Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KLA CORPKLAC · Entity 2838 | President and CEO | September 15, 2026 | September 16, 2026 |
| Marvell Technology, Inc.MRVL · Entity 521 | Director | June 25, 2026 | June 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KLA CORP
Report date September 15, 2026 · Filed September 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 706,924.5499 |
Reported balance
After 2026-09-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-15 · Sale · Disposed 72,019 · Balance 706,924.5499 F1: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025. F2: The number of shares of KLA common stock includes 386,970.215 shares issuable upon vesting of restricted stock units ("RSUs"). |
Filing footnotes · ownership attribution and instrument terms
F1: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025.
F2: The number of shares of KLA common stock includes 386,970.215 shares issuable upon vesting of restricted stock units ("RSUs").
Marvell Technology, Inc.
Report date June 25, 2026 · Filed June 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,034 |
Reported balance
After 2026-06-25 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-25 · Grant · Acquired 1,034 · Balance 1,034 F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting. F2: Vests in full on the earlier of Marvell Technology, Inc.'s next annual meeting of stockholders or the one-year anniversary of the restricted stock unit grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting.
F2: Vests in full on the earlier of Marvell Technology, Inc.'s next annual meeting of stockholders or the one-year anniversary of the restricted stock unit grant date.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NetApp, Inc.
Report date September 11, 2019 · Filed September 13, 2019
Section 16 reporting ended · disclosed 2019-09-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 39,210 |
Ending reported balance
After 2019-09-11 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2019-09-11 · Exercise / conversion · Acquired 9,166 · Balance 16,298 Row 2 · 2019-09-11 · Exercise / conversion · Acquired 5,922 · Balance 22,220 Row 3 · 2019-09-11 · Exercise / conversion · Acquired 7,916 · Balance 30,136 Row 4 · 2019-09-11 · Exercise / conversion · Acquired 6,150 · Balance 36,286 Row 5 · 2019-09-11 · Exercise / conversion · Acquired 2,924 · Balance 39,210 |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 22,912 |
Reported balance
After 2019-09-11 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-09-11 · Exercise / conversion · Disposed 9,166 · Balance 22,912 F1: Restricted stock units convert into common stock on a one-for-one basis. F2: On March 16, 2011, the Reporting Person was granted 9,166 restricted Stock units ("RSUs").The RSUs vest as to 4,165 shares on the first annual anniversary of the grant date, and an additional 1,667 shares on each of the next three annual anniversaries dates, subject to the reporting person's continuous Board service. Vested shares will be delivered to the reporting person upon the earlier of: (i) date the reporting person ceases to serve as a Board member; (i) date on which a Change of Control occurs. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 16,990 |
Reported balance
After 2019-09-11 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-09-11 · Exercise / conversion · Disposed 5,922 · Balance 16,990 F1: Restricted stock units convert into common stock on a one-for-one basis. F3: On September 5, 2014, the reporting person was granted 5,922 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of: the date his service on the Board ceases for any reason or the date on which a Change of Control occurs. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 9,074 |
Reported balance
After 2019-09-11 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-09-11 · Exercise / conversion · Disposed 7,916 · Balance 9,074 F1: Restricted stock units convert into common stock on a one-for-one basis. F4: On September 11, 2015, the reporting person was granted 7,916 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of the date his service on the Board ceases for any reason of the date on which a Change of Control occurs. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,924 |
Reported balance
After 2019-09-11 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-09-11 · Exercise / conversion · Disposed 6,150 · Balance 2,924 F1: Restricted stock units convert into common stock on a one-for-one basis. F5: On September 14, 2017, the reporting person was granted 6,150 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of: the date his service on the Board ceases for any reason or the date on which a Change of Control occurs. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-09-11 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2019-09-11 · Exercise / conversion · Disposed 2,924 · Balance 0 F1: Restricted stock units convert into common stock on a one-for-one basis. F6: On September 13, 2018, the reporting person was granted 2,924 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: On March 16, 2011, the Reporting Person was granted 9,166 restricted Stock units ("RSUs").The RSUs vest as to 4,165 shares on the first annual anniversary of the grant date, and an additional 1,667 shares on each of the next three annual anniversaries dates, subject to the reporting person's continuous Board service. Vested shares will be delivered to the reporting person upon the earlier of: (i) date the reporting person ceases to serve as a Board member; (i) date on which a Change of Control occurs.
