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Lorig Brian

Disclosed activity across 1 company

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10456
SEC CIK
0001697041

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
KLA CORPKLAC · Entity 2838EVP, KLA Global ServicesAugust 13, 2026August 14, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

KLA CORP

Report date August 13, 2026 · Filed August 14, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect77,681.0919 Reported balance After 2026-08-13 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-08-13 · Sale · Disposed 59,586 · Balance 77,681.0919

F1: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 14, 2026.

F2: The number of shares of KLA common stock includes 71,918.092 shares issuable upon vesting of restricted stock units ("RSUs").

Filing footnotes · ownership attribution and instrument terms

F1: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 14, 2026.

F2: The number of shares of KLA common stock includes 71,918.092 shares issuable upon vesting of restricted stock units ("RSUs").

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 25, 2020 Filed Nov 30, 2020 13:57 UTC KLA CORP KLAC · Entity 2838 GrantCommon Stock - Restricted Stock Units 6,630 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-016887 · wf-form4_160674462122611.xml · nonDerivative · entry 1

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,158

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F2 · shares: On March 20, 2019, the reporting person was granted performance-based RSUs that would be eligible to vest, subject to continued service on each vesting date, in three equal installments as early as the third, fourth and fifth anniversaries of the grant date provided that the trailing 20-day average of the closing price of KLA common stock plus cash dividends distributed per share since the grant date exceeded $174.5865, $203.6843 and $232.782, respectively. On November 25, 2020, it was determined that the 20-day trailing average plus cash dividends distributed per share since the grant date exceeded the third threshold of $232.782. As a result, 6,630 shares became eligible to vest on March 20, 2024, subject to continued service on that date.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
November 12, 2020 Filed Nov 16, 2020 21:08 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 758 $235.13 $178,228.54
Disclosure

SEC source: 0001628280-20-016487 · wf-form4_160556092343638.xml · nonDerivative · entry 1

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 5, 2020.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 21:10 UTC KLA CORP KLAC · Entity 2838 Tax withholdingCommon Stock 747 $233.51 $174,431.97
Disclosure

SEC source: 0001628280-20-016424 · wf-form4_160530178907676.xml · nonDerivative · entry 3

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,324

F4 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on November 11, 2020.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 21:10 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 1,505 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-016424 · wf-form4_160530178907676.xml · nonDerivative · entry 2

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,071

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On November 11, 2016, the Reporting Person was granted RSUs for 6,022 shares of KLA common stock. On November 11, 2020, the remaining 25% of the RSUs vested.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 21:10 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock - Restricted Stock Units 1,505 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-016424 · wf-form4_160530178907676.xml · nonDerivative · entry 1

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F2 · shares: On November 11, 2016, the Reporting Person was granted RSUs for 6,022 shares of KLA common stock. On November 11, 2020, the remaining 25% of the RSUs vested.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 07, 2020 Filed Aug 10, 2020 20:34 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 1,182 $201.86 $238,598.52
Disclosure

SEC source: 0001628280-20-012355 · wf-form4_159709165201171.xml · nonDerivative · entry 6

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566

F7 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 5, 2020.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 20:34 UTC KLA CORP KLAC · Entity 2838 Tax withholdingCommon Stock 1,163 $203.59 $236,775.17
Disclosure

SEC source: 0001628280-20-012355 · wf-form4_159709165201171.xml · nonDerivative · entry 5

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,748

F6 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 6, 2020.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 20:34 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 2,345 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-012355 · wf-form4_159709165201171.xml · nonDerivative · entry 4

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: The Reporting Person vested fifty percent (50%) of the performance-based RSUs upon the date on which the Compensation Committee of KLA's Board of Directors determined the level at which the underlying performance goals were attained (August 6, 2020) and will vest in the remaining fifty percent (50%) upon his completion of four years of service following the award (August 3, 2021). The shares of common stock will be issued as the performance-based RSUs vest.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 20:34 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock - Restricted Stock Units 2,345 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-012355 · wf-form4_159709165201171.xml · nonDerivative · entry 3

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F5 · shares: The Reporting Person vested fifty percent (50%) of the performance-based RSUs upon the date on which the Compensation Committee of KLA's Board of Directors determined the level at which the underlying performance goals were attained (August 6, 2020) and will vest in the remaining fifty percent (50%) upon his completion of four years of service following the award (August 3, 2021). The shares of common stock will be issued as the performance-based RSUs vest.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 20:34 UTC KLA CORP KLAC · Entity 2838 GrantCommon Stock - Restricted Stock Units 4,690 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-012355 · wf-form4_159709165201171.xml · nonDerivative · entry 2

