Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMBARELLA INCAMBA · Entity 4248 | Director | March 16, 2017 | March 17, 2017 |
| AQUANTIA CORPAQ · Entity 12241 | Director · 10% owner | September 24, 2018 | September 25, 2018 |
| Credo Technology Group Holding LtdCRDO · Entity 3082 | Director | October 15, 2025 | October 17, 2025 |
| INTEL CORPINTC · Entity 2799 | Director · CEO | August 11, 2026 | August 14, 2026 |
| ON Semiconductor Connectivity Solutions, Inc.QTNA · Entity 156540 | Director | June 09, 2017 | June 13, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMBARELLA INC
Report date March 16, 2017 · Filed March 17, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 8,147 |
Reported balance
After 2017-03-16 transaction · row 1
1 source rowRow 1 · 2017-03-16 · Exercise / conversion · Acquired 726 · Balance 8,147 F1: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,452 |
Reported balance
After 2017-03-16 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-03-16 · Exercise / conversion · Disposed 726 · Balance 1,452 F1: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F3: Of the total of 2,904 shares granted, The restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee Footnote | 464 |
Reported balance
Holding disclosure · report date 2017-03-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 464 F2: Such shares are held by Lip-Bu Tan & Ysa Loo Trust DTD 2/3/92. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
F2: Such shares are held by Lip-Bu Tan & Ysa Loo Trust DTD 2/3/92.
F3: Of the total of 2,904 shares granted, The restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017.
AQUANTIA CORP
Report date September 24, 2018 · Filed September 25, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 2,680,632 |
Reported balance
After 2018-09-24 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-09-24 · Disposition to issuer · Disposed 20,000 · Balance 2,680,632 F1: These shares were sold in compliance with a trading plan adopted by A&E Investment, LLC pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. A&E Investment LLC's sole member is the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992 for which the Reporting Person is a co-trustee. F2: The reportable securities shares directly owned by WRV II, L.P.("WRV II"), Walden Riverwood Ventures, L.P.("WRV") and A&E Investment, LLC. The Reporting Person is a member of the investment committee of the general partner of each of WRV II and WRV, and is a co-trustee of the sole member of A&E. The Reporting Person may be deemed to share voting and dispositive power with respect to the securities held by WRV II, WRV and A&E and disclaims beneficial ownership of such securities except for the Reporting Person's pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 18,528 |
Reported balance
Holding disclosure · report date 2018-09-24 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 18,528 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were sold in compliance with a trading plan adopted by A&E Investment, LLC pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. A&E Investment LLC's sole member is the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992 for which the Reporting Person is a co-trustee.
F2: The reportable securities shares directly owned by WRV II, L.P.("WRV II"), Walden Riverwood Ventures, L.P.("WRV") and A&E Investment, LLC. The Reporting Person is a member of the investment committee of the general partner of each of WRV II and WRV, and is a co-trustee of the sole member of A&E. The Reporting Person may be deemed to share voting and dispositive power with respect to the securities held by WRV II, WRV and A&E and disclaims beneficial ownership of such securities except for the Reporting Person's pecuniary interest therein.
Credo Technology Group Holding Ltd
Report date October 15, 2025 · Filed October 17, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 55,114 |
Reported balance
After 2025-10-15 transaction · row 1
1 source rowRow 1 · 2025-10-15 · Grant · Acquired 1,540 · Balance 55,114 F1: Represents restricted stock units that will fully vest upon the earlier of (a) the one year anniversary of the vesting commencement date (the day following the Issuer's 2025 Annual General Meeting), or (b) the date of the Issuer's 2026 Annual General Meeting, in each case subject to continued service through the vesting date. |
| Ordinary SharesSEC Table I · non-derivative | IndirectLip-Bu Tan and Ysa Loo Trust | 133,583 |
Reported balance
Holding disclosure · report date 2025-10-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 133,583 F2: The Reporting Person is the joint trustee of the Lip-Bu Tan and Ysa Loo Trust Dated 2/3/92. The Reporting Person disclaims beneficial ownership of these indirectly held shares except to the extent of any pecuniary interest therein. |
| Ordinary SharesSEC Table I · non-derivative | IndirectWalden Technology Ventures II LP | 422,180 |
Reported balance
Holding disclosure · report date 2025-10-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 422,180 F3: The Reporting Person is the Managing Director of China Walden Venture Investment II G.P., Ltd., which is the general partner of Walden Technology Ventures Investments II, L.P. The Reporting Person disclaims beneficial ownership of these indirectly held shares except to the extent of any pecuniary interest therein. |
| Ordinary SharesSEC Table I · non-derivative | IndirectA&E Investment LLC | 39,736 |
Reported balance
Holding disclosure · report date 2025-10-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 39,736 F4: The Reporting Person is the Manager of A&E Investment LLC, an entity owned by the Reporting Person's family trust for which the Reporting Person is a joint trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units that will fully vest upon the earlier of (a) the one year anniversary of the vesting commencement date (the day following the Issuer's 2025 Annual General Meeting), or (b) the date of the Issuer's 2026 Annual General Meeting, in each case subject to continued service through the vesting date.
F2: The Reporting Person is the joint trustee of the Lip-Bu Tan and Ysa Loo Trust Dated 2/3/92. The Reporting Person disclaims beneficial ownership of these indirectly held shares except to the extent of any pecuniary interest therein.
