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MEHROTRA SANJAY

Disclosed activity across 4 companies

Tapewire entity
10382
SEC CIK
0001242654

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CDW CorpCDW · Entity 3281DirectorMarch 10, 2026March 12, 2026
MICRON TECHNOLOGY INCMU · Entity 2793Director · President and CEOOctober 13, 2026October 16, 2026
WESTERN DIGITAL CORPWDC · Entity 1010DirectorJanuary 17, 2017January 20, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CDW Corp

Report date March 10, 2026 · Filed March 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01SEC Table I · non-derivativeDirect6,391.49 Reported balance After 2026-03-10 transaction · row 1
1 source row

Row 1 · 2026-03-10 · Grant · Acquired 19.08 · Balance 6,391.49

F1: Dividend equivalents awarded pursuant to outstanding restricted stock unit awards previously granted under the CDW Corporation 2021 Long-Term Incentive Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Dividend equivalents awarded pursuant to outstanding restricted stock unit awards previously granted under the CDW Corporation 2021 Long-Term Incentive Plan.

MICRON TECHNOLOGY INC

Report date October 13, 2026 · Filed October 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect355,146 Ending reported balance After 2026-10-13 transaction · row 10
10 source rows · reconciled sequence

Row 1 · 2026-10-13 · Grant · Acquired 21,233 · Balance 285,736

F1: Restricted Stock Awards vest in three equal annual installments beginning on the first anniversary of the grant date.

Row 2 · 2026-10-13 · Tax withholding · Disposed 20,213 · Balance 265,523

F2: Withholding of common stock shares to satisfy tax withholding obligations in connection with the vesting of previously granted awards.

Row 3 · 2026-10-13 · Tax withholding · Disposed 14,080 · Balance 251,443

F2: Withholding of common stock shares to satisfy tax withholding obligations in connection with the vesting of previously granted awards.

Row 4 · 2026-10-13 · Tax withholding · Disposed 9,807 · Balance 241,636

F2: Withholding of common stock shares to satisfy tax withholding obligations in connection with the vesting of previously granted awards.

Row 5 · 2026-10-13 · Exercise / conversion · Acquired 82,721 · Balance 324,357

F3: The Compensation Committee certified achievement of pre-established performance goals related to High Growth Segments and HBM3E+, each at 266% of target under the performance-based restricted stock units ("PRSUs") with a three-year performance period granted on October 13, 2023. The payout for the PRSUs (if earned) varies (starting at 0%) based on actual achievement of the goals, subject to a 200% aggregate limit on the total target shares that may be received under the PRSUs awarded on October 13, 2023. The reported shares represent shares earned upon certification of performance at the conclusion of the three-year performance period, including shares earned based on second-year performance that remained subject to vesting and shares earned based on third-year performance. All such shares vested upon certification of performance at the end of the three-year performance period.

Row 6 · 2026-10-13 · Tax withholding · Disposed 47,143 · Balance 277,214

F2: Withholding of common stock shares to satisfy tax withholding obligations in connection with the vesting of previously granted awards.

Row 7 · 2026-10-13 · Exercise / conversion · Acquired 82,721 · Balance 359,935

F3: The Compensation Committee certified achievement of pre-established performance goals related to High Growth Segments and HBM3E+, each at 266% of target under the performance-based restricted stock units ("PRSUs") with a three-year performance period granted on October 13, 2023. The payout for the PRSUs (if earned) varies (starting at 0%) based on actual achievement of the goals, subject to a 200% aggregate limit on the total target shares that may be received under the PRSUs awarded on October 13, 2023. The reported shares represent shares earned upon certification of performance at the conclusion of the three-year performance period, including shares earned based on second-year performance that remained subject to vesting and shares earned based on third-year performance. All such shares vested upon certification of performance at the end of the three-year performance period.

Row 8 · 2026-10-13 · Tax withholding · Disposed 40,575 · Balance 319,360

F2: Withholding of common stock shares to satisfy tax withholding obligations in connection with the vesting of previously granted awards.

Row 9 · 2026-10-13 · Exercise / conversion · Acquired 70,224 · Balance 389,584

F4: The Compensation Committee certified achievement of pre-established performance goals related to total shareholder return at 150% of target under the PRSUs with a three-year performance period previously awarded on October 13, 2023. The payout for the PRSUs (if earned) varies (starting at 0%) based on actual achievement of the goals, subject to a 200% aggregate limit on the total target shares that may be received under the PRSUs awarded on October 13, 2023. As a result of this limitation, the final payout for these PRSUs was reduced to 126% of target after application of the aggregate payout provisions. The reported shares represent shares earned upon certification of performance at the conclusion of the three-year performance period, including shares earned based on second-year performance that remained subject to vesting and shares earned based on third-year performance. All such shares vested upon certification of performance at the end of the three-year performance period.

