organization · Reporting owner
TA Associates, L.P.
Disclosed activity across 4 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Amplify Snack Brands, INCBETR · Entity 169877 | Director · 10% owner | January 31, 2018 | February 01, 2018 |
| ZoomInfo Technologies Inc.ZI · Entity 1794 | Director | June 15, 2023 | June 20, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Amplify Snack Brands, INC
Report date January 31, 2018 · Filed February 01, 2018
Jointly reported with TA XI, L.P., TA Atlantic & Pacific VII-A L.P., TA Atlantic & Pacific VII-B L.P., TA INVESTORS IV, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy TA XI L.P. | 0 |
Reported balance
After 2018-01-31 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-01-31 · Disposition to issuer · Disposed 24,053,120 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger by and among The Hershey Company, Alphabet Merger Sub Inc. and Amplify Snack Brands, Inc. (the "Issuer") dated as of December 17, 2017, whereby, at the effective time of the merger contemplated therein, all issued and outstanding shares of the Issuer's common stock, par value $0.0001 per share, were automatically cancelled and converted into the right to receive $12.00 per share in cash without interest. F2: The shares are held directly by TA XI L.P., TA Atlantic and Pacific VII-A L.P., TA Atlantic and Pacific VII-B L.P. and TA Investors IV L.P. (the "TA Associates Funds"). TA Associates, L.P. is either the direct or indirect general partner of the TA Associates Funds and has investment and voting control over the shares held by the TA Associates Funds. Voting and investment decisions on behalf of TA Associates, L.P. with respect to such shares are made by a four-person investment committee at TA Associates, L.P. consisting of the following partners or employees of TA Associates, L.P. or its affiliates: Jeffrey S. Barber, William D. Christ II, Roger B. Kafker and Richard D. Tadler. Messrs. Barber and Christ are Directors of the Issuer and serve as representatives of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such shares, if any. |
| Common StockSEC Table I · non-derivative | IndirectBy TA Atlantic and Pacific VII-A L.P. | 0 |
Reported balance
After 2018-01-31 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2018-01-31 · Disposition to issuer · Disposed 3,130,392 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger by and among The Hershey Company, Alphabet Merger Sub Inc. and Amplify Snack Brands, Inc. (the "Issuer") dated as of December 17, 2017, whereby, at the effective time of the merger contemplated therein, all issued and outstanding shares of the Issuer's common stock, par value $0.0001 per share, were automatically cancelled and converted into the right to receive $12.00 per share in cash without interest. F2: The shares are held directly by TA XI L.P., TA Atlantic and Pacific VII-A L.P., TA Atlantic and Pacific VII-B L.P. and TA Investors IV L.P. (the "TA Associates Funds"). TA Associates, L.P. is either the direct or indirect general partner of the TA Associates Funds and has investment and voting control over the shares held by the TA Associates Funds. Voting and investment decisions on behalf of TA Associates, L.P. with respect to such shares are made by a four-person investment committee at TA Associates, L.P. consisting of the following partners or employees of TA Associates, L.P. or its affiliates: Jeffrey S. Barber, William D. Christ II, Roger B. Kafker and Richard D. Tadler. Messrs. Barber and Christ are Directors of the Issuer and serve as representatives of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such shares, if any. |
| Common StockSEC Table I · non-derivative | IndirectBy TA Atlantic and Pacific VII-B L.P. | 0 |
Reported balance
After 2018-01-31 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2018-01-31 · Disposition to issuer · Disposed 5,317,363 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger by and among The Hershey Company, Alphabet Merger Sub Inc. and Amplify Snack Brands, Inc. (the "Issuer") dated as of December 17, 2017, whereby, at the effective time of the merger contemplated therein, all issued and outstanding shares of the Issuer's common stock, par value $0.0001 per share, were automatically cancelled and converted into the right to receive $12.00 per share in cash without interest. F2: The shares are held directly by TA XI L.P., TA Atlantic and Pacific VII-A L.P., TA Atlantic and Pacific VII-B L.P. and TA Investors IV L.P. (the "TA Associates Funds"). TA Associates, L.P. is either the direct or indirect general partner of the TA Associates Funds and has investment and voting control over the shares held by the TA Associates Funds. Voting and investment decisions on behalf of TA Associates, L.P. with respect to such shares are made by a four-person investment committee at TA Associates, L.P. consisting of the following partners or employees of TA Associates, L.P. or its affiliates: Jeffrey S. Barber, William D. Christ II, Roger B. Kafker and Richard D. Tadler. Messrs. Barber and Christ are Directors of the Issuer and serve as representatives of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such shares, if any. |
| Common StockSEC Table I · non-derivative | IndirectBy TA Investors IV L.P | 0 |
Reported balance
After 2018-01-31 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2018-01-31 · Disposition to issuer · Disposed 650,017 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger by and among The Hershey Company, Alphabet Merger Sub Inc. and Amplify Snack Brands, Inc. (the "Issuer") dated as of December 17, 2017, whereby, at the effective time of the merger contemplated therein, all issued and outstanding shares of the Issuer's common stock, par value $0.0001 per share, were automatically cancelled and converted into the right to receive $12.00 per share in cash without interest. F2: The shares are held directly by TA XI L.P., TA Atlantic and Pacific VII-A L.P., TA Atlantic and Pacific VII-B L.P. and TA Investors IV L.P. (the "TA Associates Funds"). TA Associates, L.P. is either the direct or indirect general partner of the TA Associates Funds and has investment and voting control over the shares held by the TA Associates Funds. Voting and investment decisions on behalf of TA Associates, L.P. with respect to such shares are made by a four-person investment committee at TA Associates, L.P. consisting of the following partners or employees of TA Associates, L.P. or its affiliates: Jeffrey S. Barber, William D. Christ II, Roger B. Kafker and Richard D. Tadler. Messrs. Barber and Christ are Directors of the Issuer and serve as representatives of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such shares, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger by and among The Hershey Company, Alphabet Merger Sub Inc. and Amplify Snack Brands, Inc. (the "Issuer") dated as of December 17, 2017, whereby, at the effective time of the merger contemplated therein, all issued and outstanding shares of the Issuer's common stock, par value $0.0001 per share, were automatically cancelled and converted into the right to receive $12.00 per share in cash without interest.
F2: The shares are held directly by TA XI L.P., TA Atlantic and Pacific VII-A L.P., TA Atlantic and Pacific VII-B L.P. and TA Investors IV L.P. (the "TA Associates Funds"). TA Associates, L.P. is either the direct or indirect general partner of the TA Associates Funds and has investment and voting control over the shares held by the TA Associates Funds. Voting and investment decisions on behalf of TA Associates, L.P. with respect to such shares are made by a four-person investment committee at TA Associates, L.P. consisting of the following partners or employees of TA Associates, L.P. or its affiliates: Jeffrey S. Barber, William D. Christ II, Roger B. Kafker and Richard D. Tadler. Messrs. Barber and Christ are Directors of the Issuer and serve as representatives of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such shares, if any.
ZoomInfo Technologies Inc.
Report date June 15, 2023 · Filed June 20, 2023
Jointly reported with TA XI DO AIV, L.P., TA XI DO AIV II, L.P., TA XI DO Feeder, L.P., TA Atlantic & Pacific VII-A L.P., TA AP VII-B DO Subsidiary Partnership, L.P., TA SDF III DO AIV, L.P., TA SDF III DO AIV II, L.P., TA SDF III DO Feeder, L.P., TA INVESTORS IV, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2023-06-15 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-06-15 · Other · Disposed 12,512,510 · Balance 0 F1: TA XI DO AIV, L.P. ("XI DO AIV") distributed these shares to one or more of its limited partners and to TA Associates XI GP, L.P. ("XI GP") on a pro rata basis, for no consideration. On the same date, XI GP distributed, for no consideration, the shares received in the distribution to one or more of its partners, representing each such partners' pro rata interest in such shares. All aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-9 and 16a-13 of the Securities and Exchange Act of 1934, as amended (the "Act"). F2: TA Associates, L.P. is the ultimate general partner of each of XI DO AIV, XI DO AIV II, XI DO, Atlantic & Pacific VII-A, AP VII-B, Atlantic & Pacific VII-B, SDF III DO, SDF III DO AIV II, SDF III Feeder and Investors IV (each as defined below and collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. Todd R. Crockett is a director of the Issuer and serves as a representative of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such securities, if any. F3: Securities are held by XI DO AIV. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2023-06-15 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2023-06-15 · Other · Disposed 818,250 · Balance 0 F4: TA XI DO AIV II, L.P. ("XI DO AIV II") distributed these shares to XI GP, for no consideration. On the same date, XI GP distributed, for no consideration, the shares received in the distribution to one or more of its partners, representing each such partners' pro rata interest in such shares. All aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-9 and 16a-13 of the Act. F2: TA Associates, L.P. is the ultimate general partner of each of XI DO AIV, XI DO AIV II, XI DO, Atlantic & Pacific VII-A, AP VII-B, Atlantic & Pacific VII-B, SDF III DO, SDF III DO AIV II, SDF III Feeder and Investors IV (each as defined below and collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. Todd R. Crockett is a director of the Issuer and serves as a representative of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such securities, if any. F5: Securities are held by XI DO AIV II. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2023-06-15 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2023-06-15 · Other · Disposed 3,273,006 · Balance 0 F6: TA XI DO Feeder, L.P. ("XI DO") distributed these shares to one or more of its limited partners on a pro rata basis, for no consideration. The distribution was made in accordance with the exemptions afforded by Rules 16a-9 and 16a-13 of the Act. F2: TA Associates, L.P. is the ultimate general partner of each of XI DO AIV, XI DO AIV II, XI DO, Atlantic & Pacific VII-A, AP VII-B, Atlantic & Pacific VII-B, SDF III DO, SDF III DO AIV II, SDF III Feeder and Investors IV (each as defined below and collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. Todd R. Crockett is a director of the Issuer and serves as a representative of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such securities, if any. F7: Securities are held by XI DO. