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person · Reporting owner

NORA JOHNSON SUZANNE M

Disclosed activity across 6 companies

Tapewire entity
10473
SEC CIK
0001310264

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMERICAN INTERNATIONAL GROUP, INC.AIG · Entity 3083DirectorApril 01, 2020April 03, 2020
GOLDMAN SACHS GROUP INCGS · Entity 2819Vice Chairman of the Corp.January 04, 2007January 08, 2007
INTUIT INC.INTU · Entity 2373DirectorJanuary 22, 2026January 26, 2026
NVIDIA CORPNVDA · Entity 1023DirectorAugust 10, 2026August 12, 2026
PFIZER INCPFE · Entity 2863DirectorApril 23, 2026April 27, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMERICAN INTERNATIONAL GROUP, INC.

Report date April 01, 2020 · Filed April 03, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Stock UnitSEC Table II · derivative / convertible securityDirect27,051 Reported balance After 2020-04-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2020-04-01 · Grant · Acquired 393 · Balance 27,051

F1: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F2: Reflects deferred stock units previously granted pursuant to the 2007 Plan, the 2010 Plan and the 2013 Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F2: Reflects deferred stock units previously granted pursuant to the 2007 Plan, the 2010 Plan and the 2013 Plan.

GOLDMAN SACHS GROUP INC

Report date January 04, 2007 · Filed January 08, 2007

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect33,834 Ending reported balance After 2007-01-04 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2007-01-04 · Grant · Acquired 38,464 · Balance 50,446

F1: On January 4, 2007, 38,464 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

Row 2 · 2007-01-04 · Tax withholding · Disposed 16,612 · Balance 33,834

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2007-01-04 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2007-01-04 · Exercise / conversion · Disposed 38,464 · Balance 0

F1: On January 4, 2007, 38,464 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

Common Stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectSee footnote313,369 Reported balance Holding disclosure · report date 2007-01-04 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 313,369

F2: As trustee of revocable trust.

Filing footnotes · ownership attribution and instrument terms

F1: On January 4, 2007, 38,464 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F2: As trustee of revocable trust.

INTUIT INC.

Report date January 22, 2026 · Filed January 26, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Trust42,915 Last balance in matching sequence After 2026-01-22 transaction · row 6 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
6 source rows

Row 1 · 2026-01-22 · Exercise / conversion · Acquired 694 · Balance 40,190

F1: Shares held in JOHNSON TRUST U/A DTD 03/09/2000 of which the reporting person is a trustee.

Row 2 · 2026-01-22 · Exercise / conversion · Acquired 663 · Balance 40,853

F1: Shares held in JOHNSON TRUST U/A DTD 03/09/2000 of which the reporting person is a trustee.

Row 3 · 2026-01-22 · Exercise / conversion · Acquired 880 · Balance 41,733

F1: Shares held in JOHNSON TRUST U/A DTD 03/09/2000 of which the reporting person is a trustee.

Row 4 · 2026-01-22 · Exercise / conversion · Acquired 563 · Balance 42,296

F1: Shares held in JOHNSON TRUST U/A DTD 03/09/2000 of which the reporting person is a trustee.

Row 5 · 2026-01-22 · Exercise / conversion · Acquired 586 · Balance 42,882

F1: Shares held in JOHNSON TRUST U/A DTD 03/09/2000 of which the reporting person is a trustee.

Row 6 · 2026-01-22 · Exercise / conversion · Acquired 33 · Balance 42,915

F1: Shares held in JOHNSON TRUST U/A DTD 03/09/2000 of which the reporting person is a trustee.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-01-22Direct0 Reported balance After 2026-01-22 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-01-22 · Exercise / conversion · Disposed 694 · Balance 0

F2: 1-for-1

F3: Represents vesting date for these restricted stock units.

