Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BOEING COBA · Entity 2862 | Director | July 01, 2026 | July 06, 2026 |
| CATERPILLAR INCCAT · Entity 2808 | Director | September 30, 2026 | October 02, 2026 |
| Duke Energy CORPDUK · Entity 2925 | Director · Chair & CEO | February 26, 2025 | February 28, 2025 |
| MORGAN STANLEYMS · Entity 2815 | Director | June 01, 2026 | June 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BOEING CO
Report date July 01, 2026 · Filed July 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 17,378.509 |
Reported balance
After 2026-07-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-07-01 · Grant · Acquired 406 · Balance 17,378.509 F1: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2: Phantom stock units awarded or acquired in lieu of director cash compensation. F3: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units are convertible into common stock on a 1-for-1 basis.
F2: Phantom stock units awarded or acquired in lieu of director cash compensation.
F3: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director.
CATERPILLAR INC
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 30 |
Reported balance
After 2026-09-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 30 · Balance 30 F1: Each phantom stock unit under the company's non-qualified deferred compensation plan as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2: Phantom stock units awarded or acquired in lieu of director cash compensation. F3: The phantom stock units were acquired under the Caterpillar Inc. Directors' Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. |
Filing footnotes · ownership attribution and instrument terms
F1: Each phantom stock unit under the company's non-qualified deferred compensation plan as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock.
F2: Phantom stock units awarded or acquired in lieu of director cash compensation.
F3: The phantom stock units were acquired under the Caterpillar Inc. Directors' Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service.
Duke Energy CORP
Report date February 26, 2025 · Filed February 28, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 496,662 |
Reported balance
After 2025-02-26 transaction · row 1
1 source rowRow 1 · 2025-02-26 · Grant · Acquired 15,476 · Balance 496,662 F1: The reporting person received restricted stock units ("RSUs") granted under the Duke Energy Corporation 2023 Long-Term Incentive Plan, which RSUs are settled in common stock on a one-for-one-basis upon vesting. 1/3rd of the RSUs vest each year over a 3-year period beginning on the first anniversary of the February 26, 2025, grant date. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 2,864 |
Reported balance
Holding disclosure · report date 2025-02-26 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,864 F2: Represents interests in an issuer stock fund. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 810 |
Reported balance
Holding disclosure · report date 2025-02-26 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 810 |
| Common StockSEC Table I · non-derivative | IndirectBy Irrevocable Trust | 52,966 |
Reported balance
Holding disclosure · report date 2025-02-26 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 52,966 |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 121,400 |
Reported balance
Holding disclosure · report date 2025-02-26 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 121,400 |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person received restricted stock units ("RSUs") granted under the Duke Energy Corporation 2023 Long-Term Incentive Plan, which RSUs are settled in common stock on a one-for-one-basis upon vesting. 1/3rd of the RSUs vest each year over a 3-year period beginning on the first anniversary of the February 26, 2025, grant date.
F2: Represents interests in an issuer stock fund.
MORGAN STANLEY
Report date June 01, 2026 · Filed June 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,500.504 |
Ending reported balance
After 2026-06-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-06-01 · Grant · Acquired 1,309.777 · Balance 3,226.642 F1: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Row 2 · 2026-06-01 · Grant · Acquired 273.862 · Balance 3,500.504 F2: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1.
