Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DOW INC.DOW · Entity 3233 | Director | April 09, 2026 | April 13, 2026 |
| GENERAL ELECTRIC COGE · Entity 2813 | Director | September 30, 2026 | October 03, 2026 |
| General Motors CoGM · Entity 2958 | Director | December 31, 2025 | January 05, 2026 |
| NORFOLK SOUTHERN CORPNSC · Entity 2965 | Director | January 28, 2019 | February 15, 2019 |
| NORTHROP GRUMMAN CORP /DE/NOC · Entity 2963 | Director · Chairman | May 23, 2019 | May 28, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DOW INC.
Report date April 09, 2026 · Filed April 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 33,800 |
Reported balance
After 2026-04-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-04-09 · Grant · Acquired 5,127 · Balance 33,800 F1: Time vested restricted stock units to be settled in one installment of shares of common stock of the Issuer following the date of separation of the Reporting Person. F2: Total includes previously reported restricted stock units. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 5,000 |
Reported balance
Holding disclosure · report date 2026-04-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,000 |
| Common StockSEC Table I · non-derivative | IndirectBy Family LLC | 20,450 |
Reported balance
Holding disclosure · report date 2026-04-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 20,450 |
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 17,978.08 |
Reported balance
Holding disclosure · report date 2026-04-09 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 17,978.08 F3: There is generally no conversion price for these phantom stock units. Each phantom stock unit is the equivalent of one share of common stock of the Issuer. F4: Phantom stock units accrue under a compensation deferral election. Phantom stock units are payable in cash in lump sum or installments at the election of the Reporting Person, and do not carry an exercisable date or expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Time vested restricted stock units to be settled in one installment of shares of common stock of the Issuer following the date of separation of the Reporting Person.
F2: Total includes previously reported restricted stock units.
F3: There is generally no conversion price for these phantom stock units. Each phantom stock unit is the equivalent of one share of common stock of the Issuer.
F4: Phantom stock units accrue under a compensation deferral election. Phantom stock units are payable in cash in lump sum or installments at the election of the Reporting Person, and do not carry an exercisable date or expiration date.
GENERAL ELECTRIC CO
Report date September 30, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 341 |
Reported balance
After 2026-09-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 120 · Balance 341 F1: Acquired at a price of $321.80 per unit pursuant to the terms of the GE Aerospace 2024 Non-Employee Director Compensation Plan. F2: Each Phantom Stock Unit is the economic equivalent of one share of the issuer's common stock. F3: Payable beginning one year after termination of service as a director. |
Filing footnotes · ownership attribution and instrument terms
F1: Acquired at a price of $321.80 per unit pursuant to the terms of the GE Aerospace 2024 Non-Employee Director Compensation Plan.
F2: Each Phantom Stock Unit is the economic equivalent of one share of the issuer's common stock.
F3: Payable beginning one year after termination of service as a director.
General Motors Co
Report date December 31, 2025 · Filed January 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Share Units ("DSUs")SEC Table II · derivative / convertible security | Direct | 54,171 |
Reported balance
After 2025-12-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-12-31 · Grant · Acquired 3,936 · Balance 54,171 F1: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. |
| Deferred Share Units ("DSUs")SEC Table II · derivative / convertible security | Direct | 54,696 |
Reported balance
After 2025-12-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-12-31 · Grant · Acquired 525 · Balance 54,696 F2: Represents dividends accrued on DSUs in 2025 that were credited as additional DSUs at the end of the year. F1: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. |
Filing footnotes · ownership attribution and instrument terms
F1: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.
F2: Represents dividends accrued on DSUs in 2025 that were credited as additional DSUs at the end of the year.
NORFOLK SOUTHERN CORP
Report date January 28, 2019 · Filed February 15, 2019 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 11,676.1279 |
Reported balance
After 2019-01-28 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2019-01-28 · Grant · Acquired 970 · Balance 11,676.1279 F1: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, specified under the terms of an award agreement under the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock of Norfolk Southern Corporation following the reporting person's termination of service or death. F2: The number of restricted stock units granted was previously reported incorrectly as 1,000. The correct number of restricted stock units granted is 970. |
Filing footnotes · ownership attribution and instrument terms
F1: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, specified under the terms of an award agreement under the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock of Norfolk Southern Corporation following the reporting person's termination of service or death.
