Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KLA CORPKLAC · Entity 2838 | EVP & Chief Financial Officer | August 12, 2026 | August 13, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KLA CORP
Report date August 12, 2026 · Filed August 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 307,815.4359 |
Reported balance
After 2026-08-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-12 · Sale · Disposed 31,500 · Balance 307,815.4359 F1: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2026. F2: The number of shares of KLA common stock includes 128,244.613 shares issuable upon vesting of restricted stock units ("RSUs"). |
Filing footnotes · ownership attribution and instrument terms
F1: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2026.
F2: The number of shares of KLA common stock includes 128,244.613 shares issuable upon vesting of restricted stock units ("RSUs").
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 03, 2023 Filed Aug 7, 2023 20:05 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 5,828 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-044782 · doc4.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,247.392 F1 · shares: On August 3, 2023, the Reporting Person received a grant of restricted stock units ("RSUs"). The RSUs vest 25% annually from the date of grant. F2 · balance_after: The number of shares of KLA common stock includes 34,212 shares issuable upon vesting of RSUs. Read SEC document |
| August 02, 2023 Filed Aug 3, 2023 20:15 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 4,863 | $504.60 | $2,453,869.80 |
DisclosureSEC source: 0001209191-23-044416 · doc4.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 38,419.392 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2023. F2 · balance_after: The number of shares of KLA common stock includes 28,384 shares issuable upon vesting of restricted stock units ("RSUs"). Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 20:05 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 1,594 | $514.28 | $819,762.32 |
DisclosureSEC source: 0001209191-23-044400 · doc4.xml · nonDerivative · entry 3 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,282.392 F6 · shares: On August 1, 2019, the Reporting Person was granted RSUs for 12,863 shares of KLA common stock. On August 1, 2023, the remaining 25% of the RSUs vested. Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 1, 2023. F7 · balance_after: The number of shares of KLA common stock includes 28,384 shares issuable upon vesting of RSUs. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 20:05 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 4,783 | $514.28 | $2,459,801.24 |
DisclosureSEC source: 0001209191-23-044400 · doc4.xml · nonDerivative · entry 2 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,876.392 F4 · shares: The Reporting Person vested the remaining 50% of the performance-based RSUs, upon his completion of four years of service (August 1, 2023) following the award on August 1, 2019. The Compensation Committee of KLA's Board of Directors determined the level at which the underlying performance goals were attained (August 4, 2022). The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 1, 2023. F5 · balance_after: The number of shares of KLA common stock includes 31,599 shares issuable upon vesting of RSUs. Read SEC document |
| June 30, 2023 Filed Aug 3, 2023 20:05 UTC | KLA CORP KLAC · Entity 2838 | OtherCommon Stock | 66.392 | $320.07 | $21,249.95 |
DisclosureSEC source: 0001209191-23-044400 · doc4.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,659.392 F1 · shares: Purchased under the registrant's employee stock purchase plan. F2 · price: Represents 85% of the closing price of the registrant's stock on the employee stock purchase plan on January 3, 2023. F3 · balance_after: The number of shares of KLA common stock includes 41,245 shares issuable upon vesting of restricted stock units ("RSUs"). Read SEC document |
| March 22, 2023 Filed Mar 23, 2023 20:05 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 6,964 | $382.43 | $2,663,242.52 |
DisclosureSEC source: 0001209191-23-020721 · doc4.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 49,593 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2022. F2 · balance_after: Includes RSUs to acquire 41,245 shares of KLA common stock. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 20:05 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 6,795 | $389.94 | $2,649,642.30 |
DisclosureSEC source: 0001209191-23-020483 · doc4.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,557 F1 · shares: Pursuant to the terms of the grant of restricted stock units ("RSUs") on March 20, 2019, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on March 20, 2023. F2 · balance_after: Includes RSUs to acquire 41,245 shares of KLA common stock. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 21:05 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 1,020 | $380.47 | $388,079.40 |
DisclosureSEC source: 0001209191-23-012665 · doc4.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,352 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2022. F2 · balance_after: The number of shares of KLA common stock includes 55,058 shares issuable upon vesting of restricted stock units ("RSUs"). Read SEC document |
| November 17, 2022 Filed Nov 18, 2022 21:05 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 1,621 | $361.77 | $586,429.17 |
