Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMBARELLA INCAMBA · Entity 4248 | Director | March 16, 2017 | March 17, 2017 |
| AQUANTIA CORPAQ · Entity 12241 | Director · 10% owner | September 24, 2018 | September 25, 2018 |
| Credo Technology Group Holding LtdCRDO · Entity 3082 | Director | October 15, 2025 | October 17, 2025 |
| INTEL CORPINTC · Entity 2799 | Director · CEO | August 11, 2026 | August 14, 2026 |
| ON Semiconductor Connectivity Solutions, Inc.QTNA · Entity 156540 | Director | June 09, 2017 | June 13, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMBARELLA INC
Report date March 16, 2017 · Filed March 17, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 8,147 |
Reported balance
After 2017-03-16 transaction · row 1
1 source rowRow 1 · 2017-03-16 · Exercise / conversion · Acquired 726 · Balance 8,147 F1: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,452 |
Reported balance
After 2017-03-16 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-03-16 · Exercise / conversion · Disposed 726 · Balance 1,452 F1: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F3: Of the total of 2,904 shares granted, The restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee Footnote | 464 |
Reported balance
Holding disclosure · report date 2017-03-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 464 F2: Such shares are held by Lip-Bu Tan & Ysa Loo Trust DTD 2/3/92. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
F2: Such shares are held by Lip-Bu Tan & Ysa Loo Trust DTD 2/3/92.
F3: Of the total of 2,904 shares granted, The restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017.
AQUANTIA CORP
Report date September 24, 2018 · Filed September 25, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 2,680,632 |
Reported balance
After 2018-09-24 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-09-24 · Disposition to issuer · Disposed 20,000 · Balance 2,680,632 F1: These shares were sold in compliance with a trading plan adopted by A&E Investment, LLC pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. A&E Investment LLC's sole member is the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992 for which the Reporting Person is a co-trustee. F2: The reportable securities shares directly owned by WRV II, L.P.("WRV II"), Walden Riverwood Ventures, L.P.("WRV") and A&E Investment, LLC. The Reporting Person is a member of the investment committee of the general partner of each of WRV II and WRV, and is a co-trustee of the sole member of A&E. The Reporting Person may be deemed to share voting and dispositive power with respect to the securities held by WRV II, WRV and A&E and disclaims beneficial ownership of such securities except for the Reporting Person's pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 18,528 |
Reported balance
Holding disclosure · report date 2018-09-24 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 18,528 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were sold in compliance with a trading plan adopted by A&E Investment, LLC pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. A&E Investment LLC's sole member is the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992 for which the Reporting Person is a co-trustee.
F2: The reportable securities shares directly owned by WRV II, L.P.("WRV II"), Walden Riverwood Ventures, L.P.("WRV") and A&E Investment, LLC. The Reporting Person is a member of the investment committee of the general partner of each of WRV II and WRV, and is a co-trustee of the sole member of A&E. The Reporting Person may be deemed to share voting and dispositive power with respect to the securities held by WRV II, WRV and A&E and disclaims beneficial ownership of such securities except for the Reporting Person's pecuniary interest therein.