F3: The Reporting Person is the Managing Director of China Walden Venture Investment II G.P., Ltd., which is the general partner of Walden Technology Ventures Investments II, L.P. The Reporting Person disclaims beneficial ownership of these indirectly held shares except to the extent of any pecuniary interest therein.
F4: The Reporting Person is the Manager of A&E Investment LLC, an entity owned by the Reporting Person's family trust for which the Reporting Person is a joint trustee.
INTEL CORP
Report date August 11, 2026 · Filed August 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Family Trust | 1,314,669 |
Reported balance
After 2026-08-11 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-08-11 · Purchase · Acquired 105,263 · Balance 1,314,669 |
| Common StockSEC Table I · non-derivative | Direct | 16,471 |
Reported balance
Holding disclosure · report date 2026-08-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 16,471 |
| Common StockSEC Table I · non-derivative | Indirectby 401(k) | 500 |
Reported balance
Holding disclosure · report date 2026-08-11 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 500 |
ON Semiconductor Connectivity Solutions, Inc.
Report date June 09, 2017 · Filed June 13, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,127 |
Reported balance
After 2017-06-09 transaction · row 1
1 source rowRow 1 · 2017-06-09 · Grant · Acquired 7,127 · Balance 7,127 F1: Each share is represented by a Restricted Stock Unit ("RSU"). 100% of the RSUs will vest upon the earlier of the one (1) year anniversary of the grant date or the day prior to the Company's next Annual Meeting occurring after the grant date, in each case, subject to the Reporting Person's continued service as of the applicable vesting date. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 274,070 |
Reported balance
Holding disclosure · report date 2017-06-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 274,070 F2: Shares held by China Walden Venture Investments II, L.P. ("CWVI II"). The general partner of CWVI II is China Walden Venture Investment II G.P., Ltd. ("CWVI II GP"). Lip-Bu Tan and Hing Wong are members of the investment committee of CWVI II GP and share voting and investment power with respect to the shares held by CWVI II. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 274,071 |
Reported balance
Holding disclosure · report date 2017-06-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 274,071 F3: Shares held by WRV II, L.P. ("WRV II"). The general partner for WRV II is WRV GP II, LLC ("WRV II GP"). Lip-Bu Tan, Michael Marks, and Nicholas Braithwaite are members of the investment committee of WRV II GP and share voting and investment power with respect to the shares held by WRV II. |
| Common StockSEC Table I · non-derivative | IndirectBy trust | 10,000 |
Reported balance
Holding disclosure · report date 2017-06-09 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 10,000 F4: Shares held by Lip-Bu Tan and Ysa Loo, TTEES, FBO Lip-Bu Tan and Ysa Loo Trust DTD 2/3/1992. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share is represented by a Restricted Stock Unit ("RSU"). 100% of the RSUs will vest upon the earlier of the one (1) year anniversary of the grant date or the day prior to the Company's next Annual Meeting occurring after the grant date, in each case, subject to the Reporting Person's continued service as of the applicable vesting date.
F2: Shares held by China Walden Venture Investments II, L.P. ("CWVI II"). The general partner of CWVI II is China Walden Venture Investment II G.P., Ltd. ("CWVI II GP"). Lip-Bu Tan and Hing Wong are members of the investment committee of CWVI II GP and share voting and investment power with respect to the shares held by CWVI II.
F3: Shares held by WRV II, L.P. ("WRV II"). The general partner for WRV II is WRV GP II, LLC ("WRV II GP"). Lip-Bu Tan, Michael Marks, and Nicholas Braithwaite are members of the investment committee of WRV II GP and share voting and investment power with respect to the shares held by WRV II.
F4: Shares held by Lip-Bu Tan and Ysa Loo, TTEES, FBO Lip-Bu Tan and Ysa Loo Trust DTD 2/3/1992.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Bruker Cellular Analysis, Inc.
Report date January 12, 2021 · Filed January 15, 2021
Jointly reported with WIIG Communications Management LLC, WRV-BLI LLC, WRV-BLI II LLC, WRV-BLI III LLC, WRV-BLI IV LLC, Walden Riverwood GP, LLC, Walden Riverwood Ventures, L.P., WRV GP II, LLC, WRV II, L.P.
Section 16 reporting ended · disclosed 2021-01-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2021-01-12 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-01-12 · Other · Disposed 12,276,309 · Balance 0 F1: Reflects a pro rata distribution in-kind of the shares formerly held of record by the Reporting Persons to the Reporting Persons' limited partners and or members, as applicable. F2: Mr. Lip-Bu Tan is the sole director of WIIG Communications Management LLC ("WIIG") which is the manager of WRV-BLI LLC, WRV-BLI II LLC, WRV-BLI III LLC, and WRV-BLI IV LLC. Michael Marks and Mr. Tan are members of the investment committee of Walden Riverwood GP, LLC ("Walden GP"), which is the general partner of Walden Riverwood Ventures, L.P. Michael Marks, Nicholas Brathwaite, and Lip-Bu Tan are members of the investment committee of WRV GP II, LLC ("WRV GP") which is the general partner of WRV II, L.P. Messers. Tan, Brathwaite, and Marks, WRV GP, Walden GP, and WIIG disclaim beneficial ownership of the shares except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects a pro rata distribution in-kind of the shares formerly held of record by the Reporting Persons to the Reporting Persons' limited partners and or members, as applicable.