F2: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 08, 2022 Filed Feb 10, 2022 21:44 UTC | Duke Energy CORP DUK · Entity 2925 | Tax withholdingCommon Stock | 42,499 | $104.41 | $4,437,320.59 |
DisclosureSEC source: 0001326160-22-000037 · wf-form4_164452942437332.xml · nonDerivative · entry 2 GOOD LYNN J · CIK 0001230175 · Director · Chair, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,896 F1 · balance_after: Amount increased due to dividend reinvestment. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 21:44 UTC | Duke Energy CORP DUK · Entity 2925 | Exercise / conversionCommon Stock | 98,864 | $104.41 | $10,322,390.24 |
DisclosureSEC source: 0001326160-22-000037 · wf-form4_164452942437332.xml · nonDerivative · entry 1 GOOD LYNN J · CIK 0001230175 · Director · Chair, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,141 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:20 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 428.86 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-000509 · doc4.xml · derivative · entry 1 GOOD LYNN J · CIK 0001230175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,821.91 Underlying: Common Stock · 428.86 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. Read SEC document |
| November 17, 2021 Filed Nov 18, 2021 21:22 UTC | Duke Energy CORP DUK · Entity 2925 | GiftCommon Stock | 52,966 | $0.00 | $0.00 |
DisclosureSEC source: 0001326160-21-000238 · wf-form4_163727056426459.xml · nonDerivative · entry 2 GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Irrevocable Trust Disclosed balance after: 52,966 Read SEC document |
| November 17, 2021 Filed Nov 18, 2021 21:22 UTC | Duke Energy CORP DUK · Entity 2925 | GiftCommon Stock | 52,966 | $0.00 | $0.00 |
DisclosureSEC source: 0001326160-21-000238 · wf-form4_163727056426459.xml · nonDerivative · entry 1 GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Revocable Trust (Spouse) Disclosed balance after: 0 Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 22:31 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 396.81 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-012948 · doc4.xml · derivative · entry 1 GOOD LYNN J · CIK 0001230175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,393.05 Underlying: Common Stock · 396.81 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. Read SEC document |
| July 01, 2021 Filed Jul 7, 2021 00:17 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 365.42 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-010335 · doc4.xml · derivative · entry 1 GOOD LYNN J · CIK 0001230175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,996.24 Underlying: Common Stock · 365.42 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 22:49 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 353.5 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-006527 · doc4.xml · derivative · entry 1 GOOD LYNN J · CIK 0001230175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,630.82 Underlying: Common Stock · 353.5 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:32 UTC | Duke Energy CORP DUK · Entity 2925 | Tax withholdingCommon Stock | 6,008 | $85.59 | $514,224.72 |
DisclosureSEC source: 0001326160-21-000102 · wf-form4_161472073816169.xml · nonDerivative · entry 2 GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,274 Read SEC document |
| February 27, 2021 Filed Mar 2, 2021 21:32 UTC | Duke Energy CORP DUK · Entity 2925 | Tax withholdingCommon Stock | 5,222 | $85.59 | $446,950.98 |
DisclosureSEC source: 0001326160-21-000102 · wf-form4_161472073816169.xml · nonDerivative · entry 1 GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,282 Read SEC document |
| February 25, 2021 Filed Feb 26, 2021 22:32 UTC | Duke Energy CORP DUK · Entity 2925 | SaleCommon Stock | 45,910 | $86.99 | $3,993,710.90 |
DisclosureSEC source: 0001326160-21-000084 · wf-form4_161437872765201.xml · nonDerivative · entry 2 GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,504 F1 · price: This transaction was executed in multiple trades at prices ranging from $86.96 to $87.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 22:32 UTC | Duke Energy CORP DUK · Entity 2925 | GrantCommon Stock | 38,209 | $87.34 | $3,337,174.06 |
DisclosureSEC source: 0001326160-21-000084 · wf-form4_161437872765201.xml · nonDerivative · entry 1 GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,414 Read SEC document |
| February 22, 2021 Filed Feb 23, 2021 21:18 UTC | Duke Energy CORP DUK · Entity 2925 | GiftCommon Stock | 52,966 | $0.00 | $0.00 |
DisclosureSEC source: 0001326160-21-000053 · wf-form4_161411506447088.xml · nonDerivative · entry 3 GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Revocable Trust (Spouse) Disclosed balance after: 52,966 Read SEC document |
| February 22, 2021 Filed Feb 23, 2021 21:18 UTC | Duke Energy CORP DUK · Entity 2925 | GiftCommon Stock | 52,966 | $0.00 | $0.00 |
DisclosureSEC source: 0001326160-21-000053 · wf-form4_161411506447088.xml · nonDerivative · entry 2 GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,205 Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 21:18 UTC | Duke Energy CORP DUK · Entity 2925 | Tax withholdingCommon Stock | 4,903 | $88.43 | $433,572.29 |
DisclosureSEC source: 0001326160-21-000053 · wf-form4_161411506447088.xml · nonDerivative · entry 1 GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,171 Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 23:02 UTC | Duke Energy CORP DUK · Entity 2925 | Exercise / conversionPerformance Shares · Derivative | 107,357 | $0.00 Strike: $93.32 | $0.00 |
DisclosureSEC source: 0001326160-21-000036 · wf-form4_161308450634192.xml · derivative · entry 6 GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,357 Underlying: Common Stock · 107,357 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: Expiration date not applicable. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 23:02 UTC | Duke Energy CORP DUK · Entity 2925 | Tax withholdingCommon Stock | 46,382 | $93.32 | $4,328,368.24 |