DisclosureSEC source: 0001209191-22-057834 · doc4.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,372 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2022. F2 · balance_after: The number of shares of KLA common stock includes 55,058 shares issuable upon vesting of restricted stock units ("RSUs"). Read SEC document |
| August 06, 2022 Filed Aug 9, 2022 20:05 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 1,004 | $395.74 | $397,322.96 |
DisclosureSEC source: 0001209191-22-044967 · doc4.xml · nonDerivative · entry 3 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,993 F5 · shares: On August 6, 2020, the Reporting Person was granted RSUs for 8,094 shares of KLA common stock. On August 6, 2022, twenty-five percent (25%) of the RSUs vested. Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 5, 2022. F6 · balance_after: The number of shares of KLA common stock includes 55,058 shares issuable upon vesting of RSUs. Read SEC document |
| August 05, 2022 Filed Aug 9, 2022 20:05 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 755 | $395.74 | $298,783.70 |
DisclosureSEC source: 0001209191-22-044967 · doc4.xml · nonDerivative · entry 2 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,997 F3 · shares: On August 5, 2021, the Reporting Person was granted RSUs for 6,086 shares of KLA common stock. On August 5, 2022, twenty-five percent (25%) of the RSUs vested. Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 5, 2022. F4 · balance_after: The number of shares of KLA common stock includes 57,082 shares issuable upon vesting of RSUs. Read SEC document |
| August 05, 2022 Filed Aug 9, 2022 20:05 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 4,864 | $389.09 | $1,892,533.76 |
DisclosureSEC source: 0001209191-22-044967 · doc4.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,752 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2022. F2 · balance_after: The number of shares of KLA common stock includes 58,604 shares issuable upon vesting of restricted stock units ("RSUs"). Read SEC document |
| August 04, 2022 Filed Aug 8, 2022 20:05 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 4,784 | $397.40 | $1,901,161.60 |
DisclosureSEC source: 0001209191-22-044769 · doc4.xml · nonDerivative · entry 3 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,616 F5 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 4, 2022. F4 · balance_after: The number of shares of KLA common stock includes 58,604 shares issuable upon vesting of RSUs. Read SEC document |
| August 04, 2022 Filed Aug 8, 2022 20:05 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 19,294 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-044769 · doc4.xml · nonDerivative · entry 2 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,400 F3 · shares: On August 1, 2019, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on a Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 19,294 shares (based on 150% of the target shares of 12,863) of KLA common stock, subject to both performance-vesting and service-vesting requirements. On August 4, 2022, the Compensation and Talent Committee of KLA's Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 19,294. F4 · balance_after: The number of shares of KLA common stock includes 58,604 shares issuable upon vesting of RSUs. Read SEC document |
| August 04, 2022 Filed Aug 8, 2022 20:05 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 5,961 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-044769 · doc4.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,106 F1 · shares: On August 4, 2022, the Reporting Person received a grant of restricted stock units ("RSUs"). The RSUs vest 25% annually from the date of grant. F2 · balance_after: The number of shares of KLA common stock includes 48,958 shares issuable upon vesting of RSUs. Read SEC document |
| August 03, 2022 Filed Aug 5, 2022 20:05 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 5,330 | $383.11 | $2,041,976.30 |
DisclosureSEC source: 0001209191-22-044558 · doc4.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,145 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2022. F2 · balance_after: The number of shares of KLA common stock includes 42,997 shares issuable upon vesting of RSUs. Read SEC document |
| August 02, 2022 Filed Aug 4, 2022 20:07 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 1,425 | $382.69 | $545,333.25 |
DisclosureSEC source: 0001209191-22-044410 · doc4.xml · nonDerivative · entry 2 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,475 F3 · shares: On August 2, 2018, the Reporting Person was granted RSUs for 11,495 shares of KLA common stock. On August 2, 2022, the remaining 25% of the RSUs vested. Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 2, 2022. F4 · balance_after: The number of shares of KLA common stock includes 42,997 shares issuable upon vesting of RSUs. Read SEC document |
| August 02, 2022 Filed Aug 4, 2022 20:07 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 3,819 | $382.69 | $1,461,493.11 |
DisclosureSEC source: 0001209191-22-044410 · doc4.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,900 F1 · shares: The Reporting Person vested the remaining 50% of the performance-based restricted stock units ("RSUs"), upon his completion of four years of service (August 2, 2022) following the award on August 2, 2018. The Compensation Committee of KLA's Board of Directors determined the level at which the underlying performance goals were attained (August 5, 2021). The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 2, 2022. F2 · balance_after: The number of shares of KLA common stock includes 45,870 shares issuable upon vesting of RSUs. Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 20:05 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 1,595 | $385.64 | $615,095.80 |
