant · Acquired 27,274 · Balance 27,274 F3: Each performance stock unit (PSU) represents the right to receive, following vesting, up to 200% of one share of Intel common stock. The number of shares of Intel common stock acquired upon vesting of the PSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Talent and Compensation Committee, over a three-year performance period beginning with the first day of the fiscal year of the grant date and ending on the last day of the fiscal year of the second anniversary of the grant date. F4: Unless earlier forfeited under the terms of the PSU, each PSU vests and converts into no more than 200% of one share of Intel common stock on January 31, 2029, unless that date falls on a non-business date, in which case the next business date shall apply. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit (RSU) represents the right to receive, following vesting, one share of Intel common stock.
F2: Unless earlier forfeited under the terms of the RSUs, the RSUs will vest in three equal annual installments of Intel common stock beginning on the first anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply.
F3: Each performance stock unit (PSU) represents the right to receive, following vesting, up to 200% of one share of Intel common stock. The number of shares of Intel common stock acquired upon vesting of the PSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Talent and Compensation Committee, over a three-year performance period beginning with the first day of the fiscal year of the grant date and ending on the last day of the fiscal year of the second anniversary of the grant date.
F4: Unless earlier forfeited under the terms of the PSU, each PSU vests and converts into no more than 200% of one share of Intel common stock on January 31, 2029, unless that date falls on a non-business date, in which case the next business date shall apply.
Palo Alto Networks Inc
Report date October 09, 2026 · Filed October 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 4,427 |
Last balance in matching sequence
After 2026-10-09 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-10-09 · Sale · Disposed 170 · Balance 4,507 F1: Shares are held by The Bawa Family Trust, for which the Reporting Person and her spouse serve as trustees. Row 2 · 2026-10-09 · Sale · Disposed 80 · Balance 4,427 F1: Shares are held by The Bawa Family Trust, for which the Reporting Person and her spouse serve as trustees. |
| Common StockSEC Table I · non-derivative | Direct | 1,644 |
Reported balance
Holding disclosure · report date 2026-10-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,644 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares are held by The Bawa Family Trust, for which the Reporting Person and her spouse serve as trustees.
Zoom Communications, Inc.
Report date April 17, 2026 · Filed April 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,978 |
Last balance in matching sequence
After 2026-04-17 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-04-17 · Sale · Disposed 11,981 · Balance 2,883 F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2025. F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.19 to $88.17. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Row 2 · 2026-04-17 · Sale · Disposed 905 · Balance 1,978 F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2025. F4: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.22 to $88.69. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2025.
F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.19 to $88.17. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.
F3: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.
F4: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.22 to $88.69. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 18, 2024 Filed Jan 23, 2024 00:38 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 700 | $67.66 | $47,358.99 |
DisclosureSEC source: 0001585521-24-000019 · wk-form4_1705970328.xml · nonDerivative · entry 2 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Indirect · See footnote Disclosed balance after: 1,978 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.59 to $67.80. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| January 18, 2024 Filed Jan 23, 2024 00:38 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 18,507 | $66.97 | $1,239,419.34 |
DisclosureSEC source: 0001585521-24-000019 · wk-form4_1705970328.xml · nonDerivative · entry 1 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Indirect · See footnote Disclosed balance after: 2,678 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.49 to $67.41. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| January 08, 2024 Filed Jan 11, 2024 01:42 UTC | Zoom Communications, Inc. ZM · Entity 889 | Exercise / conversionRestricted Stock Units · Derivative | 9,429 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-24-000010 · wk-form4_1704937330.xml · derivative · entry 6 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,290 Underlying: Class A Common Stock · 9,429 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. F8 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on July 11, 2023 which will vest in equal quarterly installments over three years. F8 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on July 11, 2023 which will vest in equal quarterly installments over three years. Read SEC document |