F2: The number of restricted stock units granted was previously reported incorrectly as 1,000. The correct number of restricted stock units granted is 970.
NORTHROP GRUMMAN CORP /DE/
Report date May 23, 2019 · Filed May 28, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 100,000 |
Ending reported balance
After 2019-05-23 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2019-05-23 · Other · Acquired 97,449 · Balance 97,449 F1: Transfer of shares from trust. Row 2 · 2019-05-23 · Other · Acquired 1,772 · Balance 99,221 F1: Transfer of shares from trust. Row 3 · 2019-05-23 · Other · Acquired 779 · Balance 100,000 F1: Transfer of shares from trust. |
| Common StockSEC Table I · non-derivative | IndirectHeld in Bush Trust No. 4 | 19,256.65 |
Reported balance
After 2019-05-23 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2019-05-23 · Other · Disposed 779 · Balance 19,256.65 F1: Transfer of shares from trust. |
| Common StockSEC Table I · non-derivative | IndirectHeld in Wesley G. Bush Rev. Trust | 17,317.25 |
Reported balance
After 2019-05-23 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2019-05-23 · Other · Disposed 1,772 · Balance 17,317.25 F1: Transfer of shares from trust. |
| Common StockSEC Table I · non-derivative | IndirectHeld in WG&NF Bush Family Trust | 109,712 |
Reported balance
After 2019-05-23 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2019-05-23 · Other · Disposed 97,449 · Balance 109,712 F1: Transfer of shares from trust. |
| Common StockSEC Table I · non-derivative | IndirectHeld in Northrop Grumman Savings & Investment Plan | 5,659.805 |
Reported balance
Holding disclosure · report date 2019-05-23 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 5,659.805 F2: Held in the Northrop Grumman Savings and Investment Plan (the "Plan"), a qualified profit sharing plan, as of May 23, 2019. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a change in units attributable to an individual though no acquisition or disposition occurred. |
Filing footnotes · ownership attribution and instrument terms
F1: Transfer of shares from trust.
F2: Held in the Northrop Grumman Savings and Investment Plan (the "Plan"), a qualified profit sharing plan, as of May 23, 2019. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a change in units attributable to an individual though no acquisition or disposition occurred.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CISCO SYSTEMS, INC.
Report date December 16, 2025 · Filed December 18, 2025
Section 16 reporting ended · disclosed 2025-12-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 50,652.803 |
Reported balance
After 2025-12-16 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-12-16 · Grant · Acquired 438 · Balance 50,652.803 F1: Represents a fully vested deferred restricted stock unit award covering shares in lieu of the reporting person's cash retainer fees which will settle in shares on, or as soon as practicable after, the reporting person's "separation from service" to Cisco within the meaning of Section 409A of the Internal Revenue Code. F2: Includes 5,104.803 dividend equivalents accrued on vested deferred restricted stock units. Each dividend equivalent is the economic equivalent of one share of Cisco common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy Wesley G. Bush Rev. Trust | 10,000 |
Reported balance
Holding disclosure · report date 2025-12-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 10,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a fully vested deferred restricted stock unit award covering shares in lieu of the reporting person's cash retainer fees which will settle in shares on, or as soon as practicable after, the reporting person's "separation from service" to Cisco within the meaning of Section 409A of the Internal Revenue Code.
