Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| APPLIED MATERIALS INC /DEAMAT · Entity 2812 | Director · President and CEO | June 29, 2026 | July 01, 2026 |
| KLA CORPKLAC · Entity 2838 | President and COO | April 26, 2004 | April 27, 2004 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
APPLIED MATERIALS INC /DE
Report date June 29, 2026 · Filed July 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,627,832 |
Reported balance
After 2026-06-29 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-29 · Sale · Disposed 50,332 · Balance 1,627,832 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $700.00 to $700.98, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1, 3, 4 and 5 to this Form 4. F2: Number of shares includes 379,244 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 66,063 restricted stock units are scheduled to vest in installments in December of 2026 through 2028, and (b) 313,181 performance share units are scheduled to vest in installments in December of 2026 through 2028, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). |
| Common StockSEC Table I · non-derivative | Direct | 1,619,843 |
Reported balance
After 2026-06-29 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-06-29 · Sale · Disposed 7,989 · Balance 1,619,843 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $701.04 to $701.64, inclusive. |
| Common StockSEC Table I · non-derivative | Direct | 1,599,873 |
Reported balance
After 2026-06-30 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2026-06-30 · Sale · Disposed 19,970 · Balance 1,599,873 F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $735.00 to $735.94, inclusive. |
| Common StockSEC Table I · non-derivative | Direct | 1,599,843 |
Reported balance
After 2026-06-30 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2026-06-30 · Sale · Disposed 30 · Balance 1,599,843 F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices of $736.01 and $736.09. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $700.00 to $700.98, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1, 3, 4 and 5 to this Form 4.
F2: Number of shares includes 379,244 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 66,063 restricted stock units are scheduled to vest in installments in December of 2026 through 2028, and (b) 313,181 performance share units are scheduled to vest in installments in December of 2026 through 2028, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $701.04 to $701.64, inclusive.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $735.00 to $735.94, inclusive.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices of $736.01 and $736.09.
KLA CORP
Report date April 26, 2004 · Filed April 27, 2004
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.16 · Expires 2014-04-26 | Direct | 31,250 |
Reported balance
After 2004-04-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2004-04-26 · Grant · Acquired 31,250 · Balance 31,250 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.97 · Expires 2008-10-23 | Direct | 22,365 |
Reported balance
Holding disclosure · report date 2004-04-26 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 22,365 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $26.25 · Expires 2010-11-10 | Direct | 32,500 |
Reported balance
Holding disclosure · report date 2004-04-26 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 32,500 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.31 · Expires 2011-10-02 | Direct | 105,000 |
Reported balance
Holding disclosure · report date 2004-04-26 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 105,000 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.75 · Expires 2011-04-04 | Direct | 32,500 |
Reported balance
Holding disclosure · report date 2004-04-26 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 32,500 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.75 · Expires 2009-10-27 | Direct | 100,000 |
Reported balance
Holding disclosure · report date 2004-04-26 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 100,000 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.67 · Expires 2013-01-28 | Direct | 50,000 |
Reported balance
Holding disclosure · report date 2004-04-26 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 50,000 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.05 · Expires 2012-11-08 | Direct | 25,000 |
Reported balance
Holding disclosure · report date 2004-04-26 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 25,000 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $40.14 · Expires 2013-05-22 | Direct | 1,000 |
Reported balance
Holding disclosure · report date 2004-04-26 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 1,000 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.69 · Expires 2010-08-11 | Direct | 23,415 |
