Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GOLDMAN SACHS GROUP INCGS · Entity 2819 | Director | July 15, 2026 | July 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GOLDMAN SACHS GROUP INC
Report date July 15, 2026 · Filed July 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,119 |
Reported balance
After 2026-07-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-07-15 · Grant · Acquired 33 · Balance 3,119 F1: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's second quarter 2026 Annual Retainer for service on the Issuer's Board of Directors and second quarter 2026 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's second quarter 2026 Annual Retainer for service on the Issuer's Board of Directors and second quarter 2026 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MICROSOFT CORP
Report date August 29, 2008 · Filed September 03, 2008
Section 16 reporting ended · disclosed 2008-09-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 550,786 |
Ending reported balance
After 2008-08-31 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2008-08-29 · Grant · Acquired 161,963 · Balance 652,633 F1: Represents stock award which shall vest over 4 years at the rate of 25% on August 31, 2008, and then at the rate of 25% on each August 31 thereafter, subject to continued employment. Row 2 · 2008-08-31 · Tax withholding · Disposed 101,847 · Balance 550,786 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents stock award which shall vest over 4 years at the rate of 25% on August 31, 2008, and then at the rate of 25% on each August 31 thereafter, subject to continued employment.
STARBUCKS CORP
Report date October 02, 2022 · Filed November 17, 2022
Section 16 reporting ended · disclosed 2022-11-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 332,663.276 |
Reported balance
After 2021-11-24 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-11-24 · Gift · Disposed 140,000 · Balance 332,663.276 F1: Includes 173.829 shares acquired pursuant to dividend reinvestment, and 3,344.591 shares representing dividend equivalents on time-based and performance-based RSUs, net of shares withheld by the issuer to satisfy tax withholding obligations, that were not previously reported. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 173.829 shares acquired pursuant to dividend reinvestment, and 3,344.591 shares representing dividend equivalents on time-based and performance-based RSUs, net of shares withheld by the issuer to satisfy tax withholding obligations, that were not previously reported.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 15, 2026 Filed Jul 17, 2026 20:04 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 33 | $0.00 | $0.00 |
DisclosureSEC source: 0001193107-26-000007 · wk-form4_1784318656.xml · derivative · entry 1 JOHNSON KEVIN R · CIK 0001193107 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,119 Underlying: Common Stock, par value $0.01 per share · 33 shares Expires not disclosed F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's second quarter 2026 Annual Retainer for service on the Issuer's Board of Directors and second quarter 2026 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's second quarter 2026 Annual Retainer for service on the Issuer's Board of Directors and second quarter 2026 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable. F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's second quarter 2026 Annual Retainer for service on the Issuer's Board of Directors and second quarter 2026 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable. Read SEC document |
| April 14, 2026 Filed Apr 16, 2026 20:11 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 42 | $0.00 | $0.00 |
DisclosureSEC source: 0001193107-26-000005 · wk-form4_1776370267.xml · derivative · entry 1 JOHNSON KEVIN R · CIK 0001193107 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,086 Underlying: Common Stock, par value $0.01 per share · 42 shares Expires not disclosed F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's first quarter 2026 Annual Retainer for service on the Issuer's Board of Directors and first quarter 2026 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's first quarter 2026 Annual Retainer for service on the Issuer's Board of Directors and first quarter 2026 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable. F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's first quarter 2026 Annual Retainer for service on the Issuer's Board of Directors and first quarter 2026 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable. Read SEC document |
| January 16, 2026 Filed Jan 21, 2026 21:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 403 | $0.00 | $0.00 |
DisclosureSEC source: 0001193107-26-000003 · wk-form4_1769031038.xml · derivative · entry 1 JOHNSON KEVIN R · CIK 0001193107 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,044 Underlying: Common Stock, par value $0.01 per share · 403 shares Expires not disclosed F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2025 Annual Grant for service on the Issuer's Board of Directors, fourth quarter 2025 Annual Retainer for service on the Issuer's Board of Directors and fourth quarter 2025 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2025 Annual Grant for service on the Issuer's Board of Directors, fourth quarter 2025 Annual Retainer for service on the Issuer's Board of Directors and fourth quarter 2025 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable. F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2025 Annual Grant for service on the Issuer's Board of Directors, fourth quarter 2025 Annual Retainer for service on the Issuer's Board of Directors and fourth quarter 2025 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable. Read SEC document |
