Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OppFi Inc.OPFI · Entity 1051 | Director · Chief Executive Officer · 10% owner | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OppFi Inc.
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 294,570 |
Ending reported balance
After 2026-10-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-10-01 · Tax withholding · Disposed 2,643 · Balance 299,067 F1: Represents shares withheld to cover tax withholding obligations upon the settlement of vested restricted stock units. Row 2 · 2026-10-01 · Tax withholding · Disposed 4,497 · Balance 294,570 F1: Represents shares withheld to cover tax withholding obligations upon the settlement of vested restricted stock units. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy TGS Revocable Trust | 641,898 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 641,898 F2: The reporting person is the sole trustee of TGS Revocable Trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy TGS Capital Group, LP | 24,656,083 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 24,656,083 F3: The reporting person is the manager of the general partner of TGS Capital Group, LP and may be deemed to beneficially own the securities held by TGS Capital Group, LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy TGS MCS Capital Group LP | 1,949,309 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,949,309 F4: The reporting person is the manager of the general partner of TGS MCS Capital Group LP and may be deemed to beneficially own the securities held by TGS MCS Capital Group LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld to cover tax withholding obligations upon the settlement of vested restricted stock units.
F2: The reporting person is the sole trustee of TGS Revocable Trust.
F3: The reporting person is the manager of the general partner of TGS Capital Group, LP and may be deemed to beneficially own the securities held by TGS Capital Group, LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.
F4: The reporting person is the manager of the general partner of TGS MCS Capital Group LP and may be deemed to beneficially own the securities held by TGS MCS Capital Group LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 14, 2022 Filed Nov 15, 2022 23:22 UTC | OppFi Inc. OPFI · Entity 1051 | PurchaseClass A Common Stock | 6,900 | $2.15 | $14,801.19 |
DisclosureSEC source: 0001209191-22-057142 · doc4.xml · nonDerivative · entry 2 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 353,293 F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.06 to $2.20 for a weighted average sale price of $2.1451. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 23:22 UTC | OppFi Inc. OPFI · Entity 1051 | PurchaseClass A Common Stock | 7,000 | $2.11 | $14,735.00 |
DisclosureSEC source: 0001209191-22-057142 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 346,393 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.02 to $2.13 for a weighted average sale price of $2.105. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 22:35 UTC | OppFi Inc. OPFI · Entity 1051 | Disposition to issuerClass V Common Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-052887 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 95,129,100 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally. F2 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F2 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein. Read SEC document |
| September 12, 2022 Filed Sep 14, 2022 01:04 UTC | OppFi Inc. OPFI · Entity 1051 | Disposition to issuerClass V Common Stock | 8,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-049811 · doc4.xml · nonDerivative · entry 2 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 95,159,100 F3 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally. F4 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F4 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F5 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein. Read SEC document |
| September 09, 2022 Filed Sep 14, 2022 01:04 UTC | OppFi Inc. OPFI · Entity 1051 | PurchaseClass A Common Stock | 359 | $2.66 | $955.41 |
DisclosureSEC source: 0001209191-22-049811 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 339,393 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.63 to $2.68 for a weighted average sale price of $2.6613. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| September 08, 2022 Filed Sep 9, 2022 20:47 UTC | OppFi Inc. OPFI · Entity 1051 | PurchaseClass A Common Stock | 4,191 | $2.61 | $10,950.24 |
DisclosureSEC source: 0001209191-22-049334 · doc4.xml · nonDerivative · entry 2 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 339,034 F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.57 to $2.62 for a weighted average sale price of $2.6128. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. Read SEC document |
