Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ABBOTT LABORATORIESABT · Entity 2314 | Director | December 04, 2020 | December 08, 2020 |
| GENERAL DYNAMICS CORPGD · Entity 2916 | Director · Chairman and CEO | July 31, 2026 | August 04, 2026 |
| JPMORGAN CHASE & COJPM · Entity 2795 | Director | September 30, 2026 | October 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ABBOTT LABORATORIES
Report date December 04, 2020 · Filed December 08, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common shares without par valueSEC Table I · non-derivative | Direct | 41,004 |
Ending reported balance
After 2020-12-04 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2020-12-04 · Exercise / conversion · Acquired 3,333 · Balance 34,446 Row 2 · 2020-12-04 · Exercise / conversion · Acquired 11,348 · Balance 45,794 Row 3 · 2020-12-04 · Sale · Disposed 4,790 · Balance 41,004 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.275 to $107.285, inclusive. The reporting person undertakes to provide to Abbott Laboratories, any security holder of Abbott Laboratories, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.84 · Expires 2022-04-26 | Direct | 0 |
Reported balance
After 2020-12-04 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-12-04 · Exercise / conversion · Disposed 3,333 · Balance 0 F2: Stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.48 · Expires 2023-04-25 | Direct | 0 |
Reported balance
After 2020-12-04 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-12-04 · Exercise / conversion · Disposed 11,348 · Balance 0 F2: Stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.275 to $107.285, inclusive. The reporting person undertakes to provide to Abbott Laboratories, any security holder of Abbott Laboratories, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2: Stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.
GENERAL DYNAMICS CORP
Report date July 31, 2026 · Filed August 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 766,457 |
Ending reported balance
After 2026-08-03 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2026-07-31 · Exercise / conversion · Acquired 166,660 · Balance 933,117 Row 2 · 2026-07-31 · Tax withholding · Disposed 115,092 · Balance 818,025 Row 3 · 2026-08-03 · Sale · Disposed 5,673 · Balance 812,352 F1: Sale prices ranged from $380.575 to $381.56. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price. Row 4 · 2026-08-03 · Sale · Disposed 22,707 · Balance 789,645 F2: Sale prices ranged from $381.575 to $382.56. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price. Row 5 · 2026-08-03 · Sale · Disposed 15,917 · Balance 773,728 F3: Sale prices ranged from $382.58 to $383.575. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price. Row 6 · 2026-08-03 · Sale · Disposed 7,271 · Balance 766,457 F4: Sale prices ranged from $383.62 to $384.07. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $165.47 · Expires 2030-03-03 | Direct | 0 |
Reported balance
After 2026-07-31 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-07-31 · Exercise / conversion · Disposed 166,660 · Balance 0 F7: Fifty percent became exercisable on 03/04/2022, and the remaining fifty percent became exercisable on 03/04/2023. |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 5,926.943 |
Reported balance
Holding disclosure · report date 2026-07-31 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 5,926.943 F5: Includes share activity under General Dynamics 401(k) plan since date of Reporting Person's last ownership report. |
| Common StockSEC Table I · non-derivative | IndirectBy LLC | 30,000 |
Reported balance
Holding disclosure · report date 2026-07-31 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 30,000 F6: Represents shares held by a limited liability company for which the Reporting Person serves as a manager and the members of which are trusts for the benefit of the Reporting Person's children. |
Filing footnotes · ownership attribution and instrument terms
F1: Sale prices ranged from $380.575 to $381.56. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
F2: Sale prices ranged from $381.575 to $382.56. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
F3: Sale prices ranged from $382.58 to $383.575. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
F4: Sale prices ranged from $383.62 to $384.07. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
F5: Includes share activity under General Dynamics 401(k) plan since date of Reporting Person's last ownership report.
F6: Represents shares held by a limited liability company for which the Reporting Person serves as a manager and the members of which are trusts for the benefit of the Reporting Person's children.
F7: Fifty percent became exercisable on 03/04/2022, and the remaining fifty percent became exercisable on 03/04/2023.
