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person · Reporting owner

Ferguson Roger W. Jr.

Disclosed activity across 6 companies

Tapewire entity
10573
SEC CIK
0001487637

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Alphabet Inc.GOOGL · Entity 2516DirectorSeptember 14, 2026September 17, 2026
Blend Labs, Inc.BLND · Entity 5752DirectorDecember 31, 2022January 04, 2023
CORNING INC /NYGLW · Entity 2883DirectorSeptember 30, 2026October 02, 2026
GENERAL MILLS INCGIS · Entity 3236DirectorSeptember 22, 2020September 24, 2020
INTERNATIONAL FLAVORS & FRAGRANCES INCIFF · Entity 3234DirectorMay 03, 2024May 07, 2024
Klarna Group plcKLAR · Entity 3859DirectorMarch 18, 2026March 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Alphabet Inc.

Report date September 14, 2026 · Filed September 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class C Google Stock UnitsSEC Table I · non-derivativeDirect941 Reported balance After 2026-09-14 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-09-14 · Grant · Acquired 1 · Balance 941

F1: The Google Stock Units (GSUs) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vests. 1/48 of GSUs shall vest on the 25th of the month of the Grant Date, vesting 1/48 every 1 month(s) for 7 event(s); 1/48 of GSUs shall vest on the 1st of the month 7 month(s) after the Grant Date, vesting 1/48 every 1 month(s) for 41 event(s), subject to continued employment on such vesting date(s).

F5: Conists of 1 DEUs and 940 GSUs.

Class C Google Stock UnitsSEC Table I · non-derivativeDirect597 Reported balance After 2026-09-14 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-09-14 · Grant · Acquired 0.4 · Balance 597

F2: 1/48th of GSUs vested on July 25, 2023 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested,subject to continued service on the Board on the appliable vesting dates.

F6: Conists of 5 DEUs and 592 GSUs.

Class C Google Stock UnitsSEC Table I · non-derivativeDirect903 Reported balance After 2026-09-14 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2026-09-14 · Grant · Acquired 1 · Balance 903

F3: 1/48 of GSUs vests on the 25th day of each month following the grant date for 31 months and on the 1st day of each month for the following 17 months, subject to continued service on the Board on the appliable vesting dates.

F7: Conists of 7 DEUs and 896 GSUs.

Class C Google Stock UnitsSEC Table I · non-derivativeDirect1,433 Reported balance After 2026-09-14 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2026-09-14 · Grant · Acquired 1 · Balance 1,433

F4: 1/48 of GSUs will vest on the 25th day of each month following the grant date for 19 months and on the 1st day of each month for the following 29 months, subject to continued service on the Board on the applicable vesting dates.

F8: Conists of 5 DEUs and 1,428 GSUs.

Class C Capital StockSEC Table I · non-derivativeDirect10,098 Reported balance Holding disclosure · report date 2026-09-14 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 10,098

Class C Capital StockSEC Table I · non-derivativeIndirectBy Roger W Ferguson Jr 2016 Revocable Trust53,300 Reported balance Holding disclosure · report date 2026-09-14 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 53,300

Filing footnotes · ownership attribution and instrument terms

F1: The Google Stock Units (GSUs) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vests. 1/48 of GSUs shall vest on the 25th of the month of the Grant Date, vesting 1/48 every 1 month(s) for 7 event(s); 1/48 of GSUs shall vest on the 1st of the month 7 month(s) after the Grant Date, vesting 1/48 every 1 month(s) for 41 event(s), subject to continued employment on such vesting date(s).

F2: 1/48th of GSUs vested on July 25, 2023 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested,subject to continued service on the Board on the appliable vesting dates.

F3: 1/48 of GSUs vests on the 25th day of each month following the grant date for 31 months and on the 1st day of each month for the following 17 months, subject to continued service on the Board on the appliable vesting dates.

F4: 1/48 of GSUs will vest on the 25th day of each month following the grant date for 19 months and on the 1st day of each month for the following 29 months, subject to continued service on the Board on the applicable vesting dates.

F5: Conists of 1 DEUs and 940 GSUs.

F6: Conists of 5 DEUs and 592 GSUs.

F7: Conists of 7 DEUs and 896 GSUs.

F8: Conists of 5 DEUs and 1,428 GSUs.

Blend Labs, Inc.