F4: Represents release date for these vested restricted stock units. Restricted stock units do not expire; they either vest or are canceled prior to vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-01-22Direct0 Reported balance After 2026-01-22 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-01-22 · Exercise / conversion · Disposed 663 · Balance 0

F2: 1-for-1

F3: Represents vesting date for these restricted stock units.

F4: Represents release date for these vested restricted stock units. Restricted stock units do not expire; they either vest or are canceled prior to vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-01-22Direct0 Reported balance After 2026-01-22 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-01-22 · Exercise / conversion · Disposed 880 · Balance 0

F2: 1-for-1

F3: Represents vesting date for these restricted stock units.

F4: Represents release date for these vested restricted stock units. Restricted stock units do not expire; they either vest or are canceled prior to vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-01-22Direct0 Reported balance After 2026-01-22 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2026-01-22 · Exercise / conversion · Disposed 563 · Balance 0

F2: 1-for-1

F3: Represents vesting date for these restricted stock units.

F4: Represents release date for these vested restricted stock units. Restricted stock units do not expire; they either vest or are canceled prior to vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-01-22Direct0 Reported balance After 2026-01-22 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2026-01-22 · Exercise / conversion · Disposed 586 · Balance 0

F2: 1-for-1

F3: Represents vesting date for these restricted stock units.

F4: Represents release date for these vested restricted stock units. Restricted stock units do not expire; they either vest or are canceled prior to vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-01-22Direct0 Reported balance After 2026-01-22 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2026-01-22 · Exercise / conversion · Disposed 33 · Balance 0

F2: 1-for-1

F3: Represents vesting date for these restricted stock units.

F4: Represents release date for these vested restricted stock units. Restricted stock units do not expire; they either vest or are canceled prior to vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Shares held in JOHNSON TRUST U/A DTD 03/09/2000 of which the reporting person is a trustee.

F2: 1-for-1

F3: Represents vesting date for these restricted stock units.

F4: Represents release date for these vested restricted stock units. Restricted stock units do not expire; they either vest or are canceled prior to vesting date.

NVIDIA CORP

Report date August 10, 2026 · Filed August 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,410 Ending reported balance After 2026-08-10 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-08-10 · Grant · Acquired 1,262 · Balance 1,262

F1: Initial grant in connection with appointment to the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock unit shall vest as to 1/6th of the shares on March 17, 2027 and 1/6th of the shares approximately every six months thereafter, such that the shares are fully vested on approximately the three (3) year anniversary of the date of grant. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

Row 2 · 2026-08-10 · Grant · Acquired 1,148 · Balance 2,410

F2: Pro-rated annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock unit shall vest as to 543 shares on November 18, 2026 and 605 shares on May 19, 2027. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

Common StockSEC Table I · non-derivativeIndirectBy Trust2,496 Reported balance Holding disclosure · report date 2026-08-10 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 2,496

F3: Shares are held by a family trust, of which the Reporting Person and her spouse are cotrustees.

Filing footnotes · ownership attribution and instrument terms

F1: Initial grant in connection with appointment to the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock unit shall vest as to 1/6th of the shares on March 17, 2027 and 1/6th of the shares approximately every six months thereafter, such that the shares are fully vested on approximately the three (3) year anniversary of the date of grant. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

F2: Pro-rated annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock unit shall vest as to 543 shares on November 18, 2026 and 605 shares on May 19, 2027. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

F3: Shares are held by a family trust, of which the Reporting Person and her spouse are cotrustees.

PFIZER INC

Report date April 23, 2026 · Filed April 27, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible securityDirect116,982.649 Reported balance After 2026-04-23 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-04-23 · Grant · Acquired 7,686.539 · Balance 116,982.649

F1: Each unit represents one phantom share of common stock.

F2: Granted pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Unit Award Plan for Non-Employee Directors.

F3: These units represent deferred director's compensation that are settled in cash or common stock at the director's election, following the reporting person's retirement from the Board of Directors.

Filing footnotes · ownership attribution and instrument terms

F1: Each unit represents one phantom share of common stock.