| January 08, 2024 Filed Jan 11, 2024 01:42 UTC | Zoom Communications, Inc. ZM · Entity 889 | Exercise / conversionRestricted Stock Units · Derivative | 8,576 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-24-000010 · wk-form4_1704937330.xml · derivative · entry 5 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,577 Underlying: Class A Common Stock · 8,576 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. F7 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on April 6, 2023, which will vest in equal quarterly installments over one year beginning July 8, 2023. F7 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on April 6, 2023, which will vest in equal quarterly installments over one year beginning July 8, 2023. Read SEC document |
| January 08, 2024 Filed Jan 11, 2024 01:42 UTC | Zoom Communications, Inc. ZM · Entity 889 | Exercise / conversionRestricted Stock Units · Derivative | 11,963 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-24-000010 · wk-form4_1704937330.xml · derivative · entry 4 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,629 Underlying: Class A Common Stock · 11,963 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. F6 · derivative.exercise_date: The reporting person received an award of restricted stock units on July 8, 2022, which will vest in equal quarterly installments over four years. F6 · derivative.expiration_date: The reporting person received an award of restricted stock units on July 8, 2022, which will vest in equal quarterly installments over four years. Read SEC document |
| January 08, 2024 Filed Jan 11, 2024 01:42 UTC | Zoom Communications, Inc. ZM · Entity 889 | Exercise / conversionRestricted Stock Units · Derivative | 4,469 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-24-000010 · wk-form4_1704937330.xml · derivative · entry 3 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,470 Underlying: Class A Common Stock · 4,469 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. F5 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on April 8, 2022, which will vest in equal quarterly installments over two years. F5 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on April 8, 2022, which will vest in equal quarterly installments over two years. Read SEC document |
| January 08, 2024 Filed Jan 11, 2024 01:42 UTC | Zoom Communications, Inc. ZM · Entity 889 | Tax withholdingClass A Common Stock | 10,486 | $67.46 | $707,424.36 |
DisclosureSEC source: 0001585521-24-000010 · wk-form4_1704937330.xml · nonDerivative · entry 2 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 25,929 F2 · shares: Shares withheld by Issuer to satisfy the tax withholding obligation in connection with the vesting of Restricted Stock Units. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.4635 to $67.4644. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F1 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| January 08, 2024 Filed Jan 11, 2024 01:42 UTC | Zoom Communications, Inc. ZM · Entity 889 | Exercise / conversionClass A Common Stock | 34,437 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-24-000010 · wk-form4_1704937330.xml · nonDerivative · entry 1 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 36,415 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| January 08, 2024 Filed Jan 23, 2024 00:36 UTC Amendment | Zoom Communications, Inc. ZM · Entity 889 | Tax withholdingClass A Common Stock | 4,744 | $67.46 | $320,049.69 |
DisclosureSEC source: 0001585521-24-000017 · wk-form4a_1705970152.xml · nonDerivative · entry 1 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 21,185 F1 · shares: Shares withheld by Issuer to satisfy the tax withholding obligation in connection with the vesting of Restricted Stock Units. F2 · balance_after: This amendment is being filed to report additional shares sold for taxes not originally reported. F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| December 22, 2023 Filed Aug 31, 2024 01:00 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 5 | $298.33 | $1,491.63 |
DisclosureSEC source: 0000950170-24-102518 · ownership.xml · nonDerivative · entry 9 Bawa Aparna · CIK 0001773301 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,844 Read SEC document |
| December 18, 2023 Filed Dec 20, 2023 23:45 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 104 | $72.32 | $7,521.00 |
DisclosureSEC source: 0001585521-23-000272 · wk-form4_1703115931.xml · nonDerivative · entry 2 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Indirect · See footnote Disclosed balance after: 1,978 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.235 to $72.49. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| December 18, 2023 Filed Dec 20, 2023 23:45 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 727 | $71.59 | $52,043.68 |
DisclosureSEC source: 0001585521-23-000272 · wk-form4_1703115931.xml · nonDerivative · entry 1 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Indirect · See footnote Disclosed balance after: 2,082 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.15 to $72.145. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| December 12, 2023 Filed Dec 13, 2023 21:39 UTC | Palo Alto Networks Inc PANW · Entity 1811 | GrantCommon Stock | 1,399 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-058490 · doc4.xml · nonDerivative · entry 1 Bawa Aparna · CIK 0001773301 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,089 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal quarterly increments over a one year period, subject to the Reporting Person's continued service as of each such date. Read SEC document |