Report date December 31, 2022 · Filed January 04, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.44 · Expires 2032-12-30Direct18,920 Reported balance After 2022-12-31 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-12-31 · Grant · Acquired 18,920 · Balance 18,920

F1: The shares subject to this option were fully vested on the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: The shares subject to this option were fully vested on the grant date.

CORNING INC /NY

Report date September 30, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitSEC Table II · derivative / convertible securityDirect16,990 Reported balance After 2026-09-30 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-09-30 · Grant · Acquired 268 · Balance 16,990

F4: Represents restricted stock units (RSUs) granted under the Non-Employee Directors' Deferred Compensation Plan. Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.

F5: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect923 Reported balance Holding disclosure · report date 2026-09-30 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 923

F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F2: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect27,644 Reported balance Holding disclosure · report date 2026-09-30 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 27,644

F3: Represents annual equity retainer in the form of restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.

F2: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Common StockSEC Table I · non-derivativeDirect6,938 Reported balance Holding disclosure · report date 2026-09-30 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 6,938

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F2: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F3: Represents annual equity retainer in the form of restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.

F4: Represents restricted stock units (RSUs) granted under the Non-Employee Directors' Deferred Compensation Plan. Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.

F5: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

GENERAL MILLS INC

Report date September 22, 2020 · Filed September 24, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect21,106.1609 Reported balance After 2020-09-22 transaction · row 1
1 source row

Row 1 · 2020-09-22 · Grant · Acquired 3,104 · Balance 21,106.1609

F1: Automatic grant of restricted stock units under the General Mills, Inc. 2017 Stock Compensation Plan. Each restricted stock unit vests on the date of the next annual meeting of General Mills stockholders and represents a contingent right to receive one share of General Mills, Inc. common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Automatic grant of restricted stock units under the General Mills, Inc. 2017 Stock Compensation Plan. Each restricted stock unit vests on the date of the next annual meeting of General Mills stockholders and represents a contingent right to receive one share of General Mills, Inc. common stock.

INTERNATIONAL FLAVORS & FRAGRANCES INC

Report date May 03, 2024 · Filed May 07, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,625 Reported balance After 2024-05-03 transaction · row 1
1 source row

Row 1 · 2024-05-03 · Exercise / conversion · Acquired 2,625 · Balance 2,625

F1: Upon the vesting of Restricted Stock Units ("RSUs") on May 3, 2024, the reporting person did not defer the receipt of 2,625 shares of Common Stock pursuant to the Company's deferred compensation plan.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2024-05-03Direct0 Reported balance After 2024-05-03 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-05-03 · Exercise / conversion · Disposed 2,625 · Balance 0

F2: The RSUs convert to Common Stock on a one-for-one basis.

F1: Upon the vesting of Restricted Stock Units ("RSUs") on May 3, 2024, the reporting person did not defer the receipt of 2,625 shares of Common Stock pursuant to the Company's deferred compensation plan.

Filing footnotes · ownership attribution and instrument terms

F1: Upon the vesting of Restricted Stock Units ("RSUs") on May 3, 2024, the reporting person did not defer the receipt of 2,625 shares of Common Stock pursuant to the Company's deferred compensation plan.

F2: The RSUs convert to Common Stock on a one-for-one basis.

Klarna Group plc

Report date March 18, 2026 · Filed March 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Klarna Group plc Ordinary SharesSEC Table I · non-derivativeDirect76,939 Reported balance Holding disclosure · report date 2026-03-18 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 76,939

F1: In addition to the ordinary shares reported in this Form 3, the reporting person beneficially owns a number of the Klarna Group plcs (the Issuer) Class B shares. Each Class B share is entitled to 10 votes per share. Class B shares are not transferable and are not exchangeable for or convertible into ordinary shares.

Larkan SPV Warrants L10:1SEC Table II · derivative / convertible security · Conversion / exercise price $2,295.11 · Expires 2028-11-30DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance Not disclosed

F2: Represents a fully vested warrant to acquire 1,612 shares of Larkan X AB, a direct subsidiary of the Issuer. Each underlying share of Larkan X AB is convertible into approximately twelve Shares based on a formula set forth in the applicable award agreement, resulting in 19,344 Shares being subject to the warrant, that is vesting annually for a period of four years in equal instalments, beginning on the first anniversary of the grant date.

