Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RTX CorpRTX · Entity 2823 | President, Raytheon | July 01, 2026 | July 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RTX Corp
Report date July 01, 2026 · Filed July 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 33,637 |
Reported balance
After 2026-07-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-07-01 · Grant · Acquired 20,860 · Balance 33,637 F1: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ROCKWELL COLLINS INC
Report date November 26, 2018 · Filed November 28, 2018
Section 16 reporting ended · disclosed 2018-11-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-11-26 transaction · row 1
1 source rowRow 1 · 2018-11-26 · Disposition to issuer · Disposed 40,884.036 · Balance 0 F1: Includes (a) 28,998.0360 shares of Issuer common stock disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated September 4, 2017, by and among the Issuer, United Technologies Corporation ("UTC") and the Riveter Merger Sub Corp., for the per share merger consideration of $93.33 in cash and .37525 shares of UTC common stock and cash for partial shares (the "Merger Consideration"), (b) 5,637 shares disposed of for Merger Consideration upon immediate vesting of FY'17-19 performance shares at target pursuant to the Merger Agreement and (c) 2,500 restricted stock units and 3,749 FY'18-20 performance shares granted in November 2017 exchanged for a number of UTC restricted stock units based upon the Equity Award Exchange Ratio (as set forth in the Merger Agreement). |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan | 0 |
Reported balance
After 2018-11-26 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-11-26 · Disposition to issuer · Disposed 1,634.7629 · Balance 0 F2: Disposed of for Merger Consideration to be received by the reporting person's account under the Savings Plan. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $54.37 · Expires 2022-11-12 | Direct | 0 |
Reported balance
After 2018-11-26 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-11-26 · Exercise / conversion · Disposed 36,200 · Balance 0 F3: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $70.97 · Expires 2023-11-11 | Direct | 0 |
Reported balance
After 2018-11-26 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-11-26 · Exercise / conversion · Disposed 27,200 · Balance 0 F3: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $83.69 · Expires 2024-11-17 | Direct | 0 |
Reported balance
After 2018-11-26 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-11-26 · Exercise / conversion · Disposed 25,600 · Balance 0 F3: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $86.75 · Expires 2025-11-09 | Direct | 0 |
Reported balance
After 2018-11-26 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-11-26 · Exercise / conversion · Disposed 28,200 · Balance 0 F3: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $88.71 · Expires 2026-11-14 | Direct | 0 |
Reported balance
After 2018-11-26 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-11-26 · Exercise / conversion · Disposed 29,200 · Balance 0 F3: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option. |
| Phantom StockSEC Table II · derivative / convertible security | IndirectBy Non-Qualified Savings Plan | 0 |
Reported balance
After 2018-11-26 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2018-11-26 · Exercise / conversion · Disposed 1,996.898 · Balance 0 F5: The price varies based on the date the phantom stock was credited. F4: Represents phantom shares of common stock held in the Issuer's 2005 non-qualified savings plan exchanged for a number of deferred UTC stock units determined based upon the Equity Award Exchange Ratio (as set forth in the Merger Agreement). |
Filing footnotes · ownership attribution and instrument terms
F1: Includes (a) 28,998.0360 shares of Issuer common stock disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated September 4, 2017, by and among the Issuer, United Technologies Corporation ("UTC") and the Riveter Merger Sub Corp., for the per share merger consideration of $93.33 in cash and .37525 shares of UTC common stock and cash for partial shares (the "Merger Consideration"), (b) 5,637 shares disposed of for Merger Consideration upon immediate vesting of FY'17-19 performance shares at target pursuant to the Merger Agreement and (c) 2,500 restricted stock units and 3,749 FY'18-20 performance shares granted in November 2017 exchanged for a number of UTC restricted stock units based upon the Equity Award Exchange Ratio (as set forth in the Merger Agreement).
F2: Disposed of for Merger Consideration to be received by the reporting person's account under the Savings Plan.
F3: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option.
F4: Represents phantom shares of common stock held in the Issuer's 2005 non-qualified savings plan exchanged for a number of deferred UTC stock units determined based upon the Equity Award Exchange Ratio (as set forth in the Merger Agreement).