F2: Mr. Lip-Bu Tan is the sole director of WIIG Communications Management LLC ("WIIG") which is the manager of WRV-BLI LLC, WRV-BLI II LLC, WRV-BLI III LLC, and WRV-BLI IV LLC. Michael Marks and Mr. Tan are members of the investment committee of Walden Riverwood GP, LLC ("Walden GP"), which is the general partner of Walden Riverwood Ventures, L.P. Michael Marks, Nicholas Brathwaite, and Lip-Bu Tan are members of the investment committee of WRV GP II, LLC ("WRV GP") which is the general partner of WRV II, L.P. Messers. Tan, Brathwaite, and Marks, WRV GP, Walden GP, and WIIG disclaim beneficial ownership of the shares except to the extent of their pecuniary interest therein.
CADENCE DESIGN SYSTEMS INC
Report date May 16, 2023 · Filed May 18, 2023
Section 16 reporting ended · disclosed 2023-05-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 602,589 |
Ending reported balance
After 2023-05-16 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2023-05-16 · Exercise / conversion · Acquired 42,500 · Balance 645,089 F1: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted on 11/30/2022 by the Reporting Person. Row 2 · 2023-05-16 · Sale · Disposed 25,716 · Balance 619,373 F1: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted on 11/30/2022 by the Reporting Person. F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $201.67 to $202.66, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 3 · 2023-05-16 · Sale · Disposed 16,784 · Balance 602,589 F1: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted on 11/30/2022 by the Reporting Person. F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $202.67 to $203.45, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Non- Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.79 · Expires 2024-02-21 | Direct | 212,500 |
Reported balance
After 2023-05-16 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2023-05-16 · Exercise / conversion · Disposed 42,500 · Balance 212,500 F8: These options vested at a rate of 1/48th per month starting on March 21, 2017. |
| Common StockSEC Table I · non-derivative | IndirectHeld by Trust 1 | 15,000 |
Reported balance
Holding disclosure · report date 2023-05-16 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 15,000 F4: Shares held by A&E Investment LLC, the sole member of which is the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992. |
| Common StockSEC Table I · non-derivative | IndirectHeld by Trust 2 | 808,040 |
Reported balance
Holding disclosure · report date 2023-05-16 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 808,040 F5: Shares held by the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992. |
| Common StockSEC Table I · non-derivative | IndirectHeld by Trust 3 | 7,000 |
Reported balance
Holding disclosure · report date 2023-05-16 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 7,000 F6: Shares held by L Tan & N Lee TTEE, Pacven Walden Inc. 401(K) PSPS, FBO Lip-Bu Tan. |
| Common StockSEC Table I · non-derivative | IndirectHeld by IRA | 31,400 |
Reported balance
Holding disclosure · report date 2023-05-16 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 31,400 F7: Shares held by IRA FBO Lip-Bu Tan DB Securities Inc. Custodian Rollover Account DTD 5/19/1997. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted on 11/30/2022 by the Reporting Person.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $201.67 to $202.66, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $202.67 to $203.45, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: Shares held by A&E Investment LLC, the sole member of which is the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992.
F5: Shares held by the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992.
F6: Shares held by L Tan & N Lee TTEE, Pacven Walden Inc. 401(K) PSPS, FBO Lip-Bu Tan.
F7: Shares held by IRA FBO Lip-Bu Tan DB Securities Inc. Custodian Rollover Account DTD 5/19/1997.
F8: These options vested at a rate of 1/48th per month starting on March 21, 2017.
Hewlett Packard Enterprise Co
Report date April 13, 2021 · Filed April 15, 2021
Section 16 reporting ended · disclosed 2021-04-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 119,256 |
Ending reported balance
After 2021-04-14 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-04-13 · Grant · Acquired 1,595 · Balance 94,511 F1: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q4 cash retainer of $25,000 for Issuer's Board Year 2020. Row 2 · 2021-04-14 · Exercise / conversion · Acquired 24,745 · Balance 119,256 |
| Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-04-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-04-14 · Exercise / conversion · Disposed 24,745 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3: As previously reported, on 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 236.5615 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, and 179.1321 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21. F4: The number of shares in column 5 includes 1,010 vested RSU dividend equivalent rights and a de minimus adjustment of 0.4246 due to fractional rounding of the dividend equivalent rights at $15.78 per RSU credited to the reporting person's account on 04/14/21. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q4 cash retainer of $25,000 for Issuer's Board Year 2020.
F2: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F3: As previously reported, on 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 236.5615 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, and 179.1321 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.
