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DICKERSON GARY E

Disclosed activity across 2 companies

Tapewire entity
10604
SEC CIK
0001183258

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
APPLIED MATERIALS INC /DEAMAT · Entity 2812Director · President and CEOJune 29, 2026July 01, 2026
KLA CORPKLAC · Entity 2838President and COOApril 26, 2004April 27, 2004

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

APPLIED MATERIALS INC /DE

Report date June 29, 2026 · Filed July 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,627,832 Reported balance After 2026-06-29 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-29 · Sale · Disposed 50,332 · Balance 1,627,832

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $700.00 to $700.98, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1, 3, 4 and 5 to this Form 4.

F2: Number of shares includes 379,244 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 66,063 restricted stock units are scheduled to vest in installments in December of 2026 through 2028, and (b) 313,181 performance share units are scheduled to vest in installments in December of 2026 through 2028, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Common StockSEC Table I · non-derivativeDirect1,619,843 Reported balance After 2026-06-29 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-06-29 · Sale · Disposed 7,989 · Balance 1,619,843

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $701.04 to $701.64, inclusive.

Common StockSEC Table I · non-derivativeDirect1,599,873 Reported balance After 2026-06-30 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2026-06-30 · Sale · Disposed 19,970 · Balance 1,599,873

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $735.00 to $735.94, inclusive.

Common StockSEC Table I · non-derivativeDirect1,599,843 Reported balance After 2026-06-30 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2026-06-30 · Sale · Disposed 30 · Balance 1,599,843

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices of $736.01 and $736.09.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $700.00 to $700.98, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1, 3, 4 and 5 to this Form 4.

F2: Number of shares includes 379,244 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 66,063 restricted stock units are scheduled to vest in installments in December of 2026 through 2028, and (b) 313,181 performance share units are scheduled to vest in installments in December of 2026 through 2028, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $701.04 to $701.64, inclusive.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $735.00 to $735.94, inclusive.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices of $736.01 and $736.09.

KLA CORP

Report date April 26, 2004 · Filed April 27, 2004

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.16 · Expires 2014-04-26Direct31,250 Reported balance After 2004-04-26 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2004-04-26 · Grant · Acquired 31,250 · Balance 31,250

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.97 · Expires 2008-10-23Direct22,365 Reported balance Holding disclosure · report date 2004-04-26 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 22,365

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $26.25 · Expires 2010-11-10Direct32,500 Reported balance Holding disclosure · report date 2004-04-26 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 32,500

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.31 · Expires 2011-10-02Direct105,000 Reported balance Holding disclosure · report date 2004-04-26 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 105,000

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.75 · Expires 2011-04-04Direct32,500 Reported balance Holding disclosure · report date 2004-04-26 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 32,500

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.75 · Expires 2009-10-27Direct100,000 Reported balance Holding disclosure · report date 2004-04-26 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 100,000

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.67 · Expires 2013-01-28Direct50,000 Reported balance Holding disclosure · report date 2004-04-26 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 50,000

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.05 · Expires 2012-11-08Direct25,000 Reported balance Holding disclosure · report date 2004-04-26 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 25,000

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $40.14 · Expires 2013-05-22Direct1,000 Reported balance Holding disclosure · report date 2004-04-26 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 1,000

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.69 · Expires 2010-08-11Direct23,415 Reported balance Holding disclosure · report date 2004-04-26 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 23,415

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.69 · Expires 2010-08-13Direct41,585 Reported balance Holding disclosure · report date 2004-04-26 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 41,585

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $51.23 · Expires 2013-07-30Direct25,000 Reported balance Holding disclosure · report date 2004-04-26 · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · Balance 25,000

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $53.86 · Expires 2013-10-27Direct50,000 Reported balance Holding disclosure · report date 2004-04-26 · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · Balance 50,000

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $58.10 · Expires 2014-01-27Direct25,000 Reported balance Holding disclosure · report date 2004-04-26 · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · Balance 25,000