F5: The price varies based on the date the phantom stock was credited.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2026 Filed Jul 6, 2026 21:27 UTC | RTX Corp RTX · Entity 2823 | GrantRestricted Stock Units · Derivative | 20,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-006517 · doc4.xml · derivative · entry 1 JASPER PHILIP J · CIK 0001559248 · President, Raytheon 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,637 Underlying: Common Stock · 20,860 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant. F1 · derivative.exercise_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant. F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant. Read SEC document |
| February 11, 2026 Filed Feb 13, 2026 21:31 UTC | RTX Corp RTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 30,200 | $196.51 Strike: $196.51 | $5,934,602.00 |
DisclosureSEC source: 0001225208-26-001875 · doc4.xml · derivative · entry 1 JASPER PHILIP J · CIK 0001559248 · President, Raytheon 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,200 Underlying: Common Stock · 30,200 shares Expires 2036-02-10 F1 · balance_after: This number reflects only stock appreciation rights (SARs) with these specific grant details and does not include other SARs. In addition to the SARs and not included in this number, the reporting person was also awarded 14,505 performance share units (PSUs) under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period. Read SEC document |
| February 08, 2026 Filed Feb 10, 2026 22:18 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionRestricted Stock Units · Derivative | 2,832 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-001623 · doc4.xml · derivative · entry 6 JASPER PHILIP J · CIK 0001559248 · President, Raytheon 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,684 Underlying: Common Stock · 2,832 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F3 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 8, 2023. F3 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 8, 2023. Read SEC document |
| February 08, 2026 Filed Feb 10, 2026 22:18 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 3,246 | $198.66 | $644,850.36 |
DisclosureSEC source: 0001225208-26-001623 · doc4.xml · nonDerivative · entry 4 JASPER PHILIP J · CIK 0001559248 · President, Raytheon 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,613.186 Read SEC document |
| February 08, 2026 Filed Feb 10, 2026 22:18 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 731 | $198.66 | $145,220.46 |
DisclosureSEC source: 0001225208-26-001623 · doc4.xml · nonDerivative · entry 3 JASPER PHILIP J · CIK 0001559248 · President, Raytheon 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,859.186 Read SEC document |
| February 08, 2026 Filed Feb 10, 2026 22:18 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 2,832 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-001623 · doc4.xml · nonDerivative · entry 2 JASPER PHILIP J · CIK 0001559248 · President, Raytheon 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,590.186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document |
| February 08, 2026 Filed Feb 10, 2026 22:18 UTC | RTX Corp RTX · Entity 2823 | GrantCommon Stock | 8,074 | $198.66 | $1,603,980.84 |
DisclosureSEC source: 0001225208-26-001623 · doc4.xml · nonDerivative · entry 1 JASPER PHILIP J · CIK 0001559248 · President, Raytheon 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,758.186 F1 · shares: The acquisition of shares of RTX Common Stock represents the vesting of performance share units (PSUs) awarded to the reporting person on February 8, 2023, under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vested solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth, and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period, which ended on December 31, 2025. The performance criteria were satisfied at the 146% level. Read SEC document |
| August 04, 2025 Filed Aug 6, 2025 21:27 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 23,500 | $0.00 Strike: $71.62 | $0.00 |
DisclosureSEC source: 0001225208-25-007105 · doc4.xml · derivative · entry 5 JASPER PHILIP J · CIK 0001559248 · President, Raytheon 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,552 Underlying: Common Stock · 23,500 shares Expires 2029-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 04, 2025 Filed Aug 6, 2025 21:27 UTC | RTX Corp RTX · Entity 2823 | SaleCommon Stock | 12,847 | $157.82 | $2,027,521.25 |
DisclosureSEC source: 0001225208-25-007105 · doc4.xml · nonDerivative · entry 3 JASPER PHILIP J · CIK 0001559248 · President, Raytheon 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,684.186 F2 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $157.78 to $157.90 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request. Read SEC document |
| August 04, 2025 Filed Aug 6, 2025 21:27 UTC | RTX Corp RTX · Entity 2823 | Disposition to issuerCommon Stock | 10,653 | $157.98 | $1,682,960.94 |
DisclosureSEC source: 0001225208-25-007105 · doc4.xml · nonDerivative · entry 2 JASPER PHILIP J · CIK 0001559248 · President, Raytheon 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,531.186 Read SEC document |
| August 04, 2025 Filed Aug 6, 2025 21:27 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 23,500 | $71.62 | $1,683,070.00 |