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,378

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F4 · shares: On August 3, 2017, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on a Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 5,628 shares (based on 150% of the target shares of 3,752) of KLA common stock, subject to both performance-vesting and service-vesting requirements. On August 6, 2020, the Compensation Committee of KLA's Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 4,690.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 20:34 UTC KLA CORP KLAC · Entity 2838 GrantCommon Stock - Restricted Stock Units 4,047 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-012355 · wf-form4_159709165201171.xml · nonDerivative · entry 1

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,688

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F2 · shares: On August 6, 2020, the Reporting Person received a grant of RSUs. The RSUs vest 25% annually from the date of grant.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 05, 2020 Filed Aug 7, 2020 21:50 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 1,562 $206.02 $321,803.24
Disclosure

SEC source: 0001628280-20-012177 · wf-form4_159683686521619.xml · nonDerivative · entry 1

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 5, 2020.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 20:57 UTC KLA CORP KLAC · Entity 2838 Tax withholdingCommon Stock 769 $204.90 $157,568.10
Disclosure

SEC source: 0001628280-20-012026 · wf-form4_159674744629714.xml · nonDerivative · entry 7

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,128

F5 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 4, 2020.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 20:57 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 1,550 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-012026 · wf-form4_159674744629714.xml · nonDerivative · entry 6

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,897

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: On August 4, 2016, the Reporting Person was granted RSUs for 3,100 shares of KLA common stock. On August 4, 2020, 50% of the RSUs vested.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 20:57 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock - Restricted Stock Units 1,550 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-012026 · wf-form4_159674744629714.xml · nonDerivative · entry 5

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F6 · shares: On August 4, 2016, the Reporting Person was granted RSUs for 3,100 shares of KLA common stock. On August 4, 2020, 50% of the RSUs vested.

F4 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 20:57 UTC KLA CORP KLAC · Entity 2838 Tax withholdingCommon Stock 769 $204.90 $157,568.10
Disclosure

SEC source: 0001628280-20-012026 · wf-form4_159674744629714.xml · nonDerivative · entry 4

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,347

F5 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 4, 2020.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 20:57 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 1,550 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-012026 · wf-form4_159674744629714.xml · nonDerivative · entry 3

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: On August 4, 2016, the Reporting Person was granted RSUs for 6,200 shares of KLA common stock. On August 4, 2020, 25% of the RSUs vested.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 20:57 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock - Restricted Stock Units 1,550 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-012026 · wf-form4_159674744629714.xml · nonDerivative · entry 2

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F3 · shares: On August 4, 2016, the Reporting Person was granted RSUs for 6,200 shares of KLA common stock. On August 4, 2020, 25% of the RSUs vested.

F4 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 20:57 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 472 $200.42 $94,598.24
Disclosure

SEC source: 0001628280-20-012026 · wf-form4_159674744629714.xml · nonDerivative · entry 1

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 5, 2020.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 20:33 UTC KLA CORP KLAC · Entity 2838 Tax withholdingCommon Stock 466 $207.65 $96,764.90
Disclosure

SEC source: 0001628280-20-011814 · wf-form4_159665961123636.xml · nonDerivative · entry 4

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,038

F5 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 3, 2020.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 20:33 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 938 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-011814 · wf-form4_159665961123636.xml · nonDerivative · entry 3

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: On August 3, 2017, the Reporting Person was granted RSUs for 3,752 shares of KLA common stock. On August 3, 2020, 25% of the RSUs vested.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 20:33 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock - Restricted Stock Units 938 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-011814 · wf-form4_159665961123636.xml · nonDerivative · entry 2

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,741

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F3 · shares: On August 3, 2017, the Reporting Person was granted RSUs for 3,752 shares of KLA common stock. On August 3, 2020, 25% of the RSUs vested.

F4 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 20:33 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 1,777 $202.59 $360,002.43
Disclosure

SEC source: 0001628280-20-011814 · wf-form4_159665961123636.xml · nonDerivative · entry 1

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 5, 2020.

Read SEC document
August 02, 2020 Filed Aug 3, 2020 20:34 UTC KLA CORP KLAC · Entity 2838 Tax withholdingCommon Stock 514 $199.83 $102,712.62
Disclosure

SEC source: 0001628280-20-011476 · wf-form4_159648680981437.xml · nonDerivative · entry 7

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,343

F5 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on July 31, 2020.

Read SEC document
August 02, 2020 Filed Aug 3, 2020 20:34 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 1,380 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-011476 · wf-form4_159648680981437.xml · nonDerivative · entry 6

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: On August 2, 2018, the reporting person was granted RSUs for 5,518 shares of KLA common stock. On August 2, 2020, 25% of the RSUs vested.