F3: On September 5, 2014, the reporting person was granted 5,922 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of: the date his service on the Board ceases for any reason or the date on which a Change of Control occurs.
F4: On September 11, 2015, the reporting person was granted 7,916 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of the date his service on the Board ceases for any reason of the date on which a Change of Control occurs.
F5: On September 14, 2017, the reporting person was granted 6,150 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of: the date his service on the Board ceases for any reason or the date on which a Change of Control occurs.
F6: On September 13, 2018, the reporting person was granted 2,924 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.
PROOFPOINT INC
Report date August 31, 2021 · Filed August 31, 2021
Section 16 reporting ended · disclosed 2021-08-31. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-08-31 transaction · row 1
1 source rowRow 1 · 2021-08-31 · Disposition to issuer · Disposed 10,796 · Balance 0 F1: On April 25, 2021, Proofpoint, Inc. (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Project Kafka Parent, LLC ("Parent") and Project Kafka Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. Pursuant to the Merger Agreement, all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $176.00 in cash. F2: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates. F3: Includes 1,329 Unvested Company RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: On April 25, 2021, Proofpoint, Inc. (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Project Kafka Parent, LLC ("Parent") and Project Kafka Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. Pursuant to the Merger Agreement, all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $176.00 in cash.
F2: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates.
F3: Includes 1,329 Unvested Company RSUs.
SPLUNK INC
Report date March 18, 2024 · Filed March 21, 2024
Section 16 reporting ended · disclosed 2024-03-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2024-03-18 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-03-18 · Disposition to issuer · Disposed 6,125 · Balance 3,673 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated September 20, 2023, by and among the Issuer, Cisco Systems, Inc., a Delaware corporation ("Parent"), and Spirit Merger Corp., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), on March 18, 2024 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent. In connection with the Merger, these shares were cancelled and converted into the right to receive $157.00 in cash per share without interest, subject to applicable withholding taxes, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). Row 2 · 2024-03-18 · Disposition to issuer · Disposed 3,673 · Balance 0 F2: Pursuant to the Merger Agreement, each Vested Company RSU outstanding and that has not yet been settled as of immediately prior to the effective time of the Merger (the "Effective Time") was terminated and converted into the right to receive an amount in cash, without interest, subject to applicable withholding taxes, determined by multiplying (x) the number of shares of Issuer common stock issuable upon settlement of such Vested Company RSU by (y) the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated September 20, 2023, by and among the Issuer, Cisco Systems, Inc., a Delaware corporation ("Parent"), and Spirit Merger Corp., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), on March 18, 2024 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent. In connection with the Merger, these shares were cancelled and converted into the right to receive $157.00 in cash per share without interest, subject to applicable withholding taxes, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration").
F2: Pursuant to the Merger Agreement, each Vested Company RSU outstanding and that has not yet been settled as of immediately prior to the effective time of the Merger (the "Effective Time") was terminated and converted into the right to receive an amount in cash, without interest, subject to applicable withholding taxes, determined by multiplying (x) the number of shares of Issuer common stock issuable upon settlement of such Vested Company RSU by (y) the Merger Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 06, 2003 Filed Jun 20, 2003 23:42 UTC Amendment | KLA CORP klac · Entity 2838 | Exercise / conversionCommon Stock | 2,167 | $10.63 | $23,035.21 |
DisclosureSEC source: 0000319201-03-000046 · primary_doc.xml · nonDerivative · entry 9 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transaction previously reported on Form 4 Filing dated 6/9/2003. Filing amendment to show remaining holdings which did not appear on original filing. Read SEC document |
| June 06, 2003 Filed Jun 20, 2003 23:42 UTC Amendment | KLA CORP klac · Entity 2838 | SaleCommon Stock | 2,500 | $50.89 | $127,212.50 |
DisclosureSEC source: 0000319201-03-000046 · primary_doc.xml · nonDerivative · entry 8 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Transaction previously reported on Form 4 Filing dated 6/9/2003. Filing amendment to show remaining holdings which did not appear on original filing. Read SEC document |