Common StockSEC Table I · non-derivativeDirect5,949 Reported balance Holding disclosure · report date 2004-04-26 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 5,949

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 24, 2014 Filed Feb 26, 2014 22:17 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Exercise / conversionCommon Stock 59,573 $5.92 $352,672.16
Disclosure

SEC source: 0001127602-14-008715 · form4.xml · nonDerivative · entry 3

DICKERSON GARY E · CIK 0001183258 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,531,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents stock options that were originally granted by Varian Semiconductor Equipment Associates, Inc. ("Varian"), assumed by Applied Materials, Inc. ("Applied") and converted into Applied stock options in connection with Applied's acquisition of Varian. Mr. Dickerson exercised these options to mitigate a punitive 15% excise tax that would have been levied on the value of any of his unexercised stock options outstanding at the consummation of the planned business combination with Tokyo Electron Limited.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes: (a) 900,000 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting will be scheduled to occur as follows: (i) provided specified performance goals are achieved, 500,000 shares will be scheduled to vest in installments during each July of 2014 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (ii) provided specified performance goals are achieved, 400,000 shares will be scheduled to vest in installments during each December of 2014 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (b) 330,000 shares of restricted stock previously reported that are scheduled to vest in installments during each June of 2014 and 2015 (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
February 24, 2014 Filed Feb 26, 2014 22:17 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Exercise / conversionCommon Stock 71,489 $5.12 $366,023.68
Disclosure

SEC source: 0001127602-14-008715 · form4.xml · nonDerivative · entry 2

DICKERSON GARY E · CIK 0001183258 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,471,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents stock options that were originally granted by Varian Semiconductor Equipment Associates, Inc. ("Varian"), assumed by Applied Materials, Inc. ("Applied") and converted into Applied stock options in connection with Applied's acquisition of Varian. Mr. Dickerson exercised these options to mitigate a punitive 15% excise tax that would have been levied on the value of any of his unexercised stock options outstanding at the consummation of the planned business combination with Tokyo Electron Limited.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes: (a) 900,000 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting will be scheduled to occur as follows: (i) provided specified performance goals are achieved, 500,000 shares will be scheduled to vest in installments during each July of 2014 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (ii) provided specified performance goals are achieved, 400,000 shares will be scheduled to vest in installments during each December of 2014 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (b) 330,000 shares of restricted stock previously reported that are scheduled to vest in installments during each June of 2014 and 2015 (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
February 24, 2014 Filed Feb 26, 2014 22:17 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Exercise / conversionCommon Stock 63,604 $4.40 $279,857.60
Disclosure

SEC source: 0001127602-14-008715 · form4.xml · nonDerivative · entry 1

DICKERSON GARY E · CIK 0001183258 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents stock options that were originally granted by Varian Semiconductor Equipment Associates, Inc. ("Varian"), assumed by Applied Materials, Inc. ("Applied") and converted into Applied stock options in connection with Applied's acquisition of Varian. Mr. Dickerson exercised these options to mitigate a punitive 15% excise tax that would have been levied on the value of any of his unexercised stock options outstanding at the consummation of the planned business combination with Tokyo Electron Limited.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes: (a) 900,000 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting will be scheduled to occur as follows: (i) provided specified performance goals are achieved, 500,000 shares will be scheduled to vest in installments during each July of 2014 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (ii) provided specified performance goals are achieved, 400,000 shares will be scheduled to vest in installments during each December of 2014 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (b) 330,000 shares of restricted stock previously reported that are scheduled to vest in installments during each June of 2014 and 2015 (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
September 01, 2013 Filed Sep 4, 2013 21:42 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantEmployee Stock Option (Right to Buy) · Derivative 1,000,000 $0.00 Strike: $15.06 $0.00
Disclosure

SEC source: 0001127602-13-026607 · form4.xml · derivative · entry 1

DICKERSON GARY E · CIK 0001183258 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2020-09-01

F1 · derivative.exercise_date: Shares become exercisable in four equal installments beginning on September 1, 2014 (subject to continued employment through each applicable vest date).