DisclosureSEC source: 0001225208-25-007105 · doc4.xml · nonDerivative · entry 1 JASPER PHILIP J · CIK 0001559248 · President, Raytheon 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,184.186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| February 15, 2025 Filed Feb 19, 2025 22:29 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionRestricted Stock Units · Derivative | 2,961 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-001999 · doc4.xml · derivative · entry 6 JASPER PHILIP J · CIK 0001559248 · President, Raytheon 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,246 Underlying: Common Stock · 2,961 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F3 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 15, 2022. F3 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 15, 2022. Read SEC document |
| February 15, 2025 Filed Feb 19, 2025 22:29 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 2,084 | $122.41 | $255,102.44 |
DisclosureSEC source: 0001225208-25-001999 · doc4.xml · nonDerivative · entry 4 JASPER PHILIP J · CIK 0001559248 · President, Raytheon 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,684.186 Read SEC document |
| February 15, 2025 Filed Feb 19, 2025 22:29 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 764 | $122.41 | $93,521.24 |
DisclosureSEC source: 0001225208-25-001999 · doc4.xml · nonDerivative · entry 3 JASPER PHILIP J · CIK 0001559248 · President, Raytheon 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,768.186 Read SEC document |
| February 15, 2025 Filed Feb 19, 2025 22:29 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 2,961 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-001999 · doc4.xml · nonDerivative · entry 2 JASPER PHILIP J · CIK 0001559248 · President, Raytheon 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,532.186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document |
| February 15, 2025 Filed Feb 19, 2025 22:29 UTC | RTX Corp RTX · Entity 2823 | GrantCommon Stock | 6,320 | $122.41 | $773,631.20 |
DisclosureSEC source: 0001225208-25-001999 · doc4.xml · nonDerivative · entry 1 JASPER PHILIP J · CIK 0001559248 · President, Raytheon 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,571.186 F1 · shares: The acquisition of shares of RTX Common Stock represents the vesting of performance share units (PSUs) awarded to the reporting person on February 15, 2022, under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vested solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth, and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period, which ended on December 31, 2024. The performance criteria were satisfied at the 110% level. Read SEC document |
| February 06, 2025 Filed Feb 10, 2025 22:06 UTC | RTX Corp RTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 43,300 | $128.78 Strike: $128.78 | $5,576,174.00 |
DisclosureSEC source: 0001225208-25-001467 · doc4.xml · derivative · entry 1 JASPER PHILIP J · CIK 0001559248 · President, Raytheon 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,300 Underlying: Common Stock · 43,300 shares Expires 2035-02-05 F1 · balance_after: This number reflects only stock appreciation rights (SARs) with these specific grant details and does not include other SARs. In addition to the SARs and not included in this number, the reporting person was also awarded 18,640 performance share units (PSUs) under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 21:03 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionRestricted Stock Units · Derivative | 119 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-009101 · doc4.xml · derivative · entry 4 JASPER PHILIP J · CIK 0001559248 · President, Raytheon 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,109 Underlying: Common Stock · 119 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F2 · derivative.exercise_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs originally awarded on February 8, 2023. F2 · derivative.expiration_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs originally awarded on February 8, 2023. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 21:03 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 119 | $124.39 | $14,802.41 |
DisclosureSEC source: 0001225208-24-009101 · doc4.xml · nonDerivative · entry 2 JASPER PHILIP J · CIK 0001559248 · President, Raytheon 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,251.186 Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 21:03 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 119 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-009101 · doc4.xml · nonDerivative · entry 1 JASPER PHILIP J · CIK 0001559248 · President, Raytheon 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,370.186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document |
| July 29, 2024 Filed Jul 31, 2024 21:04 UTC | RTX Corp RTX · Entity 2823 | SaleCommon Stock | 12,232 | $113.65 | $1,390,136.22 |
DisclosureSEC source: 0001225208-24-007736 · doc4.xml · nonDerivative · entry 1 JASPER PHILIP J · CIK 0001559248 · President, Raytheon 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,251.186 F1 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $113.56 to $113.75 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request. Read SEC document |
| February 08, 2024 Filed Feb 12, 2024 22:56 UTC | RTX Corp RTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 59,500 | $91.04 Strike: $91.04 | $5,416,880.00 |
DisclosureSEC source: 0001225208-24-001878 · doc4.xml · derivative · entry 7 JASPER PHILIP J · CIK 0001559248 · President, Raytheon 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,500 Underlying: Common Stock · 59,500 shares Expires 2034-02-07 F4 · balance_after: This number reflects only stock appreciation rights (SARs) with these specific grant details and does not include other SARs. In addition to the SARs and not included in this number, the reporting person was also awarded 21,420 PSUs under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period. Read SEC document |