Credo Technology Group Holding Ltd
Report date October 15, 2025 · Filed October 17, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 55,114 |
Reported balance
After 2025-10-15 transaction · row 1
1 source rowRow 1 · 2025-10-15 · Grant · Acquired 1,540 · Balance 55,114 F1: Represents restricted stock units that will fully vest upon the earlier of (a) the one year anniversary of the vesting commencement date (the day following the Issuer's 2025 Annual General Meeting), or (b) the date of the Issuer's 2026 Annual General Meeting, in each case subject to continued service through the vesting date. |
| Ordinary SharesSEC Table I · non-derivative | IndirectLip-Bu Tan and Ysa Loo Trust | 133,583 |
Reported balance
Holding disclosure · report date 2025-10-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 133,583 F2: The Reporting Person is the joint trustee of the Lip-Bu Tan and Ysa Loo Trust Dated 2/3/92. The Reporting Person disclaims beneficial ownership of these indirectly held shares except to the extent of any pecuniary interest therein. |
| Ordinary SharesSEC Table I · non-derivative | IndirectWalden Technology Ventures II LP | 422,180 |
Reported balance
Holding disclosure · report date 2025-10-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 422,180 F3: The Reporting Person is the Managing Director of China Walden Venture Investment II G.P., Ltd., which is the general partner of Walden Technology Ventures Investments II, L.P. The Reporting Person disclaims beneficial ownership of these indirectly held shares except to the extent of any pecuniary interest therein. |
| Ordinary SharesSEC Table I · non-derivative | IndirectA&E Investment LLC | 39,736 |
Reported balance
Holding disclosure · report date 2025-10-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 39,736 F4: The Reporting Person is the Manager of A&E Investment LLC, an entity owned by the Reporting Person's family trust for which the Reporting Person is a joint trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units that will fully vest upon the earlier of (a) the one year anniversary of the vesting commencement date (the day following the Issuer's 2025 Annual General Meeting), or (b) the date of the Issuer's 2026 Annual General Meeting, in each case subject to continued service through the vesting date.
F2: The Reporting Person is the joint trustee of the Lip-Bu Tan and Ysa Loo Trust Dated 2/3/92. The Reporting Person disclaims beneficial ownership of these indirectly held shares except to the extent of any pecuniary interest therein.
F3: The Reporting Person is the Managing Director of China Walden Venture Investment II G.P., Ltd., which is the general partner of Walden Technology Ventures Investments II, L.P. The Reporting Person disclaims beneficial ownership of these indirectly held shares except to the extent of any pecuniary interest therein.
F4: The Reporting Person is the Manager of A&E Investment LLC, an entity owned by the Reporting Person's family trust for which the Reporting Person is a joint trustee.
INTEL CORP
Report date August 11, 2026 · Filed August 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Family Trust | 1,314,669 |
Reported balance
After 2026-08-11 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-08-11 · Purchase · Acquired 105,263 · Balance 1,314,669 |
| Common StockSEC Table I · non-derivative | Direct | 16,471 |
Reported balance
Holding disclosure · report date 2026-08-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 16,471 |
| Common StockSEC Table I · non-derivative | Indirectby 401(k) | 500 |
Reported balance
Holding disclosure · report date 2026-08-11 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 500 |
ON Semiconductor Connectivity Solutions, Inc.
Report date June 09, 2017 · Filed June 13, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,127 |
Reported balance
After 2017-06-09 transaction · row 1
1 source rowRow 1 · 2017-06-09 · Grant · Acquired 7,127 · Balance 7,127 F1: Each share is represented by a Restricted Stock Unit ("RSU"). 100% of the RSUs will vest upon the earlier of the one (1) year anniversary of the grant date or the day prior to the Company's next Annual Meeting occurring after the grant date, in each case, subject to the Reporting Person's continued service as of the applicable vesting date. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 274,070 |
Reported balance
Holding disclosure · report date 2017-06-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 274,070 F2: Shares held by China Walden Venture Investments II, L.P. ("CWVI II"). The general partner of CWVI II is China Walden Venture Investment II G.P., Ltd. ("CWVI II GP"). Lip-Bu Tan and Hing Wong are members of the investment committee of CWVI II GP and share voting and investment power with respect to the shares held by CWVI II. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 274,071 |
Reported balance
Holding disclosure · report date 2017-06-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 274,071 F3: Shares held by WRV II, L.P. ("WRV II"). The general partner for WRV II is WRV GP II, LLC ("WRV II GP"). Lip-Bu Tan, Michael Marks, and Nicholas Braithwaite are members of the investment committee of WRV II GP and share voting and investment power with respect to the shares held by WRV II. |
| Common StockSEC Table I · non-derivative | IndirectBy trust | 10,000 |
Reported balance
Holding disclosure · report date 2017-06-09 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 10,000 F4: Shares held by Lip-Bu Tan and Ysa Loo, TTEES, FBO Lip-Bu Tan and Ysa Loo Trust DTD 2/3/1992. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share is represented by a Restricted Stock Unit ("RSU"). 100% of the RSUs will vest upon the earlier of the one (1) year anniversary of the grant date or the day prior to the Company's next Annual Meeting occurring after the grant date, in each case, subject to the Reporting Person's continued service as of the applicable vesting date.