F4: This is in SEK

Klarna Group plc OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $40.00 · Expires 2031-03-11DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance Not disclosed

F3: Represents an option to acquire Shares that vest in four equal annual instalments starting from the first anniversary of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: In addition to the ordinary shares reported in this Form 3, the reporting person beneficially owns a number of the Klarna Group plcs (the Issuer) Class B shares. Each Class B share is entitled to 10 votes per share. Class B shares are not transferable and are not exchangeable for or convertible into ordinary shares.

F2: Represents a fully vested warrant to acquire 1,612 shares of Larkan X AB, a direct subsidiary of the Issuer. Each underlying share of Larkan X AB is convertible into approximately twelve Shares based on a formula set forth in the applicable award agreement, resulting in 19,344 Shares being subject to the warrant, that is vesting annually for a period of four years in equal instalments, beginning on the first anniversary of the grant date.

F3: Represents an option to acquire Shares that vest in four equal annual instalments starting from the first anniversary of the grant date.

F4: This is in SEK

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 06, 2021 Filed May 8, 2021 01:44 UTC INTERNATIONAL FLAVORS & FRAGRANCES INC IFF · Entity 3234 Disposition to issuerRestricted Stock Units · Derivative 1,047 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-007789 · doc4.xml · derivative · entry 2

Ferguson Roger W. Jr. · CIK 0001487637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,047 shares

Expires 2021-05-06

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") convert to Common Stock on a one-for-one basis.

F3 · price: Upon the vesting of RSUs on May 6, 2021, the reporting person deferred the receipt of 1,047 shares of Common Stock and received instead 1,047 Stock Equivalent Units ("Units") pursuant to IFF's deferred compensation plan.

Read SEC document
May 05, 2021 Filed May 8, 2021 01:44 UTC INTERNATIONAL FLAVORS & FRAGRANCES INC IFF · Entity 3234 GrantRestricted Stock Units · Derivative 1,089 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-007789 · doc4.xml · derivative · entry 1

Ferguson Roger W. Jr. · CIK 0001487637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,089

Underlying: Common Stock · 1,089 shares

Expires 2022-05-05

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") convert to Common Stock on a one-for-one basis.

F2 · shares: Represent RSUs granted under the Non-Employee Director Compensation Program.

Read SEC document
May 05, 2021 Filed May 7, 2021 20:14 UTC CORNING INC /NY GLW · Entity 2883 PurchaseCommon Stock 1,324 $45.30 $59,977.20
Disclosure

SEC source: 0001127602-21-015860 · form4.xml · nonDerivative · entry 1

Ferguson Roger W. Jr. · CIK 0001487637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,324

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:15 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 3,325 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-013056 · form4.xml · derivative · entry 1

Ferguson Roger W. Jr. · CIK 0001487637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,325

Underlying: Common Stock · 3,325 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents prorated annual equity retainer in the form of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
March 04, 2021 Filed Feb 12, 2022 02:39 UTC Alphabet Inc. GOOG · Entity 2516 GiftClass C Capital Stock 380 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009048 · doc5.xml · nonDerivative · entry 14

Ferguson Roger W. Jr. · CIK 0001487637 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Roger W Ferguson Jr 2016 Revocable Trust

Disclosed balance after: 2,336

Read SEC document
March 04, 2021 Filed Feb 12, 2022 02:39 UTC Alphabet Inc. GOOG · Entity 2516 GiftClass C Capital Stock 380 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009048 · doc5.xml · nonDerivative · entry 6

Ferguson Roger W. Jr. · CIK 0001487637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45

Read SEC document
September 22, 2020 Filed Sep 24, 2020 20:24 UTC GENERAL MILLS INC GIS · Entity 3236 GrantCommon Stock 3,104 $0.00 $0.00
Disclosure

SEC source: 0000897101-20-000770 · edgardoc.xml · nonDerivative · entry 1

Ferguson Roger W. Jr. · CIK 0001487637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,106.1609

F1 · shares: Automatic grant of restricted stock units under the General Mills, Inc. 2017 Stock Compensation Plan. Each restricted stock unit vests on the date of the next annual meeting of General Mills stockholders and represents a contingent right to receive one share of General Mills, Inc. common stock.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 19:30 UTC Alphabet Inc. GOOG · Entity 2516 GrantClass C Google Stock Units 245 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-040155 · doc4.xml · nonDerivative · entry 1

Ferguson Roger W. Jr. · CIK 0001487637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245

F1 · security: The Class C Google Stock Units (GSU) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/48th of GSU grant will vest on July 25, 2020 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.