Read SEC document
June 19, 2013 Filed Jun 21, 2013 20:25 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Tax withholdingCommon Stock 114,796 $15.69 $1,801,149.24
Disclosure

SEC source: 0001127602-13-020992 · form4.xml · nonDerivative · entry 1

DICKERSON GARY E · CIK 0001183258 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,335,855

F1 · shares: Represents number of shares that were automatically withheld upon vesting of restricted stock to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes: (a) 900,000 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting will be scheduled to occur as follows: (i) provided specified performance goals are achieved, 500,000 shares will be scheduled to vest in installments during each July of 2014 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (ii) provided specified performance goals are achieved, 400,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (b) 330,000 shares of restricted stock previously reported that are scheduled to vest in installments during each June of 2014 and 2015 (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
May 31, 2013 Filed Jun 3, 2013 20:51 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 54,520 $0.00 Strike: $3.63 $0.00
Disclosure

SEC source: 0001127602-13-019076 · form4.xml · derivative · entry 5

DICKERSON GARY E · CIK 0001183258 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 54,520 shares

Expires 2016-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2013 Filed Jun 3, 2013 20:51 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 210,488 $0.00 Strike: $3.36 $0.00
Disclosure

SEC source: 0001127602-13-019076 · form4.xml · derivative · entry 4

DICKERSON GARY E · CIK 0001183258 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 210,488 shares

Expires 2015-11-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2013 Filed Jun 3, 2013 20:51 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 SaleCommon Stock 265,008 $15.31 $4,057,272.48
Disclosure

SEC source: 0001127602-13-019076 · form4.xml · nonDerivative · entry 3

DICKERSON GARY E · CIK 0001183258 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,450,651

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.25 to $15.37, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes: (a) 900,000 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting will be scheduled to occur as follows: (i) provided specified performance goals are achieved, 500,000 shares will be scheduled to vest in installments during each July of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (ii) provided specified performance goals are achieved, 400,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (b) 550,000 shares of restricted stock previously reported that, provided specified performance goals are achieved, will be scheduled to vest in installments during each June of 2013 through 2015 (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
May 31, 2013 Filed Jun 3, 2013 20:51 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Exercise / conversionCommon Stock 54,520 $3.63 $197,907.60
Disclosure

SEC source: 0001127602-13-019076 · form4.xml · nonDerivative · entry 2

DICKERSON GARY E · CIK 0001183258 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,715,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents stock options that were originally granted by Varian Semiconductor Equipment Associates, Inc. ("Varian") and were assumed by Applied Materials, Inc. ("Applied") and converted into Applied stock options in connection with Applied's acquisition of Varian.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes: (a) 900,000 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting will be scheduled to occur as follows: (i) provided specified performance goals are achieved, 500,000 shares will be scheduled to vest in installments during each July of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (ii) provided specified performance goals are achieved, 400,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (b) 550,000 shares of restricted stock previously reported that, provided specified performance goals are achieved, will be scheduled to vest in installments during each June of 2013 through 2015 (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
May 31, 2013 Filed Jun 3, 2013 20:51 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Exercise / conversionCommon Stock 210,488 $3.36 $707,239.68
Disclosure

SEC source: 0001127602-13-019076 · form4.xml · nonDerivative · entry 1

DICKERSON GARY E · CIK 0001183258 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,661,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents stock options that were originally granted by Varian Semiconductor Equipment Associates, Inc. ("Varian") and were assumed by Applied Materials, Inc. ("Applied") and converted into Applied stock options in connection with Applied's acquisition of Varian.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes: (a) 900,000 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting will be scheduled to occur as follows: (i) provided specified performance goals are achieved, 500,000 shares will be scheduled to vest in installments during each July of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (ii) provided specified performance goals are achieved, 400,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (b) 550,000 shares of restricted stock previously reported that, provided specified performance goals are achieved, will be scheduled to vest in installments during each June of 2013 through 2015 (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 05, 2012 Filed Dec 8, 2012 02:32 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 400,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-033217 · form4.xml · nonDerivative · entry 1

DICKERSON GARY E · CIK 0001183258 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,450,000

F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting depends on the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2013 (subject to continued employment through each applicable vest date). The number of shares shown is the target amount. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals.