| December 04, 2023 Filed Dec 6, 2023 23:27 UTC | Zoom Communications, Inc. ZM · Entity 889 | Exercise / conversionRestricted Stock Units · Derivative | 1,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-23-000259 · wk-form4_1701905260.xml · derivative · entry 3 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,132 Underlying: Class A Common Stock · 1,710 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. F4 · derivative.exercise_date: On July 23, 2020, the Compensation Committee approved an award of restricted stock units to be granted to the Reporting Person, effective September 4, 2020 (the "RSU"). The number of shares of the Issuer's Class A Common Stock issuable under the RSU was determined by dividing $7,000,000 by the average closing price of the Issuer's Class A Common Stock over the sixty (60) day trading period ending seven days prior to the September 4, 2020 grant date and rounding up to the nearest whole share. The RSU vests as to 1/4th of the shares subject to the RSU on the one-year anniversary of the grant date, with1/12 of the remaining shares vesting in equal quarterly installments over the next three years subject to the Reporting Person's continuous service as of such vesting dates. The RSU is subject to accelerated vesting in the event of termination of employment by the Reporting Person under certain circumstances in connection with a change in control of the Issuer. F4 · derivative.expiration_date: On July 23, 2020, the Compensation Committee approved an award of restricted stock units to be granted to the Reporting Person, effective September 4, 2020 (the "RSU"). The number of shares of the Issuer's Class A Common Stock issuable under the RSU was determined by dividing $7,000,000 by the average closing price of the Issuer's Class A Common Stock over the sixty (60) day trading period ending seven days prior to the September 4, 2020 grant date and rounding up to the nearest whole share. The RSU vests as to 1/4th of the shares subject to the RSU on the one-year anniversary of the grant date, with1/12 of the remaining shares vesting in equal quarterly installments over the next three years subject to the Reporting Person's continuous service as of such vesting dates. The RSU is subject to accelerated vesting in the event of termination of employment by the Reporting Person under certain circumstances in connection with a change in control of the Issuer. Read SEC document |
| December 04, 2023 Filed Dec 6, 2023 23:27 UTC | Zoom Communications, Inc. ZM · Entity 889 | Tax withholdingClass A Common Stock | 879 | $67.91 | $59,692.89 |
DisclosureSEC source: 0001585521-23-000259 · wk-form4_1701905260.xml · nonDerivative · entry 2 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 2,809 F2 · kind: Shares withheld by Issuer to satisfy the tax withholding obligation in connection with the vesting of Restricted Stock Units. F1 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| December 04, 2023 Filed Dec 6, 2023 23:27 UTC | Zoom Communications, Inc. ZM · Entity 889 | Exercise / conversionClass A Common Stock | 1,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-23-000259 · wk-form4_1701905260.xml · nonDerivative · entry 1 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,688 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| October 18, 2023 Filed Oct 20, 2023 21:47 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 16,957 | $63.14 | $1,070,619.20 |
DisclosureSEC source: 0001585521-23-000240 · wk-form4_1697838462.xml · nonDerivative · entry 1 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Indirect · See footnote Disclosed balance after: 1,978 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.82 to $63.79. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| October 08, 2023 Filed Oct 11, 2023 22:51 UTC | Zoom Communications, Inc. ZM · Entity 889 | Exercise / conversionRestricted Stock Units · Derivative | 9,429 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-23-000234 · wk-form4_1697064658.xml · derivative · entry 6 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,719 Underlying: Class A Common Stock · 9,429 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. F8 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on July 11, 2023 which will vest in equal quarterly installments over three years. F8 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on July 11, 2023 which will vest in equal quarterly installments over three years. Read SEC document |
| October 08, 2023 Filed Oct 11, 2023 22:51 UTC | Zoom Communications, Inc. ZM · Entity 889 | Exercise / conversionRestricted Stock Units · Derivative | 8,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-23-000234 · wk-form4_1697064658.xml · derivative · entry 5 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,153 Underlying: Class A Common Stock · 8,577 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. F7 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on April 6, 2023, which will vest in equal quarterly installments over one year beginning July 8, 2023. F7 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on April 6, 2023, which will vest in equal quarterly installments over one year beginning July 8, 2023. Read SEC document |
| October 08, 2023 Filed Oct 11, 2023 22:51 UTC | Zoom Communications, Inc. ZM · Entity 889 | Exercise / conversionRestricted Stock Units · Derivative | 11,963 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-23-000234 · wk-form4_1697064658.xml · derivative · entry 4 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,592 Underlying: Class A Common Stock · 11,963 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. F6 · derivative.exercise_date: The reporting person received an award of restricted stock units on July 8, 2022, which will vest in equal quarterly installments over four years. F6 · derivative.expiration_date: The reporting person received an award of restricted stock units on July 8, 2022, which will vest in equal quarterly installments over four years. Read SEC document |