F2: Shares held by China Walden Venture Investments II, L.P. ("CWVI II"). The general partner of CWVI II is China Walden Venture Investment II G.P., Ltd. ("CWVI II GP"). Lip-Bu Tan and Hing Wong are members of the investment committee of CWVI II GP and share voting and investment power with respect to the shares held by CWVI II.
F3: Shares held by WRV II, L.P. ("WRV II"). The general partner for WRV II is WRV GP II, LLC ("WRV II GP"). Lip-Bu Tan, Michael Marks, and Nicholas Braithwaite are members of the investment committee of WRV II GP and share voting and investment power with respect to the shares held by WRV II.
F4: Shares held by Lip-Bu Tan and Ysa Loo, TTEES, FBO Lip-Bu Tan and Ysa Loo Trust DTD 2/3/1992.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Bruker Cellular Analysis, Inc.
Report date January 12, 2021 · Filed January 15, 2021
Jointly reported with WIIG Communications Management LLC, WRV-BLI LLC, WRV-BLI II LLC, WRV-BLI III LLC, WRV-BLI IV LLC, Walden Riverwood GP, LLC, Walden Riverwood Ventures, L.P., WRV GP II, LLC, WRV II, L.P.
Section 16 reporting ended · disclosed 2021-01-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2021-01-12 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-01-12 · Other · Disposed 12,276,309 · Balance 0 F1: Reflects a pro rata distribution in-kind of the shares formerly held of record by the Reporting Persons to the Reporting Persons' limited partners and or members, as applicable. F2: Mr. Lip-Bu Tan is the sole director of WIIG Communications Management LLC ("WIIG") which is the manager of WRV-BLI LLC, WRV-BLI II LLC, WRV-BLI III LLC, and WRV-BLI IV LLC. Michael Marks and Mr. Tan are members of the investment committee of Walden Riverwood GP, LLC ("Walden GP"), which is the general partner of Walden Riverwood Ventures, L.P. Michael Marks, Nicholas Brathwaite, and Lip-Bu Tan are members of the investment committee of WRV GP II, LLC ("WRV GP") which is the general partner of WRV II, L.P. Messers. Tan, Brathwaite, and Marks, WRV GP, Walden GP, and WIIG disclaim beneficial ownership of the shares except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects a pro rata distribution in-kind of the shares formerly held of record by the Reporting Persons to the Reporting Persons' limited partners and or members, as applicable.
F2: Mr. Lip-Bu Tan is the sole director of WIIG Communications Management LLC ("WIIG") which is the manager of WRV-BLI LLC, WRV-BLI II LLC, WRV-BLI III LLC, and WRV-BLI IV LLC. Michael Marks and Mr. Tan are members of the investment committee of Walden Riverwood GP, LLC ("Walden GP"), which is the general partner of Walden Riverwood Ventures, L.P. Michael Marks, Nicholas Brathwaite, and Lip-Bu Tan are members of the investment committee of WRV GP II, LLC ("WRV GP") which is the general partner of WRV II, L.P. Messers. Tan, Brathwaite, and Marks, WRV GP, Walden GP, and WIIG disclaim beneficial ownership of the shares except to the extent of their pecuniary interest therein.