Reported balance
Holding disclosure · report date 2004-04-26 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 23,415 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.69 · Expires 2010-08-13 | Direct | 41,585 |
Reported balance
Holding disclosure · report date 2004-04-26 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 41,585 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $51.23 · Expires 2013-07-30 | Direct | 25,000 |
Reported balance
Holding disclosure · report date 2004-04-26 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 25,000 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $53.86 · Expires 2013-10-27 | Direct | 50,000 |
Reported balance
Holding disclosure · report date 2004-04-26 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 50,000 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $58.10 · Expires 2014-01-27 | Direct | 25,000 |
Reported balance
Holding disclosure · report date 2004-04-26 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 25,000 |
| Common StockSEC Table I · non-derivative | Direct | 5,949 |
Reported balance
Holding disclosure · report date 2004-04-26 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 5,949 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2014 Filed Feb 26, 2014 22:17 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 59,573 | $5.92 | $352,672.16 |
DisclosureSEC source: 0001127602-14-008715 · form4.xml · nonDerivative · entry 3 DICKERSON GARY E · CIK 0001183258 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,531,083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents stock options that were originally granted by Varian Semiconductor Equipment Associates, Inc. ("Varian"), assumed by Applied Materials, Inc. ("Applied") and converted into Applied stock options in connection with Applied's acquisition of Varian. Mr. Dickerson exercised these options to mitigate a punitive 15% excise tax that would have been levied on the value of any of his unexercised stock options outstanding at the consummation of the planned business combination with Tokyo Electron Limited. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes: (a) 900,000 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting will be scheduled to occur as follows: (i) provided specified performance goals are achieved, 500,000 shares will be scheduled to vest in installments during each July of 2014 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (ii) provided specified performance goals are achieved, 400,000 shares will be scheduled to vest in installments during each December of 2014 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (b) 330,000 shares of restricted stock previously reported that are scheduled to vest in installments during each June of 2014 and 2015 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| February 24, 2014 Filed Feb 26, 2014 22:17 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 71,489 | $5.12 | $366,023.68 |
DisclosureSEC source: 0001127602-14-008715 · form4.xml · nonDerivative · entry 2 DICKERSON GARY E · CIK 0001183258 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,471,510 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents stock options that were originally granted by Varian Semiconductor Equipment Associates, Inc. ("Varian"), assumed by Applied Materials, Inc. ("Applied") and converted into Applied stock options in connection with Applied's acquisition of Varian. Mr. Dickerson exercised these options to mitigate a punitive 15% excise tax that would have been levied on the value of any of his unexercised stock options outstanding at the consummation of the planned business combination with Tokyo Electron Limited. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes: (a) 900,000 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting will be scheduled to occur as follows: (i) provided specified performance goals are achieved, 500,000 shares will be scheduled to vest in installments during each July of 2014 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (ii) provided specified performance goals are achieved, 400,000 shares will be scheduled to vest in installments during each December of 2014 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (b) 330,000 shares of restricted stock previously reported that are scheduled to vest in installments during each June of 2014 and 2015 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| February 24, 2014 Filed Feb 26, 2014 22:17 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 63,604 | $4.40 | $279,857.60 |
