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NORA JOHNSON SUZANNE M

Disclosed activity across 6 companies

Tapewire entity
10473
SEC CIK
0001310264

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMERICAN INTERNATIONAL GROUP, INC.AIG · Entity 3083DirectorApril 01, 2020April 03, 2020
GOLDMAN SACHS GROUP INCGS · Entity 2819Vice Chairman of the Corp.January 04, 2007January 08, 2007
INTUIT INC.INTU · Entity 2373DirectorJanuary 22, 2026January 26, 2026
NVIDIA CORPNVDA · Entity 1023DirectorAugust 10, 2026August 12, 2026
PFIZER INCPFE · Entity 2863DirectorApril 23, 2026April 27, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMERICAN INTERNATIONAL GROUP, INC.

Report date April 01, 2020 · Filed April 03, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Stock UnitSEC Table II · derivative / convertible securityDirect27,051 Reported balance After 2020-04-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2020-04-01 · Grant · Acquired 393 · Balance 27,051

F1: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F2: Reflects deferred stock units previously granted pursuant to the 2007 Plan, the 2010 Plan and the 2013 Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F2: Reflects deferred stock units previously granted pursuant to the 2007 Plan, the 2010 Plan and the 2013 Plan.

GOLDMAN SACHS GROUP INC

Report date January 04, 2007 · Filed January 08, 2007

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect33,834 Ending reported balance After 2007-01-04 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2007-01-04 · Grant · Acquired 38,464 · Balance 50,446

F1: On January 4, 2007, 38,464 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

Row 2 · 2007-01-04 · Tax withholding · Disposed 16,612 · Balance 33,834

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2007-01-04 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2007-01-04 · Exercise / conversion · Disposed 38,464 · Balance 0

F1: On January 4, 2007, 38,464 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

Common Stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectSee footnote313,369 Reported balance Holding disclosure · report date 2007-01-04 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 313,369

F2: As trustee of revocable trust.

Filing footnotes · ownership attribution and instrument terms

F1: On January 4, 2007, 38,464 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F2: As trustee of revocable trust.

INTUIT INC.

Report date January 22, 2026 · Filed January 26, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Trust42,915 Last balance in matching sequence After 2026-01-22 transaction · row 6 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
6 source rows

Row 1 · 2026-01-22 · Exercise / conversion · Acquired 694 · Balance 40,190

F1: Shares held in JOHNSON TRUST U/A DTD 03/09/2000 of which the reporting person is a trustee.

Row 2 · 2026-01-22 · Exercise / conversion · Acquired 663 · Balance 40,853

F1: Shares held in JOHNSON TRUST U/A DTD 03/09/2000 of which the reporting person is a trustee.

Row 3 · 2026-01-22 · Exercise / conversion · Acquired 880 · Balance 41,733

F1: Shares held in JOHNSON TRUST U/A DTD 03/09/2000 of which the reporting person is a trustee.

Row 4 · 2026-01-22 · Exercise / conversion · Acquired 563 · Balance 42,296

F1: Shares held in JOHNSON TRUST U/A DTD 03/09/2000 of which the reporting person is a trustee.

Row 5 · 2026-01-22 · Exercise / conversion · Acquired 586 · Balance 42,882

F1: Shares held in JOHNSON TRUST U/A DTD 03/09/2000 of which the reporting person is a trustee.

Row 6 · 2026-01-22 · Exercise / conversion · Acquired 33 · Balance 42,915

F1: Shares held in JOHNSON TRUST U/A DTD 03/09/2000 of which the reporting person is a trustee.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-01-22Direct0 Reported balance After 2026-01-22 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-01-22 · Exercise / conversion · Disposed 694 · Balance 0

F2: 1-for-1

F3: Represents vesting date for these restricted stock units.

F4: Represents release date for these vested restricted stock units. Restricted stock units do not expire; they either vest or are canceled prior to vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-01-22Direct0 Reported balance After 2026-01-22 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-01-22 · Exercise / conversion · Disposed 663 · Balance 0

F2: 1-for-1

F3: Represents vesting date for these restricted stock units.