CADENCE DESIGN SYSTEMS INC
Report date May 16, 2023 · Filed May 18, 2023
Section 16 reporting ended · disclosed 2023-05-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 602,589 |
Ending reported balance
After 2023-05-16 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2023-05-16 · Exercise / conversion · Acquired 42,500 · Balance 645,089 F1: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted on 11/30/2022 by the Reporting Person. Row 2 · 2023-05-16 · Sale · Disposed 25,716 · Balance 619,373 F1: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted on 11/30/2022 by the Reporting Person. F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $201.67 to $202.66, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 3 · 2023-05-16 · Sale · Disposed 16,784 · Balance 602,589 F1: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted on 11/30/2022 by the Reporting Person. F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $202.67 to $203.45, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Non- Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.79 · Expires 2024-02-21 | Direct | 212,500 |
Reported balance
After 2023-05-16 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2023-05-16 · Exercise / conversion · Disposed 42,500 · Balance 212,500 F8: These options vested at a rate of 1/48th per month starting on March 21, 2017. |
| Common StockSEC Table I · non-derivative | IndirectHeld by Trust 1 | 15,000 |
Reported balance
Holding disclosure · report date 2023-05-16 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 15,000 F4: Shares held by A&E Investment LLC, the sole member of which is the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992. |
| Common StockSEC Table I · non-derivative | IndirectHeld by Trust 2 | 808,040 |
Reported balance
Holding disclosure · report date 2023-05-16 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 808,040 F5: Shares held by the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992. |
| Common StockSEC Table I · non-derivative | IndirectHeld by Trust 3 | 7,000 |
Reported balance
Holding disclosure · report date 2023-05-16 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 7,000 F6: Shares held by L Tan & N Lee TTEE, Pacven Walden Inc. 401(K) PSPS, FBO Lip-Bu Tan. |
| Common StockSEC Table I · non-derivative | IndirectHeld by IRA | 31,400 |
Reported balance
Holding disclosure · report date 2023-05-16 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 31,400 F7: Shares held by IRA FBO Lip-Bu Tan DB Securities Inc. Custodian Rollover Account DTD 5/19/1997. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted on 11/30/2022 by the Reporting Person.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $201.67 to $202.66, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $202.67 to $203.45, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: Shares held by A&E Investment LLC, the sole member of which is the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992.
F5: Shares held by the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992.
F6: Shares held by L Tan & N Lee TTEE, Pacven Walden Inc. 401(K) PSPS, FBO Lip-Bu Tan.
F7: Shares held by IRA FBO Lip-Bu Tan DB Securities Inc. Custodian Rollover Account DTD 5/19/1997.
F8: These options vested at a rate of 1/48th per month starting on March 21, 2017.
Hewlett Packard Enterprise Co
Report date April 13, 2021 · Filed April 15, 2021
Section 16 reporting ended · disclosed 2021-04-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 119,256 |
Ending reported balance
After 2021-04-14 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-04-13 · Grant · Acquired 1,595 · Balance 94,511 F1: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q4 cash retainer of $25,000 for Issuer's Board Year 2020. Row 2 · 2021-04-14 · Exercise / conversion · Acquired 24,745 · Balance 119,256 |
| Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-04-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-04-14 · Exercise / conversion · Disposed 24,745 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3: As previously reported, on 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 236.5615 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, and 179.1321 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21. F4: The number of shares in column 5 includes 1,010 vested RSU dividend equivalent rights and a de minimus adjustment of 0.4246 due to fractional rounding of the dividend equivalent rights at $15.78 per RSU credited to the reporting person's account on 04/14/21. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q4 cash retainer of $25,000 for Issuer's Board Year 2020.
F2: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F3: As previously reported, on 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 236.5615 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, and 179.1321 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.