JPMORGAN CHASE & CO
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,761.5744 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 120.908 · Balance 13,761.5744 F1: Deferral of quarterly retainer, payable in common stock following termination of service as director. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 45 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 45 |
Filing footnotes · ownership attribution and instrument terms
F1: Deferral of quarterly retainer, payable in common stock following termination of service as director.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 06, 2024 Filed Mar 7, 2024 21:35 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | GrantStock Options · Derivative | 83,170 | $0.00 Strike: $274.51 | $0.00 |
DisclosureSEC source: 0001209191-24-004676 · doc4.xml · derivative · entry 6 NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,170 Underlying: Common Stock · 83,170 shares Expires 2034-03-05 F6 · derivative.exercise_date: Fifty percent become exercisable on 03/06/2026 and the remaining fifty percent become exercisable on 03/06/2027. Read SEC document |
| March 06, 2024 Filed Mar 7, 2024 21:35 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | GrantCommon Stock | 12,205 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-004676 · doc4.xml · nonDerivative · entry 3 NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 818,827 F3 · kind: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 21:35 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | Tax withholdingCommon Stock | 33,193 | $274.91 | $9,125,087.63 |
DisclosureSEC source: 0001209191-24-004676 · doc4.xml · nonDerivative · entry 2 NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 806,622 F2 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of restricted shares. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 21:35 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | GrantCommon Stock | 73,598 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-004676 · doc4.xml · nonDerivative · entry 1 NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 839,815 F1 · kind: Represents performance stock units (PSUs) originally granted in 2021. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PSUs and dividend equivalents are settled in shares of Common Stock. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 20:48 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | Tax withholdingCommon Stock | 7,760 | $273.37 | $2,121,351.20 |
DisclosureSEC source: 0001209191-24-004542 · doc4.xml · nonDerivative · entry 1 NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 766,217 F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares. Read SEC document |
| January 29, 2024 Filed Jan 30, 2024 20:38 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | SaleCommon Stock | 100 | $265.03 | $26,503.00 |
DisclosureSEC source: 0001209191-24-002405 · doc4.xml · nonDerivative · entry 4 NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 773,977 Read SEC document |
| January 29, 2024 Filed Jan 30, 2024 20:38 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | SaleCommon Stock | 32,255 | $264.31 | $8,525,254.54 |
DisclosureSEC source: 0001209191-24-002405 · doc4.xml · nonDerivative · entry 3 NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 774,077 F1 · price: Sale prices ranged from $264.00 to $264.985. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price. Read SEC document |
| January 26, 2024 Filed Jan 30, 2024 20:38 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | Exercise / conversionStock Options · Derivative | 211,620 | $0.00 Strike: $191.71 | $0.00 |
DisclosureSEC source: 0001209191-24-002405 · doc4.xml · derivative · entry 7 NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 211,620 shares Expires 2027-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fifty percent became exercisable on 03/01/2019 and the remaining fifty percent became exercisable on 03/01/2020. Read SEC document |
| January 26, 2024 Filed Jan 30, 2024 20:38 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | Tax withholdingCommon Stock | 179,265 | $265.72 | $47,634,295.80 |
DisclosureSEC source: 0001209191-24-002405 · doc4.xml · nonDerivative · entry 2 NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 806,332 Read SEC document |
| January 26, 2024 Filed Jan 30, 2024 20:38 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | Exercise / conversionCommon Stock | 211,620 | $191.71 | $40,569,670.20 |
DisclosureSEC source: 0001209191-24-002405 · doc4.xml · nonDerivative · entry 1 NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 985,597 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 16, 2024 Filed Jan 18, 2024 21:33 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 1,594.5125 | $166.20 | $265,000.00 |
DisclosureSEC source: 0001225208-24-001012 · doc4.xml · nonDerivative · entry 1 NOVAKOVIC PHEBE N · CIK 0001222195 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,652.5485 F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 21:19 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 191.0641 | $170.10 | $32,500.00 |