| October 15, 2025 Filed Oct 17, 2025 20:08 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0001193107-25-000013 · wk-form4_1760731710.xml · derivative · entry 1 JOHNSON KEVIN R · CIK 0001193107 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,641 Underlying: Common Stock, par value $0.01 per share · 50 shares Expires not disclosed F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's third quarter 2025 Annual Retainer for service on the Issuer's Board of Directors and third quarter 2025 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's third quarter 2025 Annual Retainer for service on the Issuer's Board of Directors and third quarter 2025 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable. F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's third quarter 2025 Annual Retainer for service on the Issuer's Board of Directors and third quarter 2025 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable. Read SEC document |
| July 17, 2025 Filed Jul 21, 2025 20:03 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 54 | $0.00 | $0.00 |
DisclosureSEC source: 0001193107-25-000012 · wk-form4_1753128213.xml · derivative · entry 1 JOHNSON KEVIN R · CIK 0001193107 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,591 Underlying: Common Stock, par value $0.01 per share · 54 shares Expires not disclosed F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's second quarter 2025 Annual Retainer for service on the Issuer's Board of Directors and second quarter 2025 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's second quarter 2025 Annual Retainer for service on the Issuer's Board of Directors and second quarter 2025 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable. F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's second quarter 2025 Annual Retainer for service on the Issuer's Board of Directors and second quarter 2025 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable. Read SEC document |
| April 15, 2025 Filed Apr 17, 2025 20:13 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 75 | $0.00 | $0.00 |
DisclosureSEC source: 0001193107-25-000006 · wk-form4_1744920825.xml · derivative · entry 1 JOHNSON KEVIN R · CIK 0001193107 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,537 Underlying: Common Stock, par value $0.01 per share · 75 shares Expires not disclosed F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's first quarter 2025 Annual Retainer for service on the Issuer's Board of Directors and first quarter 2025 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's first quarter 2025 Annual Retainer for service on the Issuer's Board of Directors and first quarter 2025 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable. F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's first quarter 2025 Annual Retainer for service on the Issuer's Board of Directors and first quarter 2025 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable. Read SEC document |
| January 17, 2025 Filed Jan 21, 2025 21:55 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | PurchaseCommon Stock, par value $0.01 per share | 2,400 | $619.02 | $1,485,648.00 |
DisclosureSEC source: 0001193107-25-000002 · wk-form4_1737496544.xml · nonDerivative · entry 1 JOHNSON KEVIN R · CIK 0001193107 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 2,400 F1 · ownership.nature: Held through a trust, the trustee and sole beneficiaries of which are the reporting person and their spouse. Read SEC document |
| January 16, 2025 Filed Jan 21, 2025 21:55 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 630 | $0.00 | $0.00 |
DisclosureSEC source: 0001193107-25-000002 · wk-form4_1737496544.xml · derivative · entry 2 JOHNSON KEVIN R · CIK 0001193107 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,462 Underlying: Common Stock, par value $0.01 per share · 630 shares Expires not disclosed F2 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2024 Annual Grant for service on the Issuer's Board of Directors, fourth quarter 2024 Annual Retainer for service on the Issuer's Board of Directors and fourth quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable. F2 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2024 Annual Grant for service on the Issuer's Board of Directors, fourth quarter 2024 Annual Retainer for service on the Issuer's Board of Directors and fourth quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable. F2 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2024 Annual Grant for service on the Issuer's Board of Directors, fourth quarter 2024 Annual Retainer for service on the Issuer's Board of Directors and fourth quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable. Read SEC document |
| October 16, 2024 Filed Oct 18, 2024 20:06 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 72 | $0.00 | $0.00 |
DisclosureSEC source: 0001193107-24-000008 · wk-form4_1729281955.xml · derivative · entry 1 JOHNSON KEVIN R · CIK 0001193107 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,832 Underlying: Common Stock, par value $0.01 per share · 72 shares Expires not disclosed F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's third quarter 2024 Annual Retainer for service on the Issuer's Board of Directors and third quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's third quarter 2024 Annual Retainer for service on the Issuer's Board of Directors and third quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable. F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's third quarter 2024 Annual Retainer for service on the Issuer's Board of Directors and third quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable. Read SEC document |
| July 16, 2024 Filed Jul 18, 2024 20:14 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 75 | $0.00 | $0.00 |