DisclosureSEC source: 0001326160-21-000036 · wf-form4_161308450634192.xml · nonDerivative · entry 2 GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,074 F1 · balance_after: Amount increased due to dividend reinvestment. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 23:02 UTC | Duke Energy CORP DUK · Entity 2925 | Exercise / conversionCommon Stock | 107,357 | $93.32 | $10,018,555.24 |
DisclosureSEC source: 0001326160-21-000036 · wf-form4_161308450634192.xml · nonDerivative · entry 1 GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,169 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:24 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 436.16 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000587 · doc4.xml · derivative · entry 1 GOOD LYNN J · CIK 0001230175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,277.32 Underlying: Common Stock · 436.16 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 20:15 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 532.02 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-012164 · doc4.xml · derivative · entry 1 GOOD LYNN J · CIK 0001230175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,841.16 Underlying: Common Stock · 532.02 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. Read SEC document |
| July 01, 2020 Filed Jul 7, 2020 21:04 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 485.63 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-009636 · doc4.xml · derivative · entry 1 GOOD LYNN J · CIK 0001230175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,309.14 Underlying: Common Stock · 485.63 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 22:18 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 656.02 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-006077 · doc4.xml · derivative · entry 1 GOOD LYNN J · CIK 0001230175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,823.51 Underlying: Common Stock · 656.02 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| February 28, 2020 Filed Mar 2, 2020 22:39 UTC | Duke Energy CORP DUK · Entity 2925 | GiftCommon Stock | 14,705 | $0.00 | $0.00 |
DisclosureSEC source: 0001326160-20-000091 · wf-form4_158318876830625.xml · nonDerivative · entry 5 GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,812 Read SEC document |
| February 28, 2020 Filed Mar 2, 2020 22:39 UTC | Duke Energy CORP DUK · Entity 2925 | SaleCommon Stock | 16,400 | $91.86 | $1,506,504.00 |
DisclosureSEC source: 0001326160-20-000091 · wf-form4_158318876830625.xml · nonDerivative · entry 4 GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,517 F1 · price: This transaction was executed in multiple trades at prices ranging from $91.79 to $92.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 28, 2020 Filed Mar 2, 2020 22:39 UTC | Duke Energy CORP DUK · Entity 2925 | Tax withholdingCommon Stock | 6,008 | $91.70 | $550,933.60 |
DisclosureSEC source: 0001326160-20-000091 · wf-form4_158318876830625.xml · nonDerivative · entry 3 GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,917 Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 22:39 UTC | Duke Energy CORP DUK · Entity 2925 | GiftCommon Stock | 46,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001326160-20-000091 · wf-form4_158318876830625.xml · nonDerivative · entry 6 GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 121,400 Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 22:39 UTC | Duke Energy CORP DUK · Entity 2925 | GiftCommon Stock | 46,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001326160-20-000091 · wf-form4_158318876830625.xml · nonDerivative · entry 2 GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,925 Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 22:39 UTC | Duke Energy CORP DUK · Entity 2925 | Tax withholdingCommon Stock | 5,222 | $94.99 | $496,037.78 |
DisclosureSEC source: 0001326160-20-000091 · wf-form4_158318876830625.xml · nonDerivative · entry 1 GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,325 Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 21:13 UTC | Duke Energy CORP DUK · Entity 2925 | Tax withholdingCommon Stock | 39,176 | $102.43 | $4,012,797.68 |
DisclosureSEC source: 0001326160-20-000065 · wf-form4_158266520633929.xml · nonDerivative · entry 3 GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,547 Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 21:13 UTC | Duke Energy CORP DUK · Entity 2925 | Exercise / conversionCommon Stock | 87,642 | $102.43 | $8,977,170.06 |
DisclosureSEC source: 0001326160-20-000065 · wf-form4_158266520633929.xml · nonDerivative · entry 2 GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,723 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 21:13 UTC | Duke Energy CORP DUK · Entity 2925 | Tax withholdingCommon Stock | 5,667 | $102.43 | $580,470.81 |
DisclosureSEC source: 0001326160-20-000065 · wf-form4_158266520633929.xml · nonDerivative · entry 1 GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,081 Read SEC document |
| February 19, 2020 Filed Feb 20, 2020 21:47 UTC | Duke Energy CORP DUK · Entity 2925 | GrantCommon Stock | 32,905 | $101.42 | $3,337,225.10 |
DisclosureSEC source: 0001326160-20-000045 · wf-form4_158223520876777.xml · nonDerivative · entry 1 GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,748 Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 22:23 UTC | Duke Energy CORP DUK · Entity 2925 | Exercise / conversionPerformance Shares · Derivative | 114,623 | $0.00 Strike: $96.23 | $0.00 |