DisclosureSEC source: 0001209191-22-044165 · doc4.xml · nonDerivative · entry 2 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,719 F4 · shares: Pursuant to the terms of the grant of restricted stock units ("RSUs") on August 1, 2019, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 1, 2022. F5 · balance_after: The number of shares of KLA common stock includes 53,571 shares issuable upon vesting of RSUs. Read SEC document |
| June 30, 2022 Filed Aug 3, 2022 20:05 UTC | KLA CORP KLAC · Entity 2838 | OtherCommon Stock | 57 | $271.22 | $15,459.43 |
DisclosureSEC source: 0001209191-22-044165 · doc4.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,314 F1 · shares: Purchased under the registrant's employee stock purchase plan. F2 · price: Represents 85% of the closing price of the registrant's stock on the employee stock purchase plan on June 30, 2022. F3 · balance_after: The number of shares of KLA common stock includes 56,787 shares issuable upon vesting of RSUs. Read SEC document |
| May 24, 2022 Filed May 26, 2022 20:05 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 1,020 | $337.02 | $343,760.40 |
DisclosureSEC source: 0001209191-22-032157 · doc4.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,257 F1 · shares: Sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2022. F2 · balance_after: Includes RSUs to acquire 56,787 shares of KLA common stock. Read SEC document |
| March 20, 2022 Filed Mar 22, 2022 20:22 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 6,849 | $365.05 | $2,500,227.45 |
DisclosureSEC source: 0001628280-22-006896 · wf-form4_164798053643089.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,277 F1 · shares: Pursuant to the terms of the restricted stock unit ("RSU") grant by the registrant on March 20, 2019, shares of KLA common stock were automatically withheld to cover required tax withholding on the 13,813 shares of KLA common stock that vested. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on March 18, 2022. F2 · balance_after: Includes RSUs to acquire 56,787 shares of KLA common stock. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 21:59 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 1,418 | $355.06 | $503,475.08 |
DisclosureSEC source: 0001628280-22-003848 · wf-form4_164573970025294.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,126 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on August 5, 2021. F2 · balance_after: The number of shares of KLA common stock includes 70,600 shares issuable upon vesting of RSUs. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 22:51 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 3,883 | $422.59 | $1,640,916.97 |
DisclosureSEC source: 0001628280-21-024001 · wf-form4_163762148622777.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,544 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on August 5, 2021. F2 · balance_after: The number of shares of KLA common stock includes 70,600 shares issuable upon vesting of RSUs. Read SEC document |
| September 09, 2021 Filed Sep 13, 2021 20:21 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 6,617 | $335.92 | $2,222,782.64 |
DisclosureSEC source: 0001628280-21-018479 · wf-form4_163156448609323.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,827 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on August 5, 2021. Read SEC document |
| August 06, 2021 Filed Aug 11, 2021 23:24 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 1,004 | $353.35 | $354,763.40 |
DisclosureSEC source: 0001628280-21-016664 · wf-form4_162872424185238.xml · nonDerivative · entry 3 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,444 F4 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 6, 2021. Read SEC document |
| August 06, 2021 Filed Aug 11, 2021 23:24 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 2,024 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-016664 · wf-form4_162872424185238.xml · nonDerivative · entry 2 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,448 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On August 6, 2020, the Reporting Person was granted RSUs for 8,094 shares of KLA common stock. On August 6, 2021, 25% of the RSUs vested. Read SEC document |
| August 06, 2021 Filed Aug 11, 2021 23:24 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 2,024 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-016664 · wf-form4_162872424185238.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock. F2 · shares: On August 6, 2020, the Reporting Person was granted RSUs for 8,094 shares of KLA common stock. On August 6, 2021, 25% of the RSUs vested. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 05, 2021 Filed Aug 9, 2021 20:17 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 3,819 | $353.71 | $1,350,818.49 |
DisclosureSEC source: 0001628280-21-016247 · wf-form4_162854023578943.xml · nonDerivative · entry 5 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,424 F6 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes ofcalculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 5, 2021. Read SEC document |