F2 · kind: Annual Director grant.

Read SEC document
May 06, 2020 Filed May 8, 2020 21:56 UTC INTERNATIONAL FLAVORS & FRAGRANCES INC IFF · Entity 3234 GrantStock Equivalent Unit · Derivative 0.818 $131.31 $107.41
Disclosure

SEC source: 0001225208-20-007318 · doc4.xml · derivative · entry 2

Ferguson Roger W. Jr. · CIK 0001487637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,434.771

Underlying: Common Stock · 0.818 shares

Expires not disclosed

F3 · derivative.exercise_price: The Stock Equivalent Units ("Units") convert to Common Stock on a one-for-one basis.

F4 · shares: Reflects a fractional share which the Reporting Person elected to defer to the Deferred Compensation Plan in lieu of taking a cash payment.

F5 · derivative.exercise_date: The Stock Equivalent Units become payable upon the reporting person ceasing to serve as a member of the Company's Board of Directors.

F5 · derivative.expiration_date: The Stock Equivalent Units become payable upon the reporting person ceasing to serve as a member of the Company's Board of Directors.

Read SEC document
May 06, 2020 Filed May 8, 2020 21:56 UTC INTERNATIONAL FLAVORS & FRAGRANCES INC IFF · Entity 3234 GrantRestricted Stock Units · Derivative 1,047 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007318 · doc4.xml · derivative · entry 1

Ferguson Roger W. Jr. · CIK 0001487637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,047

Underlying: Common Stock · 1,047 shares

Expires 2021-05-06

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") convert to Common Stock on a one-for-one basis.

F2 · shares: Represent RSUs granted under the Non-Employee Director Compensation Program.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:55 UTC INTERNATIONAL FLAVORS & FRAGRANCES INC IFF · Entity 3234 GrantStock Equivalent Unit · Derivative 997 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-20-007150 · doc4.xml · derivative · entry 2

Ferguson Roger W. Jr. · CIK 0001487637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,433.953

Underlying: Common Stock · 997 shares

Expires not disclosed

F3 · derivative.exercise_price: The Stock Equivalent Units ("Units") convert to Common Stock on a one-for-one basis.

F2 · price: Upon the vesting of RSUs on May 1, 2020, the reporting person deferred the receipt of 997 shares of Common Stock and received instead 997 Stock Equivalent Units pursuant to IFF's deferred compensation plan.

F4 · derivative.exercise_date: The Units are payable in Common Stock upon earlier of termination of employment or January 1 following retirement.

F4 · derivative.expiration_date: The Units are payable in Common Stock upon earlier of termination of employment or January 1 following retirement.

F5 · balance_after: Includes Units acquired during the period upon reinvestment of dividends under the Company's deferred compensation plan during 2019 through 2020. The transactions were exempt pursuant to Rule 16a-11.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:55 UTC INTERNATIONAL FLAVORS & FRAGRANCES INC IFF · Entity 3234 Disposition to issuerRestricted Stock Units · Derivative 997 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-20-007150 · doc4.xml · derivative · entry 1

Ferguson Roger W. Jr. · CIK 0001487637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 997 shares

Expires 2020-05-01

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") convert to Common Stock on a one-for-one basis.

F2 · price: Upon the vesting of RSUs on May 1, 2020, the reporting person deferred the receipt of 997 shares of Common Stock and received instead 997 Stock Equivalent Units pursuant to IFF's deferred compensation plan.