F4: Represents release date for these vested restricted stock units. Restricted stock units do not expire; they either vest or are canceled prior to vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-01-22Direct0 Reported balance After 2026-01-22 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-01-22 · Exercise / conversion · Disposed 880 · Balance 0

F2: 1-for-1

F3: Represents vesting date for these restricted stock units.

F4: Represents release date for these vested restricted stock units. Restricted stock units do not expire; they either vest or are canceled prior to vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-01-22Direct0 Reported balance After 2026-01-22 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2026-01-22 · Exercise / conversion · Disposed 563 · Balance 0

F2: 1-for-1

F3: Represents vesting date for these restricted stock units.

F4: Represents release date for these vested restricted stock units. Restricted stock units do not expire; they either vest or are canceled prior to vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-01-22Direct0 Reported balance After 2026-01-22 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2026-01-22 · Exercise / conversion · Disposed 586 · Balance 0

F2: 1-for-1

F3: Represents vesting date for these restricted stock units.

F4: Represents release date for these vested restricted stock units. Restricted stock units do not expire; they either vest or are canceled prior to vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-01-22Direct0 Reported balance After 2026-01-22 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2026-01-22 · Exercise / conversion · Disposed 33 · Balance 0

F2: 1-for-1

F3: Represents vesting date for these restricted stock units.

F4: Represents release date for these vested restricted stock units. Restricted stock units do not expire; they either vest or are canceled prior to vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Shares held in JOHNSON TRUST U/A DTD 03/09/2000 of which the reporting person is a trustee.

F2: 1-for-1

F3: Represents vesting date for these restricted stock units.

F4: Represents release date for these vested restricted stock units. Restricted stock units do not expire; they either vest or are canceled prior to vesting date.

NVIDIA CORP

Report date August 10, 2026 · Filed August 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,410 Ending reported balance After 2026-08-10 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-08-10 · Grant · Acquired 1,262 · Balance 1,262

F1: Initial grant in connection with appointment to the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock unit shall vest as to 1/6th of the shares on March 17, 2027 and 1/6th of the shares approximately every six months thereafter, such that the shares are fully vested on approximately the three (3) year anniversary of the date of grant. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

Row 2 · 2026-08-10 · Grant · Acquired 1,148 · Balance 2,410

F2: Pro-rated annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock unit shall vest as to 543 shares on November 18, 2026 and 605 shares on May 19, 2027. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

Common StockSEC Table I · non-derivativeIndirectBy Trust2,496 Reported balance Holding disclosure · report date 2026-08-10 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 2,496

F3: Shares are held by a family trust, of which the Reporting Person and her spouse are cotrustees.

Filing footnotes · ownership attribution and instrument terms

F1: Initial grant in connection with appointment to the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock unit shall vest as to 1/6th of the shares on March 17, 2027 and 1/6th of the shares approximately every six months thereafter, such that the shares are fully vested on approximately the three (3) year anniversary of the date of grant. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

F2: Pro-rated annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock unit shall vest as to 543 shares on November 18, 2026 and 605 shares on May 19, 2027. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

F3: Shares are held by a family trust, of which the Reporting Person and her spouse are cotrustees.

PFIZER INC

Report date April 23, 2026 · Filed April 27, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible securityDirect116,982.649 Reported balance After 2026-04-23 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-04-23 · Grant · Acquired 7,686.539 · Balance 116,982.649

F1: Each unit represents one phantom share of common stock.

F2: Granted pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Unit Award Plan for Non-Employee Directors.

F3: These units represent deferred director's compensation that are settled in cash or common stock at the director's election, following the reporting person's retirement from the Board of Directors.

Filing footnotes · ownership attribution and instrument terms

F1: Each unit represents one phantom share of common stock.

F2: Granted pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Unit Award Plan for Non-Employee Directors.

F3: These units represent deferred director's compensation that are settled in cash or common stock at the director's election, following the reporting person's retirement from the Board of Directors.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

VISA INC.