F2 · balance_after: Number of shares includes: (a) 500,000 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. Provided specified performance goals are achieved, these shares will be scheduled to vest in installments during each July of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (b) 550,000 shares of restricted stock previously reported that, provided specified performance goals are achieved, will be scheduled to vest in installments during each June of 2013 through 2015 (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
June 19, 2012 Filed Jun 21, 2012 22:50 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 550,000 $0.01 $5,500.00
Disclosure

SEC source: 0001127602-12-020617 · form4.xml · nonDerivative · entry 2

DICKERSON GARY E · CIK 0001183258 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,050,000

F2 · shares: Represents shares of restricted stock that will vest only after the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than as to 40% of the shares on June 19, 2013, 40% of the shares on June 19, 2014, and the remaining 20% of the shares on June 19, 2015 (subject to continued employment through each vest date).

F3 · balance_after: Number of shares includes 500,000 performance shares described above.

Read SEC document
June 19, 2012 Filed Jun 21, 2012 22:50 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-020617 · form4.xml · nonDerivative · entry 1

DICKERSON GARY E · CIK 0001183258 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning July 1, 2013 (subject to continued employment through each vest date). The number of shares shown is the target award level. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals.

Read SEC document
April 26, 2004 Filed Apr 27, 2004 22:43 UTC KLA CORP KLAC · Entity 2838 GrantNon-Qualified Stock Option (right to buy) · Derivative 31,250 $0.00 Strike: $45.16 $0.00
Disclosure

SEC source: 0000319201-04-000036 · edgardoc.xml · derivative · entry 2

DICKERSON GARY E · CIK 0001183258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,250

Underlying: Common Stock · 31,250 shares

Expires 2014-04-26

Read SEC document
January 27, 2004 Filed Jan 29, 2004 17:48 UTC KLA CORP KLAC · Entity 2838 GrantNon-Qualified Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $58.10 $0.00
Disclosure

SEC source: 0000319201-04-000004 · edgardoc.xml · derivative · entry 2

DICKERSON GARY E · CIK 0001183258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2014-01-27

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October 27, 2003 Filed Oct 29, 2003 01:07 UTC KLA CORP KLAC · Entity 2838 GrantNon-Qualified Stock Option (right to buy) · Derivative 50,000 $53.86 Strike: $53.86 $2,693,000.00
Disclosure

SEC source: 0000319201-03-000123 · edgardoc.xml · derivative · entry 2

DICKERSON GARY E · CIK 0001183258 · President and

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2013-10-27

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August 18, 2003 Filed Aug 19, 2003 01:03 UTC KLA CORP klac · Entity 2838 Exercise / conversionNon-Qualified Stock Option · Derivative 12,393 $54.29 Strike: $16.97 $672,848.19
Disclosure

SEC source: 0000319201-03-000089 · primary_doc.xml · derivative · entry 15

DICKERSON GARY E · CIK 0001183258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,365

Underlying: Common Stock · 12,393 shares

Expires 2008-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 18, 2003 Filed Aug 19, 2003 01:03 UTC KLA CORP klac · Entity 2838 Exercise / conversionNon-Qualified Stock Option · Derivative 2,264 $54.26 Strike: $16.97 $122,853.24
Disclosure

SEC source: 0000319201-03-000089 · primary_doc.xml · derivative · entry 14

DICKERSON GARY E · CIK 0001183258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,264 shares