F4: The number of shares in column 5 includes 1,010 vested RSU dividend equivalent rights and a de minimus adjustment of 0.4246 due to fractional rounding of the dividend equivalent rights at $15.78 per RSU credited to the reporting person's account on 04/14/21.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 15, 2021 Filed Jan 20, 2021 00:40 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $17.16 | $0.00 |
DisclosureSEC source: 0001209191-21-004131 · doc4.xml · derivative · entry 9 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,000 Underlying: Common Stock · 50,000 shares Expires 2022-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2021 Filed Jan 20, 2021 00:40 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | SaleCommon Stock | 3,400 | $135.65 | $461,210.00 |
DisclosureSEC source: 0001209191-21-004131 · doc4.xml · nonDerivative · entry 4 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 731,709 F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| January 15, 2021 Filed Jan 20, 2021 00:40 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | SaleCommon Stock | 41,000 | $134.63 | $5,519,830.00 |
DisclosureSEC source: 0001209191-21-004131 · doc4.xml · nonDerivative · entry 3 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 735,109 F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| January 15, 2021 Filed Jan 20, 2021 00:40 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | SaleCommon Stock | 5,600 | $133.74 | $748,944.00 |
DisclosureSEC source: 0001209191-21-004131 · doc4.xml · nonDerivative · entry 2 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 776,109 F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| January 15, 2021 Filed Jan 20, 2021 00:40 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionCommon Stock | 50,000 | $17.16 | $858,000.00 |
DisclosureSEC source: 0001209191-21-004131 · doc4.xml · nonDerivative · entry 1 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 781,709 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| January 12, 2021 Filed Jan 15, 2021 18:31 UTC | Bruker Cellular Analysis, Inc. BLI · Entity 109250 | OtherCommon Stock | 12,276,309 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-002209 · doc4.xml · nonDerivative · entry 1 WIIG Communications Management LLC · CIK 0001339189 · 10% owner TAN LIP BU · CIK 0001008463 · 10% owner WRV-BLI LLC · CIK 0001616012 · 10% owner WRV-BLI II LLC · CIK 0001641650 · 10% owner WRV-BLI III LLC · CIK 0001687537 · 10% owner WRV-BLI IV LLC · CIK 0001817981 · 10% owner Walden Riverwood GP, LLC · CIK 0001720734 · 10% owner Walden Riverwood Ventures, L.P. · CIK 0001582026 · 10% owner WRV GP II, LLC · CIK 0001720730 · 10% owner WRV II, L.P. · CIK 0001640661 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: Reflects a pro rata distribution in-kind of the shares formerly held of record by the Reporting Persons to the Reporting Persons' limited partners and or members, as applicable. F2 · ownership.nature: Mr. Lip-Bu Tan is the sole director of WIIG Communications Management LLC ("WIIG") which is the manager of WRV-BLI LLC, WRV-BLI II LLC, WRV-BLI III LLC, and WRV-BLI IV LLC. Michael Marks and Mr. Tan are members of the investment committee of Walden Riverwood GP, LLC ("Walden GP"), which is the general partner of Walden Riverwood Ventures, L.P. Michael Marks, Nicholas Brathwaite, and Lip-Bu Tan are members of the investment committee of WRV GP II, LLC ("WRV GP") which is the general partner of WRV II, L.P. Messers. Tan, Brathwaite, and Marks, WRV GP, Walden GP, and WIIG disclaim beneficial ownership of the shares except to the extent of their pecuniary interest therein. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 21:15 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $13.81 | $0.00 |
DisclosureSEC source: 0001209191-20-064047 · doc4.xml · derivative · entry 9 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2021-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 21:15 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | SaleCommon Stock | 300 | $124.21 | $37,263.00 |
DisclosureSEC source: 0001209191-20-064047 · doc4.xml · nonDerivative · entry 4 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 731,709 F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 21:15 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | SaleCommon Stock | 12,990 | $123.53 | $1,604,654.70 |
DisclosureSEC source: 0001209191-20-064047 · doc4.xml · nonDerivative · entry 3 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 732,009 F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 21:15 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | SaleCommon Stock | 36,710 | $122.78 | $4,507,253.80 |
DisclosureSEC source: 0001209191-20-064047 · doc4.xml · nonDerivative · entry 2 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 744,999 F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 21:15 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionCommon Stock | 50,000 | $13.81 | $690,500.00 |
DisclosureSEC source: 0001209191-20-064047 · doc4.xml · nonDerivative · entry 1 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 781,709 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 23:14 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | GrantCommon Stock | 2,054 | $12.17 | $24,997.18 |
DisclosureSEC source: 0001179706-20-000165 · edgar.xml · nonDerivative · entry 1 TAN LIP BU · CIK 0001008463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,916 F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q3 cash retainer of $25,000 for Issuer's Board Year 2020. Read SEC document |
| December 10, 2020 Filed Dec 18, 2020 20:31 UTC | Bruker Cellular Analysis, Inc. BLI · Entity 109250 | SaleCommon Stock | 183,018 | $82.56 | $15,109,966.08 |