| September 07, 2022 Filed Sep 9, 2022 20:47 UTC | OppFi Inc. OPFI · Entity 1051 | PurchaseClass A Common Stock | 4,932 | $2.72 | $13,435.26 |
DisclosureSEC source: 0001209191-22-049334 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 334,843 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.65 to $2.79 for a weighted average sale price of $2.7241. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| September 06, 2022 Filed Sep 7, 2022 23:07 UTC | OppFi Inc. OPFI · Entity 1051 | PurchaseClass A Common Stock | 4,932 | $2.75 | $13,559.55 |
DisclosureSEC source: 0001209191-22-049073 · doc4.xml · nonDerivative · entry 3 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 329,911 F6 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.68 to $2.82 for a weighted average sale price of $2.7493. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. Read SEC document |
| September 02, 2022 Filed Sep 7, 2022 23:07 UTC | OppFi Inc. OPFI · Entity 1051 | Disposition to issuerClass V Common Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-049073 · doc4.xml · nonDerivative · entry 2 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 95,167,196 F3 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally. F4 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F4 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F5 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein. Read SEC document |
| September 02, 2022 Filed Sep 7, 2022 23:07 UTC | OppFi Inc. OPFI · Entity 1051 | PurchaseClass A Common Stock | 9,864 | $2.82 | $27,833.25 |
DisclosureSEC source: 0001209191-22-049073 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 324,979 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.75 to $2.85 for a weighted average sale price of $2.8217. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| September 01, 2022 Filed Sep 3, 2022 00:39 UTC | OppFi Inc. OPFI · Entity 1051 | PurchaseClass A Common Stock | 8,115 | $2.73 | $22,141.78 |
DisclosureSEC source: 0001209191-22-048612 · doc4.xml · nonDerivative · entry 2 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 315,115 F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.63 to $2.75 for a weighted average sale price of $2.7285. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. Read SEC document |
| August 31, 2022 Filed Sep 3, 2022 00:39 UTC | OppFi Inc. OPFI · Entity 1051 | PurchaseClass A Common Stock | 9,419 | $2.70 | $25,435.07 |
DisclosureSEC source: 0001209191-22-048612 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 307,000 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.56 to $2.73 for a weighted average sale price of $2.7004. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| August 30, 2022 Filed Sep 1, 2022 00:23 UTC | OppFi Inc. OPFI · Entity 1051 | PurchaseClass A Common Stock | 9,864 | $2.72 | $26,860.66 |
DisclosureSEC source: 0001209191-22-048199 · doc4.xml · nonDerivative · entry 2 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 297,581 F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.5749 to $2.75 for a weighted average sale price of $2.7231. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. Read SEC document |
| August 29, 2022 Filed Sep 1, 2022 00:23 UTC | OppFi Inc. OPFI · Entity 1051 | PurchaseClass A Common Stock | 9,864 | $2.63 | $25,930.48 |
DisclosureSEC source: 0001209191-22-048199 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 287,717 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.48 to $2.70 for a weighted average sale price of $2.6288. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| August 26, 2022 Filed Aug 29, 2022 21:37 UTC | OppFi Inc. OPFI · Entity 1051 | PurchaseClass A Common Stock | 9,864 | $2.56 | $25,233.10 |
DisclosureSEC source: 0001209191-22-047898 · doc4.xml · nonDerivative · entry 2 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 277,853 F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.45 to $2.64 for a weighted average sale price of $2.5581. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. Read SEC document |
| August 25, 2022 Filed Aug 29, 2022 21:37 UTC | OppFi Inc. OPFI · Entity 1051 | PurchaseClass A Common Stock | 9,864 | $2.63 | $25,933.44 |
DisclosureSEC source: 0001209191-22-047898 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 267,989 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.57 to $2.66 for a weighted average sale price of $2.6291. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| August 24, 2022 Filed Aug 25, 2022 20:52 UTC | OppFi Inc. OPFI · Entity 1051 | PurchaseClass A Common Stock | 9,864 | $2.63 | $25,897.93 |
DisclosureSEC source: 0001209191-22-047534 · doc4.xml · nonDerivative · entry 2 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 258,125 F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.50 to $2.68 for a weighted average sale price of $2.6255. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. Read SEC document |