F4: The number of shares in column 5 includes 1,010 vested RSU dividend equivalent rights and a de minimus adjustment of 0.4246 due to fractional rounding of the dividend equivalent rights at $15.78 per RSU credited to the reporting person's account on 04/14/21.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2019 Filed Feb 4, 2019 22:19 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $11.62 | $0.00 |
DisclosureSEC source: 0001209191-19-006873 · doc4.xml · derivative · entry 7 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2019-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 22:19 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | SaleCommon Stock | 100,000 | $48.05 | $4,805,000.00 |
DisclosureSEC source: 0001209191-19-006873 · doc4.xml · nonDerivative · entry 6 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,066 F5 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 22:19 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionCommon Stock | 100,000 | $11.62 | $1,162,000.00 |
DisclosureSEC source: 0001209191-19-006873 · doc4.xml · nonDerivative · entry 5 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 512,066 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| January 02, 2019 Filed Apr 2, 2019 23:05 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | GrantRestricted Stock Units · Derivative | 104.4177 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-19-000035 · edgar.xml · derivative · entry 2 TAN LIP BU · CIK 0001008463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,776.4825 Underlying: Common Stock · 104.4177 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · shares: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 104.4177 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. F3 · price: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 104.4177 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. F3 · derivative.exercise_date: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 104.4177 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. F3 · derivative.expiration_date: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 104.4177 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 23:22 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | GrantCommon Stock | 1,892 | $13.21 | $24,993.32 |
DisclosureSEC source: 0001179706-19-000009 · edgar.xml · nonDerivative · entry 1 TAN LIP BU · CIK 0001008463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,939 F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q3 cash retainer of $25,000 for Issuer's Board Year 2018. Read SEC document |
| October 23, 2018 Filed Oct 25, 2018 20:04 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 94,531 | $0.00 Strike: $11.62 | $0.00 |
DisclosureSEC source: 0001209191-18-056150 · doc4.xml · derivative · entry 7 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 94,531 shares Expires 2019-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 23, 2018 Filed Oct 25, 2018 20:04 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | SaleCommon Stock | 94,531 | $46.00 | $4,348,426.00 |
DisclosureSEC source: 0001209191-18-056150 · doc4.xml · nonDerivative · entry 6 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,066 F5 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| October 23, 2018 Filed Oct 25, 2018 20:04 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionCommon Stock | 94,531 | $11.62 | $1,098,450.22 |
DisclosureSEC source: 0001209191-18-056150 · doc4.xml · nonDerivative · entry 5 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 506,597 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| October 03, 2018 Filed Jan 3, 2019 23:22 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | GrantRestricted Stock Units · Derivative | 83.9082 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-19-000009 · edgar.xml · derivative · entry 2 TAN LIP BU · CIK 0001008463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,672.0648 Underlying: Common Stock · 83.9082 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · shares: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 83.9082 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. F3 · price: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 83.9082 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. F3 · derivative.exercise_date: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 83.9082 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. F3 · derivative.expiration_date: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 83.9082 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 21:55 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | GrantCommon Stock | 1,532 | $16.31 | $24,986.92 |
DisclosureSEC source: 0001179706-18-000195 · edgar.xml · nonDerivative · entry 1 TAN LIP BU · CIK 0001008463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,047 F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q2 cash retainer of $25,000 for Issuer's Board Year 2018. Read SEC document |
| September 24, 2018 Filed Sep 25, 2018 21:03 UTC | AQUANTIA CORP AQ · Entity 12241 | Disposition to issuerCommon Stock | 20,000 | $12.84 | $256,798.00 |
DisclosureSEC source: 0001209191-18-052164 · doc4.xml · nonDerivative · entry 1 TAN LIP BU · CIK 0001008463 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,680,632 F1 · shares: These shares were sold in compliance with a trading plan adopted by A&E Investment, LLC pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. A&E Investment LLC's sole member is the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992 for which the Reporting Person is a co-trustee. F2 · ownership.nature: The reportable securities shares directly owned by WRV II, L.P.("WRV II"), Walden Riverwood Ventures, L.P.("WRV") and A&E Investment, LLC. The Reporting Person is a member of the investment committee of the general partner of each of WRV II and WRV, and is a co-trustee of the sole member of A&E. The Reporting Person may be deemed to share voting and dispositive power with respect to the securities held by WRV II, WRV and A&E and disclaims beneficial ownership of such securities except for the Reporting Person's pecuniary interest therein. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 23:26 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,469 | $0.00 Strike: $11.62 | $0.00 |