| October 08, 2023 Filed Oct 11, 2023 22:51 UTC | Zoom Communications, Inc. ZM · Entity 889 | Exercise / conversionRestricted Stock Units · Derivative | 4,469 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-23-000234 · wk-form4_1697064658.xml · derivative · entry 3 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,939 Underlying: Class A Common Stock · 4,469 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. F5 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on April 8, 2022, which will vest in equal quarterly installments over two years. F5 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on April 8, 2022, which will vest in equal quarterly installments over two years. Read SEC document |
| October 08, 2023 Filed Oct 11, 2023 22:51 UTC | Zoom Communications, Inc. ZM · Entity 889 | Tax withholdingClass A Common Stock | 17,481 | $63.97 | $1,118,172.17 |
DisclosureSEC source: 0001585521-23-000234 · wk-form4_1697064658.xml · nonDerivative · entry 2 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 18,935 F2 · shares: Shares withheld by Issuer to satisfy the tax withholding obligation in connection with the vesting of Restricted Stock Units. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.9647 to $63.9655. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F1 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| October 08, 2023 Filed Oct 11, 2023 22:51 UTC | Zoom Communications, Inc. ZM · Entity 889 | Exercise / conversionClass A Common Stock | 34,438 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-23-000234 · wk-form4_1697064658.xml · nonDerivative · entry 1 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 36,416 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| September 22, 2023 Filed Aug 31, 2024 01:00 UTC | Palo Alto Networks Inc PANW · Entity 1811 | PurchaseCommon Stock | 8 | $229.18 | $1,833.40 |
DisclosureSEC source: 0000950170-24-102518 · ownership.xml · nonDerivative · entry 8 Bawa Aparna · CIK 0001773301 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,849 F1 · kind: The purchases reported herein are matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended ("Section 16(b)") with the Reporting Person's sales on August 24, 2022, May 25, 2023, June 13, 2023, September 14, 2023, December 22, 2023, and May 22, 2024. The Reporting Person has disgorged $7,273.53 to the Issuer, which represents the aggregate short-swing profits that resulted from the transactions reported on this Form 4, as calculated pursuant to Section 16(b). Read SEC document |
| September 19, 2023 Filed Sep 21, 2023 22:46 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 1,390 | $70.17 | $97,539.22 |
DisclosureSEC source: 0001585521-23-000222 · wk-form4_1695336372.xml · nonDerivative · entry 2 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Indirect · See footnote Disclosed balance after: 1,978 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.73 to $70.45. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| September 19, 2023 Filed Sep 21, 2023 22:46 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 11,878 | $69.27 | $822,773.62 |
DisclosureSEC source: 0001585521-23-000222 · wk-form4_1695336372.xml · nonDerivative · entry 1 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Indirect · See footnote Disclosed balance after: 3,368 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.73 to $69.72. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| September 14, 2023 Filed Sep 15, 2023 20:16 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 554 | $245.59 | $136,056.31 |
DisclosureSEC source: 0001209191-23-049584 · doc4.xml · nonDerivative · entry 1 Bawa Aparna · CIK 0001773301 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,690 F1 · price: This sale price represents the weighted average sale price of the shares sold ranging from $245.57 to $245.62 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| September 04, 2023 Filed Sep 6, 2023 22:51 UTC | Zoom Communications, Inc. ZM · Entity 889 | Exercise / conversionRestricted Stock Units · Derivative | 1,711 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-23-000204 · wk-form4_1694040695.xml · derivative · entry 3 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,842 Underlying: Class A Common Stock · 1,711 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. F4 · derivative.exercise_date: On July 23, 2020, the Compensation Committee approved an award of restricted stock units to be granted to the Reporting Person, effective September 4, 2020 (the "RSU"). The number of shares of the Issuer's Class A Common Stock issuable under the RSU was determined by dividing $7,000,000 by the average closing price of the Issuer's Class A Common Stock over the sixty (60) day trading period ending seven days prior to the September 4, 2020 grant date and rounding up to the nearest whole share. The RSU vests as to 1/4th of the shares subject to the RSU on the one-year anniversary of the grant date, with1/12 of the remaining shares vesting in equal quarterly installments over the next three years subject to the Reporting Person's continuous service as of such vesting dates. The RSU is subject to accelerated