DisclosureSEC source: 0001326160-20-000023 · wf-form4_158154617088250.xml · derivative · entry 6 GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 114,623 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: Expiration date not applicable. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 22:23 UTC | Duke Energy CORP DUK · Entity 2925 | Tax withholdingCommon Stock | 49,678 | $96.23 | $4,780,513.94 |
DisclosureSEC source: 0001326160-20-000023 · wf-form4_158154617088250.xml · nonDerivative · entry 2 GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,843 Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 22:23 UTC | Duke Energy CORP DUK · Entity 2925 | Exercise / conversionCommon Stock | 114,623 | $96.23 | $11,030,171.29 |
DisclosureSEC source: 0001326160-20-000023 · wf-form4_158154617088250.xml · nonDerivative · entry 1 GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,521 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Amount increased due to dividend reinvestment. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 23:21 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 274.16 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000564 · doc4.xml · derivative · entry 1 GOOD LYNN J · CIK 0001230175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,126.51 Underlying: Common Stock · 274.16 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 21:05 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 221.13 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013173 · doc4.xml · derivative · entry 1 GOOD LYNN J · CIK 0001230175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,824.09 Underlying: Common Stock · 221.13 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 20:29 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 233.11 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-010051 · doc4.xml · derivative · entry 1 GOOD LYNN J · CIK 0001230175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,576.98 Underlying: Common Stock · 233.11 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 20:56 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 231.6 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-006355 · doc4.xml · derivative · entry 1 GOOD LYNN J · CIK 0001230175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,318.78 Underlying: Common Stock · 231.6 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:28 UTC | Duke Energy CORP DUK · Entity 2925 | GiftCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001326160-19-000091 · wf-form4_155173491897486.xml · nonDerivative · entry 7 GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,646 Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:28 UTC | Duke Energy CORP DUK · Entity 2925 | GiftCommon Stock | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001326160-19-000091 · wf-form4_155173491897486.xml · nonDerivative · entry 6 GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,646 Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:28 UTC | Duke Energy CORP DUK · Entity 2925 | SaleCommon Stock | 618 | $89.95 | $55,589.10 |
DisclosureSEC source: 0001326160-19-000091 · wf-form4_155173491897486.xml · nonDerivative · entry 5 GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,646 Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:28 UTC | Duke Energy CORP DUK · Entity 2925 | SaleCommon Stock | 920 | $89.94 | $82,744.80 |
DisclosureSEC source: 0001326160-19-000091 · wf-form4_155173491897486.xml · nonDerivative · entry 4 GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,264 Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:28 UTC | Duke Energy CORP DUK · Entity 2925 | SaleCommon Stock | 2,900 | $89.93 | $260,797.00 |
DisclosureSEC source: 0001326160-19-000091 · wf-form4_155173491897486.xml · nonDerivative · entry 3 GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,184 Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:28 UTC | Duke Energy CORP DUK · Entity 2925 | SaleCommon Stock | 10,562 | $89.92 | $949,735.04 |
DisclosureSEC source: 0001326160-19-000091 · wf-form4_155173491897486.xml · nonDerivative · entry 2 GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,084 Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:28 UTC | Duke Energy CORP DUK · Entity 2925 | Tax withholdingCommon Stock | 6,008 | $89.66 | $538,677.28 |
DisclosureSEC source: 0001326160-19-000091 · wf-form4_155173491897486.xml · nonDerivative · entry 1 GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,646 Read SEC document |
| February 27, 2019 Filed Feb 28, 2019 21:52 UTC | Duke Energy CORP DUK · Entity 2925 | GrantCommon Stock | 35,043 | $89.28 | $3,128,639.04 |
DisclosureSEC source: 0001326160-19-000071 · wf-form4_155139074947055.xml · nonDerivative · entry 1 GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,654 Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 22:14 UTC | Duke Energy CORP DUK · Entity 2925 | Tax withholdingCommon Stock | 5,428 | $89.91 | $488,031.48 |
DisclosureSEC source: 0001326160-19-000052 · wf-form4_155121928264279.xml · nonDerivative · entry 2 GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,611 Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 22:14 UTC | Duke Energy CORP DUK · Entity 2925 | Tax withholdingCommon Stock | 5,667 | $89.91 | $509,519.97 |
DisclosureSEC source: 0001326160-19-000052 · wf-form4_155121928264279.xml · nonDerivative · entry 1 GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,039 Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 16:16 UTC | Duke Energy CORP DUK · Entity 2925 | Exercise / conversionPerformance Shares · Derivative | 88,475 | $0.00 Strike: $89.59 | $0.00 |
DisclosureSEC source: 0001326160-19-000027 · wf-form4_155024739308299.xml · derivative · entry 5 GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 88,475 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: Expiration date not applicable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.