DisclosureSEC source: 0000899243-20-034554 · doc4.xml · nonDerivative · entry 1 WIIG Communications Management LLC · CIK 0001339189 · 10% owner TAN LIP BU · CIK 0001008463 · 10% owner WRV-BLI LLC · CIK 0001616012 · 10% owner WRV-BLI II LLC · CIK 0001641650 · 10% owner WRV-BLI III LLC · CIK 0001687537 · 10% owner WRV-BLI IV LLC · CIK 0001817981 · 10% owner Walden Riverwood GP, LLC · CIK 0001720734 · 10% owner Walden Riverwood Ventures, L.P. · CIK 0001582026 · 10% owner WRV GP II, LLC · CIK 0001720730 · 10% owner WRV II, L.P. · CIK 0001640661 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 12,276,309 F1 · ownership.nature: Following the transactions reported herein, consist of 839,782 shares held by WRV II, L.P. ("WRV II"), 2,860,225 shares held by Walden Riverwood Ventures, L.P. ("Walden"), 5,459,969 shares held by WRV-BLI LLC ("BLI"), 1,760,067 shares held by WRV-BLI II LLC ("BLI II"), 867,473 shares held by WRV-BLI III LLC ("BLI III"), and 488,793 shares held by WRV-BLI IV LLC ("BLI IV"). F2 · ownership.nature: Mr. Lip-Bu Tan is the sole director of WIIG Communications Management LLC ("WIIG") which is the manager of BLI, BLI II, BLI III, and BLI IV. Michael Marks and Mr. Tan are members of the investment committee of Walden Riverwood GP, LLC ("Walden GP"), which is the general partner of Walden. Michael Marks, Nicholas Brathwaite, and Lip-Bu Tan are members of the investment committee of WRV GP II, LLC ("WRV GP") which is the general partner of WRV II. Messers. Tan, Brathwaite, and Marks, WRV GP, Walden GP, and WIIG disclaim beneficial ownership of the shares except to the extent of their pecuniary interest therein. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 14:10 UTC | Bruker Cellular Analysis, Inc. BLI · Entity 109250 | SaleCommon Stock | 1,203,029 | $82.56 | $99,322,074.24 |
DisclosureSEC source: 0000899243-20-032134 · doc4.xml · nonDerivative · entry 1 WIIG Communications Management LLC · CIK 0001339189 · 10% owner TAN LIP BU · CIK 0001008463 · 10% owner WRV-BLI LLC · CIK 0001616012 · 10% owner WRV-BLI II LLC · CIK 0001641650 · 10% owner WRV-BLI III LLC · CIK 0001687537 · 10% owner WRV-BLI IV LLC · CIK 0001817981 · 10% owner Walden Riverwood GP, LLC · CIK 0001720734 · 10% owner Walden Riverwood Ventures, L.P. · CIK 0001582026 · 10% owner WRV GP II, LLC · CIK 0001720730 · 10% owner WRV II, L.P. · CIK 0001640661 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 12,459,328 F1 · ownership.nature: Following the transactions reported herein, consist of 852,302 shares held by WRV II, L.P. ("WRV II"), 2,902,867 shares held by Walden Riverwood Ventures, L.P. ("Walden"), 5,541,366 shares held by WRV-BLI LLC ("BLI"), 1,786,307 shares held by WRV-BLI II LLC ("BLI II"), 880,405 shares held by WRV-BLI III LLC ("BLI III"), and 496,081 shares held by WRV-BLI IV LLC ("BLI IV"). F2 · ownership.nature: Mr. Lip-Bu Tan is the sole director of WIIG Communications Management LLC ("WIIG") which is the manager of BLI, BLI II, BLI III, and BLI IV. Michael Marks and Mr. Tan are members of the investment committee of Walden Riverwood GP, LLC ("Walden GP"), which is the general partner of Walden. Michael Marks, Nicholas Brathwaite, and Lip-Bu Tan are members of the investment committee of WRV GP II, LLC ("WRV GP") which is the general partner of WRV II. Messers. Tan, Brathwaite, and Marks, WRV GP, Walden GP, and WIIG disclaim beneficial ownership of the shares except to the extent of their pecuniary interest therein. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 01:00 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $13.81 | $0.00 |
DisclosureSEC source: 0001209191-20-058908 · doc4.xml · derivative · entry 9 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2021-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 01:00 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | SaleCommon Stock | 425 | $116.12 | $49,351.00 |
DisclosureSEC source: 0001209191-20-058908 · doc4.xml · nonDerivative · entry 4 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 731,709 F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 01:00 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | SaleCommon Stock | 13,957 | $115.60 | $1,613,429.20 |
DisclosureSEC source: 0001209191-20-058908 · doc4.xml · nonDerivative · entry 3 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 732,134 F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 01:00 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | SaleCommon Stock | 35,618 | $114.52 | $4,078,973.36 |
DisclosureSEC source: 0001209191-20-058908 · doc4.xml · nonDerivative · entry 2 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 746,091 F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 01:00 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionCommon Stock | 50,000 | $13.81 | $690,500.00 |
DisclosureSEC source: 0001209191-20-058908 · doc4.xml · nonDerivative · entry 1 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 781,709 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 22:29 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $13.81 | $0.00 |
DisclosureSEC source: 0001209191-20-055333 · doc4.xml · derivative · entry 9 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 50,000 shares Expires 2021-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 22:29 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | SaleCommon Stock | 8,161 | $116.26 | $948,797.86 |
DisclosureSEC source: 0001209191-20-055333 · doc4.xml · nonDerivative · entry 5 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 731,709 F3 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 22:29 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | SaleCommon Stock | 34,017 | $115.71 | $3,936,107.07 |
DisclosureSEC source: 0001209191-20-055333 · doc4.xml · nonDerivative · entry 4 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 739,870 F3 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 22:29 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | SaleCommon Stock | 7,822 | $114.71 | $897,261.62 |
DisclosureSEC source: 0001209191-20-055333 · doc4.xml · nonDerivative · entry 3 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 773,887 F3 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 22:29 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionCommon Stock | 50,000 | $13.81 | $690,500.00 |