F2: Granted pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Unit Award Plan for Non-Employee Directors.

F3: These units represent deferred director's compensation that are settled in cash or common stock at the director's election, following the reporting person's retirement from the Board of Directors.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

VISA INC.

Report date January 25, 2022 · Filed January 28, 2022

Section 16 reporting ended · disclosed 2022-01-28. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect2,178 Reported balance After 2022-01-25 transaction · row 1
1 source row

Row 1 · 2022-01-25 · Grant · Acquired 1,114 · Balance 2,178

F1: Suzanne M. Nora Johnson joined the Visa board in October 2007 and did not stand for re-election at the 2022 Annual Meeting of Stockholders. Departing non-employee directors who joined the Visa board prior to November 2017 receive an equity grant for the year of departure, prorated for any partial year of service.

Class A Common StockSEC Table I · non-derivativeIndirectHeld by the Johnson Trust110,373 Reported balance Holding disclosure · report date 2022-01-25 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 110,373

Filing footnotes · ownership attribution and instrument terms

F1: Suzanne M. Nora Johnson joined the Visa board in October 2007 and did not stand for re-election at the 2022 Annual Meeting of Stockholders. Departing non-employee directors who joined the Visa board prior to November 2017 receive an equity grant for the year of departure, prorated for any partial year of service.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 25, 2019 Filed Apr 26, 2019 21:31 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units · Derivative 4,859.884 $39.61 $192,500.01
Disclosure

SEC source: 0001225208-19-007238 · doc4.xml · derivative · entry 1

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,712.313

Underlying: Common Stock · 4,859.884 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · shares: Granted pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Unit Award Plan for Non-Employee Directors.

F3 · derivative.exercise_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election, following the reporting person's retirement from the Board of Directors.

F3 · derivative.expiration_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election, following the reporting person's retirement from the Board of Directors.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:57 UTC AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 GrantDeferred Stock Unit · Derivative 164 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-19-006150 · doc4.xml · derivative · entry 1

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,950

Underlying: Common Stock · 164 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · shares: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · price: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · derivative.exercise_date: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · derivative.expiration_date: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F2 · balance_after: Reflects deferred stock units previously granted pursuant to the 2007 Plan, the 2010 Plan and the 2013 Plan.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 22:11 UTC VISA INC. V · Entity 495 OtherClass A Common Stock 1,481 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-003227 · form4.xml · nonDerivative · entry 3

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Johnson Trust

Disclosed balance after: 109,313

Read SEC document
January 29, 2019 Filed Jan 31, 2019 22:11 UTC VISA INC. V · Entity 495 OtherClass A Common Stock 1,481 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-003227 · form4.xml · nonDerivative · entry 2

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
January 29, 2019 Filed Jan 31, 2019 22:11 UTC VISA INC. V · Entity 495 GrantClass A Common Stock 1,481 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-003227 · form4.xml · nonDerivative · entry 1

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,481

Read SEC document
January 24, 2019 Filed Jan 25, 2019 21:01 UTC INTUIT INC. INTU · Entity 2373 Exercise / conversionRestricted Stock Unit · Derivative 3,550 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000026 · edgar.xml · derivative · entry 2

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,550 shares

Expires 2019-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for restricted stock units.

F3 · derivative.expiration_date: Represents release date for vested restricted stock units. Restricted stock units have no expiration date; they vest or are canceled prior to the vesting date.

Read SEC document
January 24, 2019 Filed Jan 25, 2019 21:01 UTC INTUIT INC. INTU · Entity 2373 Exercise / conversionCommon Stock 3,550 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000026 · edgar.xml · nonDerivative · entry 1

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 18, 2019 Filed Jan 22, 2019 18:43 UTC INTUIT INC. INTU · Entity 2373 GrantRestricted Stock Unit · Derivative 1,215 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000015 · edgar.xml · derivative · entry 1

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,215

Underlying: Common Stock · 1,215 shares

Expires 2024-01-18

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for restricted stock units. These securities are subject to deferred release.

