Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADVANCED MICRO DEVICES INCAMD · Entity 2796 | Chief Technology Officer & EVP | August 19, 2026 | August 21, 2026 |
| Apple Inc.AAPL · Entity 2389 | Senior Vice President | July 30, 2010 | August 06, 2010 |
| Penguin Solutions, Inc.PENG · Entity 4377 | Director | February 06, 2026 | February 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADVANCED MICRO DEVICES INC
Report date August 19, 2026 · Filed August 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,261,461 |
Ending reported balance
After 2026-08-20 transaction · row 9
9 source rows · reconciled sequenceRow 1 · 2026-08-19 · Gift · Disposed 25,052 · Balance 1,290,272 Row 2 · 2026-08-20 · Sale · Disposed 6,181 · Balance 1,284,091 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2025. F2: Transaction executed in multiple trades at prices ranging from $466.23 to $467.21 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Row 3 · 2026-08-20 · Sale · Disposed 664 · Balance 1,283,427 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2025. F3: Transaction executed in multiple trades at prices ranging from $467.58 to $468.00 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Row 4 · 2026-08-20 · Sale · Disposed 400 · Balance 1,283,027 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2025. F4: Transaction executed in multiple trades at prices ranging from $469.67 to $470.39 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Row 5 · 2026-08-20 · Sale · Disposed 2,326 · Balance 1,280,701 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2025. F5: Transaction executed in multiple trades at prices ranging from $470.78 to $471.77 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Row 6 · 2026-08-20 · Sale · Disposed 2,600 · Balance 1,278,101 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2025. F6: Transaction executed in multiple trades at prices ranging from $471.90 to $472.83 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Row 7 · 2026-08-20 · Sale · Disposed 6,667 · Balance 1,271,434 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2025. F7: Transaction executed in multiple trades at prices ranging from $472.94 to $473.92 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Row 8 · 2026-08-20 · Sale · Disposed 9,523 · Balance 1,261,911 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2025. F8: Transaction executed in multiple trades at prices ranging from $473.98 to $474.96 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Row 9 · 2026-08-20 · Sale · Disposed 450 · Balance 1,261,461 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2025. F9: Transaction executed in multiple trades at prices ranging from $475.00 to $475.26 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| Common StockSEC Table I · non-derivative | IndirectMark D Papermaster AMD GRAT #1 | 206,606 |
Reported balance
Holding disclosure · report date 2026-08-19 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 206,606 |
| Common StockSEC Table I · non-derivative | IndirectKathryn M Papermaster AMD GRAT #1 | 206,606 |
Reported balance
Holding disclosure · report date 2026-08-19 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 206,606 |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2025.
F2: Transaction executed in multiple trades at prices ranging from $466.23 to $467.21 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F3: Transaction executed in multiple trades at prices ranging from $467.58 to $468.00 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4: Transaction executed in multiple trades at prices ranging from $469.67 to $470.39 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5: Transaction executed in multiple trades at prices ranging from $470.78 to $471.77 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F6: Transaction executed in multiple trades at prices ranging from $471.90 to $472.83 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F7: Transaction executed in multiple trades at prices ranging from $472.94 to $473.92 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F8: Transaction executed in multiple trades at prices ranging from $473.98 to $474.96 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F9: Transaction executed in multiple trades at prices ranging from $475.00 to $475.26 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Apple Inc.
Report date July 30, 2010 · Filed August 06, 2010
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock (ESPP)SEC Table I · non-derivative | Direct | 2,660 |
Reported balance
After 2010-07-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2010-07-30 · Grant · Acquired 118 · Balance 2,660 F1: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of December 28, 2009 through July 30, 2010. This transaction is also exempt under Rule 16b-3(c). F2: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on December 28, 2009. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of December 28, 2009 through July 30, 2010. This transaction is also exempt under Rule 16b-3(c).
F2: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on December 28, 2009.
Penguin Solutions, Inc.