DisclosureSEC source: 0001209191-20-055333 · doc4.xml · nonDerivative · entry 2 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 781,709 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| October 07, 2020 Filed Dec 17, 2020 23:14 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | GrantCommon Stock · Derivative | 291.5251 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-20-000165 · edgar.xml · derivative · entry 2 TAN LIP BU · CIK 0001008463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,328.8818 Underlying: Common Stock · 291.5251 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · shares: As previously reported, on 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 291.5251 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. F3 · price: As previously reported, on 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 291.5251 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. F3 · derivative.exercise_date: As previously reported, on 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 291.5251 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. F3 · derivative.expiration_date: As previously reported, on 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 291.5251 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. Read SEC document |
| September 30, 2020 Filed Oct 1, 2020 21:55 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | GrantCommon Stock | 1,778 | $9.37 | $16,659.86 |
DisclosureSEC source: 0001179706-20-000103 · edgar.xml · nonDerivative · entry 1 TAN LIP BU · CIK 0001008463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,862 F1 · shares: These shares were issued to the Reporting Person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of the Q2 cash retainer of $16,667 for Issuer's Board Year 2020, which reflects in full the previously announced reduction by 25% of that portion of the annual $100,000 cash retainer to which each director is entitled for the period beginning on 07/01/20 through the remainder of fiscal 2020. Read SEC document |
| September 22, 2020 Filed Oct 19, 2020 22:29 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | GiftCommon Stock | 9,010 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-055333 · doc4.xml · nonDerivative · entry 1 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Trust 2 Disclosed balance after: 1,284,588 F1 · shares: Shares transferred as a charitable gift from the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992, of which the Reporting Person and the Reporting Person's spouse are trustees. F2 · ownership.nature: Shares held by the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 20:09 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $13.81 | $0.00 |
DisclosureSEC source: 0001209191-20-050871 · doc4.xml · derivative · entry 9 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 50,000 shares Expires 2021-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 20:09 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | SaleCommon Stock | 897 | $105.72 | $94,830.84 |
DisclosureSEC source: 0001209191-20-050871 · doc4.xml · nonDerivative · entry 5 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 731,709 F3 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 20:09 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | SaleCommon Stock | 49,103 | $105.17 | $5,164,162.51 |
DisclosureSEC source: 0001209191-20-050871 · doc4.xml · nonDerivative · entry 4 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 732,606 F3 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 20:09 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionCommon Stock | 50,000 | $13.81 | $690,500.00 |
DisclosureSEC source: 0001209191-20-050871 · doc4.xml · nonDerivative · entry 3 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 781,709 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| August 24, 2020 Filed Sep 17, 2020 20:09 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | GiftCommon Stock | 8,839 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050871 · doc4.xml · nonDerivative · entry 2 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Trust 2 Disclosed balance after: 1,293,598 F1 · shares: Shares transferred to the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992. F2 · ownership.nature: Shares held by the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992. Read SEC document |
| August 24, 2020 Filed Sep 17, 2020 20:09 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | GiftCommon Stock | 8,839 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050871 · doc4.xml · nonDerivative · entry 1 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 731,709 F1 · shares: Shares transferred to the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 22:47 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $13.81 | $0.00 |
DisclosureSEC source: 0001209191-20-047623 · doc4.xml · derivative · entry 11 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 50,000 shares Expires 2021-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 22:47 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | SaleCommon Stock | 37,669 | $109.54 | $4,126,262.26 |
DisclosureSEC source: 0001209191-20-047623 · doc4.xml · nonDerivative · entry 7 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 740,548 F4 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 22:47 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | SaleCommon Stock | 12,331 | $108.93 | $1,343,215.83 |
DisclosureSEC source: 0001209191-20-047623 · doc4.xml · nonDerivative · entry 6 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 778,217 F4 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 22:47 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionCommon Stock | 50,000 | $13.81 | $690,500.00 |
DisclosureSEC source: 0001209191-20-047623 · doc4.xml · nonDerivative · entry 5 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 790,548 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| August 06, 2020 Filed Aug 19, 2020 22:47 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | GiftCommon Stock | 11,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-047623 · doc4.xml · nonDerivative · entry 4 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Trust 2 Disclosed balance after: 1,284,759 F1 · shares: Shares transferred to the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992. F3 · ownership.nature: Shares held by the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992. Read SEC document |