Read SEC document
March 09, 2020 Filed Feb 12, 2022 02:39 UTC Alphabet Inc. GOOG · Entity 2516 GiftClass C Capital Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009048 · doc5.xml · nonDerivative · entry 13

Ferguson Roger W. Jr. · CIK 0001487637 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Roger W Ferguson Jr 2016 Revocable Trust

Disclosed balance after: 2,336

Read SEC document
March 09, 2020 Filed Feb 12, 2022 02:39 UTC Alphabet Inc. GOOG · Entity 2516 GiftClass C Capital Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009048 · doc5.xml · nonDerivative · entry 5

Ferguson Roger W. Jr. · CIK 0001487637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45

Read SEC document
January 23, 2020 Filed Feb 12, 2022 02:39 UTC Alphabet Inc. GOOG · Entity 2516 GiftClass C Capital Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009048 · doc5.xml · nonDerivative · entry 12

Ferguson Roger W. Jr. · CIK 0001487637 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Roger W Ferguson Jr 2016 Revocable Trust

Disclosed balance after: 2,336

Read SEC document
January 23, 2020 Filed Feb 12, 2022 02:39 UTC Alphabet Inc. GOOG · Entity 2516 GiftClass C Capital Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009048 · doc5.xml · nonDerivative · entry 4

Ferguson Roger W. Jr. · CIK 0001487637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45

Read SEC document
November 15, 2019 Filed Feb 12, 2022 02:39 UTC Alphabet Inc. GOOG · Entity 2516 GiftClass C Capital Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009048 · doc5.xml · nonDerivative · entry 11

Ferguson Roger W. Jr. · CIK 0001487637 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Roger W Ferguson Jr 2016 Revocable Trust

Disclosed balance after: 2,336

Read SEC document
November 15, 2019 Filed Feb 12, 2022 02:39 UTC Alphabet Inc. GOOG · Entity 2516 GiftClass C Capital Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009048 · doc5.xml · nonDerivative · entry 3

Ferguson Roger W. Jr. · CIK 0001487637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45

Read SEC document
September 24, 2019 Filed Sep 25, 2019 22:12 UTC GENERAL MILLS INC GIS · Entity 3236 GrantCommon Stock 3,322 $0.00 $0.00
Disclosure

SEC source: 0000897101-19-000863 · edgardoc.xml · nonDerivative · entry 1

Ferguson Roger W. Jr. · CIK 0001487637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,502.3694

F1 · shares: Automatic grant of restricted stock units under the General Mills, Inc. 2017 Stock Compensation Plan. Each restricted stock unit vests on the date of the next annual meeting of General Mills stockholders and represents a contingent right to receive one share of General Mills, Inc. common stock.

Read SEC document
September 12, 2019 Filed Feb 12, 2022 02:39 UTC Alphabet Inc. GOOG · Entity 2516 GiftClass C Capital Stock 320 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009048 · doc5.xml · nonDerivative · entry 10

Ferguson Roger W. Jr. · CIK 0001487637 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Roger W Ferguson Jr 2016 Revocable Trust

Disclosed balance after: 2,336

Read SEC document
September 12, 2019 Filed Feb 12, 2022 02:39 UTC Alphabet Inc. GOOG · Entity 2516 GiftClass C Capital Stock 320 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009048 · doc5.xml · nonDerivative · entry 2

Ferguson Roger W. Jr. · CIK 0001487637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45

Read SEC document
July 03, 2019 Filed Jul 5, 2019 18:22 UTC Alphabet Inc. GOOG · Entity 2516 GrantClass C Google Stock Units 315 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-041324 · doc4.xml · nonDerivative · entry 1

Ferguson Roger W. Jr. · CIK 0001487637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315

F1 · security: The Class C Google Stock Units (GSU) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/48th of GSU grant will vest on July 25, 2019 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates.

F2 · kind: Annual Director grant.

Read SEC document
May 02, 2019 Filed May 3, 2019 23:56 UTC INTERNATIONAL FLAVORS & FRAGRANCES INC IFF · Entity 3234 GrantStock Equivalent Unit · Derivative 874 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-19-007755 · doc4.xml · derivative · entry 3

Ferguson Roger W. Jr. · CIK 0001487637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,140.584

Underlying: Common Stock · 874 shares

Expires not disclosed

F4 · derivative.exercise_price: The Stock Equivalent Units ("Units") convert to Common Stock on a one-for-one basis.

F3 · price: Upon the vesting of RSUs on May 2, 2019, the reporting person deferred the receipt of 874 shares of Common Stock and received instead 874 Stock Equivalent Units pursuant to IFF's deferred compensation plan.

F5 · derivative.exercise_date: The Stock Equivalent Units become payable upon the reporting person ceasing to serve as a member of the Company's Board of Directors.

F5 · derivative.expiration_date: The Stock Equivalent Units become payable upon the reporting person ceasing to serve as a member of the Company's Board of Directors.

