Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Johnson Controls International plcJCI · Entity 2940 | Director | March 06, 2026 | March 06, 2026 |
| LAM RESEARCH CORPLRCX · Entity 1467 | President and CEO | September 09, 2026 | September 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Johnson Controls International plc
Report date March 06, 2026 · Filed March 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 5,574.79 |
Reported balance
After 2026-03-04 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-04 · Grant · Acquired 1,285 · Balance 5,574.79 F1: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. |
| Ordinary SharesSEC Table I · non-derivative | Direct | 4,459.79 |
Reported balance
After 2026-03-04 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-03-04 · Tax withholding · Disposed 1,115 · Balance 4,459.79 |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.
LAM RESEARCH CORP
Report date September 09, 2026 · Filed September 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,075,966 |
Last balance in matching sequence
After 2026-09-09 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-09-09 · Exercise / conversion · Acquired 30,000 · Balance 1,105,966 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2026. F2: The amount reported includes shares subject to unvested restricted stock units. Row 2 · 2026-09-09 · Sale · Disposed 30,000 · Balance 1,075,966 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2026. F2: The amount reported includes shares subject to unvested restricted stock units. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.03 · Expires 2027-03-02 | Direct | 31,400 |
Reported balance
After 2026-09-09 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-09-09 · Exercise / conversion · Disposed 30,000 · Balance 31,400 F3: The stock options will become exercisable in three equal installments on 03/02/2021, 03/02/2022, and 03/02/2023. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 48,025.72 |
Reported balance
Holding disclosure · report date 2026-09-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 48,025.72 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse 401(k) | 5,670.002 |
Reported balance
Holding disclosure · report date 2026-09-09 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 5,670.002 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2026.
F2: The amount reported includes shares subject to unvested restricted stock units.
F3: The stock options will become exercisable in three equal installments on 03/02/2021, 03/02/2022, and 03/02/2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 18, 2017 Filed Sep 20, 2017 21:59 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionCommon Stock | 5,795 | $51.76 | $299,949.20 |
DisclosureSEC source: 0000707549-17-000116 · wf-form4_150594473815274.xml · nonDerivative · entry 1 ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,469 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares exercised pursuant to 10b5-1 Trading Plan F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 23:11 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 8,691 | $0.00 Strike: $51.76 | $0.00 |
DisclosureSEC source: 0000707549-17-000110 · wf-form4_150534425326351.xml · derivative · entry 5 ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,691 shares Expires 2021-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 23:11 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 8,691 | $171.76 | $1,492,766.16 |
DisclosureSEC source: 0000707549-17-000110 · wf-form4_150534425326351.xml · nonDerivative · entry 2 ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,674 F3 · shares: Shares sold pursuant to 10b5-1 Trading Plan. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 23:11 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionCommon Stock | 8,691 | $51.76 | $449,846.16 |
DisclosureSEC source: 0000707549-17-000110 · wf-form4_150534425326351.xml · nonDerivative · entry 1 ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,365 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares exercised pursuant to 10b5-1 Trading Plan F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| July 19, 2017 Filed Jul 21, 2017 19:51 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 6,897 | $160.50 | $1,106,968.50 |
DisclosureSEC source: 0000707549-17-000091 · wf-form4_150066665577363.xml · nonDerivative · entry 1 ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,674 F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| June 12, 2017 Filed Jun 14, 2017 17:07 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 8,942 | $155.51 | $1,390,570.42 |
DisclosureSEC source: 0000707549-17-000077 · wf-form4_149746001119970.xml · nonDerivative · entry 1 ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,572 F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| March 23, 2017 Filed Mar 27, 2017 18:54 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 4,223 | $125.25 | $528,930.75 |
DisclosureSEC source: 0000707549-17-000048 · wf-form4_149064088036784.xml · nonDerivative · entry 1 ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,318 F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 20:28 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantEmployee Stock Option (Right to Buy) · Derivative | 15,540 | $0.00 Strike: $119.67 | $0.00 |
DisclosureSEC source: 0000707549-17-000034 · wf-form4_148848650730535.xml · derivative · entry 7 ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,364 Underlying: Common Stock · 15,540 shares Expires 2024-03-01 F5 · derivative.exercise_date: 33.3% of the stock options will vest on 3/1/18, 3/1/19, and 3/1/20. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 20:28 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantMarket-based Performance Restricted Stock Unit · Derivative | 19,428 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000707549-17-000034 · wf-form4_148848650730535.xml · derivative · entry 6 ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,075 Underlying: Common Stock · 19,428 shares Expires not disclosed F4 · derivative.exercise_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 3/01/20. The performance of this award is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/01/17 to 1/31/20. F4 · derivative.expiration_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 3/01/20. The performance of this award is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/01/17 to 1/31/20. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 20:28 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 15,542 | $0.00 | $0.00 |
