Saintil Merline

SEC source: 0001628280-24-030421 · wk-form4_1719579638.xml · nonDerivative · entry 1

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,040

F1 · kind: The sales reported on this Form 4 were executed pursuant to a trading plan entered into by the reporting person on March 27, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001628280-24-028325 · wk-form4_1718399499.xml · nonDerivative · entry 1

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 81,086

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on March 14, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.34 to $2.40. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0000950170-24-073934 · ownership.xml · nonDerivative · entry 1

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 482,275

F1 · shares: Represents restricted stock units ("RSUs") granted to Merline Saintil under the Rocket Lab USA, Inc. Amended and Restated Non-Employee Director Compensation Policy. Such RSUs will vest in full on the earlier of (i) the one-year anniversary of the grant date or (ii) the next Annual Meeting of Stockholders. The RSUs were granted on June 12, 2024.

SEC source: 0001628280-24-026318 · wk-form4_1717445494.xml · derivative · entry 3

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,195

Underlying: Class A Common Stock · 54,195 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

F3 · derivative.exercise_date: The RSUs will vest in full at the earlier of May 31, 2025 or the Issuer's next annual meeting date.

F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

SEC source: 0001628280-24-026318 · wk-form4_1717445494.xml · derivative · entry 2

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 25,846 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

F2 · derivative.exercise_date: The RSUs vested in full on May 30, 2024.

F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

SEC source: 0001628280-24-026318 · wk-form4_1717445494.xml · nonDerivative · entry 1

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-24-012493 · form4.xml · nonDerivative · entry 1

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,099

F1 · kind: Represents shares of restricted stock awarded under the 2020 Stock Incentive Plan.The restricted stock vests as to 25% of the shares on the last day of each of the four fiscal quarters following the date of the grant.

SEC source: 0001837240-24-000074 · wk-form4_1710809216.xml · nonDerivative · entry 1

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,312

F1 · kind: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on December 14, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: In accordance with SEC guidance authorizing aggregate reporting of same-day purchases and sales, the shares were sold in multiple transactions at prices ranging from $44.48 to $45.04, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001837240-24-000067 · wk-form4_1709724524.xml · derivative · entry 3

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,060

Underlying: Class A Common Stock · 4,060 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.

F4 · derivative.exercise_date: The restricted stock units vest in full upon the earliest of: (1) March 1, 2025, (2) the Issuer's 2025 Annual Meeting of Stockholders or (3) a change of control of the Issuer, subject to the Reporting Person's continued service with the Issuer on the vesting date.

F4 · derivative.expiration_date: The restricted stock units vest in full upon the earliest of: (1) March 1, 2025, (2) the Issuer's 2025 Annual Meeting of Stockholders or (3) a change of control of the Issuer, subject to the Reporting Person's continued service with the Issuer on the vesting date.

SEC source: 0001837240-24-000067 · wk-form4_1709724524.xml · derivative · entry 2

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,447 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.

F3 · derivative.exercise_date: On March 1, 2023, the Reporting Person was granted 10,447 restricted stock units that vest in full upon the earliest of: (1) March 1, 2024, (2) the Issuer's 2024 Annual Meeting of Stockholders or (3) a change of control of the Issuer, subject to the Reporting Person's continued service with the Issuer on the vesting date.

F3 · derivative.expiration_date: On March 1, 2023, the Reporting Person was granted 10,447 restricted stock units that vest in full upon the earliest of: (1) March 1, 2024, (2) the Issuer's 2024 Annual Meeting of Stockholders or (3) a change of control of the Issuer, subject to the Reporting Person's continued service with the Issuer on the vesting date.

SEC source: 0001837240-24-000067 · wk-form4_1709724524.xml · nonDerivative · entry 1

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Class A common stock on a one-for-one basis

SEC source: 0001837240-23-000164 · wk-form4_1698182047.xml · derivative · entry 2

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Class A Common Stock · 17,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.

F3 · derivative.exercise_date: On August 17, 2022, the Reporting Person was granted an award of 52,500 restricted stock units, 1/3 of the restricted stock units vest on each of October 20, 2022, October 20, 2023 and October 20, 2024, subject to the Reporting Person's continued service with the Issuer on the applicable vesting dates.

F3 · derivative.expiration_date: On August 17, 2022, the Reporting Person was granted an award of 52,500 restricted stock units, 1/3 of the restricted stock units vest on each of October 20, 2022, October 20, 2023 and October 20, 2024, subject to the Reporting Person's continued service with the Issuer on the applicable vesting dates.

