Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KLA CORPKLAC · Entity 2838 | President and CEO | September 15, 2026 | September 16, 2026 |
| Marvell Technology, Inc.MRVL · Entity 521 | Director | June 25, 2026 | June 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KLA CORP
Report date September 15, 2026 · Filed September 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 706,924.5499 |
Reported balance
After 2026-09-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-15 · Sale · Disposed 72,019 · Balance 706,924.5499 F1: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025. F2: The number of shares of KLA common stock includes 386,970.215 shares issuable upon vesting of restricted stock units ("RSUs"). |
Filing footnotes · ownership attribution and instrument terms
F1: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025.
F2: The number of shares of KLA common stock includes 386,970.215 shares issuable upon vesting of restricted stock units ("RSUs").
Marvell Technology, Inc.
Report date June 25, 2026 · Filed June 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,034 |
Reported balance
After 2026-06-25 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-25 · Grant · Acquired 1,034 · Balance 1,034 F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting. F2: Vests in full on the earlier of Marvell Technology, Inc.'s next annual meeting of stockholders or the one-year anniversary of the restricted stock unit grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting.
F2: Vests in full on the earlier of Marvell Technology, Inc.'s next annual meeting of stockholders or the one-year anniversary of the restricted stock unit grant date.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NetApp, Inc.
Report date September 11, 2019 · Filed September 13, 2019
Section 16 reporting ended · disclosed 2019-09-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 39,210 |
Ending reported balance
After 2019-09-11 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2019-09-11 · Exercise / conversion · Acquired 9,166 · Balance 16,298 Row 2 · 2019-09-11 · Exercise / conversion · Acquired 5,922 · Balance 22,220 Row 3 · 2019-09-11 · Exercise / conversion · Acquired 7,916 · Balance 30,136 Row 4 · 2019-09-11 · Exercise / conversion · Acquired 6,150 · Balance 36,286 Row 5 · 2019-09-11 · Exercise / conversion · Acquired 2,924 · Balance 39,210 |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 22,912 |
Reported balance
After 2019-09-11 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-09-11 · Exercise / conversion · Disposed 9,166 · Balance 22,912 F1: Restricted stock units convert into common stock on a one-for-one basis. F2: On March 16, 2011, the Reporting Person was granted 9,166 restricted Stock units ("RSUs").The RSUs vest as to 4,165 shares on the first annual anniversary of the grant date, and an additional 1,667 shares on each of the next three annual anniversaries dates, subject to the reporting person's continuous Board service. Vested shares will be delivered to the reporting person upon the earlier of: (i) date the reporting person ceases to serve as a Board member; (i) date on which a Change of Control occurs. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 16,990 |
Reported balance
After 2019-09-11 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-09-11 · Exercise / conversion · Disposed 5,922 · Balance 16,990 F1: Restricted stock units convert into common stock on a one-for-one basis. F3: On September 5, 2014, the reporting person was granted 5,922 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of: the date his service on the Board ceases for any reason or the date on which a Change of Control occurs. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 9,074 |
Reported balance
After 2019-09-11 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-09-11 · Exercise / conversion · Disposed 7,916 · Balance 9,074 F1: Restricted stock units convert into common stock on a one-for-one basis. F4: On September 11, 2015, the reporting person was granted 7,916 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of the date his service on the Board ceases for any reason of the date on which a Change of Control occurs. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,924 |
Reported balance
After 2019-09-11 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-09-11 · Exercise / conversion · Disposed 6,150 · Balance 2,924 F1: Restricted stock units convert into common stock on a one-for-one basis. F5: On September 14, 2017, the reporting person was granted 6,150 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of: the date his service on the Board ceases for any reason or the date on which a Change of Control occurs. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-09-11 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2019-09-11 · Exercise / conversion · Disposed 2,924 · Balance 0 F1: Restricted stock units convert into common stock on a one-for-one basis. F6: On September 13, 2018, the reporting person was granted 2,924 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: On March 16, 2011, the Reporting Person was granted 9,166 restricted Stock units ("RSUs").The RSUs vest as to 4,165 shares on the first annual anniversary of the grant date, and an additional 1,667 shares on each of the next three annual anniversaries dates, subject to the reporting person's continuous Board service. Vested shares will be delivered to the reporting person upon the earlier of: (i) date the reporting person ceases to serve as a Board member; (i) date on which a Change of Control occurs.
F3: On September 5, 2014, the reporting person was granted 5,922 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of: the date his service on the Board ceases for any reason or the date on which a Change of Control occurs.
F4: On September 11, 2015, the reporting person was granted 7,916 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of the date his service on the Board ceases for any reason of the date on which a Change of Control occurs.
F5: On September 14, 2017, the reporting person was granted 6,150 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of: the date his service on the Board ceases for any reason or the date on which a Change of Control occurs.