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2023-06-15 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2023-06-15 · Other · Disposed 2,160,897 · Balance 0 F8: TA Atlantic and Pacific VII-A L.P. ("Atlantic & Pacific VII-A") distributed these shares to one or more of its limited partners and to TA Associates AP VII GP L.P. ("AP VII GP") on a pro rata basis, for no consideration. On the same date, AP VII GP distributed, for no consideration, the shares received in the distribution to one or more of its partners, representing each such partners' pro rata interest in such shares. All aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-9 and 16a-13 of the Act. F2: TA Associates, L.P. is the ultimate general partner of each of XI DO AIV, XI DO AIV II, XI DO, Atlantic & Pacific VII-A, AP VII-B, Atlantic & Pacific VII-B, SDF III DO, SDF III DO AIV II, SDF III Feeder and Investors IV (each as defined below and collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. Todd R. Crockett is a director of the Issuer and serves as a representative of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such securities, if any. F9: Securities are held by Atlantic & Pacific VII-A. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2023-06-15 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2023-06-15 · Other · Disposed 734,109 · Balance 0 F10: TA AP VII-B DO Subsidiary Partnership, L.P. ("AP VII-B") distributed these shares to AP VII GP, for no consideration. On the same date, AP VII GP distributed, for no consideration, the shares received in the distribution to one or more of its partners, representing each such partners' pro rata interest in such shares. All aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-9 and 16a-13 of the Act. F2: TA Associates, L.P. is the ultimate general partner of each of XI DO AIV, XI DO AIV II, XI DO, Atlantic & Pacific VII-A, AP VII-B, Atlantic & Pacific VII-B, SDF III DO, SDF III DO AIV II, SDF III Feeder and Investors IV (each as defined below and collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. Todd R. Crockett is a director of the Issuer and serves as a representative of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such securities, if any. F11: Securities are held by AP VII-B. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2023-06-15 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2023-06-15 · Other · Disposed 2,936,449 · Balance 0 F12: TA Atlantic and Pacific VII-B L.P. ("Atlantic & Pacific VII-B") distributed these shares to one or more of its limited partners on a pro rata basis, for no consideration. The distribution was made in accordance with the exemptions afforded by Rules 16a-9 and 16a-13 of the Act. F2: TA Associates, L.P. is the ultimate general partner of each of XI DO AIV, XI DO AIV II, XI DO, Atlantic & Pacific VII-A, AP VII-B, Atlantic & Pacific VII-B, SDF III DO, SDF III DO AIV II, SDF III Feeder and Investors IV (each as defined below and collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. Todd R. Crockett is a director of the Issuer and serves as a representative of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such securities, if any. F13: Securities are held by Atlantic & Pacific VII-B. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2023-06-15 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2023-06-15 · Other · Disposed 323,014 · Balance 0 F14: TA SDF III DO AIV, L.P. ("SDF III DO") distributed these shares to one or more of its limited partners and to TA Associates SDF III GP, L.P. ("SDF III GP") on a pro rata basis, for no consideration. On the same date, SDF III GP distributed, for no consideration, the shares received in the distribution to one or more of its partners, representing each such partners' pro rata interest in such shares. All aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-9 and 16a-13 of the Act. F2: TA Associates, L.P. is the ultimate general partner of each of XI DO AIV, XI DO AIV II, XI DO, Atlantic & Pacific VII-A, AP VII-B, Atlantic & Pacific VII-B, SDF III DO, SDF III DO AIV II, SDF III Feeder and Investors IV (each as defined below and collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. Todd R. Crockett is a director of the Issuer and serves as a representative of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such securities, if any. F15: Securities are held by SDF III DO. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2023-06-15 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2023-06-15 · Other · Disposed 15,427 · Balance 0 F16: TA SDF III DO AIV II, L.P. ("SDF III DO AIV II") distributed these shares to SDF III GP, for no consideration. On the same date, SDF III GP distributed, for no consideration, the shares received in the distribution to one or more of its partners, representing each such partners' pro rata interest in such shares. All aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-9 and 16a-13 of the Act. F2: TA Associates, L.P. is the ultimate general partner of each of XI DO AIV, XI DO AIV II, XI DO, Atlantic & Pacific VII-A, AP VII-B, Atlantic & Pacific VII-B, SDF III DO, SDF III DO AIV II, SDF III Feeder and Investors IV (each as defined below and collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. Todd R. Crockett is a director of the Issuer and serves as a representative of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such securities, if any. F17: Securities are held by SDF III DO AIV II. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2023-06-15 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2023-06-15 · Other · Disposed 61,716 · Balance 0 F18: TA SDF III DO Feeder, L.P. ("SDF III Feeder") distributed these shares to one or more of its limited partners on a pro rata basis, for no consideration. The distribution was made in accordance with the exemptions afforded by Rules 16a-9 and 16a-13 of the Act. F2: TA Associates, L.P. is the ultimate general partner of each of XI DO AIV, XI DO AIV II, XI DO, Atlantic & Pacific VII-A, AP VII-B, Atlantic & Pacific VII-B, SDF III DO, SDF III DO AIV II, SDF III Feeder and Investors IV (each as defined below and collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. Todd R. Crockett is a director of the Issuer and serves as a representative of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such securities, if any. F19: Securities are held by SDF III Feeder. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2023-06-15 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2023-06-15 · Other · Disposed 464,708 · Balance 0 F20: TA Investors IV, L.P. ("Investors IV") distributed these shares to one or more of its limited partners on a pro rata basis, for no consideration. The distribution was made in accordance with the exemptions afforded by Rules 16a-9 and 16a-13 of the Act. F2: TA Associates, L.P. is the ultimate general partner of each of XI DO AIV, XI DO AIV II, XI DO, Atlantic & Pacific VII-A, AP VII-B, Atlantic & Pacific VII-B, SDF III DO, SDF III DO AIV II, SDF III Feeder and Investors IV (each as defined below and collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. Todd R. Crockett is a director of the Issuer and serves as a representative of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such securities, if any. F21: Securities are held by Investors IV. |
Filing footnotes · ownership attribution and instrument terms
F1: TA XI DO AIV, L.P. ("XI DO AIV") distributed these shares to one or more of its limited partners and to TA Associates XI GP, L.P. ("XI GP") on a pro rata basis, for no consideration. On the same date, XI GP distributed, for no consideration, the shares received in the distribution to one or more of its partners, representing each such partners' pro rata interest in such shares. All aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-9 and 16a-13 of the Securities and Exchange Act of 1934, as amended (the "Act").
F2: TA Associates, L.P. is the ultimate general partner of each of XI DO AIV, XI DO AIV II, XI DO, Atlantic & Pacific VII-A, AP VII-B, Atlantic & Pacific VII-B, SDF III DO, SDF III DO AIV II, SDF III Feeder and Investors IV (each as defined below and collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. Todd R. Crockett is a director of the Issuer and serves as a representative of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such securities, if any.
F3: Securities are held by XI DO AIV.
F4: TA XI DO AIV II, L.P. ("XI DO AIV II") distributed these shares to XI GP, for no consideration. On the same date, XI GP distributed, for no consideration, the shares received in the distribution to one or more of its partners, representing each such partners' pro rata interest in such shares. All aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-9 and 16a-13 of the Act.
F5: Securities are held by XI DO AIV II.
F6: TA XI DO Feeder, L.P. ("XI DO") distributed these shares to one or more of its limited partners on a pro rata basis, for no consideration. The distribution was made in accordance with the exemptions afforded by Rules 16a-9 and 16a-13 of the Act.
F7: Securities are held by XI DO.
F8: TA Atlantic and Pacific VII-A L.P. ("Atlantic & Pacific VII-A") distributed these shares to one or more of its limited partners and to TA Associates AP VII GP L.P. ("AP VII GP") on a pro rata basis, for no consideration. On the same date, AP VII GP distributed, for no consideration, the shares received in the distribution to one or more of its partners, representing each such partners' pro rata interest in such shares. All aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-9 and 16a-13 of the Act.
F9: Securities are held by Atlantic & Pacific VII-A.
F10: TA AP VII-B DO Subsidiary Partnership, L.P. ("AP VII-B") distributed these shares to AP VII GP, for no consideration. On the same date, AP VII GP distributed, for no consideration, the shares received in the distribution to one or more of its partners, representing each such partners' pro rata interest in such shares. All aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-9 and 16a-13 of the Act.
F11: Securities are held by AP VII-B.
F12: TA Atlantic and Pacific VII-B L.P. ("Atlantic & Pacific VII-B") distributed these shares to one or more of its limited partners on a pro rata basis, for no consideration. The distribution was made in accordance with the exemptions afforded by Rules 16a-9 and 16a-13 of the Act.
F13: Securities are held by Atlantic & Pacific VII-B.
F14: TA SDF III DO AIV, L.P. ("SDF III DO") distributed these shares to one or more of its limited partners and to TA Associates SDF III GP, L.P. ("SDF III GP") on a pro rata basis, for no consideration. On the same date, SDF III GP distributed, for no consideration, the shares received in the distribution to one or more of its partners, representing each such partners' pro rata interest in such shares. All aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-9 and 16a-13 of the Act.
F15: Securities are held by SDF III DO.
F16: TA SDF III DO AIV II, L.P. ("SDF III DO AIV II") distributed these shares to SDF III GP, for no consideration. On the same date, SDF III GP distributed, for no consideration, the shares received in the distribution to one or more of its partners, representing each such partners' pro rata interest in such shares. All aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-9 and 16a-13 of the Act.
F17: Securities are held by SDF III DO AIV II.
F18: TA SDF III DO Feeder, L.P. ("SDF III Feeder") distributed these shares to one or more of its limited partners on a pro rata basis, for no consideration. The distribution was made in accordance with the exemptions afforded by Rules 16a-9 and 16a-13 of the Act.
F19: Securities are held by SDF III Feeder.
F20: TA Investors IV, L.P. ("Investors IV") distributed these shares to one or more of its limited partners on a pro rata basis, for no consideration. The distribution was made in accordance with the exemptions afforded by Rules 16a-9 and 16a-13 of the Act.
F21: Securities are held by Investors IV.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Bats Global Markets, Inc.
Report date November 17, 2016 · Filed November 21, 2016
Jointly reported with TA XI, L.P., TA ATLANTIC & PACIFIC VI LP, TA INVESTORS IV, L.P.