DisclosureSEC source: 0001209191-18-051711 · doc4.xml · derivative · entry 10 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,531 Underlying: Common Stock · 5,469 shares Expires 2019-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 23:26 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | SaleCommon Stock | 5,469 | $46.10 | $252,146.06 |
DisclosureSEC source: 0001209191-18-051711 · doc4.xml · nonDerivative · entry 9 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,066 F6 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 23:26 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionCommon Stock | 5,469 | $11.62 | $63,549.78 |
DisclosureSEC source: 0001209191-18-051711 · doc4.xml · nonDerivative · entry 8 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 417,535 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| August 30, 2018 Filed Aug 31, 2018 20:10 UTC | AQUANTIA CORP AQ · Entity 12241 | Disposition to issuerCommon Stock | 20,000 | $12.45 | $248,954.00 |
DisclosureSEC source: 0001209191-18-049076 · doc4.xml · nonDerivative · entry 1 TAN LIP BU · CIK 0001008463 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,700,632 F1 · shares: These shares were sold in compliance with a trading plan adopted by A&E Investment, LLC pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. A&E Investment LLC's sole member is the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992 for which the Reporting Person is a co-trustee. F2 · ownership.nature: The reportable securities shares directly owned by WRV II, L.P.("WRV II"), Walden Riverwood Ventures, L.P.("WRV") and A&E Investment, LLC. The Reporting Person is a member of the investment committee of the general partner of each of WRV II and WRV, and is a co-trustee of the sole member of A&E. The Reporting Person may be deemed to share voting and dispositive power with respect to the securities held by WRV II, WRV and A&E and disclaims beneficial ownership of such securities except for the Reporting Person's pecuniary interest therein. Read SEC document |
| August 29, 2018 Filed Sep 19, 2018 23:26 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | OtherCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-051711 · doc4.xml · nonDerivative · entry 7 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust 2 Disclosed balance after: 1,189,182 F5 · ownership.nature: Shares held by the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992. Read SEC document |
| August 29, 2018 Filed Sep 19, 2018 23:26 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | OtherCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-051711 · doc4.xml · nonDerivative · entry 6 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,066 F4 · shares: Shares transferred to the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992. Read SEC document |
| August 20, 2018 Filed Sep 19, 2018 23:26 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | OtherCommon Stock | 28,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-051711 · doc4.xml · nonDerivative · entry 5 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust 2 Disclosed balance after: 1,176,682 F5 · ownership.nature: Shares held by the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992. Read SEC document |
| August 20, 2018 Filed Sep 19, 2018 23:26 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | OtherCommon Stock | 28,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-051711 · doc4.xml · nonDerivative · entry 4 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424,566 F4 · shares: Shares transferred to the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 22:41 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $11.62 | $0.00 |
DisclosureSEC source: 0001209191-18-047188 · doc4.xml · derivative · entry 7 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 100,000 shares Expires 2019-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 22:41 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | SaleCommon Stock | 100,000 | $45.33 | $4,532,580.00 |
DisclosureSEC source: 0001209191-18-047188 · doc4.xml · nonDerivative · entry 6 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,813 F5 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 22:41 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionCommon Stock | 100,000 | $11.62 | $1,162,000.00 |
DisclosureSEC source: 0001209191-18-047188 · doc4.xml · nonDerivative · entry 5 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 552,813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| July 16, 2018 Filed Jul 18, 2018 20:38 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $11.62 | $0.00 |
DisclosureSEC source: 0001209191-18-043056 · doc4.xml · derivative · entry 7 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 100,000 shares Expires 2019-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 16, 2018 Filed Jul 18, 2018 20:38 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | SaleCommon Stock | 100,000 | $45.14 | $4,514,220.00 |
DisclosureSEC source: 0001209191-18-043056 · doc4.xml · nonDerivative · entry 6 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,813 F5 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| July 16, 2018 Filed Jul 18, 2018 20:38 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionCommon Stock | 100,000 | $11.62 | $1,162,000.00 |
DisclosureSEC source: 0001209191-18-043056 · doc4.xml · nonDerivative · entry 5 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 552,813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| July 04, 2018 Filed Oct 2, 2018 21:55 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | GrantRestricted Stock Units · Derivative | 95.1566 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-18-000195 · edgar.xml · derivative · entry 2 TAN LIP BU · CIK 0001008463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,588.1566 Underlying: Common Stock · 95.1566 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · shares: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 95.1566 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18. F3 · price: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 95.1566 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18. F3 · derivative.exercise_date: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 95.1566 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18. F3 · derivative.expiration_date: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 95.1566 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18. Read SEC document |