F2: Includes 5,104.803 dividend equivalents accrued on vested deferred restricted stock units. Each dividend equivalent is the economic equivalent of one share of Cisco common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 10, 2018 Filed Sep 11, 2018 15:18 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantRestricted Stock Units · Derivative | 47.4181 | $178.90 | $8,482.86 |
DisclosureSEC source: 0001225208-18-013287 · doc4.xml · derivative · entry 4 BUSH WESLEY G · CIK 0001216503 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,650.9967 Underlying: Common Stock · 47.4181 shares Expires not disclosed F2 · derivative.exercise_price: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death. F2 · kind: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death. F2 · price: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death. F2 · derivative.exercise_date: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death. F2 · derivative.expiration_date: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death. Read SEC document |
| September 10, 2018 Filed Sep 11, 2018 15:18 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantDeferred Stock Units - Dir. Def. Fee Plan · Derivative | 29.08 | $180.12 | $5,237.89 |
DisclosureSEC source: 0001225208-18-013287 · doc4.xml · derivative · entry 3 BUSH WESLEY G · CIK 0001216503 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,576.4414 Underlying: Common Stock · 29.08 shares Expires not disclosed F1 · derivative.exercise_price: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan. F1 · kind: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan. F1 · price: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan. F1 · derivative.exercise_date: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan. F1 · derivative.expiration_date: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan. Read SEC document |
| August 30, 2018 Filed Sep 4, 2018 22:05 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GiftCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-013076 · doc4.xml · nonDerivative · entry 6 BUSH WESLEY G · CIK 0001216503 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Held in Wesley G. Bush Rev. Trust Disclosed balance after: 55,549.25 Read SEC document |
| August 30, 2018 Filed Sep 4, 2018 22:05 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | OtherCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-013076 · doc4.xml · nonDerivative · entry 5 BUSH WESLEY G · CIK 0001216503 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Held in Wesley G. Bush Rev. Trust Disclosed balance after: 80,549.25 F1 · kind: Transfer of shares from trust to direct ownership. Read SEC document |
| August 30, 2018 Filed Sep 4, 2018 22:05 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GiftCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-013076 · doc4.xml · nonDerivative · entry 4 BUSH WESLEY G · CIK 0001216503 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Held in Bush Trust No. 4 Disclosed balance after: 55,551.25 Read SEC document |
| August 30, 2018 Filed Sep 4, 2018 22:05 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | OtherCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-013076 · doc4.xml · nonDerivative · entry 3 BUSH WESLEY G · CIK 0001216503 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Held in Bush Trust No. 4 Disclosed balance after: 80,551.25 F1 · kind: Transfer of shares from trust to direct ownership. Read SEC document |
| August 30, 2018 Filed Sep 4, 2018 22:05 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | OtherCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-013076 · doc4.xml · nonDerivative · entry 2 BUSH WESLEY G · CIK 0001216503 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · kind: Transfer of shares from trust to direct ownership. F2 · balance_after: Reflects an adjustment of 1.26 shares as a result of prior cash-outs of two fractional shares. Read SEC document |
| August 30, 2018 Filed Sep 4, 2018 22:05 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | OtherCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-013076 · doc4.xml · nonDerivative · entry 1 BUSH WESLEY G · CIK 0001216503 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F1 · kind: Transfer of shares from trust to direct ownership. F2 · balance_after: Reflects an adjustment of 1.26 shares as a result of prior cash-outs of two fractional shares. Read SEC document |
| August 22, 2018 Filed Aug 24, 2018 21:09 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | OtherCommon Stock | 19,994 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-012903 · doc4.xml · nonDerivative · entry 3 BUSH WESLEY G · CIK 0001216503 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Held in WG&NF Bush Family Trust Disclosed balance after: 239,059 F1 · kind: Transfer of shares between trusts. Read SEC document |
| August 22, 2018 Filed Aug 24, 2018 21:09 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | OtherCommon Stock | 9,997 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-012903 · doc4.xml · nonDerivative · entry 2 BUSH WESLEY G · CIK 0001216503 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Held in Wesley G. Bush Rev. Trust Disclosed balance after: 85,549.25 F1 · kind: Transfer of shares between trusts. Read SEC document |
| August 22, 2018 Filed Aug 24, 2018 21:09 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | OtherCommon Stock | 9,997 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-012903 · doc4.xml · nonDerivative · entry 1 BUSH WESLEY G · CIK 0001216503 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Held in Bush Trust No. 4 Disclosed balance after: 85,551.25 F1 · kind: Transfer of shares between trusts. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 20:22 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 11,300 | $297.55 | $3,362,315.00 |