F6: On September 13, 2018, the reporting person was granted 2,924 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.
PROOFPOINT INC
Report date August 31, 2021 · Filed August 31, 2021
Section 16 reporting ended · disclosed 2021-08-31. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-08-31 transaction · row 1
1 source rowRow 1 · 2021-08-31 · Disposition to issuer · Disposed 10,796 · Balance 0 F1: On April 25, 2021, Proofpoint, Inc. (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Project Kafka Parent, LLC ("Parent") and Project Kafka Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. Pursuant to the Merger Agreement, all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $176.00 in cash. F2: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates. F3: Includes 1,329 Unvested Company RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: On April 25, 2021, Proofpoint, Inc. (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Project Kafka Parent, LLC ("Parent") and Project Kafka Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. Pursuant to the Merger Agreement, all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $176.00 in cash.
F2: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates.
F3: Includes 1,329 Unvested Company RSUs.
SPLUNK INC
Report date March 18, 2024 · Filed March 21, 2024
Section 16 reporting ended · disclosed 2024-03-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2024-03-18 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-03-18 · Disposition to issuer · Disposed 6,125 · Balance 3,673 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated September 20, 2023, by and among the Issuer, Cisco Systems, Inc., a Delaware corporation ("Parent"), and Spirit Merger Corp., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), on March 18, 2024 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent. In connection with the Merger, these shares were cancelled and converted into the right to receive $157.00 in cash per share without interest, subject to applicable withholding taxes, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). Row 2 · 2024-03-18 · Disposition to issuer · Disposed 3,673 · Balance 0 F2: Pursuant to the Merger Agreement, each Vested Company RSU outstanding and that has not yet been settled as of immediately prior to the effective time of the Merger (the "Effective Time") was terminated and converted into the right to receive an amount in cash, without interest, subject to applicable withholding taxes, determined by multiplying (x) the number of shares of Issuer common stock issuable upon settlement of such Vested Company RSU by (y) the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated September 20, 2023, by and among the Issuer, Cisco Systems, Inc., a Delaware corporation ("Parent"), and Spirit Merger Corp., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), on March 18, 2024 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent. In connection with the Merger, these shares were cancelled and converted into the right to receive $157.00 in cash per share without interest, subject to applicable withholding taxes, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration").
F2: Pursuant to the Merger Agreement, each Vested Company RSU outstanding and that has not yet been settled as of immediately prior to the effective time of the Merger (the "Effective Time") was terminated and converted into the right to receive an amount in cash, without interest, subject to applicable withholding taxes, determined by multiplying (x) the number of shares of Issuer common stock issuable upon settlement of such Vested Company RSU by (y) the Merger Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 19, 2010 Filed Sep 20, 2010 23:51 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 31,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-10-047390 · rrd286413.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,680 F1 · price: On September 19, 2006, Mr. Wallace received a grant of restricted stock units ("RSUs") covering 62,500 shares of KLA-Tencor common stock. On September 19, 2010, Mr. Wallace vested in fifty percent (50%) of such RSUs. Read SEC document |
| August 05, 2010 Filed Aug 7, 2010 00:02 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 52,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-040863 · rrd282206.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,695 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F3 · shares: Represents a grant of RSUs subject only to service-vesting requirements. Mr. Wallace will vest in fifty percent (50%) of the RSUs upon his completion of two years of service with KLA-Tencor measured from the grant date (August 5, 2010) and will vest in the remaining fifty percent (50%) upon his completion of an additional two years of service thereafter. The shares of common stock will be issued as the RSUs vest. F4 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 05, 2010 Filed Aug 7, 2010 00:02 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 57,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-040863 · rrd282206.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,895 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: On August 6, 2009, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs have been previously reported on Form 4), Mr. Wallace was also granted RSUs covering up to 57,500 shares of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. Following the completion of KLA-Tencor's audited financial statements for the 2010 fiscal year, KLA-Tencor's Board of Directors determined on August 5, 2010 the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 57,500. Mr. Wallace will vest in fifty percent (50%) of the RSUs upon his completion of two years of service with KLA-Tencor measured from the grant date (August 6, 2009) and will vest in the remaining fifty percent (50%) upon his completion of an additional two years of service thereafter. The shares of common stock will be issued as the RSUs vest. F4 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on Form 4 within two business days of the date such assessment is made. Read SEC document |