| June 29, 2018 Filed Jul 2, 2018 23:21 UTC | AQUANTIA CORP AQ · Entity 12241 | GrantCommon Stock | 5,181 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-040499 · doc4.xml · nonDerivative · entry 1 TAN LIP BU · CIK 0001008463 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,528 F1 · security: The security represents restricted stock units granted pursuant to the issuer's non-employee director compensation policy. F2 · shares: The share underlying these restricted stock units vests on the first anniversary from grant date, subject to the reporting person's continued service on the board of directors on each vest date. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 21:00 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | GrantCommon Stock | 1,711 | $14.61 | $24,997.71 |
DisclosureSEC source: 0001179706-18-000167 · edgar.xml · nonDerivative · entry 1 TAN LIP BU · CIK 0001008463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,515 F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q1 cash retainer of $25,000 for Issuer's Board Year 2018. F2 · balance_after: The number of shares in column 5 includes 66 vested restricted stock unit ("RSU") dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 23:01 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $11.62 | $0.00 |
DisclosureSEC source: 0001209191-18-038679 · doc4.xml · derivative · entry 12 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 100,000 shares Expires 2019-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 23:01 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | SaleCommon Stock | 100,000 | $44.82 | $4,482,030.00 |
DisclosureSEC source: 0001209191-18-038679 · doc4.xml · nonDerivative · entry 11 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,813 F6 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 23:01 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionCommon Stock | 100,000 | $11.62 | $1,162,000.00 |
DisclosureSEC source: 0001209191-18-038679 · doc4.xml · nonDerivative · entry 10 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 552,813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| May 04, 2018 Filed May 8, 2018 22:19 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | GrantRestricted Stock Units · Derivative | 12,493 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-18-000102 · edgar.xml · derivative · entry 2 TAN LIP BU · CIK 0001008463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,493 Underlying: Common Stock · 12,493 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · shares: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F3 · price: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F3 · derivative.exercise_date: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F3 · derivative.expiration_date: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 01:07 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionRestricted Stock Units · Derivative | 15,351 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-18-000070 · edgar.xml · derivative · entry 2 TAN LIP BU · CIK 0001008463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,351 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · shares: As previously reported, on 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which cliff vested on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 201.9541 vested dividend equivalent rights and a de minimus adjustment of 0.0459 due to fractional rounding of the dividend equivalent rights. The RSUs in this footnote reflect post spin-off conversion adjustments previously reported. F2 · price: As previously reported, on 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which cliff vested on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 201.9541 vested dividend equivalent rights and a de minimus adjustment of 0.0459 due to fractional rounding of the dividend equivalent rights. The RSUs in this footnote reflect post spin-off conversion adjustments previously reported. F2 · derivative.exercise_date: As previously reported, on 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which cliff vested on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 201.9541 vested dividend equivalent rights and a de minimus adjustment of 0.0459 due to fractional rounding of the dividend equivalent rights. The RSUs in this footnote reflect post spin-off conversion adjustments previously reported. F2 · derivative.expiration_date: As previously reported, on 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which cliff vested on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 201.9541 vested dividend equivalent rights and a de minimus adjustment of 0.0459 due to fractional rounding of the dividend equivalent rights. The RSUs in this footnote reflect post spin-off conversion adjustments previously reported. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 01:07 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionCommon Stock | 15,351 | $0.00 | $0.00 |
DisclosureSEC source: 0001179706-18-000070 · edgar.xml · nonDerivative · entry 1 TAN LIP BU · CIK 0001008463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,738 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 23:39 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | GrantCommon Stock | 1,767 | $17.54 | $30,993.18 |
DisclosureSEC source: 0001179706-18-000041 · edgar.xml · nonDerivative · entry 1 TAN LIP BU · CIK 0001008463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,387 F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q4 cash retainer of $25,000, and $6,000 additional meeting fees for Issuer's Board Year 2017. Read SEC document |