DisclosureSEC source: 0000707549-17-000034 · wf-form4_148848650730535.xml · nonDerivative · entry 3 ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,541 F3 · shares: 33.3% of the RSUs will vest on 3/1/18, 3/1/19, and 3/1/20. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 20:28 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Tax withholdingCommon Stock | 3,019 | $119.67 | $361,283.73 |
DisclosureSEC source: 0000707549-17-000034 · wf-form4_148848650730535.xml · nonDerivative · entry 2 ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,999 F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 20:28 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 5,000 | $119.03 | $595,150.00 |
DisclosureSEC source: 0000707549-17-000034 · wf-form4_148848650730535.xml · nonDerivative · entry 1 ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,018 F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 20:01 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Tax withholdingCommon Stock | 22,681 | $114.90 | $2,606,046.90 |
DisclosureSEC source: 0000707549-17-000029 · wf-form4_148831205159011.xml · nonDerivative · entry 1 ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,018 F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 01:45 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 30,000 | $42.61 Strike: $42.61 | $1,278,300.00 |
DisclosureSEC source: 0000707549-17-000026 · wf-form4_148781432977799.xml · derivative · entry 8 ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2020-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Shares exercised pursuant to 10b5-1 Trading Plan Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 01:45 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 30,000 | $117.61 | $3,528,300.00 |
DisclosureSEC source: 0000707549-17-000026 · wf-form4_148781432977799.xml · nonDerivative · entry 4 ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,699 F4 · shares: Shares sold pursuant to 10b5-1 Trading Plan. F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 01:45 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionCommon Stock | 30,000 | $42.61 | $1,278,300.00 |
DisclosureSEC source: 0000707549-17-000026 · wf-form4_148781432977799.xml · nonDerivative · entry 3 ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,699 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Shares exercised pursuant to 10b5-1 Trading Plan F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| February 17, 2017 Filed Feb 23, 2017 01:45 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionMarket-based Performance Restricted Stock Unit · Derivative | 28,979 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000707549-17-000026 · wf-form4_148781432977799.xml · derivative · entry 7 ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,979 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On 2/18/14, the Reporting Person received a target grant of 28,979 Market-based Performance Restricted Stock Units vesting between 0% and 150% on 2/18/17. The performance of this award was based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/17. The performance payout was approved at 150% of target. F5 · derivative.exercise_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/18/17. The performance of this award is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/17. F5 · derivative.expiration_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/18/17. The performance of this award is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/17. Read SEC document |
| February 17, 2017 Filed Feb 23, 2017 01:45 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionCommon Stock | 43,468 | $114.90 | $4,994,473.20 |
DisclosureSEC source: 0000707549-17-000026 · wf-form4_148781432977799.xml · nonDerivative · entry 2 ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,699 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On 2/18/14, the Reporting Person received a target grant of 28,979 Market-based Performance Restricted Stock Units vesting between 0% and 150% on 2/18/17. The performance of this award was based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/17. The performance payout was approved at 150% of target. F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| February 17, 2017 Filed Feb 23, 2017 01:45 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Tax withholdingCommon Stock | 4,032 | $114.90 | $463,276.80 |
DisclosureSEC source: 0000707549-17-000026 · wf-form4_148781432977799.xml · nonDerivative · entry 1 ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,231 F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 17:54 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 20,000 | $29.34 Strike: $29.34 | $586,800.00 |
DisclosureSEC source: 0000707549-17-000021 · wf-form4_148726764915887.xml · derivative · entry 6 ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2020-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares exercised pursuant to 10b5-1 Trading Plan Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 17:54 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 8,639 | $115.81 | $1,000,482.59 |
DisclosureSEC source: 0000707549-17-000021 · wf-form4_148726764915887.xml · nonDerivative · entry 3 ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,263 F3 · shares: Shares sold pursuant to 10b5-1 Trading Plan. F5 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $115.70 to $115.95, inclusive. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 17:54 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 11,361 | $115.47 | $1,311,854.67 |
DisclosureSEC source: 0000707549-17-000021 · wf-form4_148726764915887.xml · nonDerivative · entry 2 ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,902 F3 · shares: Shares sold pursuant to 10b5-1 Trading Plan. F4 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $114.70 to $115.69, inclusive. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 17:54 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionCommon Stock | 20,000 | $29.34 | $586,800.00 |
DisclosureSEC source: 0000707549-17-000021 · wf-form4_148726764915887.xml · nonDerivative · entry 1 ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,263 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares exercised pursuant to 10b5-1 Trading Plan F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 18:29 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Tax withholdingCommon Stock | 3,021 | $115.99 | $350,405.79 |