| February 17, 2010 Filed Feb 19, 2010 21:36 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 14,219 | $30.43 | $432,684.17 |
DisclosureSEC source: 0001181431-10-010619 · rrd263817.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,753 F2 · shares: Pursuant to the terms of the February 17, 2006 RSU grant, 14,219 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on such vesting date. Read SEC document |
| February 17, 2010 Filed Feb 19, 2010 21:36 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 37,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-10-010619 · rrd263817.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,972 F1 · price: On February 17, 2006, Mr. Wallace received a grant of restricted stock units ("RSUs") covering 75,000 shares of KLA-Tencor common stock. On February 17, 2010, Mr. Wallace vested in fifty percent (50%) of such RSUs. Read SEC document |
| October 18, 2009 Filed Oct 20, 2009 23:07 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 9,404 | $35.58 | $334,594.32 |
DisclosureSEC source: 0001181431-09-048113 · rrd255121.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,472 F2 · shares: Pursuant to the terms of the October 18, 2004 RSU grant, 9,404 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Because the vesting date of such RSUs occurred on a day on which the NASDAQ Stock Market was closed for trading, the fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock on the last completed trading day immediately prior to such vesting date. Read SEC document |
| October 18, 2009 Filed Oct 20, 2009 23:07 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 20,555 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-09-048113 · rrd255121.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,876 F1 · price: On October 18, 2004, Mr. Wallace received a grant of restricted stock units ("RSUs") covering 41,111 shares of KLA-Tencor common stock. On October 18, 2009, Mr. Wallace vested in fifty percent (50%) of such RSUs. Read SEC document |
| September 26, 2009 Filed Sep 29, 2009 18:00 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 5,719 | $34.96 | $199,936.24 |
DisclosureSEC source: 0001181431-09-045401 · rrd250711.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,321 F2 · shares: Pursuant to the terms of the September 26, 2005 RSU grant, 5,719 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Because the vesting date of such RSUs occurred on a day on which the NASDAQ Stock Market was closed for trading, the fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock on the last completed trading day immediately prior to such vesting date. Read SEC document |
| September 26, 2009 Filed Sep 29, 2009 18:00 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-09-045401 · rrd250711.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,040 F1 · price: On September 26, 2005, Mr. Wallace received a grant of restricted stock units ("RSUs") covering 25,000 shares of KLA-Tencor common stock. On September 26, 2009, Mr. Wallace vested in fifty percent (50%) of such RSUs. Read SEC document |
| August 13, 2009 Filed Aug 14, 2009 23:09 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 5,138 | $31.65 | $162,617.70 |
DisclosureSEC source: 0001181431-09-039769 · rrd250477.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,540 F2 · shares: Pursuant to the terms of the August 13, 2007 RSU grant, 5,138 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on such vesting date. Read SEC document |
| August 13, 2009 Filed Aug 14, 2009 23:09 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-09-039769 · rrd250477.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,678 F1 · price: On August 13, 2007, Mr. Wallace received a grant of performance-based restricted stock units ("RSUs") that, following completion of fiscal year 2008, were determined by the independent members of KLA-Tencor's Board of Directors (in August 2008) to cover, based on KLA-Tencor's financial performance and Mr. Wallace's achievement of pre-established strategic objectives during fiscal year 2008, 25,000 shares of KLA-Tencor common stock. On August 13, 2009, Mr. Wallace vested in fifty percent (50%) of such RSUs. Read SEC document |
| August 08, 2009 Filed Aug 11, 2009 21:43 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 9,348 | $31.21 | $291,751.08 |
DisclosureSEC source: 0001181431-09-038929 · rrd250068.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,178 F2 · shares: Pursuant to the terms of the August 8, 2007 RSU grant, 9,348 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Because the vesting date of such RSUs occurred on a day on which the NASDAQ Stock Market was closed for trading, the fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock on the last completed trading day immediately prior to such vesting date. Read SEC document |
| August 08, 2009 Filed Aug 11, 2009 21:43 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 26,146 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-09-038929 · rrd250068.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,526 F1 · price: On August 8, 2007, Mr. Wallace received a grant of performance-based restricted stock units ("RSUs") that, following completion of fiscal year 2008, were determined by the independent members of KLA-Tencor's Board of Directors (in August 2008) to cover, based on KLA-Tencor's financial performance during fiscal year 2008, 52,291 shares of KLA-Tencor common stock. On August 8, 2009, Mr. Wallace vested in fifty percent (50%) of such RSUs. Read SEC document |