F3 · derivative.expiration_date: Represents release date for vested restricted stock units. Restricted stock units do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:15 UTC AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 GrantDeferred Stock Unit · Derivative 181 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-19-000583 · doc4.xml · derivative · entry 1

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,786

Underlying: Common Stock · 181 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · shares: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · price: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · derivative.exercise_date: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · derivative.expiration_date: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F2 · balance_after: Reflects deferred stock units previously granted pursuant to the 2007 Plan, the 2010 Plan and the 2013 Plan.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:37 UTC AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 GrantDeferred Stock Unit · Derivative 135 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-18-014110 · doc4.xml · derivative · entry 1

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,605

Underlying: Common Stock · 135 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · shares: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · price: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · derivative.exercise_date: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · derivative.expiration_date: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F2 · balance_after: Reflects deferred stock units previously granted pursuant to the 2007 Plan, the 2010 Plan and the 2013 Plan.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 20:33 UTC AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 GrantDeferred Stock Unit · Derivative 132 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-18-011443 · doc4.xml · derivative · entry 1

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,470

Underlying: Common Stock · 132 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · shares: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · price: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · derivative.exercise_date: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · derivative.expiration_date: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F2 · balance_after: Reflects deferred stock units previously granted pursuant to the 2007 Plan, the 2010 Plan and the 2013 Plan.

Read SEC document
May 09, 2018 Filed May 10, 2018 20:32 UTC AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 GrantDeferred Stock Unit · Derivative 3,218 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-18-009089 · doc4.xml · derivative · entry 1

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,338

Underlying: Common Stock · 3,218 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of deferred stock units pursuant to the American International Group, Inc. ("AIG") 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2013 Plan and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG. The award includes dividend equivalent rights payable in the form of deferred stock units.

F1 · shares: Grant of deferred stock units pursuant to the American International Group, Inc. ("AIG") 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2013 Plan and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG. The award includes dividend equivalent rights payable in the form of deferred stock units.

F1 · price: Grant of deferred stock units pursuant to the American International Group, Inc. ("AIG") 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2013 Plan and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG. The award includes dividend equivalent rights payable in the form of deferred stock units.

F1 · derivative.exercise_date: Grant of deferred stock units pursuant to the American International Group, Inc. ("AIG") 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2013 Plan and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG. The award includes dividend equivalent rights payable in the form of deferred stock units.

F1 · derivative.expiration_date: Grant of deferred stock units pursuant to the American International Group, Inc. ("AIG") 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2013 Plan and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG. The award includes dividend equivalent rights payable in the form of deferred stock units.

F2 · balance_after: Reflects deferred stock units previously granted pursuant to the AIG Amended and Restated 2007 Stock Incentive Plan, the AIG 2010 Stock Incentive Plan and the 2013 Plan.

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April 26, 2018 Filed Apr 30, 2018 17:33 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units · Derivative 5,223.881 $36.85 $192,500.01
Disclosure

SEC source: 0001225208-18-008221 · doc4.xml · derivative · entry 1

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,852.431

Underlying: Common Stock · 5,223.881 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · shares: Granted pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Unit Award Plan for Non-Employee Directors.

F3 · derivative.exercise_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election, following the reporting person's retirement from the Board of Directors.

F3 · derivative.expiration_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election, following the reporting person's retirement from the Board of Directors.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 20:33 UTC AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 GrantDeferred Stock Unit · Derivative 112 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-18-007357 · doc4.xml · derivative · entry 1

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,120

Underlying: Common Stock · 112 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · shares: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · price: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · derivative.exercise_date: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · derivative.expiration_date: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F2 · balance_after: Reflects deferred stock units previously granted pursuant to the 2007 Plan, the 2010 Plan and the 2013 Plan.