DisclosureSEC source: 0000707549-17-000014 · wf-form4_148709693321517.xml · nonDerivative · entry 1 ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,263 F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 22:27 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 22,803 | $42.61 Strike: $42.61 | $971,635.83 |
DisclosureSEC source: 0000707549-17-000011 · wf-form4_148607443161085.xml · derivative · entry 7 ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 22,803 shares Expires 2020-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Shares exercised pursuant to 10b5-1 Trading Plan F6 · derivative.exercise_date: 100% of the stock options vested on 02/08/2015. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 22:27 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 943 | $115.89 | $109,284.27 |
DisclosureSEC source: 0000707549-17-000011 · wf-form4_148607443161085.xml · nonDerivative · entry 4 ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,284 F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan. F5 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $115.53 to $116.04, inclusive. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 22:27 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 21,860 | $115.00 | $2,513,900.00 |
DisclosureSEC source: 0000707549-17-000011 · wf-form4_148607443161085.xml · nonDerivative · entry 3 ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,227 F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan. F4 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $114.52 to $115.51, inclusive. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 22:27 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionCommon Stock | 22,803 | $42.61 | $971,635.83 |
DisclosureSEC source: 0000707549-17-000011 · wf-form4_148607443161085.xml · nonDerivative · entry 2 ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,087 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Shares exercised pursuant to 10b5-1 Trading Plan F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 22:27 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 5,777 | $115.96 | $669,900.92 |
DisclosureSEC source: 0000707549-17-000011 · wf-form4_148607443161085.xml · nonDerivative · entry 1 ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,284 F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| January 17, 2017 Filed Jan 20, 2017 00:20 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 20,500 | $29.34 Strike: $29.34 | $601,470.00 |
DisclosureSEC source: 0000707549-17-000003 · wf-form4_148487163592355.xml · derivative · entry 6 ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,500 shares Expires 2020-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares exercised pursuant to 10b5-1 Trading Plan F6 · derivative.exercise_date: The option vested 25% annually from 12/16/2011 to 12/16/2014. Read SEC document |
| January 17, 2017 Filed Jan 20, 2017 00:20 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 1,400 | $110.31 | $154,434.00 |
DisclosureSEC source: 0000707549-17-000003 · wf-form4_148487163592355.xml · nonDerivative · entry 3 ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,061 F3 · shares: Shares sold pursuant to 10b5-1 Trading Plan. F5 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $110.12 to $110.40, inclusive. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| January 17, 2017 Filed Jan 20, 2017 00:20 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 19,100 | $109.29 | $2,087,439.00 |
DisclosureSEC source: 0000707549-17-000003 · wf-form4_148487163592355.xml · nonDerivative · entry 2 ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,461 F3 · shares: Shares sold pursuant to 10b5-1 Trading Plan. F4 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $109.00 to $109.94, inclusive. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| January 17, 2017 Filed Jan 20, 2017 00:20 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionCommon Stock | 20,500 | $29.34 | $601,470.00 |
DisclosureSEC source: 0000707549-17-000003 · wf-form4_148487163592355.xml · nonDerivative · entry 1 ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,561 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares exercised pursuant to 10b5-1 Trading Plan F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:40 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 10,000 | $106.68 | $1,066,800.00 |
DisclosureSEC source: 0000707549-17-000001 · wf-form4_148365243923311.xml · nonDerivative · entry 1 ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,061 F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| December 23, 2016 Filed Dec 28, 2016 18:44 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 5,000 | $107.42 | $537,100.00 |
DisclosureSEC source: 0000707549-16-000126 · wf-form4_148295063510763.xml · nonDerivative · entry 1 ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,061 F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| March 01, 2016 Filed Mar 3, 2016 20:12 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantMarket-based Performance Restricted Stock Unit · Derivative | 28,935 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-012216 · wf-form4_145703596311930.xml · derivative · entry 5 ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,626 Underlying: Common Stock · 28,935 shares Expires not disclosed F4 · derivative.exercise_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 3/1/19. The performance of these awards is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of (2/1/16 to 2/1/19). F4 · derivative.expiration_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 3/1/19. The performance of these awards is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of (2/1/16 to 2/1/19). Read SEC document |
| March 01, 2016 Filed Mar 3, 2016 20:12 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantEmployee Stock Option (Right to Buy) · Derivative | 34,722 | $0.00 Strike: $75.57 | $0.00 |
DisclosureSEC source: 0001628280-16-012216 · wf-form4_145703596311930.xml · derivative · entry 4 ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,127 Underlying: Common Stock · 34,722 shares Expires 2023-03-01 F3 · derivative.exercise_date: 33.3% of the stock options will vest on 3/1/17, 3/1/18, and 3/1/19. Read SEC document |