Section 16 reporting ended · disclosed 2016-11-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Voting Common StockSEC Table I · non-derivative | IndirectBy TA XI L.P. | 4,116,201 |
Reported balance
After 2016-11-17 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2016-11-17 · Other · Disposed 2,058,100 · Balance 4,116,201 F1: On November 17, TA XI L.P. ("TA XI"), TA Atlantic and Pacific VI L.P. ("TA AP VI") and TA Investors IV L.P. ("TA Investors IV" and collectively with TA XI and TA AP VI, the "TA Associates Funds") distributed, for no consideration, 2,058,100 shares, 1,418,413 shares and 69,516 shares, respectively, of Voting Common Stock of the Issuer (collectively, the "Shares") to its limited partners and to TA Associates, L.P. ("TA Associates"), the direct or indirect general partner of each of the TA Associates Funds, representing each such partner's pro rata interest in such Shares. On the same date, TA Associates distributed, for no consideration, the Shares it received in the distribution by the TA Associates Funds to its partners, representing each such partner's pro rata interest in such Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F2: Includes 3,401,366 shares received by TA XI in a distribution-in-kind by BGM Holdings, L.P. on August 31, 2016, which distribution was made in accordance with the exemptions afforded by Rule 16a-13 of the Securities Exchange Act of 1934, as amended (the "BGM Distribution"). F3: TA Associates is either the direct or indirect general partner of each of the TA Associates Funds and has investment and voting control over the shares held by the TA Associates Funds. TA Associates disclaims beneficial ownership of the shares held by the TA Associates Funds except to the extent of its pecuniary interest, if any, therein. |
| Voting Common StockSEC Table I · non-derivative | IndirectBy TA Atlantic and Pacific VI L.P. | 2,836,826 |
Reported balance
After 2016-11-17 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2016-11-17 · Other · Disposed 1,418,413 · Balance 2,836,826 F1: On November 17, TA XI L.P. ("TA XI"), TA Atlantic and Pacific VI L.P. ("TA AP VI") and TA Investors IV L.P. ("TA Investors IV" and collectively with TA XI and TA AP VI, the "TA Associates Funds") distributed, for no consideration, 2,058,100 shares, 1,418,413 shares and 69,516 shares, respectively, of Voting Common Stock of the Issuer (collectively, the "Shares") to its limited partners and to TA Associates, L.P. ("TA Associates"), the direct or indirect general partner of each of the TA Associates Funds, representing each such partner's pro rata interest in such Shares. On the same date, TA Associates distributed, for no consideration, the Shares it received in the distribution by the TA Associates Funds to its partners, representing each such partner's pro rata interest in such Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F4: Includes 2,344,184 shares received by TA AP VI in the BGM Distribution. F3: TA Associates is either the direct or indirect general partner of each of the TA Associates Funds and has investment and voting control over the shares held by the TA Associates Funds. TA Associates disclaims beneficial ownership of the shares held by the TA Associates Funds except to the extent of its pecuniary interest, if any, therein. |
| Voting Common StockSEC Table I · non-derivative | IndirectBy TA Investors IV L.P. | 139,034 |
Reported balance
After 2016-11-17 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2016-11-17 · Other · Disposed 69,516 · Balance 139,034 F1: On November 17, TA XI L.P. ("TA XI"), TA Atlantic and Pacific VI L.P. ("TA AP VI") and TA Investors IV L.P. ("TA Investors IV" and collectively with TA XI and TA AP VI, the "TA Associates Funds") distributed, for no consideration, 2,058,100 shares, 1,418,413 shares and 69,516 shares, respectively, of Voting Common Stock of the Issuer (collectively, the "Shares") to its limited partners and to TA Associates, L.P. ("TA Associates"), the direct or indirect general partner of each of the TA Associates Funds, representing each such partner's pro rata interest in such Shares. On the same date, TA Associates distributed, for no consideration, the Shares it received in the distribution by the TA Associates Funds to its partners, representing each such partner's pro rata interest in such Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F5: Includes 114,910 shares received by TA Investors IV in the BGM Distribution. F3: TA Associates is either the direct or indirect general partner of each of the TA Associates Funds and has investment and voting control over the shares held by the TA Associates Funds. TA Associates disclaims beneficial ownership of the shares held by the TA Associates Funds except to the extent of its pecuniary interest, if any, therein. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 17, TA XI L.P. ("TA XI"), TA Atlantic and Pacific VI L.P. ("TA AP VI") and TA Investors IV L.P. ("TA Investors IV" and collectively with TA XI and TA AP VI, the "TA Associates Funds") distributed, for no consideration, 2,058,100 shares, 1,418,413 shares and 69,516 shares, respectively, of Voting Common Stock of the Issuer (collectively, the "Shares") to its limited partners and to TA Associates, L.P. ("TA Associates"), the direct or indirect general partner of each of the TA Associates Funds, representing each such partner's pro rata interest in such Shares. On the same date, TA Associates distributed, for no consideration, the Shares it received in the distribution by the TA Associates Funds to its partners, representing each such partner's pro rata interest in such Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.
F2: Includes 3,401,366 shares received by TA XI in a distribution-in-kind by BGM Holdings, L.P. on August 31, 2016, which distribution was made in accordance with the exemptions afforded by Rule 16a-13 of the Securities Exchange Act of 1934, as amended (the "BGM Distribution").
F3: TA Associates is either the direct or indirect general partner of each of the TA Associates Funds and has investment and voting control over the shares held by the TA Associates Funds. TA Associates disclaims beneficial ownership of the shares held by the TA Associates Funds except to the extent of its pecuniary interest, if any, therein.
F4: Includes 2,344,184 shares received by TA AP VI in the BGM Distribution.
F5: Includes 114,910 shares received by TA Investors IV in the BGM Distribution.
IntraLinks Holdings, Inc.
Report date January 19, 2017 · Filed January 20, 2017
Jointly reported with TA Atlantic & Pacific V L P, TA Strategic Partners Fund II, L.P., TA Strategic Partners Fund II-A L.P., TA Investors II L.P., TA Subordinated Debt Fund II, L.P., TA X, L.P.
Section 16 reporting ended · disclosed 2017-01-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2017-01-19 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-01-19 · Other · Disposed 7,071,967 · Balance 0 F1: Disposed of pursuant to the closing, on January 19, 2017, of a cash tender offer by GL Merger Sub, Inc., a wholly owned subsidiary of Synchronoss Technologies, Inc. F2: These securities were owned by TA X L.P. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2017-01-19 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2017-01-19 · Other · Disposed 1,616,563 · Balance 0 F1: Disposed of pursuant to the closing, on January 19, 2017, of a cash tender offer by GL Merger Sub, Inc., a wholly owned subsidiary of Synchronoss Technologies, Inc. F3: These securities were owned by TA Atlantic and Pacific V L.P. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2017-01-19 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2017-01-19 · Other · Disposed 175,885 · Balance 0 F1: Disposed of pursuant to the closing, on January 19, 2017, of a cash tender offer by GL Merger Sub, Inc., a wholly owned subsidiary of Synchronoss Technologies, Inc. F4: These securities were owned by TA Strategic Partners Fund II L.P. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2017-01-19 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2017-01-19 · Other · Disposed 6,161 · Balance 0 F1: Disposed of pursuant to the closing, on January 19, 2017, of a cash tender offer by GL Merger Sub, Inc., a wholly owned subsidiary of Synchronoss Technologies, Inc. F5: These securities were owned by TA Strategic Partners Fund II A L.P. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2017-01-19 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2017-01-19 · Other · Disposed 148,326 · Balance 0 F1: Disposed of pursuant to the closing, on January 19, 2017, of a cash tender offer by GL Merger Sub, Inc., a wholly owned subsidiary of Synchronoss Technologies, Inc. F6: These securities were owned by TA Investors II L.P. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2017-01-19 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2017-01-19 · Other · Disposed 339,932 · Balance 0 F1: Disposed of pursuant to the closing, on January 19, 2017, of a cash tender offer by GL Merger Sub, Inc., a wholly owned subsidiary of Synchronoss Technologies, Inc. F7: These securities were owned by TA Subordinated Debt Fund II L.P. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the closing, on January 19, 2017, of a cash tender offer by GL Merger Sub, Inc., a wholly owned subsidiary of Synchronoss Technologies, Inc.
F2: These securities were owned by TA X L.P.
F3: These securities were owned by TA Atlantic and Pacific V L.P.
F4: These securities were owned by TA Strategic Partners Fund II L.P.
F5: These securities were owned by TA Strategic Partners Fund II A L.P.
F6: These securities were owned by TA Investors II L.P.
F7: These securities were owned by TA Subordinated Debt Fund II L.P.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 24, 2020 Filed Aug 26, 2020 17:08 UTC | ZoomInfo Technologies Inc. ZI · Entity 1794 | ConversionClass A Common Stock | 760,241 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-023457 · doc4.xml · nonDerivative · entry 3 TA ASSOCIATES, L.P. · CIK 0001034569 · Director · 10% owner TA XI DO AIV, L.P. · CIK 0001609536 · Director · 10% owner TA SDF III DO AIV, L.P. · CIK 0001609553 · Director · 10% owner TA Atlantic & Pacific VII-A L.P. · CIK 0001548681 · Director · 10% owner TA INVESTORS IV, L.P. · CIK 0001578035 · Director · 10% owner TA SDF III DO AIV II, L.P. · CIK 0001812605 · Director · 10% owner TA XI DO AIV II, L.P. · CIK 0001812606 · Director · 10% owner TA AP VII-B DO Subsidiary Partnership, L.P. · CIK 0001812579 · Director · 10% owner TA SDF III DO Feeder, L.P. · CIK 0001609557 · Director · 10% owner TA XI DO Feeder, L.P. · CIK 0001609539 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 760,241 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Units of ZoomInfo Holdings LLC ("Opco"), which represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer pursuant to the amended and restated limited liability company agreement of Opco. F4 · ownership.nature: Securities are held by TA Atlantic & Pacific VII-A, L.P. ("Atlantic & Pacific VII-A"). F13 · ownership.nature: TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. Todd R. Crockett and Jason S. Mironov are directors of the Issuer and serve as representatives of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such securities, if any. Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 17:08 UTC | ZoomInfo Technologies Inc. ZI · Entity 1794 | ConversionClass A Common Stock | 113,642 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-023457 · doc4.xml · nonDerivative · entry 2 TA ASSOCIATES, L.P. · CIK 0001034569 · Director · 10% owner TA XI DO AIV, L.P. · CIK 0001609536 · Director · 10% owner TA SDF III DO AIV, L.P. · CIK 0001609553 · Director · 10% owner TA Atlantic & Pacific VII-A L.P. · CIK 0001548681 · Director · 10% owner TA INVESTORS IV, L.P. · CIK 0001578035 · Director · 10% owner TA SDF III DO AIV II, L.P. · CIK 0001812605 · Director · 10% owner TA XI DO AIV II, L.P. · CIK 0001812606 · Director · 10% owner TA AP VII-B DO Subsidiary Partnership, L.P. · CIK 0001812579 · Director · 10% owner TA SDF III DO Feeder, L.P. · CIK 0001609557 · Director · 10% owner TA XI DO Feeder, L.P. · CIK 0001609539 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 113,642 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Units of ZoomInfo Holdings LLC ("Opco"), which represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer pursuant to the amended and restated limited liability company agreement of Opco. F3 · ownership.nature: Securities are held by TA SDF III DO AIV, L.P. ("SDF III DO"). F13 · ownership.nature: TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. Todd R. Crockett and Jason S. Mironov are directors of the Issuer and serve as representatives of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such securities, if any. Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 17:08 UTC | ZoomInfo Technologies Inc. ZI · Entity 1794 | ConversionClass A Common Stock | 4,402,119 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-023457 · doc4.xml · nonDerivative · entry 1 TA ASSOCIATES, L.P. · CIK 0001034569 · Director · 10% owner TA XI DO AIV, L.P. · CIK 0001609536 · Director · 10% owner TA SDF III DO AIV, L.P. · CIK 0001609553 · Director · 10% owner TA Atlantic & Pacific VII-A L.P. · CIK 0001548681 · Director · 10% owner TA INVESTORS IV, L.P. · CIK 0001578035 · Director · 10% owner TA SDF III DO AIV II, L.P. · CIK 0001812605 · Director · 10% owner TA XI DO AIV II, L.P. · CIK 0001812606 · Director · 10% owner TA AP VII-B DO Subsidiary Partnership, L.P. · CIK 0001812579 · Director · 10% owner TA SDF III DO Feeder, L.P. · CIK 0001609557 · Director · 10% owner TA XI DO Feeder, L.P. · CIK 0001609539 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,402,119 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Units of ZoomInfo Holdings LLC ("Opco"), which represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer pursuant to the amended and restated limited liability company agreement of Opco. F2 · ownership.nature: Securities are held by TA XI DO AIV, L.P. ("XI DO AIV"). F13 · ownership.nature: TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. Todd R. Crockett and Jason S. Mironov are directors of the Issuer and serve as representatives of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such securities, if any. Read SEC document |