DisclosureSEC source: 0001127602-14-008715 · form4.xml · nonDerivative · entry 1 DICKERSON GARY E · CIK 0001183258 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400,021 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents stock options that were originally granted by Varian Semiconductor Equipment Associates, Inc. ("Varian"), assumed by Applied Materials, Inc. ("Applied") and converted into Applied stock options in connection with Applied's acquisition of Varian. Mr. Dickerson exercised these options to mitigate a punitive 15% excise tax that would have been levied on the value of any of his unexercised stock options outstanding at the consummation of the planned business combination with Tokyo Electron Limited. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes: (a) 900,000 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting will be scheduled to occur as follows: (i) provided specified performance goals are achieved, 500,000 shares will be scheduled to vest in installments during each July of 2014 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (ii) provided specified performance goals are achieved, 400,000 shares will be scheduled to vest in installments during each December of 2014 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (b) 330,000 shares of restricted stock previously reported that are scheduled to vest in installments during each June of 2014 and 2015 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| September 01, 2013 Filed Sep 4, 2013 21:42 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantEmployee Stock Option (Right to Buy) · Derivative | 1,000,000 | $0.00 Strike: $15.06 | $0.00 |
DisclosureSEC source: 0001127602-13-026607 · form4.xml · derivative · entry 1 DICKERSON GARY E · CIK 0001183258 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Stock · 1,000,000 shares Expires 2020-09-01 F1 · derivative.exercise_date: Shares become exercisable in four equal installments beginning on September 1, 2014 (subject to continued employment through each applicable vest date). Read SEC document |
| June 19, 2013 Filed Jun 21, 2013 20:25 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 114,796 | $15.69 | $1,801,149.24 |
DisclosureSEC source: 0001127602-13-020992 · form4.xml · nonDerivative · entry 1 DICKERSON GARY E · CIK 0001183258 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,335,855 F1 · shares: Represents number of shares that were automatically withheld upon vesting of restricted stock to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes: (a) 900,000 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting will be scheduled to occur as follows: (i) provided specified performance goals are achieved, 500,000 shares will be scheduled to vest in installments during each July of 2014 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (ii) provided specified performance goals are achieved, 400,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (b) 330,000 shares of restricted stock previously reported that are scheduled to vest in installments during each June of 2014 and 2015 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| May 31, 2013 Filed Jun 3, 2013 20:51 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 54,520 | $0.00 Strike: $3.63 | $0.00 |
DisclosureSEC source: 0001127602-13-019076 · form4.xml · derivative · entry 5 DICKERSON GARY E · CIK 0001183258 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 54,520 shares Expires 2016-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2013 Filed Jun 3, 2013 20:51 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 210,488 | $0.00 Strike: $3.36 | $0.00 |
DisclosureSEC source: 0001127602-13-019076 · form4.xml · derivative · entry 4 DICKERSON GARY E · CIK 0001183258 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 210,488 shares Expires 2015-11-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2013 Filed Jun 3, 2013 20:51 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 265,008 | $15.31 | $4,057,272.48 |
DisclosureSEC source: 0001127602-13-019076 · form4.xml · nonDerivative · entry 3 DICKERSON GARY E · CIK 0001183258 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,450,651 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.25 to $15.37, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes: (a) 900,000 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting will be scheduled to occur as follows: (i) provided specified performance goals are achieved, 500,000 shares will be scheduled to vest in installments during each July of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (ii) provided specified performance goals are achieved, 400,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (b) 550,000 shares of restricted stock previously reported that, provided specified performance goals are achieved, will be scheduled to vest in installments during each June of 2013 through 2015 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| May 31, 2013 Filed Jun 3, 2013 20:51 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 54,520 | $3.63 | $197,907.60 |