SEC source: 0001837240-23-000164 · wk-form4_1698182047.xml · nonDerivative · entry 1

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Class A common stock on a one-for-one basis.

SEC source: 0001628280-23-024047 · wk-form4_1688156689.xml · nonDerivative · entry 1

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,369

F1 · shares: Represents an annual grant of restricted stock units ("RSUs") for non-employee board service. Each RSU represents a right to receive one share of Gitlab Inc. (the "Company") Class A Common Stock upon vesting. The shares underlying the RSUs will fully vest on the earlier of (1) the date of the following year's annual meeting of the Company's stockholders and (2) the date that is one year following the date of grant (the "Vesting Date"), subject to the reporting person's continued service to the Company on the applicable Vesting Date.

F2 · balance_after: Includes shares of Class A Common Stock that have not yet vested.

SEC source: 0000899243-23-015806 · doc4.xml · nonDerivative · entry 1

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 439,922

F1 · shares: Represents restricted stock units ("RSUs") granted to Merline Saintil under the Rocket Lab USA, Inc. Amended and Restated Non-Employee Director Compensation Policy. Such RSUs will vest in full on the earlier of (i) the one-year anniversary of the grant date or (ii) the next Annual Meeting of Stockholders. The RSUs were granted on June 14, 2023.

SEC source: 0001628280-23-020218 · wk-form4_1685537077.xml · derivative · entry 3

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,846

Underlying: Class A Common Stock · 25,846 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

F2 · derivative.exercise_date: The RSUs will vest in full at the earlier of May 30, 2024 or the Issuer's next annual meeting date.

F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

SEC source: 0001628280-23-020218 · wk-form4_1685537077.xml · derivative · entry 2

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 48,494 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

SEC source: 0001628280-23-020218 · wk-form4_1685537077.xml · nonDerivative · entry 1

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-23-012635 · form4.xml · nonDerivative · entry 1

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,535

F1 · kind: Represents shares of restricted stock awarded under the 2020 Stock Incentive Plan.The restricted stock vests as to 25% of the shares on the last day of each of the four fiscal quarters following the date of the grant.

SEC source: 0001837240-23-000104 · wf-form4_167788260527287.xml · derivative · entry 1

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,447

Underlying: Class A Common Stock · 10,447 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.

F2 · derivative.exercise_date: The restricted stock units vest in full upon the earliest of: (1) March 1, 2024, (2) the Issuer's 2024 Annual Meeting of Stockholders or (3) a change of control of the Issuer, subject to the Reporting Person's continued service with the Issuer on the applicable vesting dates.

F2 · derivative.expiration_date: The restricted stock units vest in full upon the earliest of: (1) March 1, 2024, (2) the Issuer's 2024 Annual Meeting of Stockholders or (3) a change of control of the Issuer, subject to the Reporting Person's continued service with the Issuer on the applicable vesting dates.

SEC source: 0001837240-22-000043 · wf-form4_166638696905139.xml · derivative · entry 2

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Class A Common Stock · 17,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.

F3 · derivative.exercise_date: On August 17, 2022, the Reporting Person was granted an award of 52,500 restricted stock units, 1/3 of the restricted stock units vest on each of October 20, 2022, October 20, 2023 and October 20, 2024, subject to the Reporting Person's continued service with the Issuer on the applicable vesting dates.

F3 · derivative.expiration_date: On August 17, 2022, the Reporting Person was granted an award of 52,500 restricted stock units, 1/3 of the restricted stock units vest on each of October 20, 2022, October 20, 2023 and October 20, 2024, subject to the Reporting Person's continued service with the Issuer on the applicable vesting dates.

SEC source: 0001837240-22-000043 · wf-form4_166638696905139.xml · nonDerivative · entry 1

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Class A common stock on a one-for-one basis.

SEC source: 0000899243-22-030669 · doc4.xml · derivative · entry 2

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 362,386 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The RSUs are subject to both a service-based vesting condition and liquidity-based vesting condition. The liquidity-based vesting condition was waived by the Board for these RSUs on September 6, 2022. One-third of the RSUs satisfied the service-based vesting condition on August 22, 2022 and were settled for 120,795 shares of common stock on September 6, 2022, and the remaining two-thirds of the RSUs vest in eight substantially equal quarterly installments on each November 22nd, March 1st, May 22nd and August 22nd thereafter. As a result of the waiver of the liquidity-based vesting condition, the reporting person has elected to report the remaining unvested RSUs on Table I consistent with other service-based vesting RSU reporting.