| August 06, 2009 Filed Aug 8, 2009 00:09 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 74,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-038575 · rrd249611.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,596 F1 · security: Each restricted stock unit represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: Represents a grant of restricted stock units subject only to service-vesting requirements. Mr. Wallace will vest in fifty percent (50%) of the restricted stock units upon his completion of two years of service with KLA-Tencor measured from the grant date (August 6, 2009) and will vest in the remaining fifty percent (50%) upon his completion of an additional two years of service thereafter. The shares of common stock will be issued as the restricted stock units vest. F3 · balance_after: Does not include performance-based restricted stock units, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 06, 2009 Filed Aug 8, 2009 00:09 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 57,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-038575 · rrd249611.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,596 F1 · security: Each restricted stock unit represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: Represents a grant of restricted stock units subject only to service-vesting requirements. Mr. Wallace will vest in fifty percent (50%) of the restricted stock units upon his completion of two years of service with KLA-Tencor measured from the grant date (August 6, 2009) and will vest in the remaining fifty percent (50%) upon his completion of an additional two years of service thereafter. The shares of common stock will be issued as the restricted stock units vest. F3 · balance_after: Does not include performance-based restricted stock units, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on Form 4 within two business days of the date such assessment is made. Read SEC document |
| October 18, 2008 Filed Oct 21, 2008 21:32 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 9,404 | $21.45 | $201,715.80 |
DisclosureSEC source: 0001181431-08-057947 · rrd221312.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,268 F2 · shares: Pursuant to the terms of the October 18, 2004 RSU grant, 9,404 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Because the vesting date of such RSUs occurred on a day on which the NASDAQ Stock Market was closed for trading, the fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock on the last completed trading day immediately prior to such vesting date. F2 · price: Pursuant to the terms of the October 18, 2004 RSU grant, 9,404 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Because the vesting date of such RSUs occurred on a day on which the NASDAQ Stock Market was closed for trading, the fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock on the last completed trading day immediately prior to such vesting date. Read SEC document |
| October 18, 2008 Filed Oct 21, 2008 21:32 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 20,556 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-08-057947 · rrd221312.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,672 F1 · price: On October 18, 2004, Mr. Wallace received a grant of restricted stock units ("RSUs") covering 41,111 shares of KLA-Tencor Corporation common stock. On October 18, 2008, Mr. Wallace vested in fifty percent (50%) of such RSUs. Read SEC document |
| September 19, 2008 Filed Sep 23, 2008 23:35 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 12,458 | $34.33 | $427,683.14 |
DisclosureSEC source: 0001181431-08-054270 · rrd219288.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,116 F2 · shares: Pursuant to the terms of the September 19, 2006 RSU grant, 12,458 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| September 19, 2008 Filed Sep 23, 2008 23:35 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 31,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-08-054270 · rrd219288.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,574 F1 · price: On September 19, 2006, Mr. Wallace received a grant of restricted stock units ("RSUs") covering shares of KLA-Tencor Corporation common stock. Following the completion of KLA-Tencor's fiscal year 2007, KLA-Tencor's Board of Directors determined that the number of shares of KLA-Tencor common stock subject to such RSU grant was 62,500. On September 19, 2008, Mr. Wallace vested in fifty percent (50%) of such RSUs. Read SEC document |
| August 06, 2008 Filed Aug 7, 2008 23:43 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-046986 · rrd215212.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,902 F1 · security: Each restricted stock unit represents a contingent right to receive one share of KLA-Tencor common stock. F3 · security: On August 13, 2007, Mr. Wallace was granted supplemental restricted stock units covering up to 25,000 shares of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. Following the completion of KLA-Tencor's 2008 fiscal year, KLA-Tencor's Board of Directors determined on August 6, 2008 the level at which Mr. Wallace's performance goals were attained and, based on that assessment, determined that the number of shares subject to the supplemental restricted stock units is 25,000. Mr. Wallace will vest in fifty percent (50%) of the restricted stock units upon his completion of two years of service with KLA-Tencor measured from the grant date (August 13, 2007) and will vest in the remaining fifty percent (50%) upon his completion of an additional two years of service thereafter. The shares of common stock will be issued as the restricted stock units vest. F3 · shares: On August 13, 2007, Mr. Wallace was granted supplemental restricted stock units covering up to 25,000 shares of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. Following the completion of KLA-Tencor's 2008 fiscal year, KLA-Tencor's Board of Directors determined on August 6, 2008 the level at which Mr. Wallace's performance goals were attained and, based on that assessment, determined that the number of shares subject to the supplemental restricted stock units is 25,000. Mr. Wallace will vest in fifty percent (50%) of the restricted stock units upon his completion of two years of service with KLA-Tencor measured from the grant date (August 13, 2007) and will vest in the remaining fifty percent (50%) upon his completion of an additional two years of service thereafter. The shares of common stock will be issued as the restricted stock units vest. F4 · balance_after: Does not include performance-based restricted stock units, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on Form 4 within two business days of the date such assessment is made. In addition, the aggregate number of shares of KLA-Tencor common stock subject to restricted stock units held by Mr. Wallace that was reported in Table I, Column 5 of his Form 4 filed on August 10, 2007 was incorrectly reported as 203,661; the correct number was 203,611. Read SEC document |