| June 03, 2020 Filed Aug 26, 2020 17:08 UTC | ZoomInfo Technologies Inc. ZI · Entity 1794 | GrantClass C Common Stock · Derivative | 15,535,322 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-023457 · doc4.xml · derivative · entry 30 TA ASSOCIATES, L.P. · CIK 0001034569 · Director · 10% owner TA XI DO AIV, L.P. · CIK 0001609536 · Director · 10% owner TA SDF III DO AIV, L.P. · CIK 0001609553 · Director · 10% owner TA Atlantic & Pacific VII-A L.P. · CIK 0001548681 · Director · 10% owner TA INVESTORS IV, L.P. · CIK 0001578035 · Director · 10% owner TA SDF III DO AIV II, L.P. · CIK 0001812605 · Director · 10% owner TA XI DO AIV II, L.P. · CIK 0001812606 · Director · 10% owner TA AP VII-B DO Subsidiary Partnership, L.P. · CIK 0001812579 · Director · 10% owner TA SDF III DO Feeder, L.P. · CIK 0001609557 · Director · 10% owner TA XI DO Feeder, L.P. · CIK 0001609539 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 15,535,322 Underlying: Class A Common Stock · 15,535,322 shares Expires not disclosed F16 · derivative.exercise_price: As described in the Registration Statement, the Class C Common Stock is convertible at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer and has no expiration date. Upon any transfer of shares of Class C Common Stock, whether or not for value, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. The shares of Class C Common Stock will convert automatically into Class A Common Stock, on a one-for-one basis, when the aggregate number of outstanding shares of the Company's Class B Common Stock and Class C Common Stock represents less than 5% of the aggregate number of the Company's outstanding shares of Common Stock. The shares of Class C Common Stock have ten votes per share. F17 · kind: This transaction occurred prior to the effectiveness of the Issuer's registration under Section 12 of the Securities Exchange Act of 1934 and is being reported on Form 4 solely for purposes of compliance with Rule 16a-2(a) under the Securities Exchange Act of 1934, as amended. The securities covered by such transaction were previously included on the Reporting Persons' Form 3. F15 · price: On June 3, 2020, in connection with the initial public offering ("IPO") of the Issuer's Class A Common Stock and prior to the effectiveness of the Issuer's registration under Section 12 of the Securities Exchange Act of 1934, the Issuer effected a series of reorganization transactions, as described in the Issuer's Registration Statement on Form S-1 (Registration No. 333-236674) (the "Registration Statement"), pursuant to which certain of the Reporting Persons received shares of Class C Common Stock and units of Opco. F16 · derivative.exercise_date: As described in the Registration Statement, the Class C Common Stock is convertible at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer and has no expiration date. Upon any transfer of shares of Class C Common Stock, whether or not for value, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. The shares of Class C Common Stock will convert automatically into Class A Common Stock, on a one-for-one basis, when the aggregate number of outstanding shares of the Company's Class B Common Stock and Class C Common Stock represents less than 5% of the aggregate number of the Company's outstanding shares of Common Stock. The shares of Class C Common Stock have ten votes per share. F16 · derivative.expiration_date: As described in the Registration Statement, the Class C Common Stock is convertible at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer and has no expiration date. Upon any transfer of shares of Class C Common Stock, whether or not for value, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. The shares of Class C Common Stock will convert automatically into Class A Common Stock, on a one-for-one basis, when the aggregate number of outstanding shares of the Company's Class B Common Stock and Class C Common Stock represents less than 5% of the aggregate number of the Company's outstanding shares of Common Stock. The shares of Class C Common Stock have ten votes per share. F12 · ownership.nature: Securities are held by TA Atlantic & Pacific VII-B, L.P. ("Atlantic & Pacific VII-B"). F13 · ownership.nature: TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. Todd R. Crockett and Jason S. Mironov are directors of the Issuer and serve as representatives of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such securities, if any. Read SEC document |
| June 03, 2020 Filed Aug 26, 2020 17:08 UTC | ZoomInfo Technologies Inc. ZI · Entity 1794 | GrantClass C Common Stock · Derivative | 17,315,904 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-023457 · doc4.xml · derivative · entry 29 TA ASSOCIATES, L.P. · CIK 0001034569 · Director · 10% owner TA XI DO AIV, L.P. · CIK 0001609536 · Director · 10% owner TA SDF III DO AIV, L.P. · CIK 0001609553 · Director · 10% owner TA Atlantic & Pacific VII-A L.P. · CIK 0001548681 · Director · 10% owner TA INVESTORS IV, L.P. · CIK 0001578035 · Director · 10% owner TA SDF III DO AIV II, L.P. · CIK 0001812605 · Director · 10% owner TA XI DO AIV II, L.P. · CIK 0001812606 · Director · 10% owner TA AP VII-B DO Subsidiary Partnership, L.P. · CIK 0001812579 · Director · 10% owner TA SDF III DO Feeder, L.P. · CIK 0001609557 · Director · 10% owner TA XI DO Feeder, L.P. · CIK 0001609539 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 17,315,904 Underlying: Class A Common Stock · 17,315,904 shares Expires not disclosed F16 · derivative.exercise_price: As described in the Registration Statement, the Class C Common Stock is convertible at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer and has no expiration date. Upon any transfer of shares of Class C Common Stock, whether or not for value, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. The shares of Class C Common Stock will convert automatically into Class A Common Stock, on a one-for-one basis, when the aggregate number of outstanding shares of the Company's Class B Common Stock and Class C Common Stock represents less than 5% of the aggregate number of the Company's outstanding shares of Common Stock. The shares of Class C Common Stock have ten votes per share. F17 · kind: This transaction occurred prior to the effectiveness of the Issuer's registration under Section 12 of the Securities Exchange Act of 1934 and is being reported on Form 4 solely for purposes of compliance with Rule 16a-2(a) under the Securities Exchange Act of 1934, as amended. The securities covered by such transaction were previously included on the Reporting Persons' Form 3. F15 · price: On June 3, 2020, in connection with the initial public offering ("IPO") of the Issuer's Class A Common Stock and prior to the effectiveness of the Issuer's registration under Section 12 of the Securities Exchange Act of 1934, the Issuer effected a series of reorganization transactions, as described in the Issuer's Registration Statement on Form S-1 (Registration No. 333-236674) (the "Registration Statement"), pursuant to which certain of the Reporting Persons received shares of Class C Common Stock and units of Opco. F16 · derivative.exercise_date: As described in the Registration Statement, the Class C Common Stock is convertible at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer and has no expiration date. Upon any transfer of shares of Class C Common Stock, whether or not for value, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. The shares of Class C Common Stock will convert automatically into Class A Common Stock, on a one-for-one basis, when the aggregate number of outstanding shares of the Company's Class B Common Stock and Class C Common Stock represents less than 5% of the aggregate number of the Company's outstanding shares of Common Stock. The shares of Class C Common Stock have ten votes per share. F16 · derivative.expiration_date: As described in the Registration Statement, the Class C Common Stock is convertible at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer and has no expiration date. Upon any transfer of shares of Class C Common Stock, whether or not for value, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. The shares of Class C Common Stock will convert automatically into Class A Common Stock, on a one-for-one basis, when the aggregate number of outstanding shares of the Company's Class B Common Stock and Class C Common Stock represents less than 5% of the aggregate number of the Company's outstanding shares of Common Stock. The shares of Class C Common Stock have ten votes per share. F11 · ownership.nature: Securities are held by TA XI DO Feeder, L.P ("XI DO"). F13 · ownership.nature: TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. Todd R. Crockett and Jason S. Mironov are directors of the Issuer and serve as representatives of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such securities, if any. Read SEC document |
| June 03, 2020 Filed Aug 26, 2020 17:08 UTC | ZoomInfo Technologies Inc. ZI · Entity 1794 | GrantClass C Common Stock · Derivative | 326,537 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-023457 · doc4.xml · derivative · entry 28 TA ASSOCIATES, L.P. · CIK 0001034569 · Director · 10% owner TA XI DO AIV, L.P. · CIK 0001609536 · Director · 10% owner TA SDF III DO AIV, L.P. · CIK 0001609553 · Director · 10% owner TA Atlantic & Pacific VII-A L.P. · CIK 0001548681 · Director · 10% owner TA INVESTORS IV, L.P. · CIK 0001578035 · Director · 10% owner TA SDF III DO AIV II, L.P. · CIK 0001812605 · Director · 10% owner TA XI DO AIV II, L.P. · CIK 0001812606 · Director · 10% owner TA AP VII-B DO Subsidiary Partnership, L.P. · CIK 0001812579 · Director · 10% owner TA SDF III DO Feeder, L.P. · CIK 0001609557 · Director · 10% owner TA XI DO Feeder, L.P. · CIK 0001609539 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 326,537 Underlying: Class A Common Stock · 326,537 shares Expires not disclosed F16 · derivative.exercise_price: As described in the Registration Statement, the Class C Common Stock is convertible at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer and has no expiration date. Upon any transfer of shares of Class C Common Stock, whether or not for value, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. The shares of Class C Common Stock will convert automatically into Class A Common Stock, on a one-for-one basis, when the aggregate number of outstanding shares of the Company's Class B Common Stock and Class C Common Stock represents less than 5% of the aggregate number of the Company's outstanding shares of Common Stock. The shares of Class C Common Stock have ten votes per share. F17 · kind: This transaction occurred prior to the effectiveness of the Issuer's registration under Section 12 of the Securities Exchange Act of 1934 and is being reported on Form 4 solely for purposes of compliance with Rule 16a-2(a) under the Securities Exchange Act of 1934, as amended. The securities covered by such transaction were previously included on the Reporting Persons' Form 3. F15 · price: On June 3, 2020, in connection with the initial public offering ("IPO") of the Issuer's Class A Common Stock and prior to the effectiveness of the Issuer's registration under Section 12 of the Securities Exchange Act of 1934, the Issuer effected a series of reorganization