Row 10 · 2026-10-13 · Tax withholding · Disposed 34,438 · Balance 355,146

F2: Withholding of common stock shares to satisfy tax withholding obligations in connection with the vesting of previously granted awards.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-10-13 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2026-10-13 · Exercise / conversion · Disposed 82,721 · Balance 0

F3: The Compensation Committee certified achievement of pre-established performance goals related to High Growth Segments and HBM3E+, each at 266% of target under the performance-based restricted stock units ("PRSUs") with a three-year performance period granted on October 13, 2023. The payout for the PRSUs (if earned) varies (starting at 0%) based on actual achievement of the goals, subject to a 200% aggregate limit on the total target shares that may be received under the PRSUs awarded on October 13, 2023. The reported shares represent shares earned upon certification of performance at the conclusion of the three-year performance period, including shares earned based on second-year performance that remained subject to vesting and shares earned based on third-year performance. All such shares vested upon certification of performance at the end of the three-year performance period.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-10-13 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2026-10-13 · Exercise / conversion · Disposed 82,721 · Balance 0

F3: The Compensation Committee certified achievement of pre-established performance goals related to High Growth Segments and HBM3E+, each at 266% of target under the performance-based restricted stock units ("PRSUs") with a three-year performance period granted on October 13, 2023. The payout for the PRSUs (if earned) varies (starting at 0%) based on actual achievement of the goals, subject to a 200% aggregate limit on the total target shares that may be received under the PRSUs awarded on October 13, 2023. The reported shares represent shares earned upon certification of performance at the conclusion of the three-year performance period, including shares earned based on second-year performance that remained subject to vesting and shares earned based on third-year performance. All such shares vested upon certification of performance at the end of the three-year performance period.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-10-13 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2026-10-13 · Exercise / conversion · Disposed 70,224 · Balance 0

F4: The Compensation Committee certified achievement of pre-established performance goals related to total shareholder return at 150% of target under the PRSUs with a three-year performance period previously awarded on October 13, 2023. The payout for the PRSUs (if earned) varies (starting at 0%) based on actual achievement of the goals, subject to a 200% aggregate limit on the total target shares that may be received under the PRSUs awarded on October 13, 2023. As a result of this limitation, the final payout for these PRSUs was reduced to 126% of target after application of the aggregate payout provisions. The reported shares represent shares earned upon certification of performance at the conclusion of the three-year performance period, including shares earned based on second-year performance that remained subject to vesting and shares earned based on third-year performance. All such shares vested upon certification of performance at the end of the three-year performance period.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct89,805 Reported balance After 2026-10-13 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2026-10-13 · Grant · Acquired 89,805 · Balance 89,805

F6: The Compensation Committee certified achievement of pre-established performance goals related to Data Center SSD and HBM3E+, each at a level of 233% of target under the PRSUs with a three-year performance period previously awarded on October 13, 2024. The payout for the PRSUs (if earned) varies (starting at 0%) based on actual achievement of the goals, subject to a 200% aggregate limit on the total target shares that may be received under the PRSUs awarded on October 13, 2024. The reported shares represent the shares earned as of the end of the second year of the performance period, 100% of which remain subject to vesting until certification of performance goals at the end of year 3 of the performance period.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct89,805 Reported balance After 2026-10-13 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2026-10-13 · Grant · Acquired 89,805 · Balance 89,805

F6: The Compensation Committee certified achievement of pre-established performance goals related to Data Center SSD and HBM3E+, each at a level of 233% of target under the PRSUs with a three-year performance period previously awarded on October 13, 2024. The payout for the PRSUs (if earned) varies (starting at 0%) based on actual achievement of the goals, subject to a 200% aggregate limit on the total target shares that may be received under the PRSUs awarded on October 13, 2024. The reported shares represent the shares earned as of the end of the second year of the performance period, 100% of which remain subject to vesting until certification of performance goals at the end of year 3 of the performance period.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct99,791 Reported balance After 2026-10-13 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2026-10-13 · Grant · Acquired 99,791 · Balance 99,791

F7: The Compensation Committee certified achievement of pre-established performance goals related to relative total shareholder return at a level of 150% of target under the PRSUs with a three-year performance period previously awarded on October 13, 2024. The payout for the PRSUs (if earned) varies (starting at 0%) based on actual achievement of the goals, subject to a 200% aggregate limit on the total target shares that may be received under the PRSUs awarded on October 13, 2024. The reported shares represent the shares earned as of the end of the second year of the performance period, 100% of which remain subject to vesting until certification of performance goals at the end of year 3 of the performance period.