DisclosureSEC source: 0001225208-24-000217 · doc4.xml · nonDerivative · entry 1 NOVAKOVIC PHEBE N · CIK 0001222195 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,012.2482 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| October 27, 2023 Filed Oct 31, 2023 19:13 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | GiftCommon Stock | 4,115 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-053923 · doc4.xml · nonDerivative · entry 1 NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 773,977 F1 · kind: Reflects the gift of common stock to a charitable donor advised fund. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 20:19 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 224.107 | $145.02 | $32,500.00 |
DisclosureSEC source: 0001225208-23-009119 · doc4.xml · nonDerivative · entry 1 NOVAKOVIC PHEBE N · CIK 0001222195 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,768.5858 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| August 11, 2023 Filed Aug 15, 2023 19:23 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | SaleCommon Stock | 21,123 | $228.19 | $4,820,141.86 |
DisclosureSEC source: 0001209191-23-045812 · doc4.xml · nonDerivative · entry 2 NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 778,092 F2 · price: Sale prices ranged from $228.06 to $228.55. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price. Read SEC document |
| August 11, 2023 Filed Aug 15, 2023 19:23 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | SaleCommon Stock | 12,107 | $227.56 | $2,755,068.92 |
DisclosureSEC source: 0001209191-23-045812 · doc4.xml · nonDerivative · entry 1 NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 799,215 F1 · price: Sale prices ranged from $227.03 to $227.98. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 20:18 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 223.4598 | $145.44 | $32,499.99 |
DisclosureSEC source: 0001225208-23-007124 · doc4.xml · nonDerivative · entry 1 NOVAKOVIC PHEBE N · CIK 0001222195 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,495.6301 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 20:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 249.4053 | $130.31 | $32,500.00 |
DisclosureSEC source: 0001225208-23-004362 · doc4.xml · nonDerivative · entry 1 NOVAKOVIC PHEBE N · CIK 0001222195 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,219.4563 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 08, 2023 Filed Mar 9, 2023 21:45 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | GrantStock Options · Derivative | 97,930 | $0.00 Strike: $227.58 | $0.00 |
DisclosureSEC source: 0001209191-23-017547 · doc4.xml · derivative · entry 6 NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,930 Underlying: Common Stock · 97,930 shares Expires 2033-03-07 F6 · derivative.exercise_date: Fifty percent become exercisable on 03/08/2025 and the remaining fifty percent become exercisable on 03/08/2026. Read SEC document |
| March 08, 2023 Filed Mar 9, 2023 21:45 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | GrantCommon Stock | 13,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-017547 · doc4.xml · nonDerivative · entry 3 NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 811,322 F3 · kind: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date. Read SEC document |
| March 07, 2023 Filed Mar 9, 2023 21:45 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | Tax withholdingCommon Stock | 19,777 | $231.88 | $4,585,890.76 |
DisclosureSEC source: 0001209191-23-017547 · doc4.xml · nonDerivative · entry 2 NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 797,702 F2 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of restricted shares. Read SEC document |
| March 07, 2023 Filed Mar 9, 2023 21:45 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | GrantCommon Stock | 43,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-017547 · doc4.xml · nonDerivative · entry 1 NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 817,479 F1 · kind: Represents performance stock units (PSUs) originally granted in 2020. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PSUs and dividend equivalents are settled in shares of common stock. Read SEC document |
| March 06, 2023 Filed Mar 8, 2023 20:57 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | Tax withholdingCommon Stock | 7,523 | $231.97 | $1,745,110.31 |
DisclosureSEC source: 0001209191-23-017135 · doc4.xml · nonDerivative · entry 1 NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 773,629 F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares. Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 21:32 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 1,780.8488 | $140.38 | $250,000.01 |
DisclosureSEC source: 0001225208-23-000774 · doc4.xml · nonDerivative · entry 1 NOVAKOVIC PHEBE N · CIK 0001222195 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,970.051 F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 21:22 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 242.3565 | $134.10 | $32,500.01 |