Report date January 25, 2022 · Filed January 28, 2022

Section 16 reporting ended · disclosed 2022-01-28. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect2,178 Reported balance After 2022-01-25 transaction · row 1
1 source row

Row 1 · 2022-01-25 · Grant · Acquired 1,114 · Balance 2,178

F1: Suzanne M. Nora Johnson joined the Visa board in October 2007 and did not stand for re-election at the 2022 Annual Meeting of Stockholders. Departing non-employee directors who joined the Visa board prior to November 2017 receive an equity grant for the year of departure, prorated for any partial year of service.

Class A Common StockSEC Table I · non-derivativeIndirectHeld by the Johnson Trust110,373 Reported balance Holding disclosure · report date 2022-01-25 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 110,373

Filing footnotes · ownership attribution and instrument terms

F1: Suzanne M. Nora Johnson joined the Visa board in October 2007 and did not stand for re-election at the 2022 Annual Meeting of Stockholders. Departing non-employee directors who joined the Visa board prior to November 2017 receive an equity grant for the year of departure, prorated for any partial year of service.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 19, 2006 Filed Apr 21, 2006 18:19 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 300 $164.47 $49,341.00
Disclosure

SEC source: 0000769993-06-000565 · norajohnsoneep_ex.xml · nonDerivative · entry 4

NORA JOHNSON SUZANNE M · CIK 0001310264 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 415,702

F1 · ownership.nature: As trustee of revocable trust.

Read SEC document
April 19, 2006 Filed Apr 21, 2006 18:19 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 400 $164.50 $65,800.00
Disclosure

SEC source: 0000769993-06-000565 · norajohnsoneep_ex.xml · nonDerivative · entry 3

NORA JOHNSON SUZANNE M · CIK 0001310264 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 416,002

F1 · ownership.nature: As trustee of revocable trust.

Read SEC document
April 19, 2006 Filed Apr 21, 2006 18:19 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 300 $164.51 $49,353.00
Disclosure

SEC source: 0000769993-06-000565 · norajohnsoneep_ex.xml · nonDerivative · entry 2

NORA JOHNSON SUZANNE M · CIK 0001310264 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 416,402

F1 · ownership.nature: As trustee of revocable trust.

Read SEC document
April 19, 2006 Filed Apr 21, 2006 18:19 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 100 $164.53 $16,453.00
Disclosure

SEC source: 0000769993-06-000565 · norajohnsoneep_ex.xml · nonDerivative · entry 1

NORA JOHNSON SUZANNE M · CIK 0001310264 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 416,702

F1 · ownership.nature: As trustee of revocable trust.

Read SEC document
January 05, 2006 Filed Jan 10, 2006 00:12 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionRestricted Stock Units · Derivative 10,479 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-06-000031 · norajohnsoneep_ex.xml · derivative · entry 4

NORA JOHNSON SUZANNE M · CIK 0001310264 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 10,479 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 5, 2006, 10,479 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F1 · price: On January 5, 2006, 10,479 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F1 · derivative.exercise_date: On January 5, 2006, 10,479 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F1 · derivative.expiration_date: On January 5, 2006, 10,479 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

Read SEC document
January 05, 2006 Filed Jan 10, 2006 00:12 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Tax withholdingCommon Stock, par value $0.01 per share 4,530 $126.47 $572,886.45
Disclosure

SEC source: 0000769993-06-000031 · norajohnsoneep_ex.xml · nonDerivative · entry 2

NORA JOHNSON SUZANNE M · CIK 0001310264 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,609

Read SEC document
January 05, 2006 Filed Jan 10, 2006 00:12 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantCommon Stock, par value $0.01 per share 10,479 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-06-000031 · norajohnsoneep_ex.xml · nonDerivative · entry 1

NORA JOHNSON SUZANNE M · CIK 0001310264 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,139

F1 · price: On January 5, 2006, 10,479 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

Read SEC document
December 21, 2005 Filed Dec 23, 2005 16:39 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GiftCommon Stock, par value $0.01 per share 36,948 $0.00 $0.00
Disclosure

SEC source: 0000769993-05-000732 · norajohnsoneep_ex.xml · nonDerivative · entry 2

NORA JOHNSON SUZANNE M · CIK 0001310264 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 416,802

F1 · ownership.nature: As trustee of revocable trust.