| August 06, 2020 Filed Aug 19, 2020 22:47 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | GiftCommon Stock | 11,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-047623 · doc4.xml · nonDerivative · entry 3 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 740,548 F1 · shares: Shares transferred to the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992. Read SEC document |
| July 31, 2020 Filed Aug 19, 2020 22:47 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | GiftCommon Stock | 32 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-047623 · doc4.xml · nonDerivative · entry 2 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Trust 2 Disclosed balance after: 1,273,179 F1 · shares: Shares transferred to the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992. F3 · ownership.nature: Shares held by the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992. Read SEC document |
| July 31, 2020 Filed Aug 19, 2020 22:47 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | GiftCommon Stock | 32 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-047623 · doc4.xml · nonDerivative · entry 1 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 752,128 F1 · shares: Shares transferred to the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992. F2 · balance_after: Amount of securities beneficially owned includes 32 shares acquired by the Reporting Person through the Employee Stock Purchase Plan on July 31, 2020. Read SEC document |
| July 16, 2020 Filed Jul 20, 2020 21:50 UTC | Bruker Cellular Analysis, Inc. BLI · Entity 109250 | ConversionSeries E Preferred Stock · Derivative | 735,635 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-019738 · doc4.xml · derivative · entry 5 WIIG Communications Management LLC · CIK 0001339189 · 10% owner TAN LIP BU · CIK 0001008463 · 10% owner WRV-BLI LLC · CIK 0001616012 · 10% owner WRV-BLI II LLC · CIK 0001641650 · 10% owner WRV-BLI III LLC · CIK 0001687537 · 10% owner WRV-BLI IV LLC · CIK 0001817981 · 10% owner Walden Riverwood GP, LLC · CIK 0001720734 · 10% owner Walden Riverwood Ventures, L.P. · CIK 0001582026 · 10% owner WRV GP II, LLC · CIK 0001720730 · 10% owner WRV II, L.P. · CIK 0001640661 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 735,635 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Preferred Stock automatically converted on a one-for-one basis into Common stock upon the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Preferred Stock automatically converted on a one-for-one basis into Common stock upon the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Preferred Stock automatically converted on a one-for-one basis into Common stock upon the closing of the Issuer's initial public offering. F3 · ownership.nature: Mr. Lip-Bu Tan is the sole director of WIIG Communications Management LLC ("WIIG") which is the manager of BLI, BLI II, BLI III, and BLI IV. Michael Marks, Nicholas Brathwaite and Mr. Tan are members of the investment committee of Walden Riverwood GP, LLC ("Walden GP"), which is the general partner of Walden. WRV GP II, LLC ("WRV GP") is the general partner of WRV II. Messers. Tan and Marks, WRV GP, Walden GP, and WIIG disclaim beneficial ownership of the shares except to the extent of their pecuniary interest therein. Read SEC document |
| July 16, 2020 Filed Jul 20, 2020 21:50 UTC | Bruker Cellular Analysis, Inc. BLI · Entity 109250 | ConversionSeries D Preferred Stock · Derivative | 1,708,356 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-019738 · doc4.xml · derivative · entry 4 WIIG Communications Management LLC · CIK 0001339189 · 10% owner TAN LIP BU · CIK 0001008463 · 10% owner WRV-BLI LLC · CIK 0001616012 · 10% owner WRV-BLI II LLC · CIK 0001641650 · 10% owner WRV-BLI III LLC · CIK 0001687537 · 10% owner WRV-BLI IV LLC · CIK 0001817981 · 10% owner Walden Riverwood GP, LLC · CIK 0001720734 · 10% owner Walden Riverwood Ventures, L.P. · CIK 0001582026 · 10% owner WRV GP II, LLC · CIK 0001720730 · 10% owner WRV II, L.P. · CIK 0001640661 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 1,708,356 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Preferred Stock automatically converted on a one-for-one basis into Common stock upon the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Preferred Stock automatically converted on a one-for-one basis into Common stock upon the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Preferred Stock automatically converted on a one-for-one basis into Common stock upon the closing of the Issuer's initial public offering. F3 · ownership.nature: Mr. Lip-Bu Tan is the sole director of WIIG Communications Management LLC ("WIIG") which is the manager of BLI, BLI II, BLI III, and BLI IV. Michael Marks, Nicholas Brathwaite and Mr. Tan are members of the investment committee of Walden Riverwood GP, LLC ("Walden GP"), which is the general partner of Walden. WRV GP II, LLC ("WRV GP") is the general partner of WRV II. Messers. Tan and Marks, WRV GP, Walden GP, and WIIG disclaim beneficial ownership of the shares except to the extent of their pecuniary interest therein. Read SEC document |