F6 · balance_after: Includes Units acquired during the period upon reinvestment of dividends under the Company's deferred compensation plan during 2019. The transactions were exempt pursuant to Rule 16a-11.

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May 02, 2019 Filed May 3, 2019 23:56 UTC INTERNATIONAL FLAVORS & FRAGRANCES INC IFF · Entity 3234 Disposition to issuerRestricted Stock Units · Derivative 874 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-19-007755 · doc4.xml · derivative · entry 2

Ferguson Roger W. Jr. · CIK 0001487637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 874 shares

Expires 2019-05-02

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") convert to Common Stock on a one-for-one basis.

F3 · price: Upon the vesting of RSUs on May 2, 2019, the reporting person deferred the receipt of 874 shares of Common Stock and received instead 874 Stock Equivalent Units pursuant to IFF's deferred compensation plan.

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May 01, 2019 Filed May 3, 2019 23:56 UTC INTERNATIONAL FLAVORS & FRAGRANCES INC IFF · Entity 3234 GrantRestricted Stock Units · Derivative 997 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007755 · doc4.xml · derivative · entry 1

Ferguson Roger W. Jr. · CIK 0001487637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 997

Underlying: Common Stock · 997 shares

Expires 2020-05-01

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") convert to Common Stock on a one-for-one basis.

F2 · shares: Represent RSUs granted under the Non-Employee Director Compensation Program.

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February 07, 2019 Filed Feb 12, 2022 02:39 UTC Alphabet Inc. GOOG · Entity 2516 GiftClass C Capital Stock 177 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009048 · doc5.xml · nonDerivative · entry 9

Ferguson Roger W. Jr. · CIK 0001487637 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Roger W Ferguson Jr 2016 Revocable Trust

Disclosed balance after: 2,336

F1 · balance_after: Includes 281 shares of Class C Capital Stock issued upon vesting of Class C GSUs during 2021, the grants of which were previously reported on Form 4s.

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February 07, 2019 Filed Feb 12, 2022 02:39 UTC Alphabet Inc. GOOG · Entity 2516 GiftClass C Capital Stock 177 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009048 · doc5.xml · nonDerivative · entry 1

Ferguson Roger W. Jr. · CIK 0001487637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45

F1 · balance_after: Includes 281 shares of Class C Capital Stock issued upon vesting of Class C GSUs during 2021, the grants of which were previously reported on Form 4s.

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December 31, 2018 Filed Feb 14, 2019 23:57 UTC INTERNATIONAL FLAVORS & FRAGRANCES INC IFF · Entity 3234 GrantStock Equivalent Unit · Derivative 215.63 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002592 · doc5.xml · derivative · entry 1

Ferguson Roger W. Jr. · CIK 0001487637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,145.63

Underlying: Common Stock · 215.63 shares

Expires not disclosed

F1 · derivative.exercise_price: The Stock Units ("Units") convert to Common Stock on a one-for-one basis.

F2 · shares: Reflects the aggregate of fractional units acquired during the period upon reinvestment of dividends under the Company's deferred compensation plan during 2018. The transactions were exempt pursuant to Rule 16a-11.

F3 · derivative.exercise_date: The Units are payable in Common Stock upon retirement or termination of directorship.

F3 · derivative.expiration_date: The Units are payable in Common Stock upon retirement or termination of directorship.

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September 25, 2018 Filed Sep 27, 2018 19:37 UTC GENERAL MILLS INC GIS · Entity 3236 GrantCommon Stock 4,111 $0.00 $0.00
Disclosure

SEC source: 0000897101-18-000928 · edgardoc.xml · nonDerivative · entry 1

Ferguson Roger W. Jr. · CIK 0001487637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,780.26

F1 · shares: Automatic grant of restricted stock units under the General Mills, Inc. 2017 Stock Compensation Plan. Each restricted stock unit vests on the date of the next annual meeting of General Mills stockholders and represents a contingent right to receive one share of General Mills, Inc. common stock.

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July 11, 2018 Filed Jul 12, 2018 17:25 UTC Alphabet Inc. GOOG · Entity 2516 GrantClass C Google Stock Units 304 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042429 · doc4.xml · nonDerivative · entry 1

Ferguson Roger W. Jr. · CIK 0001487637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304

F1 · security: The Class C Google Stock Units (GSU) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/48th of GSU grant will vest on July 25, 2018 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.