| August 23, 2022 Filed Aug 25, 2022 20:52 UTC | OppFi Inc. OPFI · Entity 1051 | PurchaseClass A Common Stock | 9,864 | $2.49 | $24,575.17 |
DisclosureSEC source: 0001209191-22-047534 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 248,261 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.44 to $2.52 for a weighted average sale price of $2.4914. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| August 22, 2022 Filed Aug 23, 2022 22:56 UTC | OppFi Inc. OPFI · Entity 1051 | PurchaseClass A Common Stock | 9,864 | $2.42 | $23,898.50 |
DisclosureSEC source: 0001209191-22-047259 · doc4.xml · nonDerivative · entry 2 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 238,397 F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.35 to $2.50 for a weighted average sale price of $2.4228. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. Read SEC document |
| August 19, 2022 Filed Aug 23, 2022 22:56 UTC | OppFi Inc. OPFI · Entity 1051 | PurchaseClass A Common Stock | 9,864 | $2.49 | $24,605.75 |
DisclosureSEC source: 0001209191-22-047259 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 228,533 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.44 to $2.58 for a weighted average sale price of $2.4945. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| August 18, 2022 Filed Aug 19, 2022 23:48 UTC | OppFi Inc. OPFI · Entity 1051 | PurchaseClass A Common Stock | 9,864 | $2.59 | $25,513.24 |
DisclosureSEC source: 0001209191-22-046953 · doc4.xml · nonDerivative · entry 2 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 218,669 F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.53 to $2.65 for a weighted average sale price of $2.5865. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. Read SEC document |
| August 17, 2022 Filed Aug 19, 2022 23:48 UTC | OppFi Inc. OPFI · Entity 1051 | PurchaseClass A Common Stock | 6,066 | $2.55 | $15,495.60 |
DisclosureSEC source: 0001209191-22-046953 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 208,805 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.53 to $2.60 for a weighted average sale price of $2.5545. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 20:08 UTC | OppFi Inc. OPFI · Entity 1051 | Disposition to issuerClass V Common Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-045585 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 95,179,696 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally. F2 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F2 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein. Read SEC document |
| July 13, 2022 Filed Jul 14, 2022 21:08 UTC | OppFi Inc. OPFI · Entity 1051 | Disposition to issuerClass V Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-042148 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 95,679,696 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally. F2 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F2 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2022 Filed Jun 25, 2022 01:28 UTC | OppFi Inc. OPFI · Entity 1051 | Disposition to issuerClass V Common Stock | 20,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-039355 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 95,729,696 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally. F2 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F2 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 23:49 UTC | OppFi Inc. OPFI · Entity 1051 | PurchaseClass A Common Stock | 14,545 | $3.39 | $49,348.28 |
DisclosureSEC source: 0001209191-22-036482 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 202,739 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $3.26 to $3.49 for a weighted average sale price of $3.3928. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| June 08, 2022 Filed Jun 9, 2022 22:17 UTC | OppFi Inc. OPFI · Entity 1051 | Disposition to issuerClass V Common Stock | 130,288 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-035580 · doc4.xml · nonDerivative · entry 3 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 95,750,496 F4 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally. F5 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F5 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F6 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein. Read SEC document |
| June 08, 2022 Filed Jun 9, 2022 22:17 UTC | OppFi Inc. OPFI · Entity 1051 | PurchaseClass A Common Stock | 10,853 | $3.47 | $37,626.27 |
DisclosureSEC source: 0001209191-22-035580 · doc4.xml · nonDerivative · entry 2 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 188,194 F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $3.25 to $3.50 for a weighted average sale price of $3.4669. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 22:17 UTC | OppFi Inc. OPFI · Entity 1051 | PurchaseClass A Common Stock | 10,860 | $3.15 | $34,242.67 |