| July 16, 2020 Filed Jul 20, 2020 21:50 UTC | Bruker Cellular Analysis, Inc. BLI · Entity 109250 | ConversionSeries C Preferred Stock · Derivative | 2,812,029 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-019738 · doc4.xml · derivative · entry 3 WIIG Communications Management LLC · CIK 0001339189 · 10% owner TAN LIP BU · CIK 0001008463 · 10% owner WRV-BLI LLC · CIK 0001616012 · 10% owner WRV-BLI II LLC · CIK 0001641650 · 10% owner WRV-BLI III LLC · CIK 0001687537 · 10% owner WRV-BLI IV LLC · CIK 0001817981 · 10% owner Walden Riverwood GP, LLC · CIK 0001720734 · 10% owner Walden Riverwood Ventures, L.P. · CIK 0001582026 · 10% owner WRV GP II, LLC · CIK 0001720730 · 10% owner WRV II, L.P. · CIK 0001640661 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 2,812,029 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Preferred Stock automatically converted on a one-for-one basis into Common stock upon the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Preferred Stock automatically converted on a one-for-one basis into Common stock upon the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Preferred Stock automatically converted on a one-for-one basis into Common stock upon the closing of the Issuer's initial public offering. F3 · ownership.nature: Mr. Lip-Bu Tan is the sole director of WIIG Communications Management LLC ("WIIG") which is the manager of BLI, BLI II, BLI III, and BLI IV. Michael Marks, Nicholas Brathwaite and Mr. Tan are members of the investment committee of Walden Riverwood GP, LLC ("Walden GP"), which is the general partner of Walden. WRV GP II, LLC ("WRV GP") is the general partner of WRV II. Messers. Tan and Marks, WRV GP, Walden GP, and WIIG disclaim beneficial ownership of the shares except to the extent of their pecuniary interest therein. Read SEC document |
| July 16, 2020 Filed Jul 20, 2020 21:50 UTC | Bruker Cellular Analysis, Inc. BLI · Entity 109250 | ConversionSeries B Preferred Stock · Derivative | 8,406,337 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-019738 · doc4.xml · derivative · entry 2 WIIG Communications Management LLC · CIK 0001339189 · 10% owner TAN LIP BU · CIK 0001008463 · 10% owner WRV-BLI LLC · CIK 0001616012 · 10% owner WRV-BLI II LLC · CIK 0001641650 · 10% owner WRV-BLI III LLC · CIK 0001687537 · 10% owner WRV-BLI IV LLC · CIK 0001817981 · 10% owner Walden Riverwood GP, LLC · CIK 0001720734 · 10% owner Walden Riverwood Ventures, L.P. · CIK 0001582026 · 10% owner WRV GP II, LLC · CIK 0001720730 · 10% owner WRV II, L.P. · CIK 0001640661 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 8,406,337 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Preferred Stock automatically converted on a one-for-one basis into Common stock upon the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Preferred Stock automatically converted on a one-for-one basis into Common stock upon the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Preferred Stock automatically converted on a one-for-one basis into Common stock upon the closing of the Issuer's initial public offering. F3 · ownership.nature: Mr. Lip-Bu Tan is the sole director of WIIG Communications Management LLC ("WIIG") which is the manager of BLI, BLI II, BLI III, and BLI IV. Michael Marks, Nicholas Brathwaite and Mr. Tan are members of the investment committee of Walden Riverwood GP, LLC ("Walden GP"), which is the general partner of Walden. WRV GP II, LLC ("WRV GP") is the general partner of WRV II. Messers. Tan and Marks, WRV GP, Walden GP, and WIIG disclaim beneficial ownership of the shares except to the extent of their pecuniary interest therein. Read SEC document |
| July 16, 2020 Filed Jul 20, 2020 21:50 UTC | Bruker Cellular Analysis, Inc. BLI · Entity 109250 | ConversionCommon Stock | 13,662,357 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-019738 · doc4.xml · nonDerivative · entry 1 WIIG Communications Management LLC · CIK 0001339189 · 10% owner TAN LIP BU · CIK 0001008463 · 10% owner WRV-BLI LLC · CIK 0001616012 · 10% owner WRV-BLI II LLC · CIK 0001641650 · 10% owner WRV-BLI III LLC · CIK 0001687537 · 10% owner WRV-BLI IV LLC · CIK 0001817981 · 10% owner Walden Riverwood GP, LLC · CIK 0001720734 · 10% owner Walden Riverwood Ventures, L.P. · CIK 0001582026 · 10% owner WRV GP II, LLC · CIK 0001720730 · 10% owner WRV II, L.P. · CIK 0001640661 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 13,662,357 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Preferred Stock automatically converted on a one-for-one basis into Common stock upon the closing of the Issuer's initial public offering. F2 · ownership.nature: Following the transactions reported herein, consist of 934,597 shares held by WRV II, L.P. ("WRV II"), 3,183,158 shares held by Walden Riverwood Ventures, L.P. ("Walden"), 6,076,421 shares held by WRV-BLI LLC ("BLI"), 1,958,787 shares held by WRV-BLI II LLC ("BLI II"), 965,414 shares held by WRV-BLI III LLC ("BLI III"), and 543,980 shares held by WRV-BLI IV LLC ("BLI IV"). F3 · ownership.nature: Mr. Lip-Bu Tan is the sole director of WIIG Communications Management LLC ("WIIG") which is the manager of BLI, BLI II, BLI III, and BLI IV. Michael Marks, Nicholas Brathwaite and Mr. Tan are members of the investment committee of Walden Riverwood GP, LLC ("Walden GP"), which is the general partner of Walden. WRV GP II, LLC ("WRV GP") is the general partner of WRV II. Messers. Tan and Marks, WRV GP, Walden GP, and WIIG disclaim beneficial ownership of the shares except to the extent of their pecuniary interest therein. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 22:44 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $13.81 | $0.00 |
DisclosureSEC source: 0001209191-20-042976 · doc4.xml · derivative · entry 8 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 50,000 shares Expires 2021-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 22:44 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | SaleCommon Stock | 27,986 | $99.26 | $2,777,890.36 |
DisclosureSEC source: 0001209191-20-042976 · doc4.xml · nonDerivative · entry 3 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 752,128 F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 22:44 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | SaleCommon Stock | 22,014 | $98.62 | $2,171,020.68 |
DisclosureSEC source: 0001209191-20-042976 · doc4.xml · nonDerivative · entry 2 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 780,114 F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 22:44 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionCommon Stock | 50,000 | $13.81 | $690,500.00 |
DisclosureSEC source: 0001209191-20-042976 · doc4.xml · nonDerivative · entry 1 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 802,128 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.