| June 06, 2003 Filed Jun 20, 2003 23:42 UTC Amendment | KLA CORP klac · Entity 2838 | Exercise / conversionCommon Stock | 2,500 | $10.63 | $26,575.00 |
DisclosureSEC source: 0000319201-03-000046 · primary_doc.xml · nonDerivative · entry 7 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transaction previously reported on Form 4 Filing dated 6/9/2003. Filing amendment to show remaining holdings which did not appear on original filing. Read SEC document |
| June 06, 2003 Filed Jun 20, 2003 23:42 UTC Amendment | KLA CORP klac · Entity 2838 | SaleCommon Stock | 2,500 | $50.89 | $127,212.50 |
DisclosureSEC source: 0000319201-03-000046 · primary_doc.xml · nonDerivative · entry 6 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Transaction previously reported on Form 4 Filing dated 6/9/2003. Filing amendment to show remaining holdings which did not appear on original filing. Read SEC document |
| June 06, 2003 Filed Jun 20, 2003 23:42 UTC Amendment | KLA CORP klac · Entity 2838 | Exercise / conversionCommon Stock | 2,500 | $10.63 | $26,575.00 |
DisclosureSEC source: 0000319201-03-000046 · primary_doc.xml · nonDerivative · entry 5 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transaction previously reported on Form 4 Filing dated 6/9/2003. Filing amendment to show remaining holdings which did not appear on original filing. Read SEC document |
| June 06, 2003 Filed Jun 20, 2003 23:42 UTC Amendment | KLA CORP klac · Entity 2838 | SaleCommon Stock | 834 | $50.89 | $42,438.09 |
DisclosureSEC source: 0000319201-03-000046 · primary_doc.xml · nonDerivative · entry 4 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Transaction previously reported on Form 4 Filing dated 6/9/2003. Filing amendment to show remaining holdings which did not appear on original filing. Read SEC document |
| June 06, 2003 Filed Jun 20, 2003 23:42 UTC Amendment | KLA CORP klac · Entity 2838 | Exercise / conversionCommon Stock | 834 | $10.63 | $8,865.42 |
DisclosureSEC source: 0000319201-03-000046 · primary_doc.xml · nonDerivative · entry 3 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transaction previously reported on Form 4 Filing dated 6/9/2003. Filing amendment to show remaining holdings which did not appear on original filing. Read SEC document |
| June 06, 2003 Filed Jun 20, 2003 23:42 UTC Amendment | KLA CORP klac · Entity 2838 | SaleCommon Stock | 1,250 | $50.89 | $63,606.25 |
DisclosureSEC source: 0000319201-03-000046 · primary_doc.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Transaction previously reported on Form 4 Filing dated 6/9/2003. Filing amendment to show remaining holdings which did not appear on original filing. Read SEC document |
| June 06, 2003 Filed Jun 20, 2003 23:42 UTC Amendment | KLA CORP klac · Entity 2838 | Exercise / conversionCommon Stock | 1,250 | $10.63 | $13,287.50 |
DisclosureSEC source: 0000319201-03-000046 · primary_doc.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transaction previously reported on Form 4 Filing dated 6/9/2003. Filing amendment to show remaining holdings which did not appear on original filing. Read SEC document |
| June 06, 2003 Filed Jun 9, 2003 17:13 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,832 | $50.89 Strike: $29.31 | $93,221.32 |
DisclosureSEC source: 0000319201-03-000043 · edgardoc.xml · derivative · entry 24 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 1,832 shares Expires 2011-10-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2003 Filed Jun 9, 2003 17:13 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 3,500 | $50.89 Strike: $26.25 | $178,097.50 |
DisclosureSEC source: 0000319201-03-000043 · edgardoc.xml · derivative · entry 23 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 3,500 shares Expires 2010-11-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2003 Filed Jun 9, 2003 17:13 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,417 | $50.89 Strike: $22.56 | $275,644.05 |
DisclosureSEC source: 0000319201-03-000043 · edgardoc.xml · derivative · entry 22 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 5,417 shares Expires 2009-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2003 Filed Jun 9, 2003 17:13 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,167 | $50.89 Strike: $10.63 | $110,267.80 |
DisclosureSEC source: 0000319201-03-000043 · edgardoc.xml · derivative · entry 21 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 2,167 shares Expires 2008-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2003 Filed Jun 9, 2003 17:13 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,500 | $50.89 Strike: $10.63 | $127,212.50 |
DisclosureSEC source: 0000319201-03-000043 · edgardoc.xml · derivative · entry 20 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 2,500 shares Expires 2008-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2003 Filed Jun 9, 2003 17:13 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,500 | $50.89 Strike: $10.63 | $127,212.50 |
DisclosureSEC source: 0000319201-03-000043 · edgardoc.xml · derivative · entry 19 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 2,500 shares Expires 2008-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2003 Filed Jun 9, 2003 17:13 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 834 | $50.89 Strike: $10.63 | $42,438.09 |