| March 01, 2016 Filed Mar 3, 2016 20:12 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 17,361 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-012216 · wf-form4_145703596311930.xml · nonDerivative · entry 1 ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,702 F1 · shares: 33.3% of the RSUs will vest on 3/1/17, 3/1/18, and 3/1/19. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| February 22, 2016 Filed Feb 22, 2016 23:26 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionCommon Stock | 20,583 | $67.77 | $1,394,909.91 |
DisclosureSEC source: 0001628280-16-011503 · wf-form4_145618359028896.xml · nonDerivative · entry 3 ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,081 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On 2/18/14, the Reporting Person received a target grant of 14,489 Market-based Performance Restricted Stock Units vesting between 0% and 150% on 2/18/16. The performance of this award was based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/16. The performance payout was approved at 142.06% of target. The award vested on 2/18/16 and the shares were distributed on 2/22/16. F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| February 22, 2016 Filed Feb 24, 2016 01:00 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Tax withholdingCommon Stock | 10,740 | $67.77 | $727,849.80 |
DisclosureSEC source: 0001628280-16-011612 · wf-form4_145627558956726.xml · nonDerivative · entry 1 ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,341 F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| February 18, 2016 Filed Feb 22, 2016 23:26 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionMarket-based Performance Restricted Stock Unit · Derivative | 14,489 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-011503 · wf-form4_145618359028896.xml · derivative · entry 6 ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,691 Underlying: Common Stock · 14,489 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On 2/18/14, the Reporting Person received a target grant of 14,489 Market-based Performance Restricted Stock Units vesting between 0% and 150% on 2/18/16. The performance of this award was based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/16. The performance payout was approved at 142.06% of target. The award vested on 2/18/16 and the shares were distributed on 2/22/16. F3 · derivative.exercise_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/18/16. The performance of these awards is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of (2/18/14 to 2/17/16). F3 · derivative.expiration_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/18/16. The performance of these awards is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of (2/18/14 to 2/17/16). Read SEC document |
| February 18, 2016 Filed Feb 22, 2016 23:26 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Tax withholdingCommon Stock | 4,032 | $67.77 | $273,248.64 |
DisclosureSEC source: 0001628280-16-011503 · wf-form4_145618359028896.xml · nonDerivative · entry 2 ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,498 F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| February 18, 2016 Filed Feb 22, 2016 23:26 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Tax withholdingCommon Stock | 4,694 | $67.77 | $318,112.38 |
DisclosureSEC source: 0001628280-16-011503 · wf-form4_145618359028896.xml · nonDerivative · entry 1 ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,530 F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| February 11, 2016 Filed Feb 17, 2016 00:29 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Tax withholdingCommon Stock | 2,208 | $64.21 | $141,775.68 |
DisclosureSEC source: 0001628280-16-011273 · wf-form4_145566893065839.xml · nonDerivative · entry 1 ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,224 F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| February 18, 2015 Filed Feb 20, 2015 18:18 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Tax withholdingCommon Stock | 4,031 | $81.92 | $330,219.52 |
DisclosureSEC source: 0001192381-15-000015 · primary_doc.xml · nonDerivative · entry 1 ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,083 F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| February 11, 2015 Filed Feb 13, 2015 20:20 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantMarket-based Performance Restricted Stock Unit · Derivative | 21,712 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001192381-15-000010 · primary_doc.xml · derivative · entry 5 ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,180 Underlying: Common Stock · 21,712 shares Expires not disclosed F4 · derivative.exercise_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/11/18. The performance of these awards is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/2/15 to 2/2/18. F4 · derivative.expiration_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/11/18. The performance of these awards is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/2/15 to 2/2/18. Read SEC document |
| February 11, 2015 Filed Feb 13, 2015 20:20 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantEmployee Stock Option (Right to Buy) · Derivative | 13,026 | $0.00 Strike: $80.60 | $0.00 |
DisclosureSEC source: 0001192381-15-000010 · primary_doc.xml · derivative · entry 4 ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,405 Underlying: Common Stock · 13,026 shares Expires 2022-02-11 F3 · derivative.exercise_date: 33.3% of the stock options will vest on 2/11/16, 2/11/17, and 2/11/18. Read SEC document |
| February 11, 2015 Filed Feb 13, 2015 20:20 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 17,369 | $0.00 | $0.00 |
DisclosureSEC source: 0001192381-15-000010 · primary_doc.xml · nonDerivative · entry 1 ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,114 F1 · shares: 33.3% of the RSUs will vest on 2/11/16, 2/11/17, and 2/11/18. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| February 06, 2015 Filed Feb 10, 2015 20:47 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Tax withholdingCommon Stock | 7,344 | $78.14 | $573,860.16 |
DisclosureSEC source: 0001192381-15-000003 · primary_doc.xml · nonDerivative · entry 1 ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,745 F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| January 09, 2015 Filed Jan 13, 2015 18:41 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 15,000 | $80.00 | $1,200,000.00 |
DisclosureSEC source: 0001192381-15-000001 · primary_doc.xml · nonDerivative · entry 1 ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,089 F1 · shares: Shares sold pursuant to 10b5-1 plan. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.