| February 08, 2024 Filed Feb 12, 2024 22:56 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionRestricted Stock Units · Derivative | 7,301 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-001878 · doc4.xml · derivative · entry 6 JASPER PHILIP J · CIK 0001559248 · President, Raytheon 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,912 Underlying: Common Stock · 7,301 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F3 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 8, 2021. F3 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 8, 2021. Read SEC document |
| February 08, 2024 Filed Feb 12, 2024 22:56 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 4,152 | $91.04 | $377,998.08 |
DisclosureSEC source: 0001225208-24-001878 · doc4.xml · nonDerivative · entry 4 JASPER PHILIP J · CIK 0001559248 · President, Raytheon 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,483.186 Read SEC document |
| February 08, 2024 Filed Feb 12, 2024 22:56 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 2,023 | $91.04 | $184,173.92 |
DisclosureSEC source: 0001225208-24-001878 · doc4.xml · nonDerivative · entry 3 JASPER PHILIP J · CIK 0001559248 · President, Raytheon 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,635.186 Read SEC document |
| February 08, 2024 Filed Feb 12, 2024 22:56 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 7,301 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-001878 · doc4.xml · nonDerivative · entry 2 JASPER PHILIP J · CIK 0001559248 · President, Raytheon 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,658.186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document |
| February 08, 2024 Filed Feb 12, 2024 22:56 UTC | RTX Corp RTX · Entity 2823 | GrantCommon Stock | 10,125 | $91.04 | $921,780.00 |
DisclosureSEC source: 0001225208-24-001878 · doc4.xml · nonDerivative · entry 1 JASPER PHILIP J · CIK 0001559248 · President, Raytheon 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,357.186 F1 · shares: The acquisition of shares of RTX Common Stock represents the vesting of performance share units (PSUs) awarded to the reporting person on February 8, 2021, under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vested solely upon achievement of pre-established performance goals for RTX's return on invested capital and earnings per share growth over a one-year performance period, which ended on December 31, 2021 (followed by a two-year holding period), and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period, which ended on December 31, 2023. The performance criteria were satisfied at the 143% level. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 19:04 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionPhantom Stock · Derivative | 1,996.898 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001137411-18-000124 · edgar.xml · derivative · entry 8 JASPER PHILIP J · CIK 0001559248 · Exec. VP & COO, Government Sys 10b5-1 filing: Not disclosed Ownership: Indirect · By Non-Qualified Savings Plan Disclosed balance after: 0 Underlying: Common Stock · 1,996.898 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The price varies based on the date the phantom stock was credited. F5 · price: The price varies based on the date the phantom stock was credited. F4 · derivative.exercise_date: Represents phantom shares of common stock held in the Issuer's 2005 non-qualified savings plan exchanged for a number of deferred UTC stock units determined based upon the Equity Award Exchange Ratio (as set forth in the Merger Agreement). F4 · derivative.expiration_date: Represents phantom shares of common stock held in the Issuer's 2005 non-qualified savings plan exchanged for a number of deferred UTC stock units determined based upon the Equity Award Exchange Ratio (as set forth in the Merger Agreement). Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 19:04 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionStock Option (Right to Buy) · Derivative | 29,200 | $0.00 Strike: $88.71 | $0.00 |
DisclosureSEC source: 0001137411-18-000124 · edgar.xml · derivative · entry 7 JASPER PHILIP J · CIK 0001559248 · Exec. VP & COO, Government Sys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,200 shares Expires 2026-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 19:04 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionStock Option (Right to Buy) · Derivative | 28,200 | $0.00 Strike: $86.75 | $0.00 |
DisclosureSEC source: 0001137411-18-000124 · edgar.xml · derivative · entry 6 JASPER PHILIP J · CIK 0001559248 · Exec. VP & COO, Government Sys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,200 shares Expires 2025-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 19:04 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionStock Option (Right to Buy) · Derivative | 25,600 | $0.00 Strike: $83.69 | $0.00 |
DisclosureSEC source: 0001137411-18-000124 · edgar.xml · derivative · entry 5 JASPER PHILIP J · CIK 0001559248 · Exec. VP & COO, Government Sys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,600 shares Expires 2024-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 19:04 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionStock Option (Right to Buy) · Derivative | 27,200 | $0.00 Strike: $70.97 | $0.00 |
DisclosureSEC source: 0001137411-18-000124 · edgar.xml · derivative · entry 4 JASPER PHILIP J · CIK 0001559248 · Exec. VP & COO, Government Sys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,200 shares Expires 2023-11-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 19:04 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionStock Option (Right to Buy) · Derivative | 36,200 | $0.00 Strike: $54.37 | $0.00 |