DisclosureSEC source: 0001225208-18-012330 · doc4.xml · nonDerivative · entry 4 BUSH WESLEY G · CIK 0001216503 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1.26 F1 · shares: The sales reported in this Form 4 were effected pursuant to an orderly plan of disposition under a Rule 10b5-1 trading plan adopted by the reporting person. F5 · price: Represents the weighted average sale price of $297.55 rounded to the nearest hundredth. The highest price at which the shares were sold was $297.97 and the lowest price at which the shares were sold was $297.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 20:22 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 5,400 | $298.48 | $1,611,792.00 |
DisclosureSEC source: 0001225208-18-012330 · doc4.xml · nonDerivative · entry 3 BUSH WESLEY G · CIK 0001216503 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,301.26 F1 · shares: The sales reported in this Form 4 were effected pursuant to an orderly plan of disposition under a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: Represents the weighted average sale price of $298.48 rounded to the nearest hundredth. The highest price at which the shares were sold was $298.99 and the lowest price at which the shares were sold was $298.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 20:22 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 2,000 | $299.07 | $598,140.00 |
DisclosureSEC source: 0001225208-18-012330 · doc4.xml · nonDerivative · entry 2 BUSH WESLEY G · CIK 0001216503 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,701.26 F1 · shares: The sales reported in this Form 4 were effected pursuant to an orderly plan of disposition under a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: Represents the weighted average sale price of $299.07 rounded to the nearest hundredth. The highest price at which the shares were sold was $299.075 and the lowest price at which the shares were sold was $299.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 20:22 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 1,300 | $296.94 | $386,022.00 |
DisclosureSEC source: 0001225208-18-012330 · doc4.xml · nonDerivative · entry 1 BUSH WESLEY G · CIK 0001216503 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,701.26 F1 · shares: The sales reported in this Form 4 were effected pursuant to an orderly plan of disposition under a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: Represents the weighted average sale price of $296.94 rounded to the nearest hundredth. The highest price at which the shares were sold was $296.98 and the lowest price at which the shares were sold was $296.90. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 17:34 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantDeferred Stock Units - Dir. Def. Fee Plan · Derivative | 149.1349 | $150.87 | $22,499.98 |
DisclosureSEC source: 0001225208-18-011233 · doc4.xml · derivative · entry 3 BUSH WESLEY G · CIK 0001216503 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,547.3614 Underlying: Common Stock · 149.1349 shares Expires not disclosed F1 · derivative.exercise_price: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan. F1 · kind: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan. F1 · price: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan. F1 · derivative.exercise_date: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan. F1 · derivative.expiration_date: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 00:38 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantRestricted Stock Units · Derivative | 48.8895 | $155.44 | $7,599.38 |
DisclosureSEC source: 0001225208-18-010590 · doc4.xml · derivative · entry 4 BUSH WESLEY G · CIK 0001216503 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,603.5786 Underlying: Common Stock · 48.8895 shares Expires not disclosed F2 · derivative.exercise_price: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death. F2 · kind: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death. F2 · price: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death. F2 · derivative.exercise_date: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death. F2 · derivative.expiration_date: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 00:38 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantDeferred Stock Units - Dir. Def. Fee Plan · Derivative | 29.3722 | $156.12 | $4,585.59 |
DisclosureSEC source: 0001225208-18-010590 · doc4.xml · derivative · entry 3 BUSH WESLEY G · CIK 0001216503 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,398.2265 Underlying: Common Stock · 29.3722 shares Expires not disclosed F1 · derivative.exercise_price: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan. F1 · kind: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan. F1 · price: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan. F1 · derivative.exercise_date: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan. F1 · derivative.expiration_date: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan. Read SEC document |
| June 08, 2018 Filed Jun 11, 2018 22:12 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | OtherCommon Stock | 11,573 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-010499 · doc4.xml · nonDerivative · entry 3 BUSH WESLEY G · CIK 0001216503 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Held in Wesley G. Bush Rev. Trust Disclosed balance after: 75,552.25 F1 · kind: Transfer of shares to trust. Read SEC document |
| June 08, 2018 Filed Jun 11, 2018 22:12 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | OtherCommon Stock | 11,574 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-010499 · doc4.xml · nonDerivative · entry 2 BUSH WESLEY G · CIK 0001216503 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Held in Bush Trust No. 4 Disclosed balance after: 75,554.25 F1 · kind: Transfer of shares to trust. Read SEC document |