| August 06, 2008 Filed Aug 7, 2008 23:43 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 52,291 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-046986 · rrd215212.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,902 F1 · security: Each restricted stock unit represents a contingent right to receive one share of KLA-Tencor common stock. F2 · security: On August 8, 2007, Mr. Wallace was granted restricted stock units covering up to 62,500 shares of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. Following the completion of KLA-Tencor's audited financial statements for the 2008 fiscal year, KLA-Tencor's Board of Directors determined on August 6, 2008 the level at which the corporate performance goals were attained and, based on that assessment, determined that the number of shares subject to the restricted stock units is 52,291. Mr. Wallace will vest in fifty percent (50%) of the restricted stock units upon his completion of two years of service with KLA-Tencor measured from the grant date (August 8, 2007) and will vest in the remaining fifty percent (50%) upon his completion of an additional two years of service thereafter. The shares of common stock will be issued as the restricted stock units vest. F2 · shares: On August 8, 2007, Mr. Wallace was granted restricted stock units covering up to 62,500 shares of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. Following the completion of KLA-Tencor's audited financial statements for the 2008 fiscal year, KLA-Tencor's Board of Directors determined on August 6, 2008 the level at which the corporate performance goals were attained and, based on that assessment, determined that the number of shares subject to the restricted stock units is 52,291. Mr. Wallace will vest in fifty percent (50%) of the restricted stock units upon his completion of two years of service with KLA-Tencor measured from the grant date (August 8, 2007) and will vest in the remaining fifty percent (50%) upon his completion of an additional two years of service thereafter. The shares of common stock will be issued as the restricted stock units vest. F4 · balance_after: Does not include performance-based restricted stock units, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on Form 4 within two business days of the date such assessment is made. In addition, the aggregate number of shares of KLA-Tencor common stock subject to restricted stock units held by Mr. Wallace that was reported in Table I, Column 5 of his Form 4 filed on August 10, 2007 was incorrectly reported as 203,661; the correct number was 203,611. Read SEC document |
| August 08, 2007 Filed Aug 11, 2007 01:47 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock (restricted stock units) | 62,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-051764 · rrd169142.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,661 F1 · security: On September 19, 2006, the Reporting Person was granted a restricted stock unit covering up to 62,500 shares of the Issuer's Common Stock which are subject to both performance-vesting and service-vesting requirements. Following the completion of the Issuer's audited financial statements for the 2007 fiscal year, the Issuer's Board of Directors determined on August 8, 2007 the level at which the performance goals were attained, and based on that assessment, determined that the number of shares subject to the restricted stock units is 62,500. The Reporting Person will vest in 50% of the restricted stock units upon his completion of two years of service with the Issuer measured from September 19, 2006 and will vest in the remaining 50% upon his completion of an additional two years of service thereafter. The shares of common stock will be issued as the restricted stock units vest. F1 · shares: On September 19, 2006, the Reporting Person was granted a restricted stock unit covering up to 62,500 shares of the Issuer's Common Stock which are subject to both performance-vesting and service-vesting requirements. Following the completion of the Issuer's audited financial statements for the 2007 fiscal year, the Issuer's Board of Directors determined on August 8, 2007 the level at which the performance goals were attained, and based on that assessment, determined that the number of shares subject to the restricted stock units is 62,500. The Reporting Person will vest in 50% of the restricted stock units upon his completion of two years of service with the Issuer measured from September 19, 2006 and will vest in the remaining 50% upon his completion of an additional two years of service thereafter. The shares of common stock will be issued as the restricted stock units vest. Read SEC document |
| December 28, 2006 Filed Dec 30, 2006 02:06 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option · Derivative | 16,500 | Not disclosed Strike: $45.25 | Not disclosed |
DisclosureSEC source: 0001209191-06-067485 · bpa26163_bpa2rw.xml · derivative · entry 6 WALLACE RICHARD P · CIK 0001196898 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,500 Underlying: Common Stock · 16,500 shares Expires 2011-10-02 F1 · kind: The reported transactions are exempt under SEC Rule 16-b-3, and the related disposition and acquisition transactions for each option involved an amendment of a portion of that option increasing the exercise price per share of such portion to complywith the requirements of Section 409A of the Internal Revenue Code. Such amendment is deemed the cancellation of the portion of the lower-priced option and the grant a replacement option at the higher exercise price per share. F1 · price: The reported transactions are exempt under SEC Rule 16-b-3, and the related disposition and acquisition transactions for each option involved an amendment of a portion of that option increasing the exercise price per share of such portion to complywith the requirements of Section 409A of the Internal Revenue Code. Such amendment is deemed the cancellation of the portion of the lower-priced option and the grant a replacement option at the higher exercise price per share. F2 · derivative.exercise_date: The option is currently exercisable for vested shares. Read SEC document |