Read SEC document
January 19, 2018 Filed Jan 22, 2018 23:07 UTC INTUIT INC. INTU · Entity 2373 GrantRestricted Stock Unit · Derivative 1,550 $0.00 $0.00
Disclosure

SEC source: 0000896878-18-000019 · edgar.xml · derivative · entry 3

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,550

Underlying: Common Stock · 1,550 shares

Expires 2023-01-19

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for restricted stock units.

F3 · derivative.expiration_date: Represents release date for vested restricted stock units. Restricted stock units have no expiration date; they vest or are canceled prior to the vesting date.

Read SEC document
January 18, 2018 Filed Jan 22, 2018 23:07 UTC INTUIT INC. INTU · Entity 2373 Exercise / conversionRestricted Stock Unit · Derivative 4,083 $0.00 $0.00
Disclosure

SEC source: 0000896878-18-000019 · edgar.xml · derivative · entry 2

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,083 shares

Expires 2018-01-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for restricted stock units.

F3 · derivative.expiration_date: Represents release date for vested restricted stock units. Restricted stock units have no expiration date; they vest or are canceled prior to the vesting date.

Read SEC document
January 18, 2018 Filed Jan 22, 2018 23:07 UTC INTUIT INC. INTU · Entity 2373 Exercise / conversionCommon Stock 4,083 $0.00 $0.00
Disclosure

SEC source: 0000896878-18-000019 · edgar.xml · nonDerivative · entry 1

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 21:50 UTC AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 GrantDeferred Stock Unit · Derivative 100 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-18-000361 · doc4.xml · derivative · entry 1

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,008

Underlying: Common Stock · 100 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · shares: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · price: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · derivative.exercise_date: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · derivative.expiration_date: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F2 · balance_after: Reflects deferred stock units previously granted pursuant to the 2007 Plan, the 2010 Plan and the 2013 Plan.

Read SEC document
November 19, 2017 Filed Nov 21, 2017 21:57 UTC VISA INC. V · Entity 495 Exercise / conversionRestricted Stock Units · Derivative 2,289 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-033029 · form4.xml · derivative · entry 5

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,289 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant, subject to earlier vesting in full in limited circumstances specified in the award agreement.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant, subject to earlier vesting in full in limited circumstances specified in the award agreement.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant, subject to earlier vesting in full in limited circumstances specified in the award agreement.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant, subject to earlier vesting in full in limited circumstances specified in the award agreement.

Read SEC document
November 19, 2017 Filed Nov 21, 2017 21:57 UTC VISA INC. V · Entity 495 OtherClass A Common Stock 3,974 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-033029 · form4.xml · nonDerivative · entry 4

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Johnson Trust

Disclosed balance after: 107,832

Read SEC document
November 19, 2017 Filed Nov 21, 2017 21:57 UTC VISA INC. V · Entity 495 OtherClass A Common Stock 3,974 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-033029 · form4.xml · nonDerivative · entry 3

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 19, 2017 Filed Nov 21, 2017 21:57 UTC VISA INC. V · Entity 495 GrantClass A Common Stock 1,685 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-033029 · form4.xml · nonDerivative · entry 2

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,974

Read SEC document
November 19, 2017 Filed Nov 21, 2017 21:57 UTC VISA INC. V · Entity 495 Exercise / conversionClass A Common Stock 2,289 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-033029 · form4.xml · nonDerivative · entry 1

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant, subject to earlier vesting in full in limited circumstances specified in the award agreement.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 20:52 UTC AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 GrantDeferred Stock Unit · Derivative 95 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-17-015794 · doc4.xml · derivative · entry 1

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,908

Underlying: Common Stock · 95 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · shares: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · price: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · derivative.exercise_date: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · derivative.expiration_date: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F2 · balance_after: Reflects deferred stock units previously granted pursuant to the 2007 Plan, the 2010 Plan and the 2013 Plan.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 21:49 UTC AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 GrantDeferred Stock Unit · Derivative 83 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-17-012264 · doc4.xml · derivative · entry 1

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,813

Underlying: Common Stock · 83 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · shares: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · price: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · derivative.exercise_date: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · derivative.expiration_date: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F2 · balance_after: Reflects deferred stock units previously granted pursuant to the 2007 Plan, the 2010 Plan and the 2013 Plan.