Expires 2008-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 18, 2003 Filed Aug 19, 2003 01:03 UTC KLA CORP klac · Entity 2838 Exercise / conversionNon-Qualified Stock Option · Derivative 9,622 $54.26 Strike: $16.97 $522,042.57
Disclosure

SEC source: 0000319201-03-000089 · primary_doc.xml · derivative · entry 13

DICKERSON GARY E · CIK 0001183258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,622 shares

Expires 2008-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 18, 2003 Filed Aug 19, 2003 01:03 UTC KLA CORP klac · Entity 2838 Exercise / conversionNon-Qualified Stock Option · Derivative 8,221 $54.26 Strike: $10.63 $446,032.82
Disclosure

SEC source: 0000319201-03-000089 · primary_doc.xml · derivative · entry 12

DICKERSON GARY E · CIK 0001183258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,221 shares

Expires 2008-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2003 Filed Aug 19, 2003 01:03 UTC KLA CORP klac · Entity 2838 Exercise / conversionNon-Qualified Stock Option · Derivative 7,500 $54.28 Strike: $10.63 $407,085.75
Disclosure

SEC source: 0000319201-03-000089 · primary_doc.xml · derivative · entry 11

DICKERSON GARY E · CIK 0001183258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2008-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2003 Filed Aug 19, 2003 01:03 UTC KLA CORP klac · Entity 2838 SaleCommon Stock 8,221 $54.26 $446,032.82
Disclosure

SEC source: 0000319201-03-000089 · primary_doc.xml · nonDerivative · entry 10

DICKERSON GARY E · CIK 0001183258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,949

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August 18, 2003 Filed Aug 19, 2003 01:03 UTC KLA CORP klac · Entity 2838 Exercise / conversionCommon Stock 8,221 $10.63 $87,389.23
Disclosure

SEC source: 0000319201-03-000089 · primary_doc.xml · nonDerivative · entry 9

DICKERSON GARY E · CIK 0001183258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Non-Derivative securities beneficially owned are indicated on final transaction line for Table I.

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August 18, 2003 Filed Aug 19, 2003 01:03 UTC KLA CORP klac · Entity 2838 SaleCommon Stock 12,393 $54.29 $672,848.19
Disclosure

SEC source: 0000319201-03-000089 · primary_doc.xml · nonDerivative · entry 8

DICKERSON GARY E · CIK 0001183258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: Non-Derivative securities beneficially owned are indicated on final transaction line for Table I.

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August 18, 2003 Filed Aug 19, 2003 01:03 UTC KLA CORP klac · Entity 2838 Exercise / conversionCommon Stock 12,393 $16.97 $210,309.21
Disclosure

SEC source: 0000319201-03-000089 · primary_doc.xml · nonDerivative · entry 7

DICKERSON GARY E · CIK 0001183258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Non-Derivative securities beneficially owned are indicated on final transaction line for Table I.

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August 18, 2003 Filed Aug 19, 2003 01:03 UTC KLA CORP klac · Entity 2838 SaleCommon Stock 2,264 $54.26 $122,853.24
Disclosure

SEC source: 0000319201-03-000089 · primary_doc.xml · nonDerivative · entry 6

DICKERSON GARY E · CIK 0001183258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: Non-Derivative securities beneficially owned are indicated on final transaction line for Table I.

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August 18, 2003 Filed Aug 19, 2003 01:03 UTC KLA CORP klac · Entity 2838 Exercise / conversionCommon Stock 2,264 $16.97 $38,420.08
Disclosure

SEC source: 0000319201-03-000089 · primary_doc.xml · nonDerivative · entry 5

DICKERSON GARY E · CIK 0001183258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Non-Derivative securities beneficially owned are indicated on final transaction line for Table I.