| August 05, 2021 Filed Aug 9, 2021 20:17 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 7,702 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-016247 · wf-form4_162854023578943.xml · nonDerivative · entry 4 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,243 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: The Reporting Person vested fifty percent (50%) of the performance-based RSUs upon the date on which the Compensation Committee of KLA's Board of Directors determined the level at which theunderlying performance goals were attained (August 5, 2021) and will vest in the remaining fifty percent (50%) upon his completion of four years of service following the award (August 2, 2022). The shares ofcommon stock will be issued as the performance-based RSUs vest. Read SEC document |
| August 05, 2021 Filed Aug 9, 2021 20:17 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 7,702 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-016247 · wf-form4_162854023578943.xml · nonDerivative · entry 3 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,624 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock. F5 · shares: The Reporting Person vested fifty percent (50%) of the performance-based RSUs upon the date on which the Compensation Committee of KLA's Board of Directors determined the level at which theunderlying performance goals were attained (August 5, 2021) and will vest in the remaining fifty percent (50%) upon his completion of four years of service following the award (August 2, 2022). The shares ofcommon stock will be issued as the performance-based RSUs vest. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 05, 2021 Filed Aug 9, 2021 20:17 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 15,403 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-016247 · wf-form4_162854023578943.xml · nonDerivative · entry 2 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,326 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock. F4 · shares: On August 2, 2018, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on a Form 4), the Reporting Person was alsogranted RSUs covering up to a maximum of 17,242 shares (based on 150% of the target shares of 11,495) of KLA common stock, subject to both performance-vesting and service-vesting requirements. On August5, 2021, the Compensation Committee of KLA's Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number ofshares subject to the RSUs is 15,403. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 05, 2021 Filed Aug 9, 2021 20:17 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 6,086 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-016247 · wf-form4_162854023578943.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,923 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock. F2 · shares: On August 5, 2021, the Reporting Person received a grant of RSUs. The RSUs vest 25% annually from the date of grant. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 20:30 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 1,396 | $346.89 | $484,258.44 |
DisclosureSEC source: 0001628280-21-015883 · wf-form4_162819537589374.xml · nonDerivative · entry 6 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,541 F4 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 3, 2021. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 20:30 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 2,814 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-015883 · wf-form4_162819537589374.xml · nonDerivative · entry 5 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,937 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: On August 3, 2017, the Reporting Person was granted RSUs for 11,256 shares of KLA common stock. On August 3, 2021, the remaining 25% of the RSUs vested. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 20:30 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 2,814 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-015883 · wf-form4_162819537589374.xml · nonDerivative · entry 4 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,837 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock. F5 · shares: On August 3, 2017, the Reporting Person was granted RSUs for 11,256 shares of KLA common stock. On August 3, 2021, the remaining 25% of the RSUs vested. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 20:30 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 3,488 | $346.89 | $1,209,952.32 |
DisclosureSEC source: 0001628280-21-015883 · wf-form4_162819537589374.xml · nonDerivative · entry 3 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,123 F4 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 3, 2021. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 20:30 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 7,035 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-015883 · wf-form4_162819537589374.xml · nonDerivative · entry 2 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,611 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The remaining fifty percent (50%) of the performance-based RSUs that were granted to the Reporting Person on August 3, 2017, vested upon his completion of four years of service following the grant of the award. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 20:30 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 7,035 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-015883 · wf-form4_162819537589374.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,651 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock. F2 · shares: The remaining fifty percent (50%) of the performance-based RSUs that were granted to the Reporting Person on August 3, 2017, vested upon his completion of four years of service following the grant of the award. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 20:49 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 1,425 | $345.91 | $492,921.75 |