F4 · derivative.exercise_date: The RSUs are subject to both a service-based vesting condition and liquidity-based vesting condition. The liquidity-based vesting condition was waived by the Board for these RSUs on September 6, 2022. One-third of the RSUs satisfied the service-based vesting condition on August 22, 2022 and were settled for 120,795 shares of common stock on September 6, 2022, and the remaining two-thirds of the RSUs vest in eight substantially equal quarterly installments on each November 22nd, March 1st, May 22nd and August 22nd thereafter. As a result of the waiver of the liquidity-based vesting condition, the reporting person has elected to report the remaining unvested RSUs on Table I consistent with other service-based vesting RSU reporting.

F4 · derivative.expiration_date: The RSUs are subject to both a service-based vesting condition and liquidity-based vesting condition. The liquidity-based vesting condition was waived by the Board for these RSUs on September 6, 2022. One-third of the RSUs satisfied the service-based vesting condition on August 22, 2022 and were settled for 120,795 shares of common stock on September 6, 2022, and the remaining two-thirds of the RSUs vest in eight substantially equal quarterly installments on each November 22nd, March 1st, May 22nd and August 22nd thereafter. As a result of the waiver of the liquidity-based vesting condition, the reporting person has elected to report the remaining unvested RSUs on Table I consistent with other service-based vesting RSU reporting.

SEC source: 0000899243-22-030669 · doc4.xml · nonDerivative · entry 1

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 120,795 shares of common stock issued on settlement of Restricted Stock Units ("RSUs") on September 6, 2022, and 241,591 RSUs subject to service-based vesting.

F2 · price: Each RSU represents a contingent right to receive one share of the issuer's common stock upon settlement.

F3 · balance_after: Includes 120,795 shares of common stock issued on settlement of RSUs on September 6, 2022; 241,591 RSUs previously reported in Table II that remain subject to service-based vesting requirements described in note 4 below; and 38,090 RSUs previously reported on Table I subject to service-based vesting requirements.

SEC source: 0001837240-22-000027 · wf-form4_166094589534045.xml · derivative · entry 1

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,500

Underlying: Class A Common Stock · 52,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.

F2 · derivative.exercise_date: The restricted stock units vest as follows: 1/3 of the restricted stock units vest on each of October 20, 2022, October 20, 2023 and October 20, 2024, subject to the Reporting Person continued service with the Issuer on the applicable vesting dates.

F2 · derivative.expiration_date: The restricted stock units vest as follows: 1/3 of the restricted stock units vest on each of October 20, 2022, October 20, 2023 and October 20, 2024, subject to the Reporting Person continued service with the Issuer on the applicable vesting dates.

SEC source: 0000899243-22-024347 · doc4.xml · nonDerivative · entry 1

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,090

F1 · shares: Represents restricted stock units ("RSUs") granted to Merline Saintil under the Rocket Lab USA, Inc. Amended and Restated Non-Employee Director Compensation Policy. Such RSUs will vest in full on the earlier of (i) the one-year anniversary of the grant date or (ii) the next Annual Meeting of Stockholders. The RSUs were granted on June 23, 2022.

SEC source: 0001653482-22-000034 · wf-form4_165594404952216.xml · nonDerivative · entry 1

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,430

F1 · shares: Represents an annual grant of restricted stock units ("RSUs") for non-employee board service. Each RSU represents a right to receive one share of Gitlab Inc. (the "Company") Class A Common Stock upon vesting. The shares underlying the RSUs will fully vest on the earlier of (1) the date of the following year's annual meeting of the Company's stockholders and (2) the date that is one year following the date of grant (the "Vesting Date"), subject to the reporting person's continued service to the Company on the applicable Vesting Date.

F2 · balance_after: Includes shares of Class A Common Stock that have not yet vested.

SEC source: 0000899243-22-021741 · doc4.xml · nonDerivative · entry 1

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · kind: Acquired pursuant to a Subscription Agreement, dated December 12, 2021, between the Issuer and Merline Saintil.

SEC source: 0001104659-22-066745 · tm2216781-3_4seq1.xml · derivative · entry 3

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,494

Underlying: Class A Common Stock · 48,494 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

F3 · derivative.exercise_date: The RSUs will vest in full at the earlier of May 26, 2023 or the Issuer's next annual meeting date.

F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

SEC source: 0001104659-22-066745 · tm2216781-3_4seq1.xml · derivative · entry 2

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 14,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

F2 · derivative.exercise_date: The RSUs will vest in full at the earlier of October 14, 2022 or the Issuer's next annual meeting date.