Report date February 06, 2026 · Filed February 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 34,816 |
Reported balance
After 2026-02-06 transaction · row 1
1 source rowRow 1 · 2026-02-06 · Grant · Acquired 10,034 · Balance 34,816 F1: Represents a restricted stock unit award that is scheduled to vest in full on the earlier of February 6, 2027 or the date of the annual meeting of stockholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a restricted stock unit award that is scheduled to vest in full on the earlier of February 6, 2027 or the date of the annual meeting of stockholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 09, 2014 Filed Aug 12, 2014 20:32 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 37,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000002488-14-000015 · edgar.xml · derivative · entry 4 Papermaster Mark D · CIK 0001449649 · SVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 37,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: This award vests 33.33% on each of August 9, 2014, 2015 and 2016. F3 · derivative.expiration_date: This award vests 33.33% on each of August 9, 2014, 2015 and 2016. Read SEC document |
| August 09, 2014 Filed Aug 12, 2014 20:32 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 27,893 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000002488-14-000015 · edgar.xml · derivative · entry 3 Papermaster Mark D · CIK 0001449649 · SVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,893 Underlying: Common Stock · 27,893 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: This award vests 33.33% on August 9, 2013, 2014 and 2015 F2 · derivative.expiration_date: This award vests 33.33% on August 9, 2013, 2014 and 2015 Read SEC document |
| August 09, 2014 Filed Aug 12, 2014 20:32 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Tax withholdingCommon Stock | 32,348 | $4.12 | $133,273.76 |
DisclosureSEC source: 0000002488-14-000015 · edgar.xml · nonDerivative · entry 2 Papermaster Mark D · CIK 0001449649 · SVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,781 Read SEC document |
| August 09, 2014 Filed Aug 12, 2014 20:32 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 65,393 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-14-000015 · edgar.xml · nonDerivative · entry 1 Papermaster Mark D · CIK 0001449649 · SVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,129 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2014 Filed Jan 17, 2014 16:19 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 102,725 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000002488-14-000001 · edgar.xml · derivative · entry 3 Papermaster Mark D · CIK 0001449649 · SVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,725 Underlying: Common Stock · 102,725 shares Expires 2020-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2014 Filed Jan 17, 2014 16:19 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Tax withholdingCommon Stock | 39,575 | $4.47 | $176,900.25 |
DisclosureSEC source: 0000002488-14-000001 · edgar.xml · nonDerivative · entry 2 Papermaster Mark D · CIK 0001449649 · SVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,736 Read SEC document |
| January 15, 2014 Filed Jan 17, 2014 16:19 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 102,725 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-14-000001 · edgar.xml · nonDerivative · entry 1 Papermaster Mark D · CIK 0001449649 · SVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,311 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2013 Filed Nov 13, 2013 18:15 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRSU Award · Derivative | 93,211 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000002488-13-000023 · edgar.xml · derivative · entry 3 Papermaster Mark D · CIK 0001449649 · SVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,239 Underlying: Common Stock · 93,211 shares Expires 2018-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: This award vests 33 1/3% on November 9, 2012 then vests 33 1/3% annually over the next two years. Read SEC document |
| November 09, 2013 Filed Nov 13, 2013 18:15 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Tax withholdingCommon Stock | 35,028 | $3.27 | $114,541.56 |
DisclosureSEC source: 0000002488-13-000023 · edgar.xml · nonDerivative · entry 2 Papermaster Mark D · CIK 0001449649 · SVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,586 Read SEC document |
| November 09, 2013 Filed Nov 13, 2013 18:15 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 93,211 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-13-000023 · edgar.xml · nonDerivative · entry 1 Papermaster Mark D · CIK 0001449649 · SVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,614 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 09, 2013 Filed Aug 13, 2013 20:45 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 27,893 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000002488-13-000021 · edgar.xml · derivative · entry 3 Papermaster Mark D · CIK 0001449649 · SVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,786 Underlying: Common Stock · 27,893 shares Expires 2019-06-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 09, 2013 Filed Aug 13, 2013 20:45 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Tax withholdingCommon Stock | 10,482 | $3.65 | $38,259.30 |