Read SEC document
June 28, 2017 Filed Jun 29, 2017 20:47 UTC AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 GrantDeferred Stock Unit · Derivative 2,036 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-17-011674 · doc4.xml · derivative · entry 1

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,730

Underlying: Common Stock · 2,036 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of deferred stock units pursuant to the American International Group, Inc. ("AIG") 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2013 Plan and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG. The award includes dividend equivalent rights payable in the form of deferred stock units.

F1 · shares: Grant of deferred stock units pursuant to the American International Group, Inc. ("AIG") 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2013 Plan and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG. The award includes dividend equivalent rights payable in the form of deferred stock units.

F1 · price: Grant of deferred stock units pursuant to the American International Group, Inc. ("AIG") 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2013 Plan and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG. The award includes dividend equivalent rights payable in the form of deferred stock units.

F1 · derivative.exercise_date: Grant of deferred stock units pursuant to the American International Group, Inc. ("AIG") 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2013 Plan and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG. The award includes dividend equivalent rights payable in the form of deferred stock units.

F1 · derivative.expiration_date: Grant of deferred stock units pursuant to the American International Group, Inc. ("AIG") 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2013 Plan and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG. The award includes dividend equivalent rights payable in the form of deferred stock units.

F2 · balance_after: Reflects deferred stock units previously granted pursuant to the AIG Amended and Restated 2007 Stock Incentive Plan, the AIG 2010 Stock Incentive Plan and the 2013 Plan.

Read SEC document
April 27, 2017 Filed Apr 28, 2017 17:39 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units · Derivative 5,537.507 $33.86 $187,499.99
Disclosure

SEC source: 0001225208-17-008583 · doc4.xml · derivative · entry 1

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,628.549

Underlying: Common Stock · 5,537.507 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · shares: Granted pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Unit Award Plan for Non-Employee Directors.

F3 · derivative.exercise_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

F3 · derivative.expiration_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 20:55 UTC AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 GrantDeferred Stock Unit · Derivative 84 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-17-007449 · doc4.xml · derivative · entry 1

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,694

Underlying: Common Stock · 84 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · shares: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · price: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · derivative.exercise_date: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · derivative.expiration_date: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F2 · balance_after: Reflects deferred stock units previously granted pursuant to the 2007 Plan, the 2010 Plan and the 2013 Plan.

Read SEC document
January 20, 2017 Filed Jan 24, 2017 00:03 UTC INTUIT INC. INTU · Entity 2373 GrantRestricted Stock Unit · Derivative 2,220 $0.00 $0.00
Disclosure

SEC source: 0000896878-17-000017 · edgar.xml · derivative · entry 3

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,220

Underlying: Common Stock · 2,220 shares

Expires 2022-01-20

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for restricted stock units.

F3 · derivative.expiration_date: Represents release date for vested restricted stock units. Restricted stock units have no expiration date; they vest or are canceled prior to the vesting date.

Read SEC document
January 20, 2017 Filed Jan 24, 2017 00:03 UTC INTUIT INC. INTU · Entity 2373 Exercise / conversionRestricted Stock Unit · Derivative 4,554 $0.00 $0.00
Disclosure

SEC source: 0000896878-17-000017 · edgar.xml · derivative · entry 2

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,554 shares

Expires 2017-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for restricted stock units.

F3 · derivative.expiration_date: Represents release date for vested restricted stock units. Restricted stock units have no expiration date; they vest or are canceled prior to the vesting date.