F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

SEC source: 0001104659-22-066745 · tm2216781-3_4seq1.xml · nonDerivative · entry 1

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001529274-22-000105 · wf-form4_165308383866953.xml · nonDerivative · entry 1

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,139

F1 · shares: Represents restricted stock units (RSUs) which vest in full on the earlier of (i) the first anniversary of the grant date and (ii) immediately before the Annual Meeting following the grant date. Each RSU represents a contingent right to receive one share of common stock. The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.

SEC source: 0001127602-22-011206 · form4.xml · nonDerivative · entry 1

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,560

F1 · kind: Represents shares of restricted stock awarded under the 2020 Stock Incentive Plan.The restricted stock vests as to 25% of the shares on the last day of each of the four fiscal quarters following the date of the grant.

SEC source: 0001529274-22-000011 · wf-form4_164159823801251.xml · nonDerivative · entry 1

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 960

F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.

SEC source: 0001127602-21-027914 · form4.xml · nonDerivative · entry 1

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,067

F1 · shares: Represents award pursuant to 2014 Omnibus Incentive Plan; shares vest fully on April 18, 2022. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

SEC source: 0001104659-21-126849 · tm2130159-2_4seq1.xml · derivative · entry 1

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,500

Underlying: Class A Common Stock · 14,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

F2 · derivative.exercise_date: The RSUs will vest in full at the earlier of October 14, 2022 or the Issuer's next annual meeting date.

F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.

SEC source: 0001127602-21-026772 · form4.xml · nonDerivative · entry 1

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 698

F1 · kind: Represents shares of restricted stock awarded under the 2020 Stock Incentive Plan prorated for the period of time between the director's appointment and the 2022 annual meeting of shareholders. The restricted stock vests as to 25% of the shares on the last day of each of the four fiscal quarters following the date of the grant.

SEC source: 0001529274-21-000067 · wf-form4_163364344380199.xml · nonDerivative · entry 1

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 559

F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.

SEC source: 0001127602-21-027043 · form4a.xml · nonDerivative · entry 1

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 768

F1 · kind: Represents shares of restricted stock awarded under the 2020 Stock Incentive Plan prorated for the period of time between the director's appointment and the 2022 annual meeting of shareholders. The restricted stock vests as to 25% of the shares on the last day of each of the four fiscal quarters following the date of the grant.

F2 · shares: This amendment corrects the number of restricted stock award shares granted and held.

F2 · balance_after: This amendment corrects the number of restricted stock award shares granted and held.

SEC source: 0001529274-21-000030 · primary_doc.xml · nonDerivative · entry 1

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227

F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.

SEC source: 0001104659-21-094066 · tm2122604-17_4seq1.xml · derivative · entry 2

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,534

Underlying: Class A Common Stock · 32,534 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's Class A common stock. Pursuant to an "Earn Out" provision in the Merger Agreement, the performance rights vest upon the Issuer's Class A Common stock achieving a specified price per share as follows: (i) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $12.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; (ii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; and (iii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $17.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026.

F1 · shares: The Reporting Person acquired these securities on July 16, 2021 as consideration and in exchange for the Reporting Person's holdings in Evolv Technologies, Inc. ("Old Evolv") pursuant to an Agreement and Plan of Merger dated March 5, 2021, by and among Old Evolv, NewHold Investments Corp. (the predecessor to Issuer) and NHIC Sub Inc., as amended by that certain First Amendment to Agreement and Plan of Merger dated June 5, 2021 (as so amended, the "Merger Agreement").

F3 · price: Each performance right represents a contingent right to receive one share of the Issuer's Class A common stock. Pursuant to an "Earn Out" provision in the Merger Agreement, the performance rights vest upon the Issuer's Class A Common stock achieving a specified price per share as follows: (i) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $12.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; (ii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; and (iii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $17.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026.

F3 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's Class A common stock. Pursuant to an "Earn Out" provision in the Merger Agreement, the performance rights vest upon the Issuer's Class A Common stock achieving a specified price per share as follows: (i) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $12.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; (ii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; and (iii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $17.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026.

F3 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the Issuer's Class A common stock. Pursuant to an "Earn Out" provision in the Merger Agreement, the performance rights vest upon the Issuer's Class A Common stock achieving a specified price per share as follows: (i) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $12.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; (ii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026; and (iii) 1/3 of the shares shall be issued if the closing sale price of Class A common stock equals or exceeds $17.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to March 5, 2026.