DisclosureSEC source: 0001209191-22-035580 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 177,341 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $3.06 to $3.20 for a weighted average sale price of $3.1531. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| June 06, 2022 Filed Jun 7, 2022 20:58 UTC | OppFi Inc. OPFI · Entity 1051 | PurchaseClass A Common Stock | 14,545 | $3.15 | $45,758.57 |
DisclosureSEC source: 0001209191-22-034855 · doc4.xml · nonDerivative · entry 2 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 166,481 F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $3.06 to $3.26 for a weighted average sale price of $3.146. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| June 03, 2022 Filed Jun 7, 2022 20:58 UTC | OppFi Inc. OPFI · Entity 1051 | PurchaseClass A Common Stock | 8,839 | $3.21 | $28,415.62 |
DisclosureSEC source: 0001209191-22-034855 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 151,936 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $3.145 to $3.29 for a weighted average sale price of $3.2148. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| June 02, 2022 Filed Jun 4, 2022 00:39 UTC | OppFi Inc. OPFI · Entity 1051 | PurchaseClass A Common Stock | 4,554 | $3.28 | $14,952.60 |
DisclosureSEC source: 0001209191-22-034400 · doc4.xml · nonDerivative · entry 2 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 143,097 F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $3.205 to $3.35 for a weighted average sale price of $3.2834. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| June 01, 2022 Filed Jun 4, 2022 00:39 UTC | OppFi Inc. OPFI · Entity 1051 | PurchaseClass A Common Stock | 19,393 | $3.30 | $63,971.69 |
DisclosureSEC source: 0001209191-22-034400 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 138,543 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $3.21 to $3.50 for a weighted average sale price of $3.2987. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 00:00 UTC | OppFi Inc. OPFI · Entity 1051 | Disposition to issuerClass V Common Stock | 90,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-033319 · doc4.xml · nonDerivative · entry 3 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 95,880,784 F4 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally. F5 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F5 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F6 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein. Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 00:00 UTC | OppFi Inc. OPFI · Entity 1051 | PurchaseClass A Common Stock | 439 | $3.36 | $1,473.99 |
DisclosureSEC source: 0001209191-22-033319 · doc4.xml · nonDerivative · entry 2 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 119,150 F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $3.335 to $3.39 for a weighted average sale price of $3.3576. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| May 27, 2022 Filed Jun 2, 2022 00:00 UTC | OppFi Inc. OPFI · Entity 1051 | PurchaseClass A Common Stock | 13,577 | $3.54 | $48,021.85 |
DisclosureSEC source: 0001209191-22-033319 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 118,711 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $3.49 to $3.60 for a weighted average sale price of $3.5370. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| May 26, 2022 Filed May 27, 2022 22:39 UTC | OppFi Inc. OPFI · Entity 1051 | PurchaseClass A Common Stock | 8,394 | $3.52 | $29,562.83 |
DisclosureSEC source: 0001209191-22-032717 · doc4.xml · nonDerivative · entry 2 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 105,134 F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $3.52 to $3.60 for a weighted average sale price of $3.5219. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| May 25, 2022 Filed May 27, 2022 22:39 UTC | OppFi Inc. OPFI · Entity 1051 | PurchaseClass A Common Stock | 3,074 | $3.31 | $10,169.41 |
DisclosureSEC source: 0001209191-22-032717 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 96,740 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $3.2350 to $3.50 for a weighted average sale price of $3.3082. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| May 24, 2022 Filed May 26, 2022 00:39 UTC | OppFi Inc. OPFI · Entity 1051 | Disposition to issuerClass V Common Stock | 227,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-032018 · doc4.xml · nonDerivative · entry 3 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 95,970,784 F3 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally. F4 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F4 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F5 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein. Read SEC document |