Read SEC document
August 02, 2020 Filed Aug 3, 2020 20:34 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock - Restricted Stock Units 1,380 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-011476 · wf-form4_159648680981437.xml · nonDerivative · entry 5

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F6 · shares: On August 2, 2018, the reporting person was granted RSUs for 5,518 shares of KLA common stock. On August 2, 2020, 25% of the RSUs vested.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 01, 2020 Filed Aug 3, 2020 20:34 UTC KLA CORP KLAC · Entity 2838 Tax withholdingCommon Stock 483 $199.83 $96,517.89
Disclosure

SEC source: 0001628280-20-011476 · wf-form4_159648680981437.xml · nonDerivative · entry 4

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,477

F5 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on July 31, 2020.

Read SEC document
August 01, 2020 Filed Aug 3, 2020 20:34 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 1,394 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-011476 · wf-form4_159648680981437.xml · nonDerivative · entry 3

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: On August 1, 2019, the reporting person was granted RSUs for 5,574 shares of KLA common stock. On August 1, 2020, 25% of the RSUs vested.

Read SEC document
August 01, 2020 Filed Aug 3, 2020 20:34 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock - Restricted Stock Units 1,394 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-011476 · wf-form4_159648680981437.xml · nonDerivative · entry 2

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F4 · shares: On August 1, 2019, the reporting person was granted RSUs for 5,574 shares of KLA common stock. On August 1, 2020, 25% of the RSUs vested.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 20:34 UTC KLA CORP KLAC · Entity 2838 GrantCommon Stock - Restricted Stock Units 6,630 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-011476 · wf-form4_159648680981437.xml · nonDerivative · entry 1

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,453

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F2 · shares: On March 20, 2019, the reporting person was granted performance-based RSUs that would be eligible to vest, subject to continued service on each vesting date, in three equal installments as early as the third, fourth and fifth anniversaries of the grant date provided that the trailing 20-day average of the closing price of KLA common stock plus aggregate cash dividends distributed per share on any date since the grant date exceeded $174.5865, $203.6843 and $232.782, respectively. On July 31, 2020, it was determined that the 20-day trailing average plus cash dividends distributed per share since the grant date exceeded the second threshold of $203.6843. As a result, 6,630 shares became eligible to vest on March 20, 2023, subject to continued service on that date.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
July 02, 2020 Filed Jul 7, 2020 23:04 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 136 $194.56 $26,460.16
Disclosure

SEC source: 0001628280-20-010243 · wf-form4_159416307476674.xml · nonDerivative · entry 2

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566

F3 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 5, 2020.

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June 30, 2020 Filed Jul 7, 2020 23:04 UTC KLA CORP KLAC · Entity 2838 OtherCommon Stock 136 $155.19 $21,105.16
Disclosure

SEC source: 0001628280-20-010243 · wf-form4_159416307476674.xml · nonDerivative · entry 1

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 702

F1 · shares: Purchased under the registrant's employee stock purchase plan.

F2 · price: Represents 85% of the closing price of the registrant's stock on the employee stock purchase plan start date.

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November 20, 2019 Filed Nov 21, 2019 22:24 UTC KLA CORP KLAC · Entity 2838 GrantCommon Stock - Restricted Stock Units 6,630 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-014417 · wf-form4_157437504848473.xml · nonDerivative · entry 1

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,823

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F2 · shares: On March 20, 2019, the reporting person was granted performance-based RSUs that would be eligible to vest, subject to continued service on each vesting date, in three equal installments as early as the third, fourth and fifth anniversaries of the grant date provided that the trailing 20-day average of the closing price of KLA common stock plus cash dividends distributed per share since the grant date exceeded $174.5865, $203.6843 and $232.782, respectively. On November 20, 2019, it was determined that the 20-day trailing average plus cash dividends distributed per share since the grant date exceeded the first threshold of $174.5865. As a result, 6,630 shares became eligible to vest on March 20, 2022, subject to continued service on that date.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

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November 11, 2019 Filed Nov 14, 2019 02:30 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 818 $175.13 $143,256.34
Disclosure

SEC source: 0001628280-19-014163 · wf-form4_157369860665458.xml · nonDerivative · entry 4

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566

F5 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2019

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November 11, 2019 Filed Nov 14, 2019 02:30 UTC KLA CORP KLAC · Entity 2838 Tax withholdingCommon Stock 687 $174.43 $119,833.41
Disclosure

SEC source: 0001628280-19-014163 · wf-form4_157369860665458.xml · nonDerivative · entry 3

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,384

F4 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on November 11, 2019.

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November 11, 2019 Filed Nov 14, 2019 02:30 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 1,505 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-014163 · wf-form4_157369860665458.xml · nonDerivative · entry 2

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,071

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On November 11, 2016 the reporting person was granted RSUs for an aggregate of 6,022 shares. On November 11, 2019, 25% of the RSUs vested.