| June 08, 2018 Filed Jun 11, 2018 22:12 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | OtherCommon Stock | 23,147 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-010499 · doc4.xml · nonDerivative · entry 1 BUSH WESLEY G · CIK 0001216503 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,001.26 F1 · kind: Transfer of shares to trust. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 17:55 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantDeferred Stock Units - Dir. Def. Fee Plan · Derivative | 165.7092 | $135.78 | $22,500.00 |
DisclosureSEC source: 0001225208-18-006885 · doc4.xml · derivative · entry 3 BUSH WESLEY G · CIK 0001216503 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,368.8543 Underlying: Common Stock · 165.7092 shares Expires not disclosed F1 · derivative.exercise_price: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan. F1 · kind: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan. F1 · price: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan. F1 · derivative.exercise_date: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan. F1 · derivative.expiration_date: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan. Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 20:35 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantRestricted Stock Units · Derivative | 52.62 | $143.70 | $7,561.49 |
DisclosureSEC source: 0001225208-18-006027 · doc4.xml · derivative · entry 4 BUSH WESLEY G · CIK 0001216503 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,554.6891 Underlying: Common Stock · 52.62 shares Expires not disclosed F2 · derivative.exercise_price: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death. F2 · kind: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death. F2 · price: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death. F2 · derivative.exercise_date: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death. F2 · derivative.expiration_date: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death. Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 20:35 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantDeferred Stock Units - Dir. Def. Fee Plan · Derivative | 30.5386 | $145.53 | $4,444.28 |
DisclosureSEC source: 0001225208-18-006027 · doc4.xml · derivative · entry 3 BUSH WESLEY G · CIK 0001216503 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,203.1451 Underlying: Common Stock · 30.5386 shares Expires not disclosed F1 · derivative.exercise_price: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan. F1 · kind: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan. F1 · price: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan. F1 · derivative.exercise_date: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan. F1 · derivative.expiration_date: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan. Read SEC document |
| February 18, 2018 Filed Feb 22, 2018 22:15 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionRestricted Stock Rights · Derivative | 16,745 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003799 · doc4.xml · derivative · entry 7 BUSH WESLEY G · CIK 0001216503 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,267 Underlying: Common Stock · 16,745 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/18/15 that vested on 2/18/18. F5 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F2 · derivative.expiration_date: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/18/15 that vested on 2/18/18. F6 · balance_after: Total amount includes 9,033 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21; 12,756 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; and 16,478 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19. Read SEC document |
| February 18, 2018 Filed Feb 22, 2018 22:15 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Tax withholdingCommon Stock | 7,481 | $350.36 | $2,621,043.16 |
DisclosureSEC source: 0001225208-18-003799 · doc4.xml · nonDerivative · entry 2 BUSH WESLEY G · CIK 0001216503 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,148.26 F1 · date: In light of the vesting date, Sunday, February 18, 2018, and in accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), award shares were valued based on the Company's closing stock price on February 20, 2018, the following business day. The shares will be distributed into the participant's account on February 23, 2018. F3 · shares: Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e). Read SEC document |
| February 18, 2018 Filed Feb 22, 2018 22:15 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionCommon Stock | 16,745 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003799 · doc4.xml · nonDerivative · entry 1 BUSH WESLEY G · CIK 0001216503 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,629.26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: In light of the vesting date, Sunday, February 18, 2018, and in accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), award shares were valued based on the Company's closing stock price on February 20, 2018, the following business day. The shares will be distributed into the participant's account on February 23, 2018. F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/18/15 that vested on 2/18/18. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 22:33 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Stock Rights · Derivative | 9,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003053 · doc4.xml · derivative · entry 9 BUSH WESLEY G · CIK 0001216503 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,012 Underlying: Common Stock · 9,033 shares Expires not disclosed F8 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/18 and will vest on 2/13/21. F8 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/18 and will vest on 2/13/21. F8 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/18 and will vest on 2/13/21. F9 · balance_after: Total amount includes 9,033 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21; 12,756 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; 16,478 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19; and 16,745 RSRs granted under the LTISP on 2/18/15 that will vest on 2/18/18. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 22:33 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionRestricted Performance Stock Rights · Derivative | 61,720.5 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003053 · doc4.xml · derivative · entry 8 BUSH WESLEY G · CIK 0001216503 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,708 Underlying: Common Stock · 61,720.5 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/18/15 with a valuation of performance measurement period ("measurement period") that ended 12/31/17. RPSRs to be settled at 150% of target. The shares are anticipated to be distributed into the participant's account on February 22, 2018. F4 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F4 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F7 · balance_after: Total amount includes 19,888 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20; 30,504 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; and 36,316 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 22:33 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Performance Stock Rights · Derivative | 40,461.5 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003053 · doc4.xml · derivative · entry 7 BUSH WESLEY G · CIK 0001216503 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,428.5 Underlying: Common Stock · 40,461.5 shares Expires not disclosed F4 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F5 · shares: The RPSRs acquired include (i) 20,573.50 vested RPSRs with respect to the measurement period ended 12/31/17 acquired due to settlement of the 2015 RPSRs held at 150% of the target award and (ii) 19,888 unvested RPSRs granted under the LTISP on 2/13/18 with a measurement period ending on 12/31/20. F4 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F4 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F6 · balance_after: Total amount includes 61,720.50 vested RPSRs granted under the LTISP on 2/18/15 with a measurement period ended on 12/31/17; 19,888 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20; 30,504 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; and 36,316 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 22:33 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Tax withholdingCommon Stock | 27,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003053 · doc4.xml · nonDerivative · entry 2 BUSH WESLEY G · CIK 0001216503 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,884.26 F2 · shares: Shares surrendered to issuer in payment of tax liability in connection with settlement of RPSRs in accordance with Rule 16b-3(e). Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 22:33 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionCommon Stock | 61,720.5 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003053 · doc4.xml · nonDerivative · entry 1 BUSH WESLEY G · CIK 0001216503 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,721.26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/18/15 with a valuation of performance measurement period ("measurement period") that ended 12/31/17. RPSRs to be settled at 150% of target. The shares are anticipated to be distributed into the participant's account on February 22, 2018. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 15:01 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantRestricted Stock Units · Derivative | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-18-001697 · doc4.xml · derivative · entry 3 BUSH WESLEY G · CIK 0001216503 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,502.0691 Underlying: Common Stock · 1,000 shares Expires not disclosed F1 · derivative.exercise_price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, specified under the terms of an award agreement under the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock of Norfolk Southern Corporation following the reporting person's termination of service or death. F1 · kind: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, specified under the terms of an award agreement under the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock of Norfolk Southern Corporation following the reporting person's termination of service or death. F1 · shares: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, specified under the terms of an award agreement under the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock of Norfolk Southern Corporation following the reporting person's termination of service or death. F1 · price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, specified under the terms of an award agreement under the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock of Norfolk Southern Corporation following the reporting person's termination of service or death. F1 · derivative.exercise_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, specified under the terms of an award agreement under the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock of Norfolk Southern Corporation following the reporting person's termination of service or death. F1 · derivative.expiration_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, specified under the terms of an award agreement under the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock of Norfolk Southern Corporation following the reporting person's termination of service or death. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 19:42 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantDeferred Stock Units - Dir. Def. Fee Plan · Derivative | 155.2796 | $144.90 | $22,500.01 |