Common StockSEC Table I · non-derivativeIndirectGRAT607,075 Reported balance Holding disclosure · report date 2026-10-13 · row 11 Holding and transaction disclosures are not merged.
1 source row

Row 11 · Balance 607,075

F5: Grantor retained annuity trusts are for the benefit of the Reporting Person and his family.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted Stock Awards vest in three equal annual installments beginning on the first anniversary of the grant date.

F2: Withholding of common stock shares to satisfy tax withholding obligations in connection with the vesting of previously granted awards.

F3: The Compensation Committee certified achievement of pre-established performance goals related to High Growth Segments and HBM3E+, each at 266% of target under the performance-based restricted stock units ("PRSUs") with a three-year performance period granted on October 13, 2023. The payout for the PRSUs (if earned) varies (starting at 0%) based on actual achievement of the goals, subject to a 200% aggregate limit on the total target shares that may be received under the PRSUs awarded on October 13, 2023. The reported shares represent shares earned upon certification of performance at the conclusion of the three-year performance period, including shares earned based on second-year performance that remained subject to vesting and shares earned based on third-year performance. All such shares vested upon certification of performance at the end of the three-year performance period.

F4: The Compensation Committee certified achievement of pre-established performance goals related to total shareholder return at 150% of target under the PRSUs with a three-year performance period previously awarded on October 13, 2023. The payout for the PRSUs (if earned) varies (starting at 0%) based on actual achievement of the goals, subject to a 200% aggregate limit on the total target shares that may be received under the PRSUs awarded on October 13, 2023. As a result of this limitation, the final payout for these PRSUs was reduced to 126% of target after application of the aggregate payout provisions. The reported shares represent shares earned upon certification of performance at the conclusion of the three-year performance period, including shares earned based on second-year performance that remained subject to vesting and shares earned based on third-year performance. All such shares vested upon certification of performance at the end of the three-year performance period.

F5: Grantor retained annuity trusts are for the benefit of the Reporting Person and his family.

F6: The Compensation Committee certified achievement of pre-established performance goals related to Data Center SSD and HBM3E+, each at a level of 233% of target under the PRSUs with a three-year performance period previously awarded on October 13, 2024. The payout for the PRSUs (if earned) varies (starting at 0%) based on actual achievement of the goals, subject to a 200% aggregate limit on the total target shares that may be received under the PRSUs awarded on October 13, 2024. The reported shares represent the shares earned as of the end of the second year of the performance period, 100% of which remain subject to vesting until certification of performance goals at the end of year 3 of the performance period.

F7: The Compensation Committee certified achievement of pre-established performance goals related to relative total shareholder return at a level of 150% of target under the PRSUs with a three-year performance period previously awarded on October 13, 2024. The payout for the PRSUs (if earned) varies (starting at 0%) based on actual achievement of the goals, subject to a 200% aggregate limit on the total target shares that may be received under the PRSUs awarded on October 13, 2024. The reported shares represent the shares earned as of the end of the second year of the performance period, 100% of which remain subject to vesting until certification of performance goals at the end of year 3 of the performance period.

WESTERN DIGITAL CORP

Report date January 17, 2017 · Filed January 20, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Dividend Equivalent RightsSEC Table II · derivative / convertible securityDirect28.5465 Reported balance After 2017-01-17 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2017-01-17 · Grant · Acquired 28.5465 · Balance 28.5465

F1: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

Filing footnotes · ownership attribution and instrument terms

F1: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CAVIUM, INC.

Report date July 06, 2018 · Filed July 09, 2018

Section 16 reporting ended · disclosed 2018-07-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect135,222 Reported balance After 2018-07-06 transaction · row 1
1 source row

Row 1 · 2018-07-06 · Other · Disposed 73,011 · Balance 135,222

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 19, 2017 (the "Merger Agreement" and, the transaction contemplated therein, the "Merger"), by and among Cavium, Inc. (the "Company"), Marvell Technology Group Ltd. ("Marvell"), and Kauai Acquisition Corp., an indirect wholly owned subsidiary of Parent ("Merger Sub"), whereby each share of Company common stock was canceled and automatically converted into $40.00 in cash, without interest, and 2.1757 shares of Marvell common stock (together, the "Per Share Amount"), with the fractional shares being paid in cash as provided in the Merger Agreement. The market value of the Per Share Amount is $86.43 per share, based on the trading price of Marvell common stock as of the end of trading on July 5, 2018.