Read SEC document
December 13, 2005 Filed Dec 16, 2005 01:38 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantNonqualified Stock Options (right to buy) · Derivative 117,080 $0.00 Strike: $131.64 $0.00
Disclosure

SEC source: 0000769993-05-000707 · norajohnsoneep_ex.xml · derivative · entry 2

NORA JOHNSON SUZANNE M · CIK 0001310264 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,080

Underlying: Common Stock · 117,080 shares

Expires 2015-11-27

F3 · shares: The value of each Stock Option, based on a binomial option valuation method, was $32.91. Of these Stock Options, 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The Stock Options become exercisable in January 2009, although the underlying shares are subject to transfer restrictions until January 2010.

F3 · derivative.exercise_date: The value of each Stock Option, based on a binomial option valuation method, was $32.91. Of these Stock Options, 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The Stock Options become exercisable in January 2009, although the underlying shares are subject to transfer restrictions until January 2010.

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December 13, 2005 Filed Dec 16, 2005 01:38 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 43,093 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-05-000707 · norajohnsoneep_ex.xml · derivative · entry 1

NORA JOHNSON SUZANNE M · CIK 0001310264 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,093

Underlying: Common Stock · 43,093 shares

Expires not disclosed

F1 · derivative.exercise_price: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as RSUs by $134.12 (the closing price of the Issuer's Common Stock on the New York Stock Exchange on November 25, 2005, the last day of the Issuer's 2005 fiscal year).

F1 · price: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as RSUs by $134.12 (the closing price of the Issuer's Common Stock on the New York Stock Exchange on November 25, 2005, the last day of the Issuer's 2005 fiscal year).

F2 · derivative.exercise_date: Of these RSUs, 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2009.

F2 · derivative.expiration_date: Of these RSUs, 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2009.

Read SEC document
September 26, 2005 Filed Sep 28, 2005 15:25 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 83,333 $120.00 $9,999,960.00
Disclosure

SEC source: 0000769993-05-000573 · norajohnsoneep_ex.xml · nonDerivative · entry 2

NORA JOHNSON SUZANNE M · CIK 0001310264 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 453,750

F1 · ownership.nature: As trustee of revocable trust.

Read SEC document
December 20, 2004 Filed Dec 21, 2004 20:24 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GiftCommon Stock, par value $0.01 per share 2,850 $0.00 $0.00
Disclosure

SEC source: 0000769993-04-000776 · norajohnsoneep_ex.xml · nonDerivative · entry 3

NORA JOHNSON SUZANNE M · CIK 0001310264 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 537,083

F1 · ownership.nature: As trustee of revocable trust

Read SEC document
December 17, 2004 Filed Dec 21, 2004 20:24 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GiftCommon Stock, par value $0.01 per share 15,475 $0.00 $0.00
Disclosure

SEC source: 0000769993-04-000776 · norajohnsoneep_ex.xml · nonDerivative · entry 2

NORA JOHNSON SUZANNE M · CIK 0001310264 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 539,933

F1 · ownership.nature: As trustee of revocable trust

Read SEC document
December 14, 2004 Filed Dec 16, 2004 21:08 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 75,186 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-04-000758 · norajohnsoneep_ex.xml · derivative · entry 1

NORA JOHNSON SUZANNE M · CIK 0001310264 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,186

Underlying: Common Stock · 75,186 shares

Expires not disclosed

F1 · derivative.exercise_price: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as an equity-based award by $104.84 (the closing price-per-share of the Issuer's Common Stock on the New York Stock Exchange on November 26, 2004, the last day of the Issuer's 2004 fiscal year).

F1 · price: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as an equity-based award by $104.84 (the closing price-per-share of the Issuer's Common Stock on the New York Stock Exchange on November 26, 2004, the last day of the Issuer's 2004 fiscal year).

F2 · derivative.exercise_date: Of these RSUs, 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008.

F2 · derivative.expiration_date: Of these RSUs, 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008.

F1 · derivative.underlying_shares: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as an equity-based award by $104.84 (the closing price-per-share of the Issuer's Common Stock on the New York Stock Exchange on November 26, 2004, the last day of the Issuer's 2004 fiscal year).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.