DisclosureSEC source: 0001225208-18-000221 · doc4.xml · derivative · entry 3 BUSH WESLEY G · CIK 0001216503 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,172.6065 Underlying: Common Stock · 155.2796 shares Expires not disclosed F1 · derivative.exercise_price: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan. F1 · kind: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan. F1 · price: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan. F1 · derivative.exercise_date: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan. F1 · derivative.expiration_date: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 21:19 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantRestricted Stock Units · Derivative | 40.7842 | $141.51 | $5,771.37 |
DisclosureSEC source: 0001225208-17-018593 · doc4.xml · derivative · entry 4 BUSH WESLEY G · CIK 0001216503 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,502.0691 Underlying: Common Stock · 40.7842 shares Expires not disclosed F2 · derivative.exercise_price: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death. F2 · kind: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death. F2 · price: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death. F2 · derivative.exercise_date: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death. F2 · derivative.expiration_date: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 21:19 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantDeferred Stock Units - Dir. Def. Fee Plan · Derivative | 25.8199 | $141.55 | $3,654.81 |
DisclosureSEC source: 0001225208-17-018593 · doc4.xml · derivative · entry 3 BUSH WESLEY G · CIK 0001216503 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,017.3269 Underlying: Common Stock · 25.8199 shares Expires not disclosed F1 · derivative.exercise_price: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan. F1 · kind: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan. F1 · price: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan. F1 · derivative.exercise_date: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan. F1 · derivative.expiration_date: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 21:04 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantDeferred Stock Units - Dir. Def. Fee Plan · Derivative | 170.1452 | $132.24 | $22,500.00 |
DisclosureSEC source: 0001225208-17-015801 · doc4.xml · derivative · entry 3 BUSH WESLEY G · CIK 0001216503 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,991.507 Underlying: Common Stock · 170.1452 shares Expires not disclosed F1 · derivative.exercise_price: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan. F1 · kind: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan. F1 · price: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan. F1 · derivative.exercise_date: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan. F1 · derivative.expiration_date: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 19:03 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantRestricted Stock Units · Derivative | 45.863 | $125.23 | $5,743.42 |
DisclosureSEC source: 0001225208-17-014949 · doc4.xml · derivative · entry 4 BUSH WESLEY G · CIK 0001216503 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,461.2849 Underlying: Common Stock · 45.863 shares Expires not disclosed F2 · derivative.exercise_price: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death. F2 · kind: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death. F2 · price: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death. F2 · derivative.exercise_date: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death. F2 · derivative.expiration_date: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 19:03 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantDeferred Stock Units - Dir. Def. Fee Plan · Derivative | 27.9543 | $126.42 | $3,533.98 |
DisclosureSEC source: 0001225208-17-014949 · doc4.xml · derivative · entry 3 BUSH WESLEY G · CIK 0001216503 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,821.3618 Underlying: Common Stock · 27.9543 shares Expires not disclosed F1 · derivative.exercise_price: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan. F1 · kind: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan. F1 · price: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan. F1 · derivative.exercise_date: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan. F1 · derivative.expiration_date: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 21:47 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantDeferred Stock Units - Dir. Def. Fee Plan · Derivative | 184.8809 | $121.70 | $22,500.01 |
DisclosureSEC source: 0001225208-17-012242 · doc4.xml · derivative · entry 3 BUSH WESLEY G · CIK 0001216503 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,793.4075 Underlying: Common Stock · 184.8809 shares Expires not disclosed F1 · derivative.exercise_price: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan. F1 · kind: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan. F1 · price: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan. F1 · derivative.exercise_date: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan. F1 · derivative.expiration_date: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan. Read SEC document |
| June 10, 2017 Filed Jun 13, 2017 21:38 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantRestricted Stock Units · Derivative | 47.9056 | $119.28 | $5,714.18 |