transactions, as described in the Issuer's Registration Statement on Form S-1 (Registration No. 333-236674) (the "Registration Statement"), pursuant to which certain of the Reporting Persons received shares of Class C Common Stock and units of Opco. F16 · derivative.exercise_date: As described in the Registration Statement, the Class C Common Stock is convertible at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer and has no expiration date. Upon any transfer of shares of Class C Common Stock, whether or not for value, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. The shares of Class C Common Stock will convert automatically into Class A Common Stock, on a one-for-one basis, when the aggregate number of outstanding shares of the Company's Class B Common Stock and Class C Common Stock represents less than 5% of the aggregate number of the Company's outstanding shares of Common Stock. The shares of Class C Common Stock have ten votes per share. F16 · derivative.expiration_date: As described in the Registration Statement, the Class C Common Stock is convertible at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer and has no expiration date. Upon any transfer of shares of Class C Common Stock, whether or not for value, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. The shares of Class C Common Stock will convert automatically into Class A Common Stock, on a one-for-one basis, when the aggregate number of outstanding shares of the Company's Class B Common Stock and Class C Common Stock represents less than 5% of the aggregate number of the Company's outstanding shares of Common Stock. The shares of Class C Common Stock have ten votes per share. F10 · ownership.nature: Securities are held by TA SDF III DO Feeder, L.P. ("SDF III Feeder"). F13 · ownership.nature: TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. Todd R. Crockett and Jason S. Mironov are directors of the Issuer and serve as representatives of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such securities, if any. Read SEC document |
| June 03, 2020 Filed Aug 26, 2020 17:08 UTC | ZoomInfo Technologies Inc. ZI · Entity 1794 | GrantUnits of ZoomInfo Holdings LLC · Derivative | 3,883,830 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-023457 · doc4.xml · derivative · entry 27 TA ASSOCIATES, L.P. · CIK 0001034569 · Director · 10% owner TA XI DO AIV, L.P. · CIK 0001609536 · Director · 10% owner TA SDF III DO AIV, L.P. · CIK 0001609553 · Director · 10% owner TA Atlantic & Pacific VII-A L.P. · CIK 0001548681 · Director · 10% owner TA INVESTORS IV, L.P. · CIK 0001578035 · Director · 10% owner TA SDF III DO AIV II, L.P. · CIK 0001812605 · Director · 10% owner TA XI DO AIV II, L.P. · CIK 0001812606 · Director · 10% owner TA AP VII-B DO Subsidiary Partnership, L.P. · CIK 0001812579 · Director · 10% owner TA SDF III DO Feeder, L.P. · CIK 0001609557 · Director · 10% owner TA XI DO Feeder, L.P. · CIK 0001609539 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,883,830 Underlying: Class A Common Stock · 3,883,830 shares Expires not disclosed F14 · derivative.exercise_price: Units of Opco represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, which together are exchangeable at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer, subject to customary conversion rate adjustments for stock splits, stock dividends, and reclassifications, pursuant to the amended and restated limited liability company agreement of Opco and have no expiration date. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof and (ii) only confer ten-to-one voting rights on the holders thereof. F17 · kind: This transaction occurred prior to the effectiveness of the Issuer's registration under Section 12 of the Securities Exchange Act of 1934 and is being reported on Form 4 solely for purposes of compliance with Rule 16a-2(a) under the Securities Exchange Act of 1934, as amended. The securities covered by such transaction were previously included on the Reporting Persons' Form 3. F15 · price: On June 3, 2020, in connection with the initial public offering ("IPO") of the Issuer's Class A Common Stock and prior to the effectiveness of the Issuer's registration under Section 12 of the Securities Exchange Act of 1934, the Issuer effected a series of reorganization transactions, as described in the Issuer's Registration Statement on Form S-1 (Registration No. 333-236674) (the "Registration Statement"), pursuant to which certain of the Reporting Persons received shares of Class C Common Stock and units of Opco. F14 · derivative.exercise_date: Units of Opco represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, which together are exchangeable at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer, subject to customary conversion rate adjustments for stock splits, stock dividends, and reclassifications, pursuant to the amended and restated limited liability company agreement of Opco and have no expiration date. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof and (ii) only confer ten-to-one voting rights on the holders thereof. F14 · derivative.expiration_date: Units of Opco represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, which together are exchangeable at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer, subject to customary conversion rate adjustments for stock splits, stock dividends, and reclassifications, pursuant to the amended and restated limited liability company agreement of Opco and have no expiration date. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof and (ii) only confer ten-to-one voting rights on the holders thereof. F8 · ownership.nature: Securities are held by TA AP VII-B DO Subsidiary Partnership, L.P. ("AP VII-B"). F13 · ownership.nature: TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. Todd R. Crockett and Jason S. Mironov are directors of the Issuer and serve as representatives of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such securities, if any. Read SEC document |
| June 03, 2020 Filed Aug 26, 2020 17:08 UTC | ZoomInfo Technologies Inc. ZI · Entity 1794 | GrantUnits of ZoomInfo Holdings LLC · Derivative | 4,328,976 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-023457 · doc4.xml · derivative · entry 26 TA ASSOCIATES, L.P. · CIK 0001034569 · Director · 10% owner TA XI DO AIV, L.P. · CIK 0001609536 · Director · 10% owner TA SDF III DO AIV, L.P. · CIK 0001609553 · Director · 10% owner TA Atlantic & Pacific VII-A L.P. · CIK 0001548681 · Director · 10% owner TA INVESTORS IV, L.P. · CIK 0001578035 · Director · 10% owner TA SDF III DO AIV II, L.P. · CIK 0001812605 · Director · 10% owner TA XI DO AIV II, L.P. · CIK 0001812606 · Director · 10% owner TA AP VII-B DO Subsidiary Partnership, L.P. · CIK 0001812579 · Director · 10% owner TA SDF III DO Feeder, L.P. · CIK 0001609557 · Director · 10% owner TA XI DO Feeder, L.P. · CIK 0001609539 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,328,976 Underlying: Class A Common Stock · 4,328,976 shares Expires not disclosed F14 · derivative.exercise_price: Units of Opco represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, which together are exchangeable at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer, subject to customary conversion rate adjustments for stock splits, stock dividends, and reclassifications, pursuant to the amended and restated limited liability company agreement of Opco and have no expiration date. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof and (ii) only confer ten-to-one voting rights on the holders thereof. F17 · kind: This transaction occurred prior to the effectiveness of the Issuer's registration under Section 12 of the Securities Exchange Act of 1934 and is being reported on Form 4 solely for purposes of compliance with Rule 16a-2(a) under the Securities Exchange Act of 1934, as amended. The securities covered by such transaction were previously included on the Reporting Persons' Form 3. F15 · price: On June 3, 2020, in connection with the initial public offering ("IPO") of the Issuer's Class A Common Stock and prior to the effectiveness of the Issuer's registration under Section 12 of the Securities Exchange Act of 1934, the Issuer effected a series of reorganization transactions, as described in the Issuer's Registration Statement on Form S-1 (Registration No. 333-236674) (the "Registration Statement"), pursuant to which certain of the Reporting Persons received shares of Class C Common Stock and units of Opco. F14 · derivative.exercise_date: Units of Opco represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, which together are exchangeable at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer, subject to customary conversion rate adjustments for stock splits, stock dividends, and reclassifications, pursuant to the amended and restated limited liability company agreement of Opco and have no expiration date. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof and (ii) only confer ten-to-one voting rights on the holders thereof. F14 · derivative.expiration_date: Units of Opco represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, which together are exchangeable at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer, subject to customary conversion rate adjustments for stock splits, stock dividends, and reclassifications, pursuant to the amended and restated limited liability company agreement of Opco and have no expiration date. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof and (ii) only confer ten-to-one voting rights on the holders thereof. F7 · ownership.nature: Securities are held by TA XI DO AIV II, L.P. ("XI DO AIV II"). F13 · ownership.nature: TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. Todd R. Crockett and Jason S. Mironov are directors of the Issuer and serve as representatives of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such securities, if any. Read SEC document |
| June 03, 2020 Filed Aug 26, 2020 17:08 UTC | ZoomInfo Technologies Inc. ZI · Entity 1794 | GrantUnits of ZoomInfo Holdings LLC · Derivative | 81,634 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-023457 · doc4.xml · derivative · entry 25 TA ASSOCIATES, L.P. · CIK 0001034569 · Director · 10% owner TA XI DO AIV, L.P. · CIK 0001609536 · Director · 10% owner TA SDF III DO AIV, L.P. · CIK 0001609553 · Director · 10% owner TA Atlantic & Pacific VII-A L.P. · CIK 0001548681 · Director · 10% owner TA INVESTORS IV, L.P. · CIK 0001578035 · Director · 10% owner TA SDF III DO AIV II, L.P. · CIK 0001812605 · Director · 10% owner TA XI DO AIV II, L.P. · CIK 0001812606 · Director · 10% owner TA AP VII-B DO Subsidiary Partnership, L.P. · CIK 0001812579 · Director · 10% owner TA SDF III DO Feeder, L.P. · CIK 0001609557 · Director · 10% owner TA XI DO Feeder, L.P. · CIK 0001609539 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 81,634 Underlying: Class A Common Stock · 81,634 shares Expires not disclosed F14 · derivative.exercise_price: Units of Opco represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, which together are exchangeable at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer, subject to customary conversion rate adjustments for stock splits, stock dividends, and reclassifications, pursuant to the amended and restated limited liability company agreement of Opco and have no expiration date. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof and (ii) only confer ten-to-one voting rights on the holders thereof. F17 · kind: This transaction occurred prior to the effectiveness of the Issuer's registration under Section 12 of the Securities Exchange Act of 1934 and is being reported on Form 4 solely for purposes of compliance with Rule 16a-2(a) under the Securities Exchange Act of 1934, as amended. The securities covered by such transaction were previously included on the Reporting Persons' Form 3. F15 · price: On June 3, 2020, in connection with the initial public offering ("IPO") of the Issuer's Class A Common Stock and prior to the effectiveness of the Issuer's registration under Section 12 of the Securities Exchange Act of 1934, the Issuer effected a series of reorganization transactions, as described in the Issuer's Registration Statement on Form S-1 (Registration No. 333-236674) (the "Registration Statement"), pursuant to which certain of the Reporting Persons received shares of Class C Common Stock and units of Opco. F14 · derivative.exercise_date: Units of Opco represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, which together are exchangeable at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer, subject to customary conversion rate adjustments for stock splits, stock dividends, and reclassifications, pursuant to the amended and restated limited liability company agreement of Opco and have no expiration date. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof and (ii) only confer ten-to-one voting rights on the holders thereof. F14 · derivative.expiration_date: Units of Opco represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, which together are exchangeable at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer, subject to customary conversion rate adjustments for stock splits, stock dividends, and reclassifications, pursuant to the amended and restated limited liability company agreement of Opco and have no expiration date. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof and (ii) only confer ten-to-one voting rights on the holders thereof. F6 · ownership.nature: Securities are held by TA SDF III DO AIV II, L.P. ("SDF III DO AIV II"). F13 · ownership.nature: TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. Todd R. Crockett and Jason S. Mironov are directors of the Issuer and serve as representatives of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such securities, if any. Read SEC document |
