Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bank of New York Mellon CorpBK · Entity 2899 | Director | October 01, 2019 | October 03, 2019 |
| NASDAQ, INC.NDAQ · Entity 3019 | Director | June 21, 2023 | June 23, 2023 |
| WELLS FARGO & COMPANY/MNWFC · Entity 2824 | Director | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bank of New York Mellon Corp
Report date October 01, 2019 · Filed October 03, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,864.8757 |
Reported balance
After 2019-10-01 transaction · row 1
1 source rowRow 1 · 2019-10-01 · Grant · Acquired 771.781 · Balance 3,864.8757 F1: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.
NASDAQ, INC.
Report date June 21, 2023 · Filed June 23, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 152,083 |
Reported balance
After 2023-06-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-06-21 · Grant · Acquired 7,614 · Balance 152,083 F1: Restricted stock vests as to 100% on June 21, 2024. F2: Represents (i) 148,083 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 140,469 are vested as of the date hereof and (ii) 4,000 shares of common stock acquired through open market purchases. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock vests as to 100% on June 21, 2024.
F2: Represents (i) 148,083 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 140,469 are vested as of the date hereof and (ii) 4,000 shares of common stock acquired through open market purchases.
WELLS FARGO & COMPANY/MN
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 59,565.4382 |
Reported balance
After 2026-10-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-10-01 · Grant · Acquired 1,152.648 · Balance 59,565.4382 F2: Each Phantom Stock Unit represents the right to receive one share of Wells Fargo & Company common stock. F3: Deferred compensation shares payable in a lump sum or installments based upon director's election. F4: Includes dividend equivalents reinvested in additional Phantom Stock Units. |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | Direct | 141.571 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 141.571 F1: Includes shares acquired under a dividend reinvestment program since the reporting person's most recent filing on Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares acquired under a dividend reinvestment program since the reporting person's most recent filing on Form 4.
F2: Each Phantom Stock Unit represents the right to receive one share of Wells Fargo & Company common stock.
F3: Deferred compensation shares payable in a lump sum or installments based upon director's election.
F4: Includes dividend equivalents reinvested in additional Phantom Stock Units.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
JPMORGAN CHASE & CO
Report date November 09, 2010 · Filed November 09, 2010
Section 16 reporting ended · disclosed 2010-11-09. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 17, 2010 Filed Mar 17, 2010 20:44 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 168,574 | $44.00 | $7,417,256.00 |
DisclosureSEC source: 0001225208-10-008458 · doc4.xml · nonDerivative · entry 1 BLACK STEVEN D · CIK 0001197618 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 654,276.2192 F1 · kind: Shares sold pursuant to 10b5-1 plan dated February 12, 2010. Read SEC document |
| February 03, 2010 Filed Feb 5, 2010 13:44 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 289,386 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-003569 · doc4.xml · derivative · entry 1 BLACK STEVEN D · CIK 0001197618 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,386 Underlying: Common Stock · 289,386 shares Expires 2013-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2012 and 50% on January 13, 2013. Read SEC document |
| January 25, 2010 Filed Jan 27, 2010 21:57 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 132,221 | $39.37 | $5,204,906.11 |
DisclosureSEC source: 0001225208-10-002376 · doc4.xml · nonDerivative · entry 1 BLACK STEVEN D · CIK 0001197618 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 822,629.2713 Read SEC document |
| January 25, 2009 Filed Jan 27, 2009 18:58 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 71,036 | $23.20 | $1,647,680.02 |
DisclosureSEC source: 0001225208-09-002030 · doc4.xml · nonDerivative · entry 1 BLACK STEVEN D · CIK 0001197618 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 896,717.1239 Read SEC document |
| January 25, 2009 Filed Apr 10, 2009 18:02 UTC Amendment | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 72,097 | $23.20 | $1,672,289.92 |
DisclosureSEC source: 0001225208-09-010217 · doc4a.xml · nonDerivative · entry 1 BLACK STEVEN D · CIK 0001197618 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 895,656.1239 F1 · shares: Adjustment to shares withheld for taxes on January 25, 2009, vesting of RSU award. Read SEC document |
| January 20, 2009 Filed Jan 23, 2009 01:35 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantStock Appreciation Rights · Derivative | 700,000 | $0.00 Strike: $19.49 | $0.00 |