| December 28, 2006 Filed Dec 30, 2006 02:06 UTC | KLA CORP KLAC · Entity 2838 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 16,500 | Not disclosed Strike: $29.31 | Not disclosed |
DisclosureSEC source: 0001209191-06-067485 · bpa26163_bpa2rw.xml · derivative · entry 5 WALLACE RICHARD P · CIK 0001196898 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 16,500 shares Expires 2011-10-02 F1 · kind: The reported transactions are exempt under SEC Rule 16-b-3, and the related disposition and acquisition transactions for each option involved an amendment of a portion of that option increasing the exercise price per share of such portion to complywith the requirements of Section 409A of the Internal Revenue Code. Such amendment is deemed the cancellation of the portion of the lower-priced option and the grant a replacement option at the higher exercise price per share. F1 · price: The reported transactions are exempt under SEC Rule 16-b-3, and the related disposition and acquisition transactions for each option involved an amendment of a portion of that option increasing the exercise price per share of such portion to complywith the requirements of Section 409A of the Internal Revenue Code. Such amendment is deemed the cancellation of the portion of the lower-priced option and the grant a replacement option at the higher exercise price per share. F1 · acquired: The reported transactions are exempt under SEC Rule 16-b-3, and the related disposition and acquisition transactions for each option involved an amendment of a portion of that option increasing the exercise price per share of such portion to complywith the requirements of Section 409A of the Internal Revenue Code. Such amendment is deemed the cancellation of the portion of the lower-priced option and the grant a replacement option at the higher exercise price per share. F2 · derivative.exercise_date: The option is currently exercisable for vested shares. Read SEC document |
| December 28, 2006 Filed Dec 30, 2006 02:06 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 4,667 | Not disclosed Strike: $50.82 | Not disclosed |
DisclosureSEC source: 0001209191-06-067485 · bpa26163_bpa2rw.xml · derivative · entry 4 WALLACE RICHARD P · CIK 0001196898 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,667 Underlying: Common Stock · 4,667 shares Expires 2011-04-04 F1 · kind: The reported transactions are exempt under SEC Rule 16-b-3, and the related disposition and acquisition transactions for each option involved an amendment of a portion of that option increasing the exercise price per share of such portion to complywith the requirements of Section 409A of the Internal Revenue Code. Such amendment is deemed the cancellation of the portion of the lower-priced option and the grant a replacement option at the higher exercise price per share. F1 · price: The reported transactions are exempt under SEC Rule 16-b-3, and the related disposition and acquisition transactions for each option involved an amendment of a portion of that option increasing the exercise price per share of such portion to complywith the requirements of Section 409A of the Internal Revenue Code. Such amendment is deemed the cancellation of the portion of the lower-priced option and the grant a replacement option at the higher exercise price per share. F1 · acquired: The reported transactions are exempt under SEC Rule 16-b-3, and the related disposition and acquisition transactions for each option involved an amendment of a portion of that option increasing the exercise price per share of such portion to complywith the requirements of Section 409A of the Internal Revenue Code. Such amendment is deemed the cancellation of the portion of the lower-priced option and the grant a replacement option at the higher exercise price per share. F2 · derivative.exercise_date: The option is currently exercisable for vested shares. Read SEC document |
| December 28, 2006 Filed Dec 30, 2006 02:06 UTC | KLA CORP KLAC · Entity 2838 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 4,667 | Not disclosed Strike: $32.75 | Not disclosed |
DisclosureSEC source: 0001209191-06-067485 · bpa26163_bpa2rw.xml · derivative · entry 3 WALLACE RICHARD P · CIK 0001196898 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,792 Underlying: Common Stock · 4,667 shares Expires 2011-04-04 F1 · kind: The reported transactions are exempt under SEC Rule 16-b-3, and the related disposition and acquisition transactions for each option involved an amendment of a portion of that option increasing the exercise price per share of such portion to complywith the requirements of Section 409A of the Internal Revenue Code. Such amendment is deemed the cancellation of the portion of the lower-priced option and the grant a replacement option at the higher exercise price per share. F1 · price: The reported transactions are exempt under SEC Rule 16-b-3, and the related disposition and acquisition transactions for each option involved an amendment of a portion of that option increasing the exercise price per share of such portion to complywith the requirements of Section 409A of the Internal Revenue Code. Such amendment is deemed the cancellation of the portion of the lower-priced option and the grant a replacement option at the higher exercise price per share. F1 · acquired: The reported transactions are exempt under SEC Rule 16-b-3, and the related disposition and acquisition transactions for each option involved an amendment of a portion of that option increasing the exercise price per share of such portion to complywith the requirements of Section 409A of the Internal Revenue Code. Such amendment is deemed the cancellation of the portion of the lower-priced option and the grant a replacement option at the higher exercise price per share. F2 · derivative.exercise_date: The option is currently exercisable for vested shares. Read SEC document |