| June 03, 2020 Filed Aug 26, 2020 17:08 UTC | ZoomInfo Technologies Inc. ZI · Entity 1794 | GrantUnits of ZoomInfo Holdings LLC · Derivative | 2,458,550 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-023457 · doc4.xml · derivative · entry 24 TA ASSOCIATES, L.P. · CIK 0001034569 · Director · 10% owner TA XI DO AIV, L.P. · CIK 0001609536 · Director · 10% owner TA SDF III DO AIV, L.P. · CIK 0001609553 · Director · 10% owner TA Atlantic & Pacific VII-A L.P. · CIK 0001548681 · Director · 10% owner TA INVESTORS IV, L.P. · CIK 0001578035 · Director · 10% owner TA SDF III DO AIV II, L.P. · CIK 0001812605 · Director · 10% owner TA XI DO AIV II, L.P. · CIK 0001812606 · Director · 10% owner TA AP VII-B DO Subsidiary Partnership, L.P. · CIK 0001812579 · Director · 10% owner TA SDF III DO Feeder, L.P. · CIK 0001609557 · Director · 10% owner TA XI DO Feeder, L.P. · CIK 0001609539 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,458,550 Underlying: Class A Common Stock · 2,458,550 shares Expires not disclosed F14 · derivative.exercise_price: Units of Opco represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, which together are exchangeable at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer, subject to customary conversion rate adjustments for stock splits, stock dividends, and reclassifications, pursuant to the amended and restated limited liability company agreement of Opco and have no expiration date. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof and (ii) only confer ten-to-one voting rights on the holders thereof. F17 · kind: This transaction occurred prior to the effectiveness of the Issuer's registration under Section 12 of the Securities Exchange Act of 1934 and is being reported on Form 4 solely for purposes of compliance with Rule 16a-2(a) under the Securities Exchange Act of 1934, as amended. The securities covered by such transaction were previously included on the Reporting Persons' Form 3. F15 · price: On June 3, 2020, in connection with the initial public offering ("IPO") of the Issuer's Class A Common Stock and prior to the effectiveness of the Issuer's registration under Section 12 of the Securities Exchange Act of 1934, the Issuer effected a series of reorganization transactions, as described in the Issuer's Registration Statement on Form S-1 (Registration No. 333-236674) (the "Registration Statement"), pursuant to which certain of the Reporting Persons received shares of Class C Common Stock and units of Opco. F14 · derivative.exercise_date: Units of Opco represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, which together are exchangeable at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer, subject to customary conversion rate adjustments for stock splits, stock dividends, and reclassifications, pursuant to the amended and restated limited liability company agreement of Opco and have no expiration date. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof and (ii) only confer ten-to-one voting rights on the holders thereof. F14 · derivative.expiration_date: Units of Opco represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, which together are exchangeable at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer, subject to customary conversion rate adjustments for stock splits, stock dividends, and reclassifications, pursuant to the amended and restated limited liability company agreement of Opco and have no expiration date. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof and (ii) only confer ten-to-one voting rights on the holders thereof. F5 · ownership.nature: Securities are held by TA Investors IV, L.P. ("Investors IV"). F13 · ownership.nature: TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. Todd R. Crockett and Jason S. Mironov are directors of the Issuer and serve as representatives of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such securities, if any. Read SEC document |
| June 03, 2020 Filed Aug 26, 2020 17:08 UTC | ZoomInfo Technologies Inc. ZI · Entity 1794 | GrantUnits of ZoomInfo Holdings LLC · Derivative | 11,432,270 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-023457 · doc4.xml · derivative · entry 23 TA ASSOCIATES, L.P. · CIK 0001034569 · Director · 10% owner TA XI DO AIV, L.P. · CIK 0001609536 · Director · 10% owner TA SDF III DO AIV, L.P. · CIK 0001609553 · Director · 10% owner TA Atlantic & Pacific VII-A L.P. · CIK 0001548681 · Director · 10% owner TA INVESTORS IV, L.P. · CIK 0001578035 · Director · 10% owner TA SDF III DO AIV II, L.P. · CIK 0001812605 · Director · 10% owner TA XI DO AIV II, L.P. · CIK 0001812606 · Director · 10% owner TA AP VII-B DO Subsidiary Partnership, L.P. · CIK 0001812579 · Director · 10% owner TA SDF III DO Feeder, L.P. · CIK 0001609557 · Director · 10% owner TA XI DO Feeder, L.P. · CIK 0001609539 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 11,432,270 Underlying: Class A Common Stock · 11,432,270 shares Expires not disclosed F14 · derivative.exercise_price: Units of Opco represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, which together are exchangeable at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer, subject to customary conversion rate adjustments for stock splits, stock dividends, and reclassifications, pursuant to the amended and restated limited liability company agreement of Opco and have no expiration date. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof and (ii) only confer ten-to-one voting rights on the holders thereof. F17 · kind: This transaction occurred prior to the effectiveness of the Issuer's registration under Section 12 of the Securities Exchange Act of 1934 and is being reported on Form 4 solely for purposes of compliance with Rule 16a-2(a) under the Securities Exchange Act of 1934, as amended. The securities covered by such transaction were previously included on the Reporting Persons' Form 3. F15 · price: On June 3, 2020, in connection with the initial public offering ("IPO") of the Issuer's Class A Common Stock and prior to the effectiveness of the Issuer's registration under Section 12 of the Securities Exchange Act of 1934, the Issuer effected a series of reorganization transactions, as described in the Issuer's Registration Statement on Form S-1 (Registration No. 333-236674) (the "Registration Statement"), pursuant to which certain of the Reporting Persons received shares of Class C Common Stock and units of Opco. F14 · derivative.exercise_date: Units of Opco represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, which together are exchangeable at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer, subject to customary conversion rate adjustments for stock splits, stock dividends, and reclassifications, pursuant to the amended and restated limited liability company agreement of Opco and have no expiration date. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof and (ii) only confer ten-to-one voting rights on the holders thereof. F14 · derivative.expiration_date: Units of Opco represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, which together are exchangeable at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer, subject to customary conversion rate adjustments for stock splits, stock dividends, and reclassifications, pursuant to the amended and restated limited liability company agreement of Opco and have no expiration date. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof and (ii) only confer ten-to-one voting rights on the holders thereof. F4 · ownership.nature: Securities are held by TA Atlantic & Pacific VII-A, L.P. ("Atlantic & Pacific VII-A"). F13 · ownership.nature: TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. Todd R. Crockett and Jason S. Mironov are directors of the Issuer and serve as representatives of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such securities, if any. Read SEC document |
| June 03, 2020 Filed Aug 26, 2020 17:08 UTC | ZoomInfo Technologies Inc. ZI · Entity 1794 | GrantUnits of ZoomInfo Holdings LLC · Derivative | 1,708,916 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-023457 · doc4.xml · derivative · entry 22 TA ASSOCIATES, L.P. · CIK 0001034569 · Director · 10% owner TA XI DO AIV, L.P. · CIK 0001609536 · Director · 10% owner TA SDF III DO AIV, L.P. · CIK 0001609553 · Director · 10% owner TA Atlantic & Pacific VII-A L.P. · CIK 0001548681 · Director · 10% owner TA INVESTORS IV, L.P. · CIK 0001578035 · Director · 10% owner TA SDF III DO AIV II, L.P. · CIK 0001812605 · Director · 10% owner TA XI DO AIV II, L.P. · CIK 0001812606 · Director · 10% owner TA AP VII-B DO Subsidiary Partnership, L.P. · CIK 0001812579 · Director · 10% owner TA SDF III DO Feeder, L.P. · CIK 0001609557 · Director · 10% owner TA XI DO Feeder, L.P. · CIK 0001609539 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,708,916 Underlying: Class A Common Stock · 1,708,916 shares Expires not disclosed F14 · derivative.exercise_price: Units of Opco represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, which together are exchangeable at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer, subject to customary conversion rate adjustments for stock splits, stock dividends, and reclassifications, pursuant to the amended and restated limited liability company agreement of Opco and have no expiration date. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof and (ii) only confer ten-to-one voting rights on the holders thereof. F17 · kind: This transaction occurred prior to the effectiveness of the Issuer's registration under Section 12 of the Securities Exchange Act of 1934 and is being reported on Form 4 solely for purposes of compliance with Rule 16a-2(a) under the Securities Exchange Act of 1934, as amended. The securities covered by such transaction were previously included on the Reporting Persons' Form 3. F15 · price: On June 3, 2020, in connection with the initial public offering ("IPO") of the Issuer's Class A Common Stock and prior to the effectiveness of the Issuer's registration under Section 12 of the Securities Exchange Act of 1934, the Issuer effected a series of reorganization transactions, as described in the Issuer's Registration Statement on Form S-1 (Registration No. 333-236674) (the "Registration Statement"), pursuant to which certain of the Reporting Persons received shares of Class C Common Stock and units of Opco. F14 · derivative.exercise_date: Units of Opco represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, which together are exchangeable at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer, subject to customary conversion rate adjustments for stock splits, stock dividends, and reclassifications, pursuant to the amended and restated limited liability company agreement of Opco and have no expiration date. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof and (ii) only confer ten-to-one voting rights on the holders thereof. F14 · derivative.expiration_date: Units of Opco represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, which together are exchangeable at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer, subject to customary conversion rate adjustments for stock splits, stock dividends, and reclassifications, pursuant to the amended and restated limited liability company agreement of Opco and have no expiration date. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof and (ii) only confer ten-to-one voting rights on the holders thereof. F3 · ownership.nature: Securities are held by TA SDF III DO AIV, L.P. ("SDF III DO"). F13 · ownership.nature: TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. Todd R. Crockett and Jason S. Mironov are directors of the Issuer and serve as representatives of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such securities, if any. Read SEC document |