Read SEC document
August 18, 2003 Filed Aug 19, 2003 01:03 UTC KLA CORP klac · Entity 2838 SaleCommon Stock 9,622 $54.26 $522,042.57
Disclosure

SEC source: 0000319201-03-000089 · primary_doc.xml · nonDerivative · entry 4

DICKERSON GARY E · CIK 0001183258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: Non-Derivative securities beneficially owned are indicated on final transaction line for Table I.

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August 18, 2003 Filed Aug 19, 2003 01:03 UTC KLA CORP klac · Entity 2838 Exercise / conversionCommon Stock 9,622 $16.97 $163,285.34
Disclosure

SEC source: 0000319201-03-000089 · primary_doc.xml · nonDerivative · entry 3

DICKERSON GARY E · CIK 0001183258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Non-Derivative securities beneficially owned are indicated on final transaction line for Table I.

Read SEC document
August 18, 2003 Filed Aug 19, 2003 01:03 UTC KLA CORP klac · Entity 2838 SaleCommon Stock 7,500 $54.28 $407,085.75
Disclosure

SEC source: 0000319201-03-000089 · primary_doc.xml · nonDerivative · entry 2

DICKERSON GARY E · CIK 0001183258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: Non-Derivative securities beneficially owned are indicated on final transaction line for Table I.

Read SEC document
August 18, 2003 Filed Aug 19, 2003 01:03 UTC KLA CORP klac · Entity 2838 Exercise / conversionCommon Stock 7,500 $10.63 $79,725.00
Disclosure

SEC source: 0000319201-03-000089 · primary_doc.xml · nonDerivative · entry 1

DICKERSON GARY E · CIK 0001183258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Non-Derivative securities beneficially owned are indicated on final transaction line for Table I.

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July 30, 2003 Filed Aug 1, 2003 18:43 UTC Amendment KLA CORP klac · Entity 2838 GrantNon-Qualified Stock Option · Derivative 25,000 $0.00 Strike: $51.23 $0.00
Disclosure

SEC source: 0000319201-03-000065 · primary_doc.xml · derivative · entry 13

DICKERSON GARY E · CIK 0001183258 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2013-07-30

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May 22, 2003 Filed Jun 25, 2003 20:40 UTC Amendment KLA CORP klac · Entity 2838 GrantNon-Qualified Stock Option · Derivative 1,000 $0.00 Strike: $40.14 $0.00
Disclosure

SEC source: 0000319201-03-000050 · primary_doc.xml · derivative · entry 1

DICKERSON GARY E · CIK 0001183258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2013-05-22

F1 · balance_after: Table I-Non-Derivative Securities Beneficially Owned, not originally reported on original Form 4 Filing dated 5/27/2003 Title of Security Shares Beneficially Owned Ownership Form Common Stock 5,280 Direct

F2 · balance_after: Table II-Derivative Securities Beneficially Owned, not reported on original Form 4 Filing of 5/27/2003 Title of Derivative Exercise Price Exp. Date Title Shares Ownership NQSO $10.63 08/31/08 Common Stock 15,721 D NQSO $16.97 10/23/08 Common Stock 46,644 D NQSO $26.25 11/10/10 Common Stock 32,500 D NQSO $29.31 10/02/11 Common Stock 105,000 D NQSO $32.75 04/04/11 Common Stock 32,500 D NQSO $33.75 10/27/09 Common Stock 100,000 D NQSO $34.67 01/28/13 Common Stock 50,000 D NQSO $37.05 11/08/12 Common Stock 25,000 D NQSO $44.6875 08/11/10 Common Stock 23,415 D NQSO $44.6875 08/13/10 Common Stock 41,585 D

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May 22, 2003 Filed May 27, 2003 21:04 UTC KLA CORP KLAC · Entity 2838 GrantNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $40.14 $0.00
Disclosure

SEC source: 0000319201-03-000026 · edgardoc.xml · derivative · entry 1

DICKERSON GARY E · CIK 0001183258 · President and

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 1,000 shares

Expires 2013-05-22

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.