DisclosureSEC source: 0001137411-18-000124 · edgar.xml · derivative · entry 3 JASPER PHILIP J · CIK 0001559248 · Exec. VP & COO, Government Sys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,200 shares Expires 2022-11-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 19:04 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Disposition to issuerCommon Stock | 1,634.7629 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001137411-18-000124 · edgar.xml · nonDerivative · entry 2 JASPER PHILIP J · CIK 0001559248 · Exec. VP & COO, Government Sys 10b5-1 filing: Not disclosed Ownership: Indirect · By Savings Plan Disclosed balance after: 0 F2 · shares: Disposed of for Merger Consideration to be received by the reporting person's account under the Savings Plan. F2 · price: Disposed of for Merger Consideration to be received by the reporting person's account under the Savings Plan. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 19:04 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Disposition to issuerCommon Stock | 40,884.036 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001137411-18-000124 · edgar.xml · nonDerivative · entry 1 JASPER PHILIP J · CIK 0001559248 · Exec. VP & COO, Government Sys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Includes (a) 28,998.0360 shares of Issuer common stock disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated September 4, 2017, by and among the Issuer, United Technologies Corporation ("UTC") and the Riveter Merger Sub Corp., for the per share merger consideration of $93.33 in cash and .37525 shares of UTC common stock and cash for partial shares (the "Merger Consideration"), (b) 5,637 shares disposed of for Merger Consideration upon immediate vesting of FY'17-19 performance shares at target pursuant to the Merger Agreement and (c) 2,500 restricted stock units and 3,749 FY'18-20 performance shares granted in November 2017 exchanged for a number of UTC restricted stock units based upon the Equity Award Exchange Ratio (as set forth in the Merger Agreement). F1 · price: Includes (a) 28,998.0360 shares of Issuer common stock disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated September 4, 2017, by and among the Issuer, United Technologies Corporation ("UTC") and the Riveter Merger Sub Corp., for the per share merger consideration of $93.33 in cash and .37525 shares of UTC common stock and cash for partial shares (the "Merger Consideration"), (b) 5,637 shares disposed of for Merger Consideration upon immediate vesting of FY'17-19 performance shares at target pursuant to the Merger Agreement and (c) 2,500 restricted stock units and 3,749 FY'18-20 performance shares granted in November 2017 exchanged for a number of UTC restricted stock units based upon the Equity Award Exchange Ratio (as set forth in the Merger Agreement). Read SEC document |
| November 13, 2018 Filed Nov 13, 2018 18:23 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Tax withholdingCommon Stock | 567 | $131.48 | $74,549.16 |
DisclosureSEC source: 0001137411-18-000095 · edgar.xml · nonDerivative · entry 1 JASPER PHILIP J · CIK 0001559248 · Exec. VP & COO, Government Sys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,498.036 F1 · shares: Tax withholding in respect of the portion of the RSUs granted on November 13, 2017 that vested on November 13, 2018. F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 16:39 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Tax withholdingCommon Stock | 2,980 | $141.27 | $420,984.60 |
DisclosureSEC source: 0001137411-18-000077 · edgar.xml · nonDerivative · entry 2 JASPER PHILIP J · CIK 0001559248 · Exec. VP & COO, Government Sys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,065.036 F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 16:39 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | GrantCommon Stock | 6,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001137411-18-000077 · edgar.xml · nonDerivative · entry 1 JASPER PHILIP J · CIK 0001559248 · Exec. VP & COO, Government Sys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,045.036 F1 · shares: Vesting of performance shares granted on November 9, 2015 under the Company's Long-Term Incentives Plan ("LTIP"). F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 16:29 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | GrantCommon Stock | 3,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001137411-17-000129 · edgar.xml · nonDerivative · entry 3 JASPER PHILIP J · CIK 0001559248 · Exec. VP & COO, Government Sys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,474.036 F3 · kind: Restricted stock units which generally vest in three substantially equal annual installments on the first three anniversaries of the Transaction Date subject to continued employment. F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 3, 2017. Includes shares acquired under a dividend reinvestment plan. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 16:29 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Tax withholdingCommon Stock | 3,009 | $133.37 | $401,310.33 |
DisclosureSEC source: 0001137411-17-000129 · edgar.xml · nonDerivative · entry 2 JASPER PHILIP J · CIK 0001559248 · Exec. VP & COO, Government Sys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,725.036 F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 3, 2017. Includes shares acquired under a dividend reinvestment plan. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 16:29 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | GrantCommon Stock | 6,274 | $0.00 | $0.00 |