| June 03, 2020 Filed Aug 26, 2020 17:08 UTC | ZoomInfo Technologies Inc. ZI · Entity 1794 | GrantUnits of ZoomInfo Holdings LLC · Derivative | 66,197,636 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-023457 · doc4.xml · derivative · entry 21 TA ASSOCIATES, L.P. · CIK 0001034569 · Director · 10% owner TA XI DO AIV, L.P. · CIK 0001609536 · Director · 10% owner TA SDF III DO AIV, L.P. · CIK 0001609553 · Director · 10% owner TA Atlantic & Pacific VII-A L.P. · CIK 0001548681 · Director · 10% owner TA INVESTORS IV, L.P. · CIK 0001578035 · Director · 10% owner TA SDF III DO AIV II, L.P. · CIK 0001812605 · Director · 10% owner TA XI DO AIV II, L.P. · CIK 0001812606 · Director · 10% owner TA AP VII-B DO Subsidiary Partnership, L.P. · CIK 0001812579 · Director · 10% owner TA SDF III DO Feeder, L.P. · CIK 0001609557 · Director · 10% owner TA XI DO Feeder, L.P. · CIK 0001609539 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 66,197,636 Underlying: Class A Common Stock · 66,197,636 shares Expires not disclosed F14 · derivative.exercise_price: Units of Opco represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, which together are exchangeable at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer, subject to customary conversion rate adjustments for stock splits, stock dividends, and reclassifications, pursuant to the amended and restated limited liability company agreement of Opco and have no expiration date. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof and (ii) only confer ten-to-one voting rights on the holders thereof. F17 · kind: This transaction occurred prior to the effectiveness of the Issuer's registration under Section 12 of the Securities Exchange Act of 1934 and is being reported on Form 4 solely for purposes of compliance with Rule 16a-2(a) under the Securities Exchange Act of 1934, as amended. The securities covered by such transaction were previously included on the Reporting Persons' Form 3. F15 · price: On June 3, 2020, in connection with the initial public offering ("IPO") of the Issuer's Class A Common Stock and prior to the effectiveness of the Issuer's registration under Section 12 of the Securities Exchange Act of 1934, the Issuer effected a series of reorganization transactions, as described in the Issuer's Registration Statement on Form S-1 (Registration No. 333-236674) (the "Registration Statement"), pursuant to which certain of the Reporting Persons received shares of Class C Common Stock and units of Opco. F14 · derivative.exercise_date: Units of Opco represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, which together are exchangeable at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer, subject to customary conversion rate adjustments for stock splits, stock dividends, and reclassifications, pursuant to the amended and restated limited liability company agreement of Opco and have no expiration date. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof and (ii) only confer ten-to-one voting rights on the holders thereof. F14 · derivative.expiration_date: Units of Opco represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, which together are exchangeable at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer, subject to customary conversion rate adjustments for stock splits, stock dividends, and reclassifications, pursuant to the amended and restated limited liability company agreement of Opco and have no expiration date. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof and (ii) only confer ten-to-one voting rights on the holders thereof. F2 · ownership.nature: Securities are held by TA XI DO AIV, L.P. ("XI DO AIV"). F13 · ownership.nature: TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. Todd R. Crockett and Jason S. Mironov are directors of the Issuer and serve as representatives of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such securities, if any. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 16:12 UTC | Amplify Snack Brands, INC BETR · Entity 169877 | Disposition to issuerCommon Stock | 650,017 | $12.00 | $7,800,204.00 |
DisclosureSEC source: 0001209191-18-006454 · doc4.xml · nonDerivative · entry 4 TA ASSOCIATES, L.P. · CIK 0001034569 · Director · 10% owner TA XI, L.P. · CIK 0001463120 · Director · 10% owner TA Atlantic & Pacific VII-A L.P. · CIK 0001548681 · Director · 10% owner TA Atlantic & Pacific VII-B L.P. · CIK 0001548682 · Director · 10% owner TA INVESTORS IV, L.P. · CIK 0001578035 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By TA Investors IV L.P Disclosed balance after: 0 F1 · kind: Disposed of pursuant to the Agreement and Plan of Merger by and among The Hershey Company, Alphabet Merger Sub Inc. and Amplify Snack Brands, Inc. (the "Issuer") dated as of December 17, 2017, whereby, at the effective time of the merger contemplated therein, all issued and outstanding shares of the Issuer's common stock, par value $0.0001 per share, were automatically cancelled and converted into the right to receive $12.00 per share in cash without interest. F2 · ownership.nature: The shares are held directly by TA XI L.P., TA Atlantic and Pacific VII-A L.P., TA Atlantic and Pacific VII-B L.P. and TA Investors IV L.P. (the "TA Associates Funds"). TA Associates, L.P. is either the direct or indirect general partner of the TA Associates Funds and has investment and voting control over the shares held by the TA Associates Funds. Voting and investment decisions on behalf of TA Associates, L.P. with respect to such shares are made by a four-person investment committee at TA Associates, L.P. consisting of the following partners or employees of TA Associates, L.P. or its affiliates: Jeffrey S. Barber, William D. Christ II, Roger B. Kafker and Richard D. Tadler. Messrs. Barber and Christ are Directors of the Issuer and serve as representatives of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such shares, if any. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 16:12 UTC | Amplify Snack Brands, INC BETR · Entity 169877 | Disposition to issuerCommon Stock | 5,317,363 | $12.00 | $63,808,356.00 |
DisclosureSEC source: 0001209191-18-006454 · doc4.xml · nonDerivative · entry 3 TA ASSOCIATES, L.P. · CIK 0001034569 · Director · 10% owner TA XI, L.P. · CIK 0001463120 · Director · 10% owner TA Atlantic & Pacific VII-A L.P. · CIK 0001548681 · Director · 10% owner TA Atlantic & Pacific VII-B L.P. · CIK 0001548682 · Director · 10% owner TA INVESTORS IV, L.P. · CIK 0001578035 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By TA Atlantic and Pacific VII-B L.P. Disclosed balance after: 0 F1 · kind: Disposed of pursuant to the Agreement and Plan of Merger by and among The Hershey Company, Alphabet Merger Sub Inc. and Amplify Snack Brands, Inc. (the "Issuer") dated as of December 17, 2017, whereby, at the effective time of the merger contemplated therein, all issued and outstanding shares of the Issuer's common stock, par value $0.0001 per share, were automatically cancelled and converted into the right to receive $12.00 per share in cash without interest. F2 · ownership.nature: The shares are held directly by TA XI L.P., TA Atlantic and Pacific VII-A L.P., TA Atlantic and Pacific VII-B L.P. and TA Investors IV L.P. (the "TA Associates Funds"). TA Associates, L.P. is either the direct or indirect general partner of the TA Associates Funds and has investment and voting control over the shares held by the TA Associates Funds. Voting and investment decisions on behalf of TA Associates, L.P. with respect to such shares are made by a four-person investment committee at TA Associates, L.P. consisting of the following partners or employees of TA Associates, L.P. or its affiliates: Jeffrey S. Barber, William D. Christ II, Roger B. Kafker and Richard D. Tadler. Messrs. Barber and Christ are Directors of the Issuer and serve as representatives of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such shares, if any. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 16:12 UTC | Amplify Snack Brands, INC BETR · Entity 169877 | Disposition to issuerCommon Stock | 3,130,392 | $12.00 | $37,564,704.00 |
DisclosureSEC source: 0001209191-18-006454 · doc4.xml · nonDerivative · entry 2 TA ASSOCIATES, L.P. · CIK 0001034569 · Director · 10% owner TA XI, L.P. · CIK 0001463120 · Director · 10% owner TA Atlantic & Pacific VII-A L.P. · CIK 0001548681 · Director · 10% owner TA Atlantic & Pacific VII-B L.P. · CIK 0001548682 · Director · 10% owner TA INVESTORS IV, L.P. · CIK 0001578035 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By TA Atlantic and Pacific VII-A L.P. Disclosed balance after: 0 F1 · kind: Disposed of pursuant to the Agreement and Plan of Merger by and among The Hershey Company, Alphabet Merger Sub Inc. and Amplify Snack Brands, Inc. (the "Issuer") dated as of December 17, 2017, whereby, at the effective time of the merger contemplated therein, all issued and outstanding shares of the Issuer's common stock, par value $0.0001 per share, were automatically cancelled and converted into the right to receive $12.00 per share in cash without interest. F2 · ownership.nature: The shares are held directly by TA XI L.P., TA Atlantic and Pacific VII-A L.P., TA Atlantic and Pacific VII-B L.P. and TA Investors IV L.P. (the "TA Associates Funds"). TA Associates, L.P. is either the direct or indirect general partner of the TA Associates Funds and has investment and voting control over the shares held by the TA Associates Funds. Voting and investment decisions on behalf of TA Associates, L.P. with respect to such shares are made by a four-person investment committee at TA Associates, L.P. consisting of the following partners or employees of TA Associates, L.P. or its affiliates: Jeffrey S. Barber, William D. Christ II, Roger B. Kafker and Richard D. Tadler. Messrs. Barber and Christ are Directors of the Issuer and serve as representatives of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such shares, if any. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 16:12 UTC | Amplify Snack Brands, INC BETR · Entity 169877 | Disposition to issuerCommon Stock | 24,053,120 | $12.00 | $288,637,440.00 |
DisclosureSEC source: 0001209191-18-006454 · doc4.xml · nonDerivative · entry 1 TA ASSOCIATES, L.P. · CIK 0001034569 · Director · 10% owner TA XI, L.P. · CIK 0001463120 · Director · 10% owner TA Atlantic & Pacific VII-A L.P. · CIK 0001548681 · Director · 10% owner TA Atlantic & Pacific VII-B L.P. · CIK 0001548682 · Director · 10% owner TA INVESTORS IV, L.P. · CIK 0001578035 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By TA XI L.P. Disclosed balance after: 0 F1 · kind: Disposed of pursuant to the Agreement and Plan of Merger by and among The Hershey Company, Alphabet Merger Sub Inc. and Amplify Snack Brands, Inc. (the "Issuer") dated as of December 17, 2017, whereby, at the effective time of the merger contemplated therein, all issued and outstanding shares of the Issuer's common stock, par value $0.0001 per share, were automatically cancelled and converted into the right to receive $12.00 per share in cash without interest. F2 · ownership.nature: The shares are held directly by TA XI L.P., TA Atlantic and Pacific VII-A L.P., TA Atlantic and Pacific VII-B L.P. and TA Investors IV L.P. (the "TA Associates Funds"). TA Associates, L.P. is either the direct or indirect general partner of the TA Associates Funds and has investment and voting control over the shares held by the TA Associates Funds. Voting and investment decisions on behalf of TA Associates, L.P. with respect to such shares are made by a four-person investment committee at TA Associates, L.P. consisting of the following partners or employees of TA Associates, L.P. or its affiliates: Jeffrey S. Barber, William D. Christ II, Roger B. Kafker and Richard D. Tadler. Messrs. Barber and Christ are Directors of the Issuer and serve as representatives of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such shares, if any. Read SEC document |
| January 19, 2017 Filed Jan 20, 2017 16:21 UTC | IntraLinks Holdings, Inc. IL · Entity 179553 | OtherCommon Stock | 339,932 | $13.00 | $4,419,116.00 |
DisclosureSEC source: 0001209191-17-004846 · doc4.xml · nonDerivative · entry 6 TA ASSOCIATES, L.P. · CIK 0001034569 · 10% owner TA Atlantic & Pacific V L P · CIK 0001319730 · 10% owner TA Strategic Partners Fund II, L.P. · CIK 0001486105 · 10% owner TA Strategic Partners Fund II-A L.P. · CIK 0001435902 · 10% owner TA Investors II L.P. · CIK 0001355450 · 10% owner TA Subordinated Debt Fund II, L.P. · CIK 0001486106 · 10% owner TA X, L.P. · CIK 0001486107 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: Disposed of pursuant to the closing, on January 19, 2017, of a cash tender offer by GL Merger Sub, Inc., a wholly owned subsidiary of Synchronoss Technologies, Inc. F7 · ownership.nature: These securities were owned by TA Subordinated Debt Fund II L.P. Read SEC document |
| January 19, 2017 Filed Jan 20, 2017 16:21 UTC | IntraLinks Holdings, Inc. IL · Entity 179553 | OtherCommon Stock | 148,326 | $13.00 | $1,928,238.00 |