| May 23, 2022 Filed May 26, 2022 00:39 UTC | OppFi Inc. OPFI · Entity 1051 | Disposition to issuerClass V Common Stock | 50,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-032018 · doc4.xml · nonDerivative · entry 2 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 96,197,881 F3 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally. F4 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F4 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F5 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein. Read SEC document |
| May 23, 2022 Filed May 26, 2022 00:39 UTC | OppFi Inc. OPFI · Entity 1051 | PurchaseClass A Common Stock | 2,089 | $3.49 | $7,280.58 |
DisclosureSEC source: 0001209191-22-032018 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 93,666 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $3.20 to $3.50 for a weighted average sale price of $3.4852. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| May 20, 2022 Filed May 24, 2022 00:41 UTC | OppFi Inc. OPFI · Entity 1051 | PurchaseClass A Common Stock | 12,178 | $3.14 | $38,251.10 |
DisclosureSEC source: 0001209191-22-031523 · doc4.xml · nonDerivative · entry 2 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 91,577 F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $3.06 to $3.25 for a weighted average sale price of $3.141. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| May 19, 2022 Filed May 24, 2022 00:41 UTC | OppFi Inc. OPFI · Entity 1051 | Disposition to issuerClass V Common Stock | 89,618 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-031523 · doc4.xml · nonDerivative · entry 3 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 96,248,856 F4 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally. F5 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F5 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. F6 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein. Read SEC document |
| May 19, 2022 Filed May 24, 2022 00:41 UTC | OppFi Inc. OPFI · Entity 1051 | PurchaseClass A Common Stock | 7,496 | $3.30 | $24,772.03 |
DisclosureSEC source: 0001209191-22-031523 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 79,399 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $3.23 to $3.35 for a weighted average sale price of $3.3047. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| May 17, 2022 Filed May 18, 2022 23:21 UTC | OppFi Inc. OPFI · Entity 1051 | PurchaseClass A Common Stock | 3,660 | $3.07 | $11,239.86 |
DisclosureSEC source: 0001209191-22-030258 · doc4.xml · nonDerivative · entry 2 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 71,903 F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $3.03 to $3.10 for a weighted average sale price of $3.071. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| May 16, 2022 Filed May 18, 2022 23:21 UTC | OppFi Inc. OPFI · Entity 1051 | PurchaseClass A Common Stock | 14,366 | $2.94 | $42,224.55 |
DisclosureSEC source: 0001209191-22-030258 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 68,243 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.76 to $3.04 for a weighted average sale price of $2.9392. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| May 13, 2022 Filed May 17, 2022 00:31 UTC | OppFi Inc. OPFI · Entity 1051 | PurchaseClass A Common Stock | 9,333 | $2.96 | $27,660.21 |
DisclosureSEC source: 0001209191-22-029432 · doc4.xml · nonDerivative · entry 2 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 53,877 F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.73 to $3.05 for a weighted average sale price of $2.9637. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| May 12, 2022 Filed May 17, 2022 00:31 UTC | OppFi Inc. OPFI · Entity 1051 | PurchaseClass A Common Stock | 14,848 | $2.62 | $38,903.24 |
DisclosureSEC source: 0001209191-22-029432 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 44,544 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.53 to $2.70 for a weighted average sale price of $2.6201. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| May 11, 2022 Filed May 13, 2022 01:29 UTC | OppFi Inc. OPFI · Entity 1051 | PurchaseClass A Common Stock | 14,848 | $2.76 | $41,022.05 |
DisclosureSEC source: 0001209191-22-028730 · doc4.xml · nonDerivative · entry 2 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 29,696 F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.6800 to $2.8882 for a weighted average sale price of $2.7628. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
| May 10, 2022 Filed May 13, 2022 01:29 UTC | OppFi Inc. OPFI · Entity 1051 | PurchaseClass A Common Stock | 14,848 | $2.70 | $40,062.87 |
DisclosureSEC source: 0001209191-22-028730 · doc4.xml · nonDerivative · entry 1 Schwartz Todd G. · CIK 0001873026 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGS Revocable Trust Disclosed balance after: 14,848 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.6100 to $2.8105 for a weighted average sale price of $2.6982. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18. F2 · ownership.nature: The reporting person is the sole trustee of TGS Revocable Trust. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.