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November 11, 2019 Filed Nov 14, 2019 02:30 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock - Restricted Stock Units 1,505 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-014163 · wf-form4_157369860665458.xml · nonDerivative · entry 1

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F2 · shares: On November 11, 2016 the reporting person was granted RSUs for an aggregate of 6,022 shares. On November 11, 2019, 25% of the RSUs vested.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

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September 04, 2019 Filed Sep 5, 2019 13:12 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 1,505 $151.58 $228,127.90
Disclosure

SEC source: 0001628280-19-011419 · wf-form4_156768912288168.xml · nonDerivative · entry 7

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566

F6 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2019.

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September 03, 2019 Filed Sep 5, 2019 13:12 UTC KLA CORP KLAC · Entity 2838 Tax withholdingCommon Stock 229 $149.93 $34,333.97
Disclosure

SEC source: 0001628280-19-011419 · wf-form4_156768912288168.xml · nonDerivative · entry 6

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,071

F4 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on September 3, 2019.

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September 03, 2019 Filed Sep 5, 2019 13:12 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 661 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-011419 · wf-form4_156768912288168.xml · nonDerivative · entry 5

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: On September 3, 2015 the reporting person was granted RSUs for 2,647 shares of KLA common stock. On September 3, 2019, the remaining shares vested.

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September 03, 2019 Filed Sep 5, 2019 13:12 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock - Restricted Stock Units 661 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-011419 · wf-form4_156768912288168.xml · nonDerivative · entry 4

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F5 · shares: On September 3, 2015 the reporting person was granted RSUs for 2,647 shares of KLA common stock. On September 3, 2019, the remaining shares vested.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 13:12 UTC KLA CORP KLAC · Entity 2838 Tax withholdingCommon Stock 568 $149.93 $85,160.24
Disclosure

SEC source: 0001628280-19-011419 · wf-form4_156768912288168.xml · nonDerivative · entry 3

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,639

F4 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on September 3, 2019.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 13:12 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 1,641 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-011419 · wf-form4_156768912288168.xml · nonDerivative · entry 2

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On September 3, 2015 the reporting person was granted PRSUs, which in 2018 the Compensation Committee determined was for an aggregate of 3,282 shares based on the performance conditions attained. On September 3, 2019, the remaining shares vested.

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September 03, 2019 Filed Sep 5, 2019 13:12 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock - Restricted Stock Units 1,641 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-011419 · wf-form4_156768912288168.xml · nonDerivative · entry 1

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F2 · shares: On September 3, 2015 the reporting person was granted PRSUs, which in 2018 the Compensation Committee determined was for an aggregate of 3,282 shares based on the performance conditions attained. On September 3, 2019, the remaining shares vested.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 06, 2019 Filed Aug 7, 2019 22:57 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 613 $131.87 $80,836.31
Disclosure

SEC source: 0001628280-19-010343 · wf-form4_156521863122773.xml · nonDerivative · entry 5

Lorig Brian · CIK 0001697041 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566

F5 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2019.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 22:57 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 1,916 $130.10 $249,271.60
Disclosure

SEC source: 0001628280-19-010343 · wf-form4_156521863122773.xml · nonDerivative · entry 4

Lorig Brian · CIK 0001697041 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,179

F5 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2019.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 22:57 UTC KLA CORP KLAC · Entity 2838 Tax withholdingCommon Stock 325 $133.24 $43,303.00
Disclosure

SEC source: 0001628280-19-010343 · wf-form4_156521863122773.xml · nonDerivative · entry 3

Lorig Brian · CIK 0001697041 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,095

F4 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 2, 2019.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 22:57 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 938 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-010343 · wf-form4_156521863122773.xml · nonDerivative · entry 2

Lorig Brian · CIK 0001697041 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On August 3, 2017, the reporting person was granted 3,752 RSUs. On August 3, 2019, 25% of those shares vested but were not released until August 5, 2019.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 22:57 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock - Restricted Stock Units 938 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-010343 · wf-form4_156521863122773.xml · nonDerivative · entry 1

Lorig Brian · CIK 0001697041 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F2 · shares: On August 3, 2017, the reporting person was granted 3,752 RSUs. On August 3, 2019, 25% of those shares vested but were not released until August 5, 2019.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 04, 2019 Filed Aug 6, 2019 20:01 UTC KLA CORP KLAC · Entity 2838 Tax withholdingCommon Stock 536 $133.24 $71,416.64
Disclosure

SEC source: 0001628280-19-010113 · wf-form4_156512169687578.xml · nonDerivative · entry 6

Lorig Brian · CIK 0001697041 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,482

F4 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 2, 2019.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.