| December 28, 2006 Filed Dec 30, 2006 02:06 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 3,209 | Not disclosed Strike: $32.88 | Not disclosed |
DisclosureSEC source: 0001209191-06-067485 · bpa26163_bpa2rw.xml · derivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,209 Underlying: Common Stock · 3,209 shares Expires 2010-11-10 F1 · kind: The reported transactions are exempt under SEC Rule 16-b-3, and the related disposition and acquisition transactions for each option involved an amendment of a portion of that option increasing the exercise price per share of such portion to complywith the requirements of Section 409A of the Internal Revenue Code. Such amendment is deemed the cancellation of the portion of the lower-priced option and the grant a replacement option at the higher exercise price per share. F1 · price: The reported transactions are exempt under SEC Rule 16-b-3, and the related disposition and acquisition transactions for each option involved an amendment of a portion of that option increasing the exercise price per share of such portion to complywith the requirements of Section 409A of the Internal Revenue Code. Such amendment is deemed the cancellation of the portion of the lower-priced option and the grant a replacement option at the higher exercise price per share. F1 · acquired: The reported transactions are exempt under SEC Rule 16-b-3, and the related disposition and acquisition transactions for each option involved an amendment of a portion of that option increasing the exercise price per share of such portion to complywith the requirements of Section 409A of the Internal Revenue Code. Such amendment is deemed the cancellation of the portion of the lower-priced option and the grant a replacement option at the higher exercise price per share. F2 · derivative.exercise_date: The option is currently exercisable for vested shares. Read SEC document |
| December 28, 2006 Filed Dec 30, 2006 02:06 UTC | KLA CORP KLAC · Entity 2838 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 3,209 | Not disclosed Strike: $26.25 | Not disclosed |
DisclosureSEC source: 0001209191-06-067485 · bpa26163_bpa2rw.xml · derivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,791 Underlying: Common Stock · 3,209 shares Expires 2010-11-10 F1 · kind: The reported transactions are exempt under SEC Rule 16-b-3, and the related disposition and acquisition transactions for each option involved an amendment of a portion of that option increasing the exercise price per share of such portion to complywith the requirements of Section 409A of the Internal Revenue Code. Such amendment is deemed the cancellation of the portion of the lower-priced option and the grant a replacement option at the higher exercise price per share. F1 · price: The reported transactions are exempt under SEC Rule 16-b-3, and the related disposition and acquisition transactions for each option involved an amendment of a portion of that option increasing the exercise price per share of such portion to complywith the requirements of Section 409A of the Internal Revenue Code. Such amendment is deemed the cancellation of the portion of the lower-priced option and the grant a replacement option at the higher exercise price per share. F1 · acquired: The reported transactions are exempt under SEC Rule 16-b-3, and the related disposition and acquisition transactions for each option involved an amendment of a portion of that option increasing the exercise price per share of such portion to complywith the requirements of Section 409A of the Internal Revenue Code. Such amendment is deemed the cancellation of the portion of the lower-priced option and the grant a replacement option at the higher exercise price per share. F2 · derivative.exercise_date: The option is currently exercisable for vested shares. Read SEC document |
| February 17, 2006 Filed Feb 22, 2006 00:02 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $52.53 | $0.00 |
DisclosureSEC source: 0000319201-06-000023 · edgardoc.xml · derivative · entry 3 WALLACE RICHARD P · CIK 0001196898 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2013-02-17 Read SEC document |
| February 17, 2006 Filed Feb 22, 2006 00:02 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock-Restricted Stock Units | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000319201-06-000023 · edgardoc.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,111 F1 · security: Each restricted stock unit represents a contingent right to receive one share of KLAC common stock. F2 · price: The restricted stock units vest in two equal installments. The first half vests four years from grant date. The second half vests one year thereafter. Read SEC document |
| September 26, 2005 Filed Sep 27, 2005 23:21 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 125,000 | $0.00 Strike: $47.95 | $0.00 |
DisclosureSEC source: 0000319201-05-000134 · edgardoc.xml · derivative · entry 3 WALLACE RICHARD P · CIK 0001196898 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires 2012-09-26 Read SEC document |
| September 26, 2005 Filed Sep 27, 2005 23:21 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock-Restricted Stock Units | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000319201-05-000134 · edgardoc.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,111 F1 · security: Each restricted stock unit represents a contingent right to receive one share of KLAC common stock. F2 · price: The restricted stock units vest in two equal installments. The first half vests four years from grant date. The second half vests one year thereafter. Read SEC document |
| October 18, 2004 Filed Oct 20, 2004 22:16 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock-Restricted Stock Units | 41,111 | $0.00 | $0.00 |