F2 · kind: Annual Director grant.

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May 03, 2018 Filed May 3, 2018 20:41 UTC INTERNATIONAL FLAVORS & FRAGRANCES INC IFF · Entity 3234 GrantStock Equivalent Unit · Derivative 882 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008687 · doc4.xml · derivative · entry 2

Ferguson Roger W. Jr. · CIK 0001487637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,930

Underlying: Common Stock · 882 shares

Expires not disclosed

F2 · derivative.exercise_price: The Stock Units ("Units") convert to Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person is receiving 882 Units resulting from the deferral of 882 RSUs granted under the Non-Employee Director Compensation Program which vested on May 3, 2018. The Units are being deferred until retirement or other termination of directorship. The Units are payable in Common Stock at the end of the deferral.

F3 · derivative.expiration_date: The reporting person is receiving 882 Units resulting from the deferral of 882 RSUs granted under the Non-Employee Director Compensation Program which vested on May 3, 2018. The Units are being deferred until retirement or other termination of directorship. The Units are payable in Common Stock at the end of the deferral.

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May 03, 2018 Filed May 3, 2018 20:41 UTC INTERNATIONAL FLAVORS & FRAGRANCES INC IFF · Entity 3234 Disposition to issuerRestricted Stock Units · Derivative 882 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008687 · doc4.xml · derivative · entry 1

Ferguson Roger W. Jr. · CIK 0001487637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 882 shares

Expires 2018-05-03

F1 · derivative.exercise_price: The Restricted Stock Units convert to Common Stock on a one-for-one basis.

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May 02, 2018 Filed May 3, 2018 16:51 UTC INTERNATIONAL FLAVORS & FRAGRANCES INC IFF · Entity 3234 GrantRestricted Stock Units · Derivative 874 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008580 · doc4.xml · derivative · entry 1

Ferguson Roger W. Jr. · CIK 0001487637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 874

Underlying: Common Stock · 874 shares

Expires 2019-05-02

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the Non-Employee Director Compensation Program. The RSUs convert to Common Stock on a one-for-one basis.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted under the Non-Employee Director Compensation Program. The RSUs convert to Common Stock on a one-for-one basis.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted under the Non-Employee Director Compensation Program. The RSUs convert to Common Stock on a one-for-one basis.

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December 31, 2017 Filed Feb 2, 2018 20:47 UTC INTERNATIONAL FLAVORS & FRAGRANCES INC IFF · Entity 3234 GrantStock Equivalent Unit · Derivative 188 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002050 · doc5.xml · derivative · entry 1

Ferguson Roger W. Jr. · CIK 0001487637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,048

Underlying: Common Stock · 188 shares

Expires not disclosed

F1 · derivative.exercise_price: The Stock Units ("Units") convert to Common Stock on a one-for-one basis.

F2 · shares: Units acquired upon reinvestment of dividends accrued on Units under the Company's deferred compensation plan during 2017. The acquisition of Units with reinvested dividends is exempt from line item reporting under SEC Rule 16a-11.

F3 · derivative.exercise_date: The Units are payable in Common Stock upon retirement or other termination of directorship.

F3 · derivative.expiration_date: The Units are payable in Common Stock upon retirement or other termination of directorship.

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September 26, 2017 Filed Sep 28, 2017 20:08 UTC GENERAL MILLS INC GIS · Entity 3236 GrantCommon Stock 3,464 $0.00 $0.00
Disclosure

SEC source: 0000897101-17-001181 · gis172647s5_ferguson4.xml · nonDerivative · entry 1

Ferguson Roger W. Jr. · CIK 0001487637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,427.1215

F1 · shares: Automatic grant of restricted stock units under the General Mills, Inc. 2017 Stock Compensation Plan. Each restricted stock unit vests on the date of the next annual meeting of General Mills stockholders and represents a contingent right to receive one share of General Mills, Inc. common stock.

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July 05, 2017 Filed Jul 7, 2017 22:36 UTC Alphabet Inc. GOOG · Entity 2516 GrantClass C Google Stock Units 372 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-044443 · doc4.xml · nonDerivative · entry 1

Ferguson Roger W. Jr. · CIK 0001487637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372

F1 · security: 1/48th of Google Stock Unit (GSU) grant will vest on July 25, 2017 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.