DisclosureSEC source: 0001209191-17-004846 · doc4.xml · nonDerivative · entry 5 TA ASSOCIATES, L.P. · CIK 0001034569 · 10% owner TA Atlantic & Pacific V L P · CIK 0001319730 · 10% owner TA Strategic Partners Fund II, L.P. · CIK 0001486105 · 10% owner TA Strategic Partners Fund II-A L.P. · CIK 0001435902 · 10% owner TA Investors II L.P. · CIK 0001355450 · 10% owner TA Subordinated Debt Fund II, L.P. · CIK 0001486106 · 10% owner TA X, L.P. · CIK 0001486107 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: Disposed of pursuant to the closing, on January 19, 2017, of a cash tender offer by GL Merger Sub, Inc., a wholly owned subsidiary of Synchronoss Technologies, Inc. F6 · ownership.nature: These securities were owned by TA Investors II L.P. Read SEC document |
| January 19, 2017 Filed Jan 20, 2017 16:21 UTC | IntraLinks Holdings, Inc. IL · Entity 179553 | OtherCommon Stock | 6,161 | $13.00 | $80,093.00 |
DisclosureSEC source: 0001209191-17-004846 · doc4.xml · nonDerivative · entry 4 TA ASSOCIATES, L.P. · CIK 0001034569 · 10% owner TA Atlantic & Pacific V L P · CIK 0001319730 · 10% owner TA Strategic Partners Fund II, L.P. · CIK 0001486105 · 10% owner TA Strategic Partners Fund II-A L.P. · CIK 0001435902 · 10% owner TA Investors II L.P. · CIK 0001355450 · 10% owner TA Subordinated Debt Fund II, L.P. · CIK 0001486106 · 10% owner TA X, L.P. · CIK 0001486107 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: Disposed of pursuant to the closing, on January 19, 2017, of a cash tender offer by GL Merger Sub, Inc., a wholly owned subsidiary of Synchronoss Technologies, Inc. F5 · ownership.nature: These securities were owned by TA Strategic Partners Fund II A L.P. Read SEC document |
| January 19, 2017 Filed Jan 20, 2017 16:21 UTC | IntraLinks Holdings, Inc. IL · Entity 179553 | OtherCommon Stock | 175,885 | $13.00 | $2,286,505.00 |
DisclosureSEC source: 0001209191-17-004846 · doc4.xml · nonDerivative · entry 3 TA ASSOCIATES, L.P. · CIK 0001034569 · 10% owner TA Atlantic & Pacific V L P · CIK 0001319730 · 10% owner TA Strategic Partners Fund II, L.P. · CIK 0001486105 · 10% owner TA Strategic Partners Fund II-A L.P. · CIK 0001435902 · 10% owner TA Investors II L.P. · CIK 0001355450 · 10% owner TA Subordinated Debt Fund II, L.P. · CIK 0001486106 · 10% owner TA X, L.P. · CIK 0001486107 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: Disposed of pursuant to the closing, on January 19, 2017, of a cash tender offer by GL Merger Sub, Inc., a wholly owned subsidiary of Synchronoss Technologies, Inc. F4 · ownership.nature: These securities were owned by TA Strategic Partners Fund II L.P. Read SEC document |
| January 19, 2017 Filed Jan 20, 2017 16:21 UTC | IntraLinks Holdings, Inc. IL · Entity 179553 | OtherCommon Stock | 1,616,563 | $13.00 | $21,015,319.00 |
DisclosureSEC source: 0001209191-17-004846 · doc4.xml · nonDerivative · entry 2 TA ASSOCIATES, L.P. · CIK 0001034569 · 10% owner TA Atlantic & Pacific V L P · CIK 0001319730 · 10% owner TA Strategic Partners Fund II, L.P. · CIK 0001486105 · 10% owner TA Strategic Partners Fund II-A L.P. · CIK 0001435902 · 10% owner TA Investors II L.P. · CIK 0001355450 · 10% owner TA Subordinated Debt Fund II, L.P. · CIK 0001486106 · 10% owner TA X, L.P. · CIK 0001486107 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: Disposed of pursuant to the closing, on January 19, 2017, of a cash tender offer by GL Merger Sub, Inc., a wholly owned subsidiary of Synchronoss Technologies, Inc. F3 · ownership.nature: These securities were owned by TA Atlantic and Pacific V L.P. Read SEC document |
| January 19, 2017 Filed Jan 20, 2017 16:21 UTC | IntraLinks Holdings, Inc. IL · Entity 179553 | OtherCommon Stock | 7,071,967 | $13.00 | $91,935,571.00 |
DisclosureSEC source: 0001209191-17-004846 · doc4.xml · nonDerivative · entry 1 TA ASSOCIATES, L.P. · CIK 0001034569 · 10% owner TA Atlantic & Pacific V L P · CIK 0001319730 · 10% owner TA Strategic Partners Fund II, L.P. · CIK 0001486105 · 10% owner TA Strategic Partners Fund II-A L.P. · CIK 0001435902 · 10% owner TA Investors II L.P. · CIK 0001355450 · 10% owner TA Subordinated Debt Fund II, L.P. · CIK 0001486106 · 10% owner TA X, L.P. · CIK 0001486107 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: Disposed of pursuant to the closing, on January 19, 2017, of a cash tender offer by GL Merger Sub, Inc., a wholly owned subsidiary of Synchronoss Technologies, Inc. F2 · ownership.nature: These securities were owned by TA X L.P. Read SEC document |
| November 17, 2016 Filed Nov 21, 2016 14:40 UTC | Bats Global Markets, Inc. BATS · Entity 178237 | OtherVoting Common Stock | 69,516 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-151400 · doc4.xml · nonDerivative · entry 3 TA ASSOCIATES, L.P. · CIK 0001034569 · 10% owner TA XI, L.P. · CIK 0001463120 · 10% owner TA ATLANTIC & PACIFIC VI LP · CIK 0001420079 · 10% owner TA INVESTORS IV, L.P. · CIK 0001578035 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By TA Investors IV L.P. Disclosed balance after: 139,034 F1 · kind: On November 17, TA XI L.P. ("TA XI"), TA Atlantic and Pacific VI L.P. ("TA AP VI") and TA Investors IV L.P. ("TA Investors IV" and collectively with TA XI and TA AP VI, the "TA Associates Funds") distributed, for no consideration, 2,058,100 shares, 1,418,413 shares and 69,516 shares, respectively, of Voting Common Stock of the Issuer (collectively, the "Shares") to its limited partners and to TA Associates, L.P. ("TA Associates"), the direct or indirect general partner of each of the TA Associates Funds, representing each such partner's pro rata interest in such Shares. On the same date, TA Associates distributed, for no consideration, the Shares it received in the distribution by the TA Associates Funds to its partners, representing each such partner's pro rata interest in such Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F1 · price: On November 17, TA XI L.P. ("TA XI"), TA Atlantic and Pacific VI L.P. ("TA AP VI") and TA Investors IV L.P. ("TA Investors IV" and collectively with TA XI and TA AP VI, the "TA Associates Funds") distributed, for no consideration, 2,058,100 shares, 1,418,413 shares and 69,516 shares, respectively, of Voting Common Stock of the Issuer (collectively, the "Shares") to its limited partners and to TA Associates, L.P. ("TA Associates"), the direct or indirect general partner of each of the TA Associates Funds, representing each such partner's pro rata interest in such Shares. On the same date, TA Associates distributed, for no consideration, the Shares it received in the distribution by the TA Associates Funds to its partners, representing each such partner's pro rata interest in such Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F5 · balance_after: Includes 114,910 shares received by TA Investors IV in the BGM Distribution. F3 · ownership.nature: TA Associates is either the direct or indirect general partner of each of the TA Associates Funds and has investment and voting control over the shares held by the TA Associates Funds. TA Associates disclaims beneficial ownership of the shares held by the TA Associates Funds except to the extent of its pecuniary interest, if any, therein. Read SEC document |
| November 17, 2016 Filed Nov 21, 2016 14:40 UTC | Bats Global Markets, Inc. BATS · Entity 178237 | OtherVoting Common Stock | 1,418,413 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-151400 · doc4.xml · nonDerivative · entry 2 TA ASSOCIATES, L.P. · CIK 0001034569 · 10% owner TA XI, L.P. · CIK 0001463120 · 10% owner TA ATLANTIC & PACIFIC VI LP · CIK 0001420079 · 10% owner TA INVESTORS IV, L.P. · CIK 0001578035 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By TA Atlantic and Pacific VI L.P. Disclosed balance after: 2,836,826 F1 · kind: On November 17, TA XI L.P. ("TA XI"), TA Atlantic and Pacific VI L.P. ("TA AP VI") and TA Investors IV L.P. ("TA Investors IV" and collectively with TA XI and TA AP VI, the "TA Associates Funds") distributed, for no consideration, 2,058,100 shares, 1,418,413 shares and 69,516 shares, respectively, of Voting Common Stock of the Issuer (collectively, the "Shares") to its limited partners and to TA Associates, L.P. ("TA Associates"), the direct or indirect general partner of each of the TA Associates Funds, representing each such partner's pro rata interest in such Shares. On the same date, TA Associates distributed, for no consideration, the Shares it received in the distribution by the TA Associates Funds to its partners, representing each such partner's pro rata interest in such Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F1 · price: On November 17, TA XI L.P. ("TA XI"), TA Atlantic and Pacific VI L.P. ("TA AP VI") and TA Investors IV L.P. ("TA Investors IV" and collectively with TA XI and TA AP VI, the "TA Associates Funds") distributed, for no consideration, 2,058,100 shares, 1,418,413 shares and 69,516 shares, respectively, of Voting Common Stock of the Issuer (collectively, the "Shares") to its limited partners and to TA Associates, L.P. ("TA Associates"), the direct or indirect general partner of each of the TA Associates Funds, representing each such partner's pro rata interest in such Shares. On the same date, TA Associates distributed, for no consideration, the Shares it received in the distribution by the TA Associates Funds to its partners, representing each such partner's pro rata interest in such Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F4 · balance_after: Includes 2,344,184 shares received by TA AP VI in the BGM Distribution. F3 · ownership.nature: TA Associates is either the direct or indirect general partner of each of the TA Associates Funds and has investment and voting control over the shares held by the TA Associates Funds. TA Associates disclaims beneficial ownership of the shares held by the TA Associates Funds except to the extent of its pecuniary interest, if any, therein. Read SEC document |
| November 17, 2016 Filed Nov 21, 2016 14:40 UTC | Bats Global Markets, Inc. BATS · Entity 178237 | OtherVoting Common Stock | 2,058,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-151400 · doc4.xml · nonDerivative · entry 1 TA ASSOCIATES, L.P. · CIK 0001034569 · 10% owner TA XI, L.P. · CIK 0001463120 · 10% owner TA ATLANTIC & PACIFIC VI LP · CIK 0001420079 · 10% owner TA INVESTORS IV, L.P. · CIK 0001578035 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By TA XI L.P. Disclosed balance after: 4,116,201 F1 · kind: On November 17, TA XI L.P. ("TA XI"), TA Atlantic and Pacific VI L.P. ("TA AP VI") and TA Investors IV L.P. ("TA Investors IV" and collectively with TA XI and TA AP VI, the "TA Associates Funds") distributed, for no consideration, 2,058,100 shares, 1,418,413 shares and 69,516 shares, respectively, of Voting Common Stock of the Issuer (collectively, the "Shares") to its limited partners and to TA Associates, L.P. ("TA Associates"), the direct or indirect general partner of each of the TA Associates Funds, representing each such partner's pro rata interest in such Shares. On the same date, TA Associates distributed, for no consideration, the Shares it received in the distribution by the TA Associates Funds to its partners, representing each such partner's pro rata interest in such Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F1 · price: On November 17, TA XI L.P. ("TA XI"), TA Atlantic and Pacific VI L.P. ("TA AP VI") and TA Investors IV L.P. ("TA Investors IV" and collectively with TA XI and TA AP VI, the "TA Associates Funds") distributed, for no consideration, 2,058,100 shares, 1,418,413 shares and 69,516 shares, respectively, of Voting Common Stock of the Issuer (collectively, the "Shares") to its limited partners and to TA Associates, L.P. ("TA Associates"), the direct or indirect general partner of each of the TA Associates Funds, representing each such partner's pro rata interest in such Shares. On the same date, TA Associates distributed, for no consideration, the Shares it received in the distribution by the TA Associates Funds to its partners, representing each such partner's pro rata interest in such Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes 3,401,366 shares received by TA XI in a distribution-in-kind by BGM Holdings, L.P. on August 31, 2016, which distribution was made in accordance with the exemptions afforded by Rule 16a-13 of the Securities Exchange Act of 1934, as amended (the "BGM Distribution"). F3 · ownership.nature: TA Associates is either the direct or indirect general partner of each of the TA Associates Funds and has investment and voting control over the shares held by the TA Associates Funds. TA Associates disclaims beneficial ownership of the shares held by the TA Associates Funds except to the extent of its pecuniary interest, if any, therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.