DisclosureSEC source: 0001225208-09-001846 · doc4.xml · derivative · entry 1 BLACK STEVEN D · CIK 0001197618 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,000 Underlying: Common Stock · 700,000 shares Expires 2019-01-20 F1 · derivative.exercise_date: The stock options awarded in the form of Stock Appreciation Rights (SARs) are in lieu of any cash bonus or other equity awards. SARs, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| January 25, 2008 Filed Jan 28, 2008 22:09 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 48,439 | $44.53 | $2,156,746.48 |
DisclosureSEC source: 0001225208-08-001616 · doc4.xml · nonDerivative · entry 1 BLACK STEVEN D · CIK 0001197618 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 893,875.2986 Read SEC document |
| January 22, 2008 Filed Jan 23, 2008 02:05 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantStock Appreciation Rights · Derivative | 400,000 | $0.00 Strike: $39.83 | $0.00 |
DisclosureSEC source: 0001225208-08-001418 · doc4.xml · derivative · entry 3 BLACK STEVEN D · CIK 0001197618 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 400,000 shares Expires 2018-01-22 F2 · derivative.exercise_date: SARs vest and become exercisable in five equal annual installments beginning January 22, 2009. Shares resulting from exercise must be held at least until 5 years after the grant. Read SEC document |
| January 22, 2008 Filed Jan 23, 2008 02:05 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 369,069 | $39.83 | $14,700,018.27 |
DisclosureSEC source: 0001225208-08-001418 · doc4.xml · nonDerivative · entry 1 BLACK STEVEN D · CIK 0001197618 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 942,314.2986 F1 · kind: Award of restricted stock units vests 50% on January 25, 2010 and 50% on January 25, 2011. Read SEC document |
| April 20, 2007 Filed Apr 24, 2007 19:09 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 150,000 | $52.22 | $7,832,700.00 |
DisclosureSEC source: 0000019617-07-000419 · bla1019.xml · nonDerivative · entry 1 BLACK STEVEN D · CIK 0001197618 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 692,017.0946 Read SEC document |
| January 25, 2007 Filed Jan 26, 2007 20:28 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 42,040 | $50.27 | $2,113,350.80 |
DisclosureSEC source: 0000019617-07-000094 · bla988.xml · nonDerivative · entry 1 BLACK STEVEN D · CIK 0001197618 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 840,754.4304 Read SEC document |
| January 18, 2007 Filed Jan 19, 2007 21:23 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 213,472 | $48.25 | $10,300,024.00 |
DisclosureSEC source: 0000019617-07-000050 · bla953.xml · nonDerivative · entry 1 BLACK STEVEN D · CIK 0001197618 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 882,794.4304 F1 · kind: Award of restricted stock units vests 50% on January 25, 2009 and 50% on January 25, 2010. Read SEC document |
| January 19, 2006 Filed Jan 20, 2006 22:11 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 130,574 | $0.00 | $0.00 |
DisclosureSEC source: 0000019617-06-000034 · bla766.xml · nonDerivative · entry 1 BLACK STEVEN D · CIK 0001197618 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 664,634.2327 F1 · kind: This award of restricted stock units will vest 50% on January 25, 2008 and 50% on January 25, 2009. All other award terms are substantially the same as those of the restricted stock units granted on January 20, 2005. Read SEC document |
| October 20, 2005 Filed Oct 24, 2005 20:46 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantStock Appreciation Rights · Derivative | 350,000 | $0.00 Strike: $34.78 | $0.00 |
DisclosureSEC source: 0000019617-05-000563 · bla715.xml · derivative · entry 1 BLACK STEVEN D · CIK 0001197618 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 Underlying: Common Stock · 350,000 shares Expires 2015-10-20 F1 · derivative.exercise_date: SARs vest and become exercisable in three equal annual installments beginning October 20, 2008. Read SEC document |
| January 20, 2005 Filed Jan 24, 2005 20:56 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 90,606 | $0.00 | $0.00 |
DisclosureSEC source: 0000019617-05-000043 · bla584.xml · nonDerivative · entry 1 BLACK STEVEN D · CIK 0001197618 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 531,939 Read SEC document |
| February 11, 2004 Filed Feb 13, 2004 20:52 UTC | JPMORGAN CHASE & CO jpm · Entity 2795 | GrantStock Appreciation Rights · Derivative | 228,979 | $0.00 Strike: $39.96 | $0.00 |
DisclosureSEC source: 0000019617-04-000159 · primary_doc.xml · derivative · entry 2 BLACK STEVEN D · CIK 0001197618 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,979 Underlying: Common Stock · 228,979 shares Expires 2014-02-11 F1 · derivative.exercise_date: Vests in two equal installments beginning January 25, 2006. Read SEC document |
| February 11, 2004 Filed Feb 13, 2004 20:52 UTC | JPMORGAN CHASE & CO jpm · Entity 2795 | GrantCommon Stock | 101,352 | $0.00 | $0.00 |
DisclosureSEC source: 0000019617-04-000159 · primary_doc.xml · nonDerivative · entry 1 BLACK STEVEN D · CIK 0001197618 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 441,333 Read SEC document |
| January 25, 2004 Filed Jan 27, 2004 16:33 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 23,269 | $39.83 | $926,804.27 |
DisclosureSEC source: 0000019617-04-000040 · bla356.xml · nonDerivative · entry 1 BLACK STEVEN D · CIK 0001197618 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,981 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.