DisclosureSEC source: 0000319201-04-000162 · edgardoc.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,111 F1 · security: Each restricted stock unit represents a contingent right to receive one share of KLAC common stock. F2 · price: The restricted stock units vest in two equal installments. The first half vests on October 18, 2008. The second half vests the following year on October 18, 2009. Read SEC document |
| September 21, 2004 Filed Sep 23, 2004 21:40 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $41.79 | $0.00 |
DisclosureSEC source: 0000319201-04-000132 · edgardoc.xml · derivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2014-09-21 Read SEC document |
| August 02, 2004 Filed Aug 9, 2004 23:24 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 11,250 | $0.00 Strike: $40.66 | $0.00 |
DisclosureSEC source: 0000319201-04-000090 · edgardoc.xml · derivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,250 Underlying: Common Stock · 11,250 shares Expires 2014-08-02 F1 · shares: Form filings are completed by the Company on behalf of the officer listed. Due to an administrative error, this grant of options is being reported late. Read SEC document |
| June 30, 2004 Filed Aug 12, 2004 21:47 UTC | KLA CORP KLAC · Entity 2838 | OtherCommon Stock | 572 | $31.76 | $18,164.43 |
DisclosureSEC source: 0000319201-04-000109 · edgardoc.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,903 F1 · kind: Voluntary reporting of ESPP shares Purchased on 6/30/2004. Read SEC document |
| April 26, 2004 Filed Apr 27, 2004 23:12 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 18,750 | $0.00 Strike: $45.16 | $0.00 |
DisclosureSEC source: 0000319201-04-000048 · edgardoc.xml · derivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,750 Underlying: Common Stock · 18,750 shares Expires 2014-04-26 Read SEC document |
| January 27, 2004 Filed Jan 29, 2004 18:25 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $58.10 | $0.00 |
DisclosureSEC source: 0000319201-04-000012 · edgardoc.xml · derivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2014-01-27 Read SEC document |
| December 03, 2003 Filed Dec 4, 2003 01:00 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,709 | $59.54 Strike: $44.69 | $161,288.98 |
DisclosureSEC source: 0000319201-03-000178 · edgardoc.xml · derivative · entry 21 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,169 Underlying: Common Stock · 2,709 shares Expires 2010-08-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2003 Filed Dec 4, 2003 01:00 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,500 | $59.54 Strike: $37.05 | $148,845.50 |
DisclosureSEC source: 0000319201-03-000178 · edgardoc.xml · derivative · entry 20 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 2,500 shares Expires 2012-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2003 Filed Dec 4, 2003 01:00 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $59.54 Strike: $34.67 | $297,691.00 |
DisclosureSEC source: 0000319201-03-000178 · edgardoc.xml · derivative · entry 19 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 5,000 shares Expires 2013-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2003 Filed Dec 4, 2003 01:00 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,041 | $59.54 Strike: $33.75 | $300,132.07 |
DisclosureSEC source: 0000319201-03-000178 · edgardoc.xml · derivative · entry 18 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,041 shares Expires 2009-10-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2003 Filed Dec 4, 2003 01:00 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 875 | $59.54 Strike: $32.75 | $52,095.93 |
DisclosureSEC source: 0000319201-03-000178 · edgardoc.xml · derivative · entry 17 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,459 Underlying: Common Stock · 875 shares Expires 2011-04-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2003 Filed Dec 4, 2003 01:00 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 3,000 | $59.54 Strike: $29.31 | $178,614.60 |
DisclosureSEC source: 0000319201-03-000178 · edgardoc.xml · derivative · entry 16 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,500 Underlying: Common Stock · 3,000 shares Expires 2011-10-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2003 Filed Dec 4, 2003 01:00 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 875 | $59.54 Strike: $26.25 | $52,095.93 |
DisclosureSEC source: 0000319201-03-000178 · edgardoc.xml · derivative · entry 15 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Underlying: Common Stock · 875 shares Expires 2010-11-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2003 Filed Dec 4, 2003 01:00 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 5,000 | $59.54 | $297,691.00 |
DisclosureSEC source: 0000319201-03-000178 · edgardoc.xml · nonDerivative · entry 14 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,279 Read SEC document |
| December 03, 2003 Filed Dec 4, 2003 01:00 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 5,000 | $34.67 | $173,350.00 |
DisclosureSEC source: 0000319201-03-000178 · edgardoc.xml · nonDerivative · entry 13 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,279 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2003 Filed Dec 4, 2003 01:00 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 2,500 | $59.54 | $148,845.50 |
DisclosureSEC source: 0000319201-03-000178 · edgardoc.xml · nonDerivative · entry 12 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,279 Read SEC document |
| December 03, 2003 Filed Dec 4, 2003 01:00 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 2,500 | $37.05 | $92,625.00 |
DisclosureSEC source: 0000319201-03-000178 · edgardoc.xml · nonDerivative · entry 11 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,779 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2003 Filed Dec 4, 2003 01:00 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 3,000 | $59.54 | $178,614.60 |
DisclosureSEC source: 0000319201-03-000178 · edgardoc.xml · nonDerivative · entry 10 WALLACE RICHARD P · CIK 0001196898 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,279 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.