vesting in the event of termination of employment by the Reporting Person under certain circumstances in connection with a change in control of the Issuer. F4 · derivative.expiration_date: On July 23, 2020, the Compensation Committee approved an award of restricted stock units to be granted to the Reporting Person, effective September 4, 2020 (the "RSU"). The number of shares of the Issuer's Class A Common Stock issuable under the RSU was determined by dividing $7,000,000 by the average closing price of the Issuer's Class A Common Stock over the sixty (60) day trading period ending seven days prior to the September 4, 2020 grant date and rounding up to the nearest whole share. The RSU vests as to 1/4th of the shares subject to the RSU on the one-year anniversary of the grant date, with1/12 of the remaining shares vesting in equal quarterly installments over the next three years subject to the Reporting Person's continuous service as of such vesting dates. The RSU is subject to accelerated vesting in the event of termination of employment by the Reporting Person under certain circumstances in connection with a change in control of the Issuer. Read SEC document |
| September 04, 2023 Filed Sep 6, 2023 22:51 UTC | Zoom Communications, Inc. ZM · Entity 889 | Tax withholdingClass A Common Stock | 858 | $70.98 | $60,901.27 |
DisclosureSEC source: 0001585521-23-000204 · wk-form4_1694040695.xml · nonDerivative · entry 2 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 15,246 F2 · kind: Shares withheld by Issuer to satisfy the tax withholding obligation in connection with the vesting of Restricted Stock Units. F1 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| September 04, 2023 Filed Sep 6, 2023 22:51 UTC | Zoom Communications, Inc. ZM · Entity 889 | Exercise / conversionClass A Common Stock | 1,711 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-23-000204 · wk-form4_1694040695.xml · nonDerivative · entry 1 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 16,104 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| August 23, 2023 Filed Aug 23, 2023 20:12 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 721 | $236.75 | $170,698.19 |
DisclosureSEC source: 0001209191-23-047039 · doc4.xml · nonDerivative · entry 1 Bawa Aparna · CIK 0001773301 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,244 F1 · price: This sale price represents the weighted average sale price of the shares sold ranging from $236.74 to $236.82 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| July 11, 2023 Filed Jul 11, 2023 23:05 UTC | Zoom Communications, Inc. ZM · Entity 889 | GrantRestricted Stock Units · Derivative | 113,148 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-23-000174 · wk-form4_1689116734.xml · derivative · entry 3 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,148 Underlying: Class A Common Stock · 113,148 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. F5 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on July 11, 2023 which will vest in equal quarterly installments over three years, beginning on October 8, 2023 F5 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on July 11, 2023 which will vest in equal quarterly installments over three years, beginning on October 8, 2023 Read SEC document |
| July 08, 2023 Filed Jul 11, 2023 23:05 UTC | Zoom Communications, Inc. ZM · Entity 889 | Exercise / conversionRestricted Stock Units · Derivative | 3,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-23-000174 · wk-form4_1689116734.xml · derivative · entry 7 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,156 Underlying: Class A Common Stock · 3,718 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. F9 · derivative.exercise_date: The Reporting Person received a second award of restricted stock units on April 6, 2023, which will vest in equal quarterly installments over one year. F9 · derivative.expiration_date: The Reporting Person received a second award of restricted stock units on April 6, 2023, which will vest in equal quarterly installments over one year. Read SEC document |
| July 08, 2023 Filed Jul 11, 2023 23:05 UTC | Zoom Communications, Inc. ZM · Entity 889 | Exercise / conversionRestricted Stock Units · Derivative | 4,858 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-23-000174 · wk-form4_1689116734.xml · derivative · entry 6 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,448 Underlying: Class A Common Stock · 4,858 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. F8 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on April 6, 2023, which will vest in equal quarterly installments over one year. F8 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on April 6, 2023, which will vest in equal quarterly installments over one year. Read SEC document |
| July 08, 2023 Filed Jul 11, 2023 23:05 UTC | Zoom Communications, Inc. ZM · Entity 889 | Exercise / conversionRestricted Stock Units · Derivative | 11,963 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-23-000174 · wk-form4_1689116734.xml · derivative · entry 5 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 143,555 Underlying: Class A Common Stock · 11,963 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. F7 · derivative.exercise_date: The reporting person received an award of restricted stock units on July 8, 2022, which will vest in equal quarterly installments over four years. F7 · derivative.expiration_date: The reporting person received an award of restricted stock units on July 8, 2022, which will vest in equal quarterly installments over four years. Read SEC document |