Read SEC document
January 20, 2017 Filed Jan 24, 2017 00:03 UTC INTUIT INC. INTU · Entity 2373 Exercise / conversionCommon Stock 4,554 $0.00 $0.00
Disclosure

SEC source: 0000896878-17-000017 · edgar.xml · nonDerivative · entry 1

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 21:37 UTC AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 GrantDeferred Stock Unit · Derivative 79 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-17-000408 · doc4.xml · derivative · entry 1

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,610

Underlying: Common Stock · 79 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · shares: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · price: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · derivative.exercise_date: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · derivative.expiration_date: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F2 · balance_after: Reflects deferred stock units previously granted pursuant to the 2007 Plan, the 2010 Plan and the 2013 Plan.

Read SEC document
November 19, 2016 Filed Nov 23, 2016 02:04 UTC VISA INC. V · Entity 495 GrantRestricted Stock Units · Derivative 2,289 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-16-068251 · form4.xml · derivative · entry 5

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,289

Underlying: Class A Common Stock · 2,289 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant, subject to earlier vesting in full in limited circumstances specified in the award agreement.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant, subject to earlier vesting in full in limited circumstances specified in the award agreement.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant, subject to earlier vesting in full in limited circumstances specified in the award agreement.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant, subject to earlier vesting in full in limited circumstances specified in the award agreement.

Read SEC document
November 19, 2016 Filed Nov 23, 2016 02:04 UTC VISA INC. V · Entity 495 Exercise / conversionRestricted Stock Units · Derivative 2,246 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-16-068251 · form4.xml · derivative · entry 4

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,246 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant, subject to earlier vesting in full in limited circumstances specified in the award agreement.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant, subject to earlier vesting in full in limited circumstances specified in the award agreement.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant, subject to earlier vesting in full in limited circumstances specified in the award agreement.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant, subject to earlier vesting in full in limited circumstances specified in the award agreement.

Read SEC document
November 19, 2016 Filed Nov 23, 2016 02:04 UTC VISA INC. V · Entity 495 OtherClass A Common Stock 2,246 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-068251 · form4.xml · nonDerivative · entry 3

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Johnson Trust

Disclosed balance after: 103,858

Read SEC document
November 19, 2016 Filed Nov 23, 2016 02:04 UTC VISA INC. V · Entity 495 OtherClass A Common Stock 2,246 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-068251 · form4.xml · nonDerivative · entry 2

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 19, 2016 Filed Nov 23, 2016 02:04 UTC VISA INC. V · Entity 495 Exercise / conversionClass A Common Stock 2,246 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-16-068251 · form4.xml · nonDerivative · entry 1

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant, subject to earlier vesting in full in limited circumstances specified in the award agreement.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 20:38 UTC AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 GrantDeferred Stock Unit · Derivative 88 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-16-040067 · doc4.xml · derivative · entry 1

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,531

Underlying: Common Stock · 88 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · shares: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · price: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · derivative.exercise_date: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · derivative.expiration_date: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") Amended and Restated 2007 Stock Incentive Plan (the "2007 Plan"), the AIG 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2007 Plan, the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F2 · balance_after: Reflects deferred stock units previously granted pursuant to the 2007 Plan, the 2010 Plan and the 2013 Plan.

Read SEC document
April 28, 2016 Filed Apr 29, 2016 22:22 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units · Derivative 5,697.356 $32.91 $187,499.99
Disclosure

SEC source: 0001225208-16-032031 · doc4.xml · derivative · entry 1

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,091.042

Underlying: Common Stock · 5,697.356 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · shares: Granted pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Unit Award Plan for Non-Employee Directors.

F3 · derivative.exercise_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

F3 · derivative.expiration_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

Read SEC document
November 19, 2015 Filed Nov 23, 2015 22:52 UTC VISA INC. V · Entity 495 GrantRestricted Stock Units · Derivative 2,246 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-15-032328 · form4.xml · derivative · entry 5

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,246

Underlying: Class A Common Stock · 2,246 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant, subject to earlier vesting in full in limited circumstances specified in the award agreement.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant, subject to earlier vesting in full in limited circumstances specified in the award agreement.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant, subject to earlier vesting in full in limited circumstances specified in the award agreement.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant, subject to earlier vesting in full in limited circumstances specified in the award agreement.