DisclosureSEC source: 0001225208-17-011280 · doc4.xml · derivative · entry 4 BUSH WESLEY G · CIK 0001216503 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,415.4219 Underlying: Common Stock · 47.9056 shares Expires not disclosed F2 · derivative.exercise_price: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death. F2 · kind: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death. F2 · price: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death. F2 · derivative.exercise_date: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death. F2 · derivative.expiration_date: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death. Read SEC document |
| June 10, 2017 Filed Jun 13, 2017 21:38 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantDeferred Stock Units - Dir. Def. Fee Plan · Derivative | 28.6221 | $118.92 | $3,403.74 |
DisclosureSEC source: 0001225208-17-011280 · doc4.xml · derivative · entry 3 BUSH WESLEY G · CIK 0001216503 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,608.5266 Underlying: Common Stock · 28.6221 shares Expires not disclosed F1 · derivative.exercise_price: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan. F1 · kind: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan. F1 · price: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan. F1 · derivative.exercise_date: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan. F1 · derivative.expiration_date: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan. Read SEC document |
| May 03, 2017 Filed May 4, 2017 20:55 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 33,976 | $244.74 | $8,315,286.24 |
DisclosureSEC source: 0001225208-17-009152 · doc4.xml · nonDerivative · entry 1 BUSH WESLEY G · CIK 0001216503 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0.76 F1 · shares: The sales reported in this Form 4 were effected pursuant to an orderly plan of disposition under a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: Represents the weighted average sale price of $244.74 rounded to the nearest hundredth. The highest price at which the shares were sold was $245.38 and the lowest price at which the shares were sold was $243.95. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4. Read SEC document |
| May 01, 2017 Filed May 3, 2017 19:30 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 0.1943 | $117.65 | $22.86 |
DisclosureSEC source: 0001225208-17-008993 · doc4.xml · nonDerivative · entry 1 BUSH WESLEY G · CIK 0001216503 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,389 Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 22:01 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantDeferred Stock Units - Dir. Def. Fee Plan · Derivative | 200.9467 | $111.97 | $22,500.00 |
DisclosureSEC source: 0001225208-17-007504 · doc4.xml · derivative · entry 3 BUSH WESLEY G · CIK 0001216503 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,579.9045 Underlying: Common Stock · 200.9467 shares Expires not disclosed F1 · derivative.exercise_price: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan. F1 · kind: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan. F1 · price: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan. F1 · derivative.exercise_date: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan. F1 · derivative.expiration_date: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 19:23 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantRestricted Stock Units · Derivative | 47.4245 | $119.88 | $5,685.25 |
DisclosureSEC source: 0001225208-17-006211 · doc4.xml · derivative · entry 4 BUSH WESLEY G · CIK 0001216503 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,367.5163 Underlying: Common Stock · 47.4245 shares Expires not disclosed F2 · derivative.exercise_price: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death. F2 · kind: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death. F2 · price: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death. F2 · derivative.exercise_date: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death. F2 · derivative.expiration_date: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 19:23 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantDeferred Stock Units - Dir. Def. Fee Plan · Derivative | 27.2816 | $119.66 | $3,264.52 |
DisclosureSEC source: 0001225208-17-006211 · doc4.xml · derivative · entry 3 BUSH WESLEY G · CIK 0001216503 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,378.9578 Underlying: Common Stock · 27.2816 shares Expires not disclosed F1 · derivative.exercise_price: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan. F1 · kind: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan. F1 · price: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan. F1 · derivative.exercise_date: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan. F1 · derivative.expiration_date: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 19:23 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantCommon Stock | 1.9334 | $119.74 | $231.51 |
DisclosureSEC source: 0001225208-17-006211 · doc4.xml · nonDerivative · entry 1 BUSH WESLEY G · CIK 0001216503 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,389.1943 Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 21:06 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | OtherCommon Stock | 13,559 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-005597 · doc4.xml · nonDerivative · entry 4 BUSH WESLEY G · CIK 0001216503 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · Held in Wesley G. Bush Rev. Trust Disclosed balance after: 63,979.25 F1 · kind: Transfer of shares to family trust. Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 21:06 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | OtherCommon Stock | 13,559 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-005597 · doc4.xml · nonDerivative · entry 3 BUSH WESLEY G · CIK 0001216503 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · Held in Bush Trust No. 4 Disclosed balance after: 63,980.25 F1 · kind: Transfer of shares to family trust. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.