| July 08, 2023 Filed Jul 11, 2023 23:05 UTC | Zoom Communications, Inc. ZM · Entity 889 | Exercise / conversionRestricted Stock Units · Derivative | 4,469 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-23-000174 · wk-form4_1689116734.xml · derivative · entry 4 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,408 Underlying: Class A Common Stock · 4,469 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. F6 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on April 8, 2022, which will vest in equal quarterly installments over two years. F6 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on April 8, 2022, which will vest in equal quarterly installments over two years. Read SEC document |
| July 08, 2023 Filed Jul 11, 2023 23:05 UTC | Zoom Communications, Inc. ZM · Entity 889 | Tax withholdingClass A Common Stock | 12,593 | $64.67 | $814,418.27 |
DisclosureSEC source: 0001585521-23-000174 · wk-form4_1689116734.xml · nonDerivative · entry 2 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 14,393 F2 · shares: Shares withheld by Issuer to satisfy the tax withholding obligation in connection with the vesting of Restricted Stock Units. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.6713 to $64.6738. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F1 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| July 08, 2023 Filed Jul 11, 2023 23:05 UTC | Zoom Communications, Inc. ZM · Entity 889 | Exercise / conversionClass A Common Stock | 25,008 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-23-000174 · wk-form4_1689116734.xml · nonDerivative · entry 1 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 26,986 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| July 08, 2023 Filed Sep 6, 2023 22:45 UTC Amendment | Zoom Communications, Inc. ZM · Entity 889 | Exercise / conversionRestricted Stock Units · Derivative | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-23-000200 · wk-form4a_1694040292.xml · derivative · entry 2 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. F2 · shares: Incorrectly reported as two separate tranches released on July 8th, 2023. Holdings were amended to combine the unvested and the share vesting amounts. F2 · derivative.exercise_date: Incorrectly reported as two separate tranches released on July 8th, 2023. Holdings were amended to combine the unvested and the share vesting amounts. F2 · derivative.expiration_date: Incorrectly reported as two separate tranches released on July 8th, 2023. Holdings were amended to combine the unvested and the share vesting amounts. F2 · derivative.underlying_shares: Incorrectly reported as two separate tranches released on July 8th, 2023. Holdings were amended to combine the unvested and the share vesting amounts. F2 · balance_after: Incorrectly reported as two separate tranches released on July 8th, 2023. Holdings were amended to combine the unvested and the share vesting amounts. Read SEC document |
| July 08, 2023 Filed Sep 6, 2023 22:45 UTC Amendment | Zoom Communications, Inc. ZM · Entity 889 | Exercise / conversionRestricted Stock Units · Derivative | 8,576 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-23-000200 · wk-form4a_1694040292.xml · derivative · entry 1 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,730 Underlying: Class A Common Stock · 8,576 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. F2 · shares: Incorrectly reported as two separate tranches released on July 8th, 2023. Holdings were amended to combine the unvested and the share vesting amounts. F3 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on April 6, 2023, which will vest in equal quarterly installments over one year. F3 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on April 6, 2023, which will vest in equal quarterly installments over one year. F2 · derivative.underlying_shares: Incorrectly reported as two separate tranches released on July 8th, 2023. Holdings were amended to combine the unvested and the share vesting amounts. F2 · balance_after: Incorrectly reported as two separate tranches released on July 8th, 2023. Holdings were amended to combine the unvested and the share vesting amounts. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 21:59 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 4,214 | $70.55 | $297,282.11 |
DisclosureSEC source: 0001585521-23-000166 · wk-form4_1687471186.xml · nonDerivative · entry 2 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Indirect · See footnote Disclosed balance after: 1,978 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.15 to $71.08. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F4 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 21:59 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 2,786 | $69.62 | $193,968.01 |
DisclosureSEC source: 0001585521-23-000166 · wk-form4_1687471186.xml · nonDerivative · entry 1 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Indirect · See footnote Disclosed balance after: 6,192 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.09 to $70.07. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3 · balance_after: Includes 2 shares of Class A Common Stock purchased pursuant to the Zoom Video Communications, Inc. 2019 Employee Stock Purchase Plan ("ESPP"), for the purchase period of December 13, 2023 to June 12, 2023. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of Issuer's Class A Common Stock on June 12, 2023. F4 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| June 13, 2023 Filed Jun 14, 2023 20:11 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 544 | $233.46 | $126,999.52 |