DisclosureSEC source: 0001193107-24-000006 · wk-form4_1721333655.xml · derivative · entry 1 JOHNSON KEVIN R · CIK 0001193107 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,760 Underlying: Common Stock, par value $0.01 per share · 75 shares Expires not disclosed F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's second quarter 2024 Annual Retainer for service on the Issuer's Board of Directors and second quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's second quarter 2024 Annual Retainer for service on the Issuer's Board of Directors and second quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable. F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's second quarter 2024 Annual Retainer for service on the Issuer's Board of Directors and second quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable. Read SEC document |
| April 16, 2024 Filed Apr 18, 2024 20:06 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 95 | $0.00 | $0.00 |
DisclosureSEC source: 0001193107-24-000004 · wk-form4_1713470806.xml · derivative · entry 1 JOHNSON KEVIN R · CIK 0001193107 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,685 Underlying: Common Stock, par value $0.01 per share · 95 shares Expires not disclosed F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's first quarter 2024 Annual Retainer for service on the Issuer's Board of Directors and first quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's first quarter 2024 Annual Retainer for service on the Issuer's Board of Directors and first quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable. F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's first quarter 2024 Annual Retainer for service on the Issuer's Board of Directors and first quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable. Read SEC document |
| January 17, 2024 Filed Jan 19, 2024 21:06 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 1,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001193107-24-000002 · wk-form4_1705698369.xml · derivative · entry 1 JOHNSON KEVIN R · CIK 0001193107 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,590 Underlying: Common Stock, par value $0.01 per share · 1,025 shares Expires not disclosed F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2023 Annual Grant for service on the Issuer's Board of Directors, fourth quarter 2023 Annual Retainer for service on the Issuer's Board of Directors and fourth quarter 2023 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2023 Annual Grant for service on the Issuer's Board of Directors, fourth quarter 2023 Annual Retainer for service on the Issuer's Board of Directors and fourth quarter 2023 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable. F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2023 Annual Grant for service on the Issuer's Board of Directors, fourth quarter 2023 Annual Retainer for service on the Issuer's Board of Directors and fourth quarter 2023 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable. Read SEC document |
| October 18, 2023 Filed Oct 20, 2023 20:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 97 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-053252 · doc4.xml · derivative · entry 1 JOHNSON KEVIN R · CIK 0001193107 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 565 Underlying: Common Stock, par value $0.01 per share · 97 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's 2023 (i) Annual Retainer for service on the Issuer's Board of Directors and (ii) Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank USA") are each granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank USA's Board of Directors, as applicable. F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's 2023 (i) Annual Retainer for service on the Issuer's Board of Directors and (ii) Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank USA") are each granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank USA's Board of Directors, as applicable. F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's 2023 (i) Annual Retainer for service on the Issuer's Board of Directors and (ii) Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank USA") are each granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank USA's Board of Directors, as applicable. Read SEC document |
| July 20, 2023 Filed Jul 21, 2023 20:15 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 72 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-043061 · doc4.xml · derivative · entry 1 JOHNSON KEVIN R · CIK 0001193107 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 468 Underlying: Common Stock, par value $0.01 per share · 72 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's 2023 Annual Retainer for service on the Issuer's Board of Directors are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's 2023 Annual Retainer for service on the Issuer's Board of Directors are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's 2023 Annual Retainer for service on the Issuer's Board of Directors are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors. Read SEC document |
| April 19, 2023 Filed Apr 21, 2023 20:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 75 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-025187 · doc4.xml · derivative · entry 1 JOHNSON KEVIN R · CIK 0001193107 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 396 Underlying: Common Stock, par value $0.01 per share · 75 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's 2023 Annual Retainer for service on the Issuer's Board of Directors are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's 2023 Annual Retainer for service on the Issuer's Board of Directors are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's 2023 Annual Retainer for service on the Issuer's Board of Directors are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 321 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004262 · doc4.xml · derivative · entry 1 JOHNSON KEVIN R · CIK 0001193107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321 Underlying: Common Stock, par value $0.01 per share · 321 shares Expires not disclosed F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's prorated 2022 Annual Grant and fourth quarter 2022 Annual Retainer. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's prorated 2022 Annual Grant and fourth quarter 2022 Annual Retainer. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's prorated 2022 Annual Grant and fourth quarter 2022 Annual Retainer. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors. Read SEC document |