DisclosureSEC source: 0000319201-03-000043 · edgardoc.xml · derivative · entry 18 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 834 shares Expires 2008-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2003 Filed Jun 9, 2003 17:13 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,250 | $50.89 Strike: $10.63 | $63,606.25 |
DisclosureSEC source: 0000319201-03-000043 · edgardoc.xml · derivative · entry 17 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 1,250 shares Expires 2008-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2003 Filed Jun 9, 2003 17:13 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 1,832 | $50.89 | $93,221.32 |
DisclosureSEC source: 0000319201-03-000043 · edgardoc.xml · nonDerivative · entry 16 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,662 Read SEC document |
| June 06, 2003 Filed Jun 9, 2003 17:13 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 1,832 | $29.31 | $53,695.92 |
DisclosureSEC source: 0000319201-03-000043 · edgardoc.xml · nonDerivative · entry 15 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,494 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2003 Filed Jun 9, 2003 17:13 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 3,500 | $50.89 | $178,097.50 |
DisclosureSEC source: 0000319201-03-000043 · edgardoc.xml · nonDerivative · entry 14 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,662 Read SEC document |
| June 06, 2003 Filed Jun 9, 2003 17:13 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 3,500 | $26.25 | $91,875.00 |
DisclosureSEC source: 0000319201-03-000043 · edgardoc.xml · nonDerivative · entry 13 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2003 Filed Jun 9, 2003 17:13 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 5,417 | $50.89 | $275,644.05 |
DisclosureSEC source: 0000319201-03-000043 · edgardoc.xml · nonDerivative · entry 12 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,662 Read SEC document |
| June 06, 2003 Filed Jun 9, 2003 17:13 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 5,417 | $22.56 | $122,207.52 |
DisclosureSEC source: 0000319201-03-000043 · edgardoc.xml · nonDerivative · entry 11 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,079 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2003 Filed Jun 9, 2003 17:13 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 2,167 | $50.89 | $110,267.80 |
DisclosureSEC source: 0000319201-03-000043 · edgardoc.xml · nonDerivative · entry 10 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,662 Read SEC document |
| June 06, 2003 Filed Jun 9, 2003 17:13 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 2,167 | $10.63 | $23,035.21 |
DisclosureSEC source: 0000319201-03-000043 · edgardoc.xml · nonDerivative · entry 9 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,829 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2003 Filed Jun 9, 2003 17:13 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 2,500 | $50.89 | $127,212.50 |
DisclosureSEC source: 0000319201-03-000043 · edgardoc.xml · nonDerivative · entry 8 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,662 Read SEC document |
| June 06, 2003 Filed Jun 9, 2003 17:13 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 2,500 | $10.63 | $26,575.00 |
DisclosureSEC source: 0000319201-03-000043 · edgardoc.xml · nonDerivative · entry 7 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2003 Filed Jun 9, 2003 17:13 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 2,500 | $50.89 | $127,212.50 |
DisclosureSEC source: 0000319201-03-000043 · edgardoc.xml · nonDerivative · entry 6 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,662 Read SEC document |
| June 06, 2003 Filed Jun 9, 2003 17:13 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 2,500 | $10.63 | $26,575.00 |
DisclosureSEC source: 0000319201-03-000043 · edgardoc.xml · nonDerivative · entry 5 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2003 Filed Jun 9, 2003 17:13 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 834 | $50.89 | $42,438.09 |
DisclosureSEC source: 0000319201-03-000043 · edgardoc.xml · nonDerivative · entry 4 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,662 Read SEC document |
| June 06, 2003 Filed Jun 9, 2003 17:13 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 834 | $10.63 | $8,865.42 |
DisclosureSEC source: 0000319201-03-000043 · edgardoc.xml · nonDerivative · entry 3 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,496 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2003 Filed Jun 9, 2003 17:13 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 1,250 | $50.89 | $63,606.25 |
DisclosureSEC source: 0000319201-03-000043 · edgardoc.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,662 Read SEC document |
| June 06, 2003 Filed Jun 9, 2003 17:13 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 1,250 | $10.63 | $13,287.50 |
DisclosureSEC source: 0000319201-03-000043 · edgardoc.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,912 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2003 Filed May 27, 2003 20:48 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $40.14 | $0.00 |
DisclosureSEC source: 0000319201-03-000024 · edgardoc.xml · derivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 1,000 shares Expires 2013-05-22 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.