Stock Option Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $25.99 · Expires 2019-06-08Direct0 Reported balance After 2018-07-06 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-07-06 · Disposition to issuer · Disposed 14,000 · Balance 0

F2: Disposed of pursuant to the Merger Agreement, whereby at the effective time of the Merger (the "Effective Time") each outstanding and vested Company stock option held by non-employee directors (other than directors who will serve on Marvell's board of directors following the Merger) was converted into the right to receive an amount in cash equal to the positive difference, if any, between (x) (A) $40.00 plus (B) the product of (i) 2.1757 multiplied by (ii) the volume weighted average trading price of Marvell common stock on Nasdaq for the five (5) consecutive trading days ending on the trading day immediately preceding the closing date of the Merger (the sum, the "Equity Award Cash Consideration," calculated to equal $86.83) minus (y) the exercise price applicable to the Company stock option, multiplied by (z) the number of shares of Company common stock for which the Company stock option was exercisable, less any amount required to be withheld.

Stock Option Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $33.44 · Expires 2020-05-30Direct0 Reported balance After 2018-07-06 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-07-06 · Disposition to issuer · Disposed 7,000 · Balance 0

F2: Disposed of pursuant to the Merger Agreement, whereby at the effective time of the Merger (the "Effective Time") each outstanding and vested Company stock option held by non-employee directors (other than directors who will serve on Marvell's board of directors following the Merger) was converted into the right to receive an amount in cash equal to the positive difference, if any, between (x) (A) $40.00 plus (B) the product of (i) 2.1757 multiplied by (ii) the volume weighted average trading price of Marvell common stock on Nasdaq for the five (5) consecutive trading days ending on the trading day immediately preceding the closing date of the Merger (the sum, the "Equity Award Cash Consideration," calculated to equal $86.83) minus (y) the exercise price applicable to the Company stock option, multiplied by (z) the number of shares of Company common stock for which the Company stock option was exercisable, less any amount required to be withheld.

Stock Option Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $50.83 · Expires 2021-06-19Direct0 Reported balance After 2018-07-06 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-07-06 · Disposition to issuer · Disposed 3,000 · Balance 0

F2: Disposed of pursuant to the Merger Agreement, whereby at the effective time of the Merger (the "Effective Time") each outstanding and vested Company stock option held by non-employee directors (other than directors who will serve on Marvell's board of directors following the Merger) was converted into the right to receive an amount in cash equal to the positive difference, if any, between (x) (A) $40.00 plus (B) the product of (i) 2.1757 multiplied by (ii) the volume weighted average trading price of Marvell common stock on Nasdaq for the five (5) consecutive trading days ending on the trading day immediately preceding the closing date of the Merger (the sum, the "Equity Award Cash Consideration," calculated to equal $86.83) minus (y) the exercise price applicable to the Company stock option, multiplied by (z) the number of shares of Company common stock for which the Company stock option was exercisable, less any amount required to be withheld.

Stock Option Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $76.38 · Expires 2022-06-18Direct0 Reported balance After 2018-07-06 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2018-07-06 · Disposition to issuer · Disposed 3,000 · Balance 0

F2: Disposed of pursuant to the Merger Agreement, whereby at the effective time of the Merger (the "Effective Time") each outstanding and vested Company stock option held by non-employee directors (other than directors who will serve on Marvell's board of directors following the Merger) was converted into the right to receive an amount in cash equal to the positive difference, if any, between (x) (A) $40.00 plus (B) the product of (i) 2.1757 multiplied by (ii) the volume weighted average trading price of Marvell common stock on Nasdaq for the five (5) consecutive trading days ending on the trading day immediately preceding the closing date of the Merger (the sum, the "Equity Award Cash Consideration," calculated to equal $86.83) minus (y) the exercise price applicable to the Company stock option, multiplied by (z) the number of shares of Company common stock for which the Company stock option was exercisable, less any amount required to be withheld.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 19, 2017 (the "Merger Agreement" and, the transaction contemplated therein, the "Merger"), by and among Cavium, Inc. (the "Company"), Marvell Technology Group Ltd. ("Marvell"), and Kauai Acquisition Corp., an indirect wholly owned subsidiary of Parent ("Merger Sub"), whereby each share of Company common stock was canceled and automatically converted into $40.00 in cash, without interest, and 2.1757 shares of Marvell common stock (together, the "Per Share Amount"), with the fractional shares being paid in cash as provided in the Merger Agreement. The market value of the Per Share Amount is $86.43 per share, based on the trading price of Marvell common stock as of the end of trading on July 5, 2018.