| December 08, 2021 Filed Dec 11, 2021 00:56 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $56.70 | $0.00 |
DisclosureSEC source: 0001127602-21-030739 · form4.xml · derivative · entry 4 JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,615 Underlying: Common Stock · 250,000 shares Expires 2027-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option, representing the right to buy a total of 535,615 shares, became exercisable in three increments of 133,904 shares each on November 15, 2018, November 15, 2019 and November 15, 2020 and one increment of 133,903 shares on November 15, 2021. Read SEC document |
| December 08, 2021 Filed Dec 11, 2021 00:56 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 80,804 | $116.42 | $9,407,282.48 |
DisclosureSEC source: 0001127602-21-030739 · form4.xml · nonDerivative · entry 3 JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 469,144.856 F3 · price: This transaction was executed in multiple trades at prices ranging from $116.28 to $116.625. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 08, 2021 Filed Dec 11, 2021 00:56 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 169,196 | $115.93 | $19,614,215.50 |
DisclosureSEC source: 0001127602-21-030739 · form4.xml · nonDerivative · entry 2 JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 549,948.856 F2 · price: This transaction was executed in multiple trades at prices ranging from $115.29 to $116.275. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 08, 2021 Filed Dec 11, 2021 00:56 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 250,000 | $56.70 | $14,175,000.00 |
DisclosureSEC source: 0001127602-21-030739 · form4.xml · nonDerivative · entry 1 JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 719,144.856 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 676.576 shares representing dividend equivalents on unvested time-based RSUs. Read SEC document |
| November 24, 2021 Filed Nov 17, 2022 01:15 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 140,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-025864 · form5.xml · nonDerivative · entry 1 JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,663.276 F1 · balance_after: Includes 173.829 shares acquired pursuant to dividend reinvestment, and 3,344.591 shares representing dividend equivalents on time-based and performance-based RSUs, net of shares withheld by the issuer to satisfy tax withholding obligations, that were not previously reported. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 00:29 UTC | STARBUCKS CORP SBUX · Entity 2886 | Tax withholdingCommon Stock | 79,887 | $111.87 | $8,936,958.69 |
DisclosureSEC source: 0001127602-21-029515 · form4.xml · nonDerivative · entry 1 JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,468.28 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units ("RSUs"); not an open market transaction. RSUs vested on the anniversary of the following grant dates: November 14, 2018 and November 13, 2019. Read SEC document |
| November 11, 2021 Filed Nov 16, 2021 00:18 UTC | STARBUCKS CORP SBUX · Entity 2886 | Tax withholdingCommon Stock | 5,741 | $111.44 | $639,777.04 |
DisclosureSEC source: 0001127602-21-029213 · form4.xml · nonDerivative · entry 1 JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 564,355.28 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction. Read SEC document |
| November 10, 2021 Filed Nov 13, 2021 00:38 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantCommon Stock | 54,746 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-029053 · form4.xml · nonDerivative · entry 2 JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 570,096.28 F3 · shares: RSUs granted on November 10, 2021 and vest in two increments of 13,687 shares each on each of November 10, 2022 and November 10, 2023, and two increments of 13,686 shares each on each of November 10, 2024 and November 10, 2025. Read SEC document |
| November 09, 2021 Filed Nov 13, 2021 00:38 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantCommon Stock | 168,223.714 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-029053 · form4.xml · nonDerivative · entry 1 JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 515,350.28 F1 · shares: Restricted Stock Units ("RSUs") earned on the achievement of performance goals under performance-based RSUs granted on November 14, 2018. The RSUs reported are scheduled to vest on November 14, 2021. F2 · balance_after: Includes 594.79 shares representing dividend equivalents on unvested time-based RSUs. Read SEC document |
| July 29, 2021 Filed Jul 30, 2021 23:33 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 119,177 | $0.00 Strike: $60.68 | $0.00 |
DisclosureSEC source: 0001127602-21-022672 · form4.xml · derivative · entry 8 JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 119,177 shares Expires 2025-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option, representing the right to buy a total of 359,177 shares, became exercisable in one increment of 87,795 shares on November 16, 2016 and three equal increments of 89,794 shares on November 16, 2017, November 16, 2018, and November 16, 2019. Read SEC document |