| March 02, 2018 Filed Jun 19, 2018 23:01 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | OtherCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-038679 · doc4.xml · nonDerivative · entry 9 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust 2 Disclosed balance after: 1,148,435 F5 · ownership.nature: Shares held by the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992. Read SEC document |
| March 02, 2018 Filed Jun 19, 2018 23:01 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | OtherCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-038679 · doc4.xml · nonDerivative · entry 8 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,813 F4 · shares: Shares transferred to the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992. Read SEC document |
| February 26, 2018 Filed Jun 19, 2018 23:01 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | OtherCommon Stock | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-038679 · doc4.xml · nonDerivative · entry 7 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust 2 Disclosed balance after: 1,135,935 F5 · ownership.nature: Shares held by the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992. Read SEC document |
| February 26, 2018 Filed Jun 19, 2018 23:01 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | OtherCommon Stock | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-038679 · doc4.xml · nonDerivative · entry 6 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465,313 F4 · shares: Shares transferred to the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992. Read SEC document |
| February 08, 2018 Filed Jun 19, 2018 23:01 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | OtherCommon Stock | 256 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-038679 · doc4.xml · nonDerivative · entry 5 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust 2 Disclosed balance after: 1,098,435 F5 · ownership.nature: Shares held by the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992. Read SEC document |
| February 08, 2018 Filed Jun 19, 2018 23:01 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | OtherCommon Stock | 256 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-038679 · doc4.xml · nonDerivative · entry 4 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502,813 F4 · shares: Shares transferred to the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992. Read SEC document |
| February 06, 2018 Filed Feb 9, 2018 01:40 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 269,301 | $0.00 Strike: $39.58 | $0.00 |
DisclosureSEC source: 0001209191-18-008613 · doc4.xml · derivative · entry 6 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,301 Underlying: Common Stock · 269,301 shares Expires 2025-02-06 F7 · shares: Option vests at a rate of 1/48th per month. Read SEC document |
| February 06, 2018 Filed Feb 9, 2018 01:40 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | GrantCommon Stock | 69,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008613 · doc4.xml · nonDerivative · entry 5 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 503,069 F5 · shares: Grant of performance-based incentive stock. F6 · balance_after: Amount of securities beneficially owned includes 256 shares acquired by the Reporting Person through the Employee Stock Purchase Plan on January 31, 2018. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 22:04 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $10.94 | $0.00 |
DisclosureSEC source: 0001209191-18-004301 · doc4.xml · derivative · entry 7 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2018-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 22:04 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | SaleCommon Stock | 25,000 | $44.69 | $1,117,205.00 |
DisclosureSEC source: 0001209191-18-004301 · doc4.xml · nonDerivative · entry 6 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433,333 F5 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 22:04 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionCommon Stock | 25,000 | $10.94 | $273,500.00 |
DisclosureSEC source: 0001209191-18-004301 · doc4.xml · nonDerivative · entry 5 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 458,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2018 Filed Apr 2, 2018 23:39 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | GrantRestricted Stock Units · Derivative | 77.2908 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-18-000041 · edgar.xml · derivative · entry 2 TAN LIP BU · CIK 0001008463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,350.9541 Underlying: Common Stock · 77.2908 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · shares: As previously reported, on 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 77.2908 dividend equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. F3 · price: As previously reported, on 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 77.2908 dividend equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. F3 · derivative.exercise_date: As previously reported, on 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 77.2908 dividend equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. F3 · derivative.expiration_date: As previously reported, on 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 77.2908 dividend equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 19:50 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $9.66 | $0.00 |
DisclosureSEC source: 0001209191-17-066282 · doc4.xml · derivative · entry 7 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2018-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 19:50 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | SaleCommon Stock | 100,000 | $43.52 | $4,351,830.00 |
DisclosureSEC source: 0001209191-17-066282 · doc4.xml · nonDerivative · entry 6 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433,333 F5 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 19:50 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionCommon Stock | 100,000 | $9.66 | $966,000.00 |
DisclosureSEC source: 0001209191-17-066282 · doc4.xml · nonDerivative · entry 5 TAN LIP BU · CIK 0001008463 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 533,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.