DisclosureSEC source: 0001209191-23-037001 · doc4.xml · nonDerivative · entry 1 Bawa Aparna · CIK 0001773301 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,965 F1 · price: This sale price represents the weighted average sale price of the shares sold ranging from $233.45 to $233.60 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 21:32 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 3,968 | $69.45 | $275,568.47 |
DisclosureSEC source: 0001585521-23-000140 · wk-form4_1686259967.xml · nonDerivative · entry 2 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Indirect · See footnote Disclosed balance after: 8,976 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.12 to $69.65. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 21:32 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 3,032 | $68.81 | $208,644.65 |
DisclosureSEC source: 0001585521-23-000140 · wk-form4_1686259967.xml · nonDerivative · entry 1 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Indirect · See footnote Disclosed balance after: 12,944 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.12 to $69.10. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| June 04, 2023 Filed Jun 6, 2023 21:01 UTC | Zoom Communications, Inc. ZM · Entity 889 | Exercise / conversionRestricted Stock Units · Derivative | 1,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-23-000138 · wk-form4_1686085282.xml · derivative · entry 3 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,553 Underlying: Class A Common Stock · 1,710 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. F4 · derivative.exercise_date: On July 23, 2020, the Compensation Committee approved an award of restricted stock units to be granted to the Reporting Person, effective September 4, 2020 (the "RSU"). The number of shares of the Issuer's Class A Common Stock issuable under the RSU was determined by dividing $7,000,000 by the average closing price of the Issuer's Class A Common Stock over the sixty (60) day trading period ending seven days prior to the September 4, 2020 grant date and rounding up to the nearest whole share. The RSU vests as to 1/4th of the shares subject to the RSU on the one-year anniversary of the grant date, with1/12 of the remaining shares vesting in equal quarterly installments over the next three years subject to the Reporting Person's continuous service as of such vesting dates. The RSU is subject to accelerated vesting in the event of termination of employment by the Reporting Person under certain circumstances in connection with a change in control of the Issuer. F4 · derivative.expiration_date: On July 23, 2020, the Compensation Committee approved an award of restricted stock units to be granted to the Reporting Person, effective September 4, 2020 (the "RSU"). The number of shares of the Issuer's Class A Common Stock issuable under the RSU was determined by dividing $7,000,000 by the average closing price of the Issuer's Class A Common Stock over the sixty (60) day trading period ending seven days prior to the September 4, 2020 grant date and rounding up to the nearest whole share. The RSU vests as to 1/4th of the shares subject to the RSU on the one-year anniversary of the grant date, with1/12 of the remaining shares vesting in equal quarterly installments over the next three years subject to the Reporting Person's continuous service as of such vesting dates. The RSU is subject to accelerated vesting in the event of termination of employment by the Reporting Person under certain circumstances in connection with a change in control of the Issuer. Read SEC document |
| June 04, 2023 Filed Jun 6, 2023 21:01 UTC | Zoom Communications, Inc. ZM · Entity 889 | Tax withholdingClass A Common Stock | 853 | $66.75 | $56,937.75 |
DisclosureSEC source: 0001585521-23-000138 · wk-form4_1686085282.xml · nonDerivative · entry 2 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Indirect · See footnote Disclosed balance after: 15,976 F2 · shares: Shares withheld by Issuer to satisfy the tax withholding obligation in connection with the vesting of Restricted Stock Units. F1 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| June 04, 2023 Filed Jun 6, 2023 21:01 UTC | Zoom Communications, Inc. ZM · Entity 889 | Exercise / conversionClass A Common Stock | 1,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-23-000138 · wk-form4_1686085282.xml · nonDerivative · entry 1 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Indirect · See footnote Disclosed balance after: 16,829 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| May 30, 2023 Filed Jun 1, 2023 21:13 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 338 | $66.94 | $22,625.99 |
DisclosureSEC source: 0001585521-23-000135 · wk-form4_1685654027.xml · nonDerivative · entry 3 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Indirect · See footnote Disclosed balance after: 15,119 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.70 to $67.21. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| May 30, 2023 Filed Jun 1, 2023 21:13 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 2,186 | $65.68 | $143,580.85 |
DisclosureSEC source: 0001585521-23-000135 · wk-form4_1685654027.xml · nonDerivative · entry 2 Bawa Aparna · CIK 0001773301 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Indirect · See footnote Disclosed balance after: 15,457 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.18 to $65.90. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.