| July 29, 2021 Filed Jul 30, 2021 23:33 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 120,000 | $0.00 Strike: $60.68 | $0.00 |
DisclosureSEC source: 0001127602-21-022672 · form4.xml · derivative · entry 7 JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,177 Underlying: Common Stock · 120,000 shares Expires 2025-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option, representing the right to buy a total of 359,177 shares, became exercisable in one increment of 87,795 shares on November 16, 2016 and three equal increments of 89,794 shares on November 16, 2017, November 16, 2018, and November 16, 2019. Read SEC document |
| July 29, 2021 Filed Jul 30, 2021 23:33 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 120,000 | $0.00 Strike: $60.68 | $0.00 |
DisclosureSEC source: 0001127602-21-022672 · form4.xml · derivative · entry 6 JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,177 Underlying: Common Stock · 120,000 shares Expires 2025-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option, representing the right to buy a total of 359,177 shares, became exercisable in one increment of 87,795 shares on November 16, 2016 and three equal increments of 89,794 shares on November 16, 2017, November 16, 2018, and November 16, 2019. Read SEC document |
| July 29, 2021 Filed Jul 30, 2021 23:33 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 45,334 | $123.28 | $5,588,639.52 |
DisclosureSEC source: 0001127602-21-022672 · form4.xml · nonDerivative · entry 5 JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,531.776 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2021. F4 · price: This transaction was executed in multiple trades at prices ranging from $123.150 to $123.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 29, 2021 Filed Jul 30, 2021 23:33 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 313,843 | $122.74 | $38,522,031.35 |
DisclosureSEC source: 0001127602-21-022672 · form4.xml · nonDerivative · entry 4 JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,865.776 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $122.15 to $123.145. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 29, 2021 Filed Jul 30, 2021 23:33 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 119,177 | $60.68 | $7,231,660.36 |
DisclosureSEC source: 0001127602-21-022672 · form4.xml · nonDerivative · entry 3 JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 705,708.776 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2021. Read SEC document |
| July 29, 2021 Filed Jul 30, 2021 23:33 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 120,000 | $60.68 | $7,281,600.00 |
DisclosureSEC source: 0001127602-21-022672 · form4.xml · nonDerivative · entry 2 JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 586,531.776 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2021. Read SEC document |
| July 29, 2021 Filed Jul 30, 2021 23:33 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 120,000 | $60.68 | $7,281,600.00 |
DisclosureSEC source: 0001127602-21-022672 · form4.xml · nonDerivative · entry 1 JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,531.776 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2021. F2 · balance_after: Includes 597.887 accrued dividend equivalents on unvested restricted stock units. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 22:09 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 170,000 | $0.00 Strike: $47.02 | $0.00 |
DisclosureSEC source: 0001127602-21-013460 · form4.xml · derivative · entry 3 JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 170,000 shares Expires 2025-03-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2021. F3 · derivative.exercise_date: The option, representing the right to buy a total of 323,290 shares, became exercisable in two increments of 107,764 shares each on March 16, 2016 and March 16, 2017, and one increment of 107,762 shares on March 16, 2018. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 22:09 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 170,000 | $111.07 | $18,881,509.00 |
DisclosureSEC source: 0001127602-21-013460 · form4.xml · nonDerivative · entry 2 JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,933.889 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $111.00 to $111.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 22:09 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 170,000 | $47.02 | $7,993,825.00 |
DisclosureSEC source: 0001127602-21-013460 · form4.xml · nonDerivative · entry 1 JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 515,933.889 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2021. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 22:55 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 153,290 | $0.00 Strike: $47.02 | $0.00 |
DisclosureSEC source: 0001127602-21-012831 · form4.xml · derivative · entry 4 JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,000 Underlying: Common Stock · 153,290 shares Expires 2025-03-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2021. F5 · derivative.exercise_date: The option, representing the right to buy a total of 161,645 shares, became exercisable in two increments of 53,882 shares each on March 16, 2016 and March 16, 2017, and one increment of 53,881 shares on March 16, 2018. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 22:55 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 31,489 | $109.45 | $3,446,619.05 |
DisclosureSEC source: 0001127602-21-012831 · form4.xml · nonDerivative · entry 3 JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,933.889 F1 · shares: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2021. F4 · price: This transaction was executed in multiple trades at prices ranging from $109.26 to $109.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 22:55 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 121,801 | $109.04 | $13,280,730.38 |