DisclosureSEC source: 0000002488-13-000021 · edgar.xml · nonDerivative · entry 2 Papermaster Mark D · CIK 0001449649 · SVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,403 Read SEC document |
| August 09, 2013 Filed Aug 13, 2013 20:45 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 27,893 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-13-000021 · edgar.xml · nonDerivative · entry 1 Papermaster Mark D · CIK 0001449649 · SVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,885 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 22, 2013 Filed Jul 24, 2013 23:39 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantPRSU Award · Derivative | 225,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-13-000019 · edgar.xml · derivative · entry 3 Papermaster Mark D · CIK 0001449649 · SVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,000 Underlying: Common Stock · 225,000 shares Expires not disclosed F4 · derivative.exercise_price: Each PRSU represents a contingent right to receive between 0% and 200% of one share of common stock. The resulting number of shares acquired upon vesting of the PRSU is contingent upon the Company achieving certain pre-established target levels of Non-GAAP operating income plus interest expense over an 18-month performance period commencing on July 1, 2013 and ending on December 31, 2014 (Performance Period), with the initial maximum number of PRSUs that may be earned being equal to 160% of the initial target PRSUs and the initial minimum number of PRSUs that may be earned being equal to zero. Once the initial PRSU award amount is determined, the PRSUs will then be subject to adjustment based upon the Company's total shareholder return (TSR) relative to the TSR of the S&P 500 IT Sector over the Performance Period, with a maximum negative adjustment of 25% at the 25th percentile, no adjustment at the 50th percentile and a maximum positive adjustment of 125% at the 75th percentile. F5 · derivative.exercise_date: The reported number of securities represent the initial target number of PRSUs that may be earned based upon the Company achieving certain pre-established target levels of Non-GAAP operating income plus interest expense over an 18-month performance period commencing on July 1, 2013 and ending on December 31, 2014 (Performance Period), with the initial maximum number of PRSUs that may be earned being equal to 160% of the initial target PRSUs and the initial minimum number of PRSUs that may be earned being equal to zero. Once the initial PRSU award amount is determined, the PRSUs will then be subject to adjustment based upon a second metric, the Company's total shareholder return (TSR) relative to the TSR of the S&P 500 IT Sector over the Performance Period, with a maximum negative adjustment of 25% at the 25th percentile, no adjustment at the 50th percentile and a maximum positive adjustment of 125% at the 75th percentile. F5 · derivative.expiration_date: The reported number of securities represent the initial target number of PRSUs that may be earned based upon the Company achieving certain pre-established target levels of Non-GAAP operating income plus interest expense over an 18-month performance period commencing on July 1, 2013 and ending on December 31, 2014 (Performance Period), with the initial maximum number of PRSUs that may be earned being equal to 160% of the initial target PRSUs and the initial minimum number of PRSUs that may be earned being equal to zero. Once the initial PRSU award amount is determined, the PRSUs will then be subject to adjustment based upon a second metric, the Company's total shareholder return (TSR) relative to the TSR of the S&P 500 IT Sector over the Performance Period, with a maximum negative adjustment of 25% at the 25th percentile, no adjustment at the 50th percentile and a maximum positive adjustment of 125% at the 75th percentile. F4 · derivative.underlying_shares: Each PRSU represents a contingent right to receive between 0% and 200% of one share of common stock. The resulting number of shares acquired upon vesting of the PRSU is contingent upon the Company achieving certain pre-established target levels of Non-GAAP operating income plus interest expense over an 18-month performance period commencing on July 1, 2013 and ending on December 31, 2014 (Performance Period), with the initial maximum number of PRSUs that may be earned being equal to 160% of the initial target PRSUs and the initial minimum number of PRSUs that may be earned being equal to zero. Once the initial PRSU award amount is determined, the PRSUs will then be subject to adjustment based upon the Company's total shareholder return (TSR) relative to the TSR of the S&P 500 IT Sector over the Performance Period, with a maximum negative adjustment of 25% at the 25th percentile, no adjustment at the 50th percentile and a maximum positive adjustment of 125% at the 75th percentile. Read SEC document |