DisclosureSEC source: 0001137411-17-000129 · edgar.xml · nonDerivative · entry 1 JASPER PHILIP J · CIK 0001559248 · Exec. VP & COO, Government Sys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,734.036 F1 · shares: Vesting of performance shares granted under the Company's Long-Term Incentives Plans ("LTIP"). F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 3, 2017. Includes shares acquired under a dividend reinvestment plan. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 11:54 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 8,280 | $0.00 Strike: $55.01 | $0.00 |
DisclosureSEC source: 0001137411-17-000113 · edgar.xml · derivative · entry 8 JASPER PHILIP J · CIK 0001559248 · Exec. VP & COO, Government Sys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,280 shares Expires 2021-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Employee stock options granted pursuant to the Company's stock based plans. F6 · derivative.exercise_date: The options are currently exercisable. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 11:54 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,820 | $0.00 Strike: $55.75 | $0.00 |
DisclosureSEC source: 0001137411-17-000113 · edgar.xml · derivative · entry 7 JASPER PHILIP J · CIK 0001559248 · Exec. VP & COO, Government Sys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,820 shares Expires 2020-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Employee stock options granted pursuant to the Company's stock based plans. F6 · derivative.exercise_date: The options are currently exercisable. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 11:54 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 9,000 | $0.00 Strike: $53.08 | $0.00 |
DisclosureSEC source: 0001137411-17-000113 · edgar.xml · derivative · entry 6 JASPER PHILIP J · CIK 0001559248 · Exec. VP & COO, Government Sys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,000 shares Expires 2019-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Employee stock options granted pursuant to the Company's stock based plans. F6 · derivative.exercise_date: The options are currently exercisable. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 11:54 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | SaleCommon Stock | 25,100 | $135.34 | $3,397,034.00 |
DisclosureSEC source: 0001137411-17-000113 · edgar.xml · nonDerivative · entry 4 JASPER PHILIP J · CIK 0001559248 · Exec. VP & COO, Government Sys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,460.036 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2017. F3 · price: The price reported is a weighted average. These shares were sold in multiple transactions at prices ranging from $135.01 to $135.86, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, or other appropriate persons, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 1, 2017. Includes shares acquired under a dividend reinvestment plan. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 11:54 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionCommon Stock | 8,280 | $55.01 | $455,482.80 |
DisclosureSEC source: 0001137411-17-000113 · edgar.xml · nonDerivative · entry 3 JASPER PHILIP J · CIK 0001559248 · Exec. VP & COO, Government Sys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,560.036 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2017. F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 1, 2017. Includes shares acquired under a dividend reinvestment plan. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 11:54 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionCommon Stock | 7,820 | $55.75 | $435,965.00 |
DisclosureSEC source: 0001137411-17-000113 · edgar.xml · nonDerivative · entry 2 JASPER PHILIP J · CIK 0001559248 · Exec. VP & COO, Government Sys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,280.036 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2017. F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 1, 2017. Includes shares acquired under a dividend reinvestment plan. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 11:54 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionCommon Stock | 9,000 | $53.08 | $477,720.00 |
DisclosureSEC source: 0001137411-17-000113 · edgar.xml · nonDerivative · entry 1 JASPER PHILIP J · CIK 0001559248 · Exec. VP & COO, Government Sys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,460.036 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2017. F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 1, 2017. Includes shares acquired under a dividend reinvestment plan. Read SEC document |
| March 24, 2017 Filed Mar 27, 2017 11:19 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,311 | $0.00 Strike: $30.39 | $0.00 |
DisclosureSEC source: 0001672811-17-000018 · edgar.xml · derivative · entry 4 JASPER PHILIP J · CIK 0001559248 · Exec. VP & COO, Government Sys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,311 shares Expires 2018-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Employee stock options granted pursuant to the Company's stock based plans. F5 · derivative.exercise_date: The options are currently exercisable. Read SEC document |
| March 24, 2017 Filed Mar 27, 2017 11:19 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | SaleCommon Stock | 7,311 | $97.21 | $710,702.31 |
DisclosureSEC source: 0001672811-17-000018 · edgar.xml · nonDerivative · entry 2 JASPER PHILIP J · CIK 0001559248 · Exec. VP & COO, Government Sys 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,460.036 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017. F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of March 1, 2017. Includes shares acquired under a dividend reinvestment plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.