DisclosureSEC source: 0001225208-23-000179 · doc4.xml · nonDerivative · entry 1 NOVAKOVIC PHEBE N · CIK 0001222195 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,155.4523 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 30, 2022 Filed Oct 3, 2022 20:20 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 311.0048 | $104.50 | $32,500.00 |
DisclosureSEC source: 0001225208-22-010588 · doc4.xml · nonDerivative · entry 1 NOVAKOVIC PHEBE N · CIK 0001222195 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,872.6607 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| August 09, 2022 Filed Aug 10, 2022 19:49 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | SaleCommon Stock | 300 | $228.15 | $68,445.00 |
DisclosureSEC source: 0001209191-22-045167 · doc4.xml · nonDerivative · entry 5 NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 781,152 F3 · price: Sale prices ranged from $228.13 to $228.17. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price. Read SEC document |
| August 09, 2022 Filed Aug 10, 2022 19:49 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | SaleCommon Stock | 29,235 | $227.49 | $6,650,787.09 |
DisclosureSEC source: 0001209191-22-045167 · doc4.xml · nonDerivative · entry 4 NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 781,452 F2 · price: Sale prices ranged from $227.13 to $228.12. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price. Read SEC document |
| August 09, 2022 Filed Aug 10, 2022 19:49 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | SaleCommon Stock | 41,926 | $226.73 | $9,506,007.76 |
DisclosureSEC source: 0001209191-22-045167 · doc4.xml · nonDerivative · entry 3 NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 810,687 F1 · price: Sale prices ranged from $226.13 to $227.12. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:49 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | Exercise / conversionStock Options · Derivative | 320,260 | $0.00 Strike: $135.85 | $0.00 |
DisclosureSEC source: 0001209191-22-045167 · doc4.xml · derivative · entry 8 NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 320,260 shares Expires 2026-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Fifty percent became exercisable on 03/02/2018 and the remaining fifty percent became exercisable on 03/02/2019. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:49 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | Tax withholdingCommon Stock | 248,799 | $228.87 | $56,942,627.13 |
DisclosureSEC source: 0001209191-22-045167 · doc4.xml · nonDerivative · entry 2 NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 852,613 Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:49 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | Exercise / conversionCommon Stock | 320,260 | $135.85 | $43,507,321.00 |
DisclosureSEC source: 0001209191-22-045167 · doc4.xml · nonDerivative · entry 1 NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,101,412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2022 Filed Jul 1, 2022 20:17 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 288.6067 | $112.61 | $32,500.00 |
DisclosureSEC source: 0001225208-22-008388 · doc4.xml · nonDerivative · entry 1 NOVAKOVIC PHEBE N · CIK 0001222195 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,525.6771 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 31, 2022 Filed Apr 1, 2022 20:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 238.4096 | $136.32 | $32,500.00 |
DisclosureSEC source: 0001225208-22-005303 · doc4.xml · nonDerivative · entry 1 NOVAKOVIC PHEBE N · CIK 0001222195 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,208.8641 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 21:03 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | Tax withholdingCommon Stock | 6,720 | $250.24 | $1,681,612.80 |
DisclosureSEC source: 0001209191-22-017555 · doc4.xml · nonDerivative · entry 1 NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 781,152 F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares. Read SEC document |
| March 02, 2022 Filed Mar 3, 2022 21:18 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | GrantStock Options · Derivative | 116,240 | $0.00 Strike: $232.90 | $0.00 |
DisclosureSEC source: 0001209191-22-015414 · doc4.xml · derivative · entry 9 NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,240 Underlying: Common Stock · 116,240 shares Expires 2032-03-01 F7 · derivative.exercise_date: Fifty percent become exercisable on 03/02/2024 and the remaining fifty percent become exercisable on 03/02/2025. Read SEC document |
| March 02, 2022 Filed Mar 3, 2022 21:18 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | GrantCommon Stock | 12,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-015414 · doc4.xml · nonDerivative · entry 5 NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 787,872 F3 · kind: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:18 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | Exercise / conversionStock Options · Derivative | 248,830 | $0.00 Strike: $136.78 | $0.00 |