DisclosureSEC source: 0001127602-13-019076 · form4.xml · nonDerivative · entry 2 DICKERSON GARY E · CIK 0001183258 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,715,659 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents stock options that were originally granted by Varian Semiconductor Equipment Associates, Inc. ("Varian") and were assumed by Applied Materials, Inc. ("Applied") and converted into Applied stock options in connection with Applied's acquisition of Varian. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes: (a) 900,000 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting will be scheduled to occur as follows: (i) provided specified performance goals are achieved, 500,000 shares will be scheduled to vest in installments during each July of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (ii) provided specified performance goals are achieved, 400,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (b) 550,000 shares of restricted stock previously reported that, provided specified performance goals are achieved, will be scheduled to vest in installments during each June of 2013 through 2015 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| May 31, 2013 Filed Jun 3, 2013 20:51 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 210,488 | $3.36 | $707,239.68 |
DisclosureSEC source: 0001127602-13-019076 · form4.xml · nonDerivative · entry 1 DICKERSON GARY E · CIK 0001183258 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,661,139 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents stock options that were originally granted by Varian Semiconductor Equipment Associates, Inc. ("Varian") and were assumed by Applied Materials, Inc. ("Applied") and converted into Applied stock options in connection with Applied's acquisition of Varian. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes: (a) 900,000 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting will be scheduled to occur as follows: (i) provided specified performance goals are achieved, 500,000 shares will be scheduled to vest in installments during each July of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (ii) provided specified performance goals are achieved, 400,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (b) 550,000 shares of restricted stock previously reported that, provided specified performance goals are achieved, will be scheduled to vest in installments during each June of 2013 through 2015 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 05, 2012 Filed Dec 8, 2012 02:32 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-033217 · form4.xml · nonDerivative · entry 1 DICKERSON GARY E · CIK 0001183258 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,450,000 F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting depends on the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2013 (subject to continued employment through each applicable vest date). The number of shares shown is the target amount. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals. F2 · balance_after: Number of shares includes: (a) 500,000 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. Provided specified performance goals are achieved, these shares will be scheduled to vest in installments during each July of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (b) 550,000 shares of restricted stock previously reported that, provided specified performance goals are achieved, will be scheduled to vest in installments during each June of 2013 through 2015 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| June 19, 2012 Filed Jun 21, 2012 22:50 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 550,000 | $0.01 | $5,500.00 |
DisclosureSEC source: 0001127602-12-020617 · form4.xml · nonDerivative · entry 2 DICKERSON GARY E · CIK 0001183258 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,050,000 F2 · shares: Represents shares of restricted stock that will vest only after the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than as to 40% of the shares on June 19, 2013, 40% of the shares on June 19, 2014, and the remaining 20% of the shares on June 19, 2015 (subject to continued employment through each vest date). F3 · balance_after: Number of shares includes 500,000 performance shares described above. Read SEC document |
| June 19, 2012 Filed Jun 21, 2012 22:50 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-020617 · form4.xml · nonDerivative · entry 1 DICKERSON GARY E · CIK 0001183258 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning July 1, 2013 (subject to continued employment through each vest date). The number of shares shown is the target award level. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals. Read SEC document |