DisclosureSEC source: 0001628280-21-015572 · wf-form4_162811013178029.xml · nonDerivative · entry 3 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,576 F4 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 2, 2021. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 20:49 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 2,874 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-015572 · wf-form4_162811013178029.xml · nonDerivative · entry 2 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On August 2, 2018, the Reporting Person was granted RSUs for 11,495 shares of KLA common stock. On August 2, 2021, 25% of the RSUs vested. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 20:49 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 2,874 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-015572 · wf-form4_162811013178029.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,686 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock. F2 · shares: On August 2, 2018, the Reporting Person was granted RSUs for 11,495 shares of KLA common stock. On August 2, 2021, 25% of the RSUs vested. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 01, 2021 Filed Aug 3, 2021 21:25 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 1,595 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-015389 · wf-form4_162802589560570.xml · nonDerivative · entry 4 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,127 F6 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on July 30, 2021. Read SEC document |
| August 01, 2021 Filed Aug 3, 2021 21:25 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 3,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-015389 · wf-form4_162802589560570.xml · nonDerivative · entry 3 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,722 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: On August 1, 2019, the Reporting Person was granted RSUs for 12,863 shares of KLA common stock. On August 1, 2021, 25% of the RSUs vested. Read SEC document |
| August 01, 2021 Filed Aug 3, 2021 21:25 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 3,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-015389 · wf-form4_162802589560570.xml · nonDerivative · entry 2 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock. F4 · shares: On August 1, 2019, the Reporting Person was granted RSUs for 12,863 shares of KLA common stock. On August 1, 2021, 25% of the RSUs vested. F5 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| June 30, 2021 Filed Aug 3, 2021 21:25 UTC | KLA CORP KLAC · Entity 2838 | OtherCommon Stock | 96 | $221.28 | $21,242.98 |
DisclosureSEC source: 0001628280-21-015389 · wf-form4_162802589560570.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 506 F1 · shares: Purchased under the registrant's employee stock purchase plan. F2 · price: Represents 85% of the closing price of the registrant's stock on the employee stock purchase plan start date. Read SEC document |
| May 20, 2021 Filed May 24, 2021 20:13 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 1,418 | $310.97 | $440,952.62 |
DisclosureSEC source: 0001628280-21-010971 · wf-form4_162188722072584.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2020. F2 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $310.94 to $311.015. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 21:09 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 3,795 | $322.69 | $1,224,608.55 |
DisclosureSEC source: 0001628280-21-003620 · wf-form4_161463296784724.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,828 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2020. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 13:56 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 13,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-016885 · wf-form4_160674458805410.xml · nonDerivative · entry 1 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,776 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock. F2 · shares: On March 20, 2019, the reporting person was granted performance-based RSUs that would be eligible to vest, subject to continued service on each vesting date, in three equal installments as early as the third, fourth and fifth anniversaries of the grant date provided that the trailing 20-day average of the closing price of KLA common stock plus cash dividends distributed per share since the grant date exceeded $174.5865, $203.6843 and $232.782, respectively. On November 25, 2020, it was determined that the 20-day trailing average plus cash dividends distributed per share since the grant date exceeded the third threshold of $232.782. As a result, 13,813 shares became eligible to vest on March 20, 2024, subject to continued service on that date. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 21:11 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 3,732 | $233.51 | $871,459.32 |
DisclosureSEC source: 0001628280-20-016428 · wf-form4_160530184795362.xml · nonDerivative · entry 3 Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,623 F4 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on November 11, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.