DisclosureSEC source: 0001209191-22-015414 · doc4.xml · derivative · entry 8 NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 248,830 shares Expires 2025-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Fifty percent became exercisable on 03/04/2017 and the remaining fifty percent became exercisable on 03/04/2018. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:18 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | Tax withholdingCommon Stock | 9,841 | $234.57 | $2,308,403.37 |
DisclosureSEC source: 0001209191-22-015414 · doc4.xml · nonDerivative · entry 4 NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 774,992 F2 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of restricted shares. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:18 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | GrantCommon Stock | 21,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-015414 · doc4.xml · nonDerivative · entry 3 NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 784,833 F1 · kind: Represents performance stock units (PSUs) originally granted in 2019. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PSUs and dividend equivalents are settled in shares of common stock. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:18 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | Tax withholdingCommon Stock | 200,495 | $233.48 | $46,811,572.60 |
DisclosureSEC source: 0001209191-22-015414 · doc4.xml · nonDerivative · entry 2 NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 763,013 Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:18 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | Exercise / conversionCommon Stock | 248,830 | $136.78 | $34,034,967.40 |
DisclosureSEC source: 0001209191-22-015414 · doc4.xml · nonDerivative · entry 1 NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 963,508 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 21:35 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 1,632.28 | $153.16 | $250,000.00 |
DisclosureSEC source: 0001225208-22-000938 · doc4.xml · nonDerivative · entry 1 NOVAKOVIC PHEBE N · CIK 0001222195 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,970.4545 F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 19:51 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | Tax withholdingCommon Stock | 7,050 | $172.96 | $1,219,368.00 |
DisclosureSEC source: 0001209191-21-019406 · doc4.xml · nonDerivative · entry 1 NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 714,678 F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares. Read SEC document |
| March 03, 2021 Filed Mar 4, 2021 21:32 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | GrantStock Options · Derivative | 151,150 | $0.00 Strike: $168.56 | $0.00 |
DisclosureSEC source: 0001209191-21-017816 · doc4.xml · derivative · entry 6 NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,150 Underlying: Common Stock · 151,150 shares Expires 2031-03-02 F6 · derivative.exercise_date: Fifty percent become exercisable on 03/03/2023 and the remaining fifty percent become exercisable on 03/03/2024. Read SEC document |
| March 03, 2021 Filed Mar 4, 2021 21:32 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | GrantCommon Stock | 17,205 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-017816 · doc4.xml · nonDerivative · entry 3 NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 721,728 F3 · kind: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 21:32 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | Tax withholdingCommon Stock | 8,181 | $167.68 | $1,371,790.08 |
DisclosureSEC source: 0001209191-21-017816 · doc4.xml · nonDerivative · entry 2 NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 704,523 F2 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of PSUs. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 21:32 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | GrantCommon Stock | 18,139 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-017816 · doc4.xml · nonDerivative · entry 1 NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 712,704 F1 · kind: Represents performance stock units (PSUs) originally granted in 2018. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PSUs and dividend equivalents are settled in shares of common stock. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 21:55 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 1,795.2032 | $139.26 | $250,000.00 |
DisclosureSEC source: 0001225208-21-001014 · doc4.xml · nonDerivative · entry 1 NOVAKOVIC PHEBE N · CIK 0001222195 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,295.2032 F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director. Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 22:58 UTC | ABBOTT LABORATORIES ABT · Entity 2314 | Exercise / conversionOption (right to buy) · Derivative | 11,348 | $0.00 Strike: $36.48 | $0.00 |
DisclosureSEC source: 0001415889-20-002858 · form4-12082020_021215.xml · derivative · entry 5 NOVAKOVIC PHEBE N · CIK 0001222195 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common shares · 11,348 shares Expires 2023-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.