| April 26, 2004 Filed Apr 27, 2004 22:43 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 31,250 | $0.00 Strike: $45.16 | $0.00 |
DisclosureSEC source: 0000319201-04-000036 · edgardoc.xml · derivative · entry 2 DICKERSON GARY E · CIK 0001183258 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,250 Underlying: Common Stock · 31,250 shares Expires 2014-04-26 Read SEC document |
| January 27, 2004 Filed Jan 29, 2004 17:48 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $58.10 | $0.00 |
DisclosureSEC source: 0000319201-04-000004 · edgardoc.xml · derivative · entry 2 DICKERSON GARY E · CIK 0001183258 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2014-01-27 Read SEC document |
| October 27, 2003 Filed Oct 29, 2003 01:07 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 50,000 | $53.86 Strike: $53.86 | $2,693,000.00 |
DisclosureSEC source: 0000319201-03-000123 · edgardoc.xml · derivative · entry 2 DICKERSON GARY E · CIK 0001183258 · President and 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2013-10-27 Read SEC document |
| August 18, 2003 Filed Aug 19, 2003 01:03 UTC | KLA CORP klac · Entity 2838 | Exercise / conversionNon-Qualified Stock Option · Derivative | 12,393 | $54.29 Strike: $16.97 | $672,848.19 |
DisclosureSEC source: 0000319201-03-000089 · primary_doc.xml · derivative · entry 15 DICKERSON GARY E · CIK 0001183258 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,365 Underlying: Common Stock · 12,393 shares Expires 2008-10-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2003 Filed Aug 19, 2003 01:03 UTC | KLA CORP klac · Entity 2838 | Exercise / conversionNon-Qualified Stock Option · Derivative | 2,264 | $54.26 Strike: $16.97 | $122,853.24 |
DisclosureSEC source: 0000319201-03-000089 · primary_doc.xml · derivative · entry 14 DICKERSON GARY E · CIK 0001183258 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,264 shares Expires 2008-10-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2003 Filed Aug 19, 2003 01:03 UTC | KLA CORP klac · Entity 2838 | Exercise / conversionNon-Qualified Stock Option · Derivative | 9,622 | $54.26 Strike: $16.97 | $522,042.57 |
DisclosureSEC source: 0000319201-03-000089 · primary_doc.xml · derivative · entry 13 DICKERSON GARY E · CIK 0001183258 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,622 shares Expires 2008-10-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2003 Filed Aug 19, 2003 01:03 UTC | KLA CORP klac · Entity 2838 | Exercise / conversionNon-Qualified Stock Option · Derivative | 8,221 | $54.26 Strike: $10.63 | $446,032.82 |
DisclosureSEC source: 0000319201-03-000089 · primary_doc.xml · derivative · entry 12 DICKERSON GARY E · CIK 0001183258 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,221 shares Expires 2008-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2003 Filed Aug 19, 2003 01:03 UTC | KLA CORP klac · Entity 2838 | Exercise / conversionNon-Qualified Stock Option · Derivative | 7,500 | $54.28 Strike: $10.63 | $407,085.75 |
DisclosureSEC source: 0000319201-03-000089 · primary_doc.xml · derivative · entry 11 DICKERSON GARY E · CIK 0001183258 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2008-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2003 Filed Aug 19, 2003 01:03 UTC | KLA CORP klac · Entity 2838 | SaleCommon Stock | 8,221 | $54.26 | $446,032.82 |
DisclosureSEC source: 0000319201-03-000089 · primary_doc.xml · nonDerivative · entry 10 DICKERSON GARY E · CIK 0001183258 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,949 Read SEC document |
| August 18, 2003 Filed Aug 19, 2003 01:03 UTC | KLA CORP klac · Entity 2838 | Exercise / conversionCommon Stock | 8,221 | $10.63 | $87,389.23 |
DisclosureSEC source: 0000319201-03-000089 · primary_doc.xml · nonDerivative · entry 9 DICKERSON GARY E · CIK 0001183258 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Non-Derivative securities beneficially owned are indicated on final transaction line for Table I. Read SEC document |
| August 18, 2003 Filed Aug 19, 2003 01:03 UTC | KLA CORP klac · Entity 2838 | SaleCommon Stock | 12,393 | $54.29 | $672,848.19 |
DisclosureSEC source: 0000319201-03-000089 · primary_doc.xml · nonDerivative · entry 8 DICKERSON GARY E · CIK 0001183258 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · balance_after: Non-Derivative securities beneficially owned are indicated on final transaction line for Table I. Read SEC document |
| August 18, 2003 Filed Aug 19, 2003 01:03 UTC | KLA CORP klac · Entity 2838 | Exercise / conversionCommon Stock | 12,393 | $16.97 | $210,309.21 |