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May 03, 2017 Filed May 5, 2017 15:27 UTC INTERNATIONAL FLAVORS & FRAGRANCES INC IFF · Entity 3234 GrantRestricted Stock Units · Derivative 882 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-009212 · doc4.xml · derivative · entry 1

Ferguson Roger W. Jr. · CIK 0001487637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 882

Underlying: Common Stock · 882 shares

Expires 2018-05-03

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the Non-Employee Director Compensation Program. The RSUs convert to Common Stock on a one-for-one basis.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted under the Non-Employee Director Compensation Program. The RSUs convert to Common Stock on a one-for-one basis.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted under the Non-Employee Director Compensation Program. The RSUs convert to Common Stock on a one-for-one basis.

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May 02, 2017 Filed May 3, 2017 18:41 UTC INTERNATIONAL FLAVORS & FRAGRANCES INC IFF · Entity 3234 GrantStock Equivalent Unit · Derivative 938 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008963 · doc4.xml · derivative · entry 2

Ferguson Roger W. Jr. · CIK 0001487637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,860

Underlying: Common Stock · 938 shares

Expires not disclosed

F2 · derivative.exercise_price: The Stock Units ("Units") convert to Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person is receiving 938 Units resulting from the deferral of 938 RSUs granted under the Non-Employee Director Compensation Program which vested on May 2, 2107. The Units are being deferred until retirement or other termination of directorship. The Units are payable in Common Stock at the end of the deferral.

F3 · derivative.expiration_date: The reporting person is receiving 938 Units resulting from the deferral of 938 RSUs granted under the Non-Employee Director Compensation Program which vested on May 2, 2107. The Units are being deferred until retirement or other termination of directorship. The Units are payable in Common Stock at the end of the deferral.

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May 02, 2017 Filed May 3, 2017 18:41 UTC INTERNATIONAL FLAVORS & FRAGRANCES INC IFF · Entity 3234 Disposition to issuerRestricted Stock Units · Derivative 938 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008963 · doc4.xml · derivative · entry 1

Ferguson Roger W. Jr. · CIK 0001487637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 938 shares

Expires 2017-05-02

F1 · derivative.exercise_price: The Restricted Stock Units convert to Common Stock on a one-for-one basis.

Read SEC document
December 31, 2016 Filed Feb 7, 2017 21:49 UTC INTERNATIONAL FLAVORS & FRAGRANCES INC IFF · Entity 3234 GrantStock Equivalent Unit · Derivative 143 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002614 · doc5.xml · derivative · entry 1

Ferguson Roger W. Jr. · CIK 0001487637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,922

Underlying: Common Stock · 143 shares

Expires not disclosed

F1 · derivative.exercise_price: The Stock Units ("Units") convert to Common Stock on a one-for-one basis.

F2 · shares: Units acquired upon reinvestment of dividends accrued on Units under the Company's deferred compensation plan during 2016. The acquisition of Units with reinvested dividends is exempt from line item reporting under SEC Rule 16a-11.

F3 · derivative.exercise_date: The Units are payable in Common Stock upon retirement or other termination of directorship.

F3 · derivative.expiration_date: The Units are payable in Common Stock upon retirement or other termination of directorship.

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September 27, 2016 Filed Sep 29, 2016 20:58 UTC GENERAL MILLS INC GIS · Entity 3236 GrantCommon Stock 2,816 $0.00 $0.00
Disclosure

SEC source: 0000897101-16-002982 · gis163186s6ferguson_4.xml · nonDerivative · entry 1

Ferguson Roger W. Jr. · CIK 0001487637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,861.4737

F1 · shares: Automatic grant of restricted stock units under the General Mills, Inc. 2016 Compensation Plan for Non-Employee Directors. Each restricted stock unit vests on the date of the next annual meeting of General Mills stockholders and represents a contingent right to receive one share of General Mills, Inc. common stock.

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July 06, 2016 Filed Jul 7, 2016 00:40 UTC Alphabet Inc. GOOG · Entity 2516 GrantClass C Google Stock Unit 1,440 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-057709 · form4.xml · nonDerivative · entry 1

Ferguson Roger W. Jr. · CIK 0001487637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,440

F1 · security: 1/4th of the Google Stock Units (GSUs) will vest on July 25, 2017, and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.