SEC source: 0001104659-21-094066 · tm2122604-17_4seq1.xml · derivative · entry 1

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,918

Underlying: Class A Common Stock · 280,918 shares

Expires 2031-01-12

F1 · shares: The Reporting Person acquired these securities on July 16, 2021 as consideration and in exchange for the Reporting Person's holdings in Evolv Technologies, Inc. ("Old Evolv") pursuant to an Agreement and Plan of Merger dated March 5, 2021, by and among Old Evolv, NewHold Investments Corp. (the predecessor to Issuer) and NHIC Sub Inc., as amended by that certain First Amendment to Agreement and Plan of Merger dated June 5, 2021 (as so amended, the "Merger Agreement").

F1 · price: The Reporting Person acquired these securities on July 16, 2021 as consideration and in exchange for the Reporting Person's holdings in Evolv Technologies, Inc. ("Old Evolv") pursuant to an Agreement and Plan of Merger dated March 5, 2021, by and among Old Evolv, NewHold Investments Corp. (the predecessor to Issuer) and NHIC Sub Inc., as amended by that certain First Amendment to Agreement and Plan of Merger dated June 5, 2021 (as so amended, the "Merger Agreement").

F2 · derivative.exercise_date: The option vests in 48 equal monthly installments and may be exercised as to the vested portions commencing on January 13, 2022.

SEC source: 0001127602-21-015106 · form4.xml · nonDerivative · entry 1

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,018

F1 · shares: Represents award pursuant to 2014 Omnibus Incentive Plan; shares vest fully on April 18, 2022. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

F2 · price: The closing trading price of the common stock on the date of the grant was $57.45.

SEC source: 0001209191-20-058846 · doc4.xml · nonDerivative · entry 1

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,861

F1 · balance_after: The shares were sold at prices ranging from $29.15 to $29.21. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-20-037869 · doc4.xml · nonDerivative · entry 1

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,444

F1 · shares: Represents Restricted Stock Units ("RSUs"). All of the RSUs subject to this Award will vest upon the earlier of June 10, 2021 and the Company's next annual meeting of stockholders. In addition, all such RSUs will vest upon a Change in Control (as defined in the Plan) or immediately prior to the effectiveness of the Participants resignation or removal (and contingent upon the effectiveness of a Change in Control) in the event that the Participant is required to resign his position as a member of the Board of Directors as a condition of the Change in Control or is removed from his position as a member of the Board of Directors in connection with the Change in Control. Notwithstanding the foregoing, vesting shall terminate upon the Participant's termination of Continuous Service.

SEC source: 0000939057-20-000208 · primary_doc.xml · nonDerivative · entry 1

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,131

F1 · shares: Represents award pursuant to 2014 Omnibus Incentive Plan; shares vest fully on April 19, 2021. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

F2 · price: The closing trading price of the common stock on the date of the grant was $36.04.

SEC source: 0001209191-19-037195 · doc4.xml · nonDerivative · entry 1

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,583

F1 · shares: Represents Restricted Stock Units ("RSUs"). All of the RSUs subject to this Award will vest upon the earlier of June 13, 2020 and the Company's next annual meeting of stockholders. In addition, all such RSUs will vest upon a Change in Control (as defined in the Plan) or immediately prior to the effectiveness of the Participants resignation or removal (and contingent upon the effectiveness of a Change in Control) in the event that the Participant is required to resign his position as a member of the Board of Directors as a condition of the Change in Control or is removed from his position as a member of the Board of Directors in connection with the Change in Control. Notwithstanding the foregoing, vesting shall terminate upon the Participant's termination of Continuous Service.

SEC source: 0000939057-19-000181 · primary_doc.xml · nonDerivative · entry 1

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,710

F1 · price: Represents award pursuant to 2014 Omnibus Incentive Plan; shares vest fully on April 21, 2020. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

SEC source: 0001209191-19-024805 · doc4.xml · nonDerivative · entry 1

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340

F1 · shares: 1. Represents Restricted Stock Units ("RSUs"). All of the RSUs subject to this Award will vest upon the earlier of June 13, 2019 and the Company's next annual meeting of stockholders. In addition, all such RSUs will vest upon a Change in Control (as defined in the Plan) or immediately prior to the effectiveness of the Participant's resignation or removal (and contingent upon the effectiveness of a Change in Control) in the event that the Participant is required to resign his position as a member of the Board of Directors as a condition of the Change in Control or is removed from his position as a member of the Board of Directors in connection with the Change in Control. Notwithstanding the foregoing, vesting shall terminate upon the Participant's termination of Continuous Service.

SEC source: 0000939057-18-000213 · primary_doc.xml · nonDerivative · entry 1

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,792

F1 · price: Represents award pursuant to 2014 Omnibus Incentive Plan; shares vest fully on April 23, 2019. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.