| July 22, 2013 Filed Jul 24, 2013 23:39 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantRSU Award · Derivative | 112,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-13-000019 · edgar.xml · derivative · entry 2 Papermaster Mark D · CIK 0001449649 · SVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,500 Underlying: Common Stock · 112,500 shares Expires 2020-07-22 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: This award vests 1/3 on each of August 9, 2014, August 9, 2015 and August 9, 2016. Read SEC document |
| July 22, 2013 Filed Jul 24, 2013 23:39 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantStock Option Grant · Derivative | 270,497 | $0.00 Strike: $3.90 | $0.00 |
DisclosureSEC source: 0000002488-13-000019 · edgar.xml · derivative · entry 1 Papermaster Mark D · CIK 0001449649 · SVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,497 Underlying: Common Stock · 270,497 shares Expires 2020-07-22 F1 · derivative.exercise_date: This option vests 33 1/3% on June 17, 2014 and 8.33% per quarter over the next eight following quarters. Read SEC document |
| January 15, 2013 Filed Jan 18, 2013 01:02 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantRSU Award · Derivative | 205,450 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-13-000002 · edgar.xml · derivative · entry 1 Papermaster Mark D · CIK 0001449649 · SVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,450 Underlying: Common Stock · 205,450 shares Expires 2020-01-15 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: This award vests 50% on each of January 15, 2014 and January 15, 2015. Read SEC document |
| November 09, 2012 Filed Nov 13, 2012 17:30 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRSU Award · Derivative | 93,211 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000002488-12-000017 · edgar.xml · derivative · entry 3 Papermaster Mark D · CIK 0001449649 · SVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,450 Underlying: Common Stock · 93,211 shares Expires 2018-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: This award vests 33 1/3% on November 9, 2012 then vests 33 1/3% annually over the next two years. Read SEC document |
| November 09, 2012 Filed Nov 13, 2012 17:30 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Tax withholdingCommon Stock | 34,219 | $2.03 | $69,464.57 |
DisclosureSEC source: 0000002488-12-000017 · edgar.xml · nonDerivative · entry 2 Papermaster Mark D · CIK 0001449649 · SVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,992 Read SEC document |
| November 09, 2012 Filed Nov 13, 2012 17:30 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 93,211 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-12-000017 · edgar.xml · nonDerivative · entry 1 Papermaster Mark D · CIK 0001449649 · SVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,211 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2012 Filed Jun 19, 2012 22:50 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantRSU Award · Derivative | 167,358 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-12-000013 · edgar.xml · derivative · entry 3 Papermaster Mark D · CIK 0001449649 · SVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,358 Underlying: Common Stock · 167,358 shares Expires 2019-06-15 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F4 · derivative.exercise_date: This award vests in three equal annual installments commencing on the first annversary of the grant date if (i) the weighted average closing price of the Company's common stock over any 30-day period during the three-year vesting period is equal to or greater than $10.00 per share and (ii) Mr. Papermaster continues his employment with the Company through the applicable vesting date. Read SEC document |
| June 15, 2012 Filed Jun 19, 2012 22:50 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantRSU Award · Derivative | 83,679 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-12-000013 · edgar.xml · derivative · entry 2 Papermaster Mark D · CIK 0001449649 · SVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,679 Underlying: Common Stock · 83,679 shares Expires 2019-06-15 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: This award vests 1/3 on each of August 9, 2013, August 9, 2014 and August 9, 2015. Read SEC document |
| June 15, 2012 Filed Jun 19, 2012 22:50 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantStock Option Grant · Derivative | 214,452 | $0.00 Strike: $5.87 | $0.00 |
DisclosureSEC source: 0000002488-12-000013 · edgar.xml · derivative · entry 1 Papermaster Mark D · CIK 0001449649 · SVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,452 Underlying: Common Stock · 214,452 shares Expires 2019-06-15 F1 · derivative.exercise_date: This option vests 33 1/3% on the first anniversary of the grant date then vests 8.33% per quarter over the next eight following quarters. Read SEC document |
| November 15, 2011 Filed Nov 17, 2011 21:57 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantRSU Award · Derivative | 279,661 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000002488-11-000020 · edgar.xml · derivative · entry 2 Papermaster Mark D · CIK 0001449649 · SVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,661 Underlying: Common Stock · 279,661 shares Expires 2018-11-15 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: This award vests 33 1/3% on November 9, 2012 then vests 33 1/3% annually over the next two years. Read SEC document |