DisclosureSEC source: 0000319201-03-000089 · primary_doc.xml · nonDerivative · entry 7 DICKERSON GARY E · CIK 0001183258 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Non-Derivative securities beneficially owned are indicated on final transaction line for Table I. Read SEC document |
| August 18, 2003 Filed Aug 19, 2003 01:03 UTC | KLA CORP klac · Entity 2838 | SaleCommon Stock | 2,264 | $54.26 | $122,853.24 |
DisclosureSEC source: 0000319201-03-000089 · primary_doc.xml · nonDerivative · entry 6 DICKERSON GARY E · CIK 0001183258 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · balance_after: Non-Derivative securities beneficially owned are indicated on final transaction line for Table I. Read SEC document |
| August 18, 2003 Filed Aug 19, 2003 01:03 UTC | KLA CORP klac · Entity 2838 | Exercise / conversionCommon Stock | 2,264 | $16.97 | $38,420.08 |
DisclosureSEC source: 0000319201-03-000089 · primary_doc.xml · nonDerivative · entry 5 DICKERSON GARY E · CIK 0001183258 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Non-Derivative securities beneficially owned are indicated on final transaction line for Table I. Read SEC document |
| August 18, 2003 Filed Aug 19, 2003 01:03 UTC | KLA CORP klac · Entity 2838 | SaleCommon Stock | 9,622 | $54.26 | $522,042.57 |
DisclosureSEC source: 0000319201-03-000089 · primary_doc.xml · nonDerivative · entry 4 DICKERSON GARY E · CIK 0001183258 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · balance_after: Non-Derivative securities beneficially owned are indicated on final transaction line for Table I. Read SEC document |
| August 18, 2003 Filed Aug 19, 2003 01:03 UTC | KLA CORP klac · Entity 2838 | Exercise / conversionCommon Stock | 9,622 | $16.97 | $163,285.34 |
DisclosureSEC source: 0000319201-03-000089 · primary_doc.xml · nonDerivative · entry 3 DICKERSON GARY E · CIK 0001183258 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Non-Derivative securities beneficially owned are indicated on final transaction line for Table I. Read SEC document |
| August 18, 2003 Filed Aug 19, 2003 01:03 UTC | KLA CORP klac · Entity 2838 | SaleCommon Stock | 7,500 | $54.28 | $407,085.75 |
DisclosureSEC source: 0000319201-03-000089 · primary_doc.xml · nonDerivative · entry 2 DICKERSON GARY E · CIK 0001183258 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · balance_after: Non-Derivative securities beneficially owned are indicated on final transaction line for Table I. Read SEC document |
| August 18, 2003 Filed Aug 19, 2003 01:03 UTC | KLA CORP klac · Entity 2838 | Exercise / conversionCommon Stock | 7,500 | $10.63 | $79,725.00 |
DisclosureSEC source: 0000319201-03-000089 · primary_doc.xml · nonDerivative · entry 1 DICKERSON GARY E · CIK 0001183258 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Non-Derivative securities beneficially owned are indicated on final transaction line for Table I. Read SEC document |
| July 30, 2003 Filed Aug 1, 2003 18:43 UTC Amendment | KLA CORP klac · Entity 2838 | GrantNon-Qualified Stock Option · Derivative | 25,000 | $0.00 Strike: $51.23 | $0.00 |
DisclosureSEC source: 0000319201-03-000065 · primary_doc.xml · derivative · entry 13 DICKERSON GARY E · CIK 0001183258 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2013-07-30 Read SEC document |
| May 22, 2003 Filed Jun 25, 2003 20:40 UTC Amendment | KLA CORP klac · Entity 2838 | GrantNon-Qualified Stock Option · Derivative | 1,000 | $0.00 Strike: $40.14 | $0.00 |
DisclosureSEC source: 0000319201-03-000050 · primary_doc.xml · derivative · entry 1 DICKERSON GARY E · CIK 0001183258 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2013-05-22 F1 · balance_after: Table I-Non-Derivative Securities Beneficially Owned, not originally reported on original Form 4 Filing dated 5/27/2003 Title of Security Shares Beneficially Owned Ownership Form Common Stock 5,280 Direct F2 · balance_after: Table II-Derivative Securities Beneficially Owned, not reported on original Form 4 Filing of 5/27/2003 Title of Derivative Exercise Price Exp. Date Title Shares Ownership NQSO $10.63 08/31/08 Common Stock 15,721 D NQSO $16.97 10/23/08 Common Stock 46,644 D NQSO $26.25 11/10/10 Common Stock 32,500 D NQSO $29.31 10/02/11 Common Stock 105,000 D NQSO $32.75 04/04/11 Common Stock 32,500 D NQSO $33.75 10/27/09 Common Stock 100,000 D NQSO $34.67 01/28/13 Common Stock 50,000 D NQSO $37.05 11/08/12 Common Stock 25,000 D NQSO $44.6875 08/11/10 Common Stock 23,415 D NQSO $44.6875 08/13/10 Common Stock 41,585 D Read SEC document |
| May 22, 2003 Filed May 27, 2003 21:04 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $40.14 | $0.00 |
DisclosureSEC source: 0000319201-03-000026 · edgardoc.xml · derivative · entry 1 DICKERSON GARY E · CIK 0001183258 · President and 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 1,000 shares Expires 2013-05-22 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.