Read SEC document
November 19, 2015 Filed Nov 23, 2015 22:52 UTC VISA INC. V · Entity 495 Exercise / conversionRestricted Stock Units · Derivative 2,880 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-15-032328 · form4.xml · derivative · entry 4

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,880 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant, subject to earlier vesting in full in limited circumstances specified in the award agreement.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant, subject to earlier vesting in full in limited circumstances specified in the award agreement.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant, subject to earlier vesting in full in limited circumstances specified in the award agreement.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant, subject to earlier vesting in full in limited circumstances specified in the award agreement.

Read SEC document
November 19, 2015 Filed Nov 23, 2015 22:52 UTC VISA INC. V · Entity 495 OtherClass A Common Stock 2,880 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-032328 · form4.xml · nonDerivative · entry 3

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Johnson Trust

Disclosed balance after: 101,612

Read SEC document
November 19, 2015 Filed Nov 23, 2015 22:52 UTC VISA INC. V · Entity 495 OtherClass A Common Stock 2,880 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-032328 · form4.xml · nonDerivative · entry 2

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 19, 2015 Filed Nov 23, 2015 22:52 UTC VISA INC. V · Entity 495 Exercise / conversionClass A Common Stock 2,880 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-15-032328 · form4.xml · nonDerivative · entry 1

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant, subject to earlier vesting in full in limited circumstances specified in the award agreement.

Read SEC document
April 23, 2015 Filed Apr 24, 2015 18:00 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units · Derivative 4,595.588 $35.36 $162,499.99
Disclosure

SEC source: 0001225208-15-010353 · doc4.xml · derivative · entry 1

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,393.682

Underlying: Common Stock · 4,595.588 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · shares: Granted pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Unit Award Plan for Non-Employee Directors.

F3 · derivative.exercise_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

F3 · derivative.expiration_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

Read SEC document
November 19, 2014 Filed Nov 21, 2014 23:58 UTC VISA INC. V · Entity 495 GrantRestricted Stock Units · Derivative 720 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-14-033177 · form4.xml · derivative · entry 5

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 720

Underlying: Common Stock · 720 shares

Expires 2024-11-19

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant, subject to earlier vesting in full in limited circumstances specified in the award agreement.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant, subject to earlier vesting in full in limited circumstances specified in the award agreement.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant, subject to earlier vesting in full in limited circumstances specified in the award agreement.

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November 19, 2014 Filed Nov 21, 2014 23:58 UTC VISA INC. V · Entity 495 Exercise / conversionRestricted Stock Units · Derivative 887 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-14-033177 · form4.xml · derivative · entry 4

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 887 shares

Expires 2023-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant, subject to earlier vesting in full in limited circumstances specified in the award agreement.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant, subject to earlier vesting in full in limited circumstances specified in the award agreement.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant, subject to earlier vesting in full in limited circumstances specified in the award agreement.

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November 19, 2014 Filed Nov 21, 2014 23:58 UTC VISA INC. V · Entity 495 OtherClass A Common Stock 887 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-033177 · form4.xml · nonDerivative · entry 3

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Johnson Trust

Disclosed balance after: 24,683

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November 19, 2014 Filed Nov 21, 2014 23:58 UTC VISA INC. V · Entity 495 OtherClass A Common Stock 887 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-033177 · form4.xml · nonDerivative · entry 2

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 19, 2014 Filed Nov 21, 2014 23:58 UTC VISA INC. V · Entity 495 Exercise / conversionClass A Common Stock 887 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-14-033177 · form4.xml · nonDerivative · entry 1

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant, subject to earlier vesting in full in limited circumstances specified in the award agreement.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.