| November 15, 2011 Filed Nov 17, 2011 21:57 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantStock Option Grant · Derivative | 446,993 | $0.00 Strike: $5.76 | $0.00 |
DisclosureSEC source: 0000002488-11-000020 · edgar.xml · derivative · entry 1 Papermaster Mark D · CIK 0001449649 · SVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 446,993 Underlying: Common Stock · 446,993 shares Expires 2018-11-15 F1 · derivative.exercise_date: This option vests 33 1/3% on the first anniversary of the grant date then vests 8.3% quarterly over the next two years. Read SEC document |
| July 30, 2010 Filed Aug 6, 2010 00:05 UTC | Apple Inc. AAPL · Entity 2389 | GrantCommon Stock (ESPP) | 118 | $179.87 | $21,224.48 |
DisclosureSEC source: 0001181431-10-040670 · rrd282462.xml · nonDerivative · entry 1 Papermaster Mark D · CIK 0001449649 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,660 F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of December 28, 2009 through July 30, 2010. This transaction is also exempt under Rule 16b-3(c). F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on December 28, 2009. Read SEC document |
| April 26, 2010 Filed Apr 27, 2010 21:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 2,000 | $271.27 | $542,540.00 |
DisclosureSEC source: 0001181431-10-023081 · rrd273413.xml · nonDerivative · entry 5 Papermaster Mark D · CIK 0001449649 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,542 F3 · security: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 16, 2010. F6 · price: This transaction was executed in multiple trades at prices ranging from $270.83 to $271.43; the price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| April 26, 2010 Filed Apr 27, 2010 21:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 4,500 | $270.12 | $1,215,540.00 |
DisclosureSEC source: 0001181431-10-023081 · rrd273413.xml · nonDerivative · entry 4 Papermaster Mark D · CIK 0001449649 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,542 F3 · security: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 16, 2010. F5 · price: This transaction was executed in multiple trades at prices ranging from $269.50 to $270.35; the price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| April 26, 2010 Filed Apr 27, 2010 21:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 1,500 | $268.70 | $403,050.00 |
DisclosureSEC source: 0001181431-10-023081 · rrd273413.xml · nonDerivative · entry 3 Papermaster Mark D · CIK 0001449649 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,042 F3 · security: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 16, 2010. F4 · price: This transaction was executed in multiple trades at prices ranging from $268.46 to $269.17; the price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| April 24, 2010 Filed Apr 27, 2010 21:30 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 18,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-10-023081 · rrd273413.xml · derivative · entry 6 Papermaster Mark D · CIK 0001449649 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,250 Underlying: Common Stock · 18,750 shares Expires 2013-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F7 · derivative.exercise_date: This restricted stock unit award was granted on April 24, 2009 and vests in annual installments over four years, beginning on April 24, 2010. Read SEC document |
| April 24, 2010 Filed Apr 27, 2010 21:30 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 8,384 | $270.83 | $2,270,638.72 |
DisclosureSEC source: 0001181431-10-023081 · rrd273413.xml · nonDerivative · entry 2 Papermaster Mark D · CIK 0001449649 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,542 F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| April 24, 2010 Filed Apr 27, 2010 21:30 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 18,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-10-023081 · rrd273413.xml · nonDerivative · entry 1 Papermaster Mark D · CIK 0001449649 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,926 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. Read SEC document |
| December 24, 2009 Filed Jan 6, 2010 22:27 UTC | Apple Inc. AAPL · Entity 2389 | GrantCommon Stock (ESPP) | 176 | $120.67 | $21,238.71 |
DisclosureSEC source: 0001181431-10-001894 · rrd261566.xml · nonDerivative · entry 1 Papermaster Mark D · CIK 0001449649 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176 F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of June 29, 2009 through December 24, 2009. This transaction is also exempt under Rule 16b-3(c). F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on June 29, 2009. Read SEC document |
| April 24, 2009 Filed Apr 28, 2009 21:38 UTC | Apple Inc. AAPL · Entity 2389 | GrantRestricted Stock Unit · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-021378 · rrd240612.xml · derivative · entry 1 Papermaster Mark D · CIK 0001449649 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest 25% on each of the first four anniversaries of the grant date, assuming continued employment through the applicable vesting date. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest 25% on each of the first four anniversaries of the grant date, assuming continued employment through the applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.