DisclosureSEC source: 0001127602-21-012831 · form4.xml · nonDerivative · entry 2 JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,422.889 F1 · shares: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $108.26 to $109.255. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 22:55 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 153,290 | $47.02 | $7,208,079.03 |
DisclosureSEC source: 0001127602-21-012831 · form4.xml · nonDerivative · entry 1 JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 499,223.889 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2021. F2 · balance_after: Includes 1,433.745 accrued dividend equivalents on unvested restricted stock units. Read SEC document |
| November 17, 2020 Filed Nov 19, 2020 02:03 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 107,764 | $0.00 Strike: $56.10 | $0.00 |
DisclosureSEC source: 0001127602-20-029512 · form4.xml · derivative · entry 4 JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,343 Underlying: Common Stock · 107,764 shares Expires 2026-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option, representing the right to buy a total of 445,633 shares, became exercisable in one increment of 111,409 shares on November 21, 2017 and two increments of 111,408 shares each on November 21, 2018 and November 21, 2019 and becomes exercisable in one increment of 111,408 shares on November 21, 2020. Read SEC document |
| November 17, 2020 Filed Nov 19, 2020 02:03 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 107,764 | $98.43 | $10,606,919.56 |
DisclosureSEC source: 0001127602-20-029512 · form4.xml · nonDerivative · entry 3 JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,500.144 F3 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2020. F4 · price: This transaction was executed in multiple trades at prices ranging from $98.00 to $98.76. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 17, 2020 Filed Nov 19, 2020 02:03 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 107,764 | $56.10 | $6,045,560.40 |
DisclosureSEC source: 0001127602-20-029512 · form4.xml · nonDerivative · entry 2 JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,264.144 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2020. Read SEC document |
| November 16, 2020 Filed Nov 19, 2020 02:03 UTC | STARBUCKS CORP SBUX · Entity 2886 | Tax withholdingCommon Stock | 7,421 | $97.78 | $725,625.38 |
DisclosureSEC source: 0001127602-20-029512 · form4.xml · nonDerivative · entry 1 JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,500.144 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction. F2 · balance_after: This amount includes additional shares reported in the Form 4A amending the report originally filed on November 13, 2020. Read SEC document |
| November 13, 2020 Filed Nov 18, 2020 00:58 UTC | STARBUCKS CORP SBUX · Entity 2886 | Tax withholdingCommon Stock | 6,043 | $95.56 | $577,469.08 |
DisclosureSEC source: 0001127602-20-029380 · form4.xml · nonDerivative · entry 1 JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,712.144 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 23:09 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantCommon Stock | 56,818 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-029016 · form4.xml · nonDerivative · entry 1 JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,755.144 F1 · shares: Represents Restricted Stock Units ("RSUs") granted on November 11, 2020 and vest in two increments of 14,205 shares each on November 11, 2021 and November 11, 2022, and two increments of 14,204 shares each on November 11, 2023 and November 11, 2024. Read SEC document |
| November 11, 2020 Filed Nov 19, 2020 02:02 UTC Amendment | STARBUCKS CORP SBUX · Entity 2886 | GrantCommon Stock | 61,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-029510 · form4a.xml · nonDerivative · entry 1 JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,964.144 F1 · shares: Represents Restricted Stock Units ("RSUs") granted on November 11, 2020 and vest in three increments of 15,257 shares each on November 11, 2021, November 11, 2022, November 11, 2023 and one increment of 15,256 shares on November 11, 2024. This amendment is being filed to correct the number of RSUs granted which was inadvertently misstated in the original Form 4. Read SEC document |
| November 09, 2020 Filed Nov 13, 2020 01:06 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 107,764 | $0.00 Strike: $56.10 | $0.00 |
DisclosureSEC source: 0001127602-20-028881 · form4.xml · derivative · entry 3 JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,107 Underlying: Common Stock · 107,764 shares Expires 2026-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option, representing the right to buy a total of 445,633 shares, became exercisable in one increment of 111,409 shares on November 21, 2017 and two increments of 111,408 shares each on November 21, 2018 and November 21, 2019 and becomes exercisable in one increment of 111,408 shares on November 21, 2020. Read SEC document |
| November 09, 2020 Filed Nov 13, 2020 01:06 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 107,764 | $96.78 | $10,429,119.73 |
DisclosureSEC source: 0001127602-20-028881 · form4.xml · nonDerivative · entry 2 JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,937.144 F1 · shares: The sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2020. F2 · price: This transaction was executed in multiple trades at prices ranging from $95.71 to $97.525. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 09, 2020 Filed Nov 13, 2020 01:06 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 107,764 | $56.10 | $6,045,560.40 |
DisclosureSEC source: 0001127602-20-028881 · form4.xml · nonDerivative · entry 1 JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,701.144 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.