F2: Disposed of pursuant to the Merger Agreement, whereby at the effective time of the Merger (the "Effective Time") each outstanding and vested Company stock option held by non-employee directors (other than directors who will serve on Marvell's board of directors following the Merger) was converted into the right to receive an amount in cash equal to the positive difference, if any, between (x) (A) $40.00 plus (B) the product of (i) 2.1757 multiplied by (ii) the volume weighted average trading price of Marvell common stock on Nasdaq for the five (5) consecutive trading days ending on the trading day immediately preceding the closing date of the Merger (the sum, the "Equity Award Cash Consideration," calculated to equal $86.83) minus (y) the exercise price applicable to the Company stock option, multiplied by (z) the number of shares of Company common stock for which the Company stock option was exercisable, less any amount required to be withheld.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 16, 2020 Filed Oct 21, 2020 01:48 UTC MICRON TECHNOLOGY INC MU · Entity 2793 Tax withholdingCommon Stock 50,099 $51.94 $2,602,142.06
Disclosure

SEC source: 0001062993-20-005056 · form4.xml · nonDerivative · entry 2

MEHROTRA SANJAY · CIK 0001242654 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 571,186

F3 · shares: Withholding of shares to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's 2004 Equity Incentive Plan.

Read SEC document
October 16, 2020 Filed Oct 21, 2020 01:48 UTC MICRON TECHNOLOGY INC MU · Entity 2793 GrantCommon Stock 178,090 $0.00 $0.00
Disclosure

SEC source: 0001062993-20-005056 · form4.xml · nonDerivative · entry 1

MEHROTRA SANJAY · CIK 0001242654 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 621,285

F1 · shares: Restricted Stock Awards vest in 33 1/3% increments annually on the anniversary of the grant.

F2 · balance_after: Includes 2 shares of common stock that inadvertently previously were reported as being withheld to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's 2004 Equity Incentive Plan.

Read SEC document
May 08, 2020 Filed May 12, 2020 20:12 UTC MICRON TECHNOLOGY INC MU · Entity 2793 Tax withholdingCommon Stock 27,046 $46.59 $1,260,073.14
Disclosure

SEC source: 0000723125-20-000043 · edgar.xml · nonDerivative · entry 3

MEHROTRA SANJAY · CIK 0001242654 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,193

F2 · shares: Withholding of shares of common stock to satisfy tax obligations in connection with the vesting of restricted stock awarded under the Issuer's 2004 Equity Incentive Plan.

Read SEC document
December 23, 2019 Filed Dec 26, 2019 14:51 UTC MICRON TECHNOLOGY INC MU · Entity 2793 Tax withholdingPerformance Restricted Stock Units · Derivative 3,836 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000723125-19-000190 · edgar.xml · derivative · entry 1

MEHROTRA SANJAY · CIK 0001242654 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,032

Underlying: Common Stock · 3,836 shares

Expires not disclosed

F1 · shares: Performance-based restricted stock units withheld for employment tax (and related income tax) obligations upon a portion of the grant being earned by (but not yet payable to) the reporting person. Additional shares remain unvested.

F2 · derivative.exercise_date: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to new technology ramp and Company performance over a 3-year period beginning August 30, 2018 and ending on September 2, 2021, and certification of such performance by the Compensation Committee following the conclusion of the performance period.

F2 · derivative.expiration_date: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to new technology ramp and Company performance over a 3-year period beginning August 30, 2018 and ending on September 2, 2021, and certification of such performance by the Compensation Committee following the conclusion of the performance period.

Read SEC document
November 12, 2019 Filed May 12, 2020 20:12 UTC MICRON TECHNOLOGY INC MU · Entity 2793 GiftCommon Stock 20,341 $0.00 $0.00
Disclosure

SEC source: 0000723125-20-000043 · edgar.xml · nonDerivative · entry 2

MEHROTRA SANJAY · CIK 0001242654 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRAT

Disclosed balance after: 73,073

F1 · ownership.nature: Shares are held in a grantor retained annuity trust for the benefit of the reporting person and his immediate family.

Read SEC document
November 12, 2019 Filed May 12, 2020 20:12 UTC MICRON TECHNOLOGY INC MU · Entity 2793 GiftCommon Stock 20,341 $0.00 $0.00
Disclosure

SEC source: 0000723125-20-000043 · edgar.xml · nonDerivative · entry 1

MEHROTRA SANJAY · CIK 0001242654 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,239

Read SEC document
October 24, 2019 Filed Oct 28, 2019 22:31 UTC MICRON TECHNOLOGY INC MU · Entity 2793 Tax withholdingCommon Stock 17,895 $44.66 $799,190.70
Disclosure

SEC source: 0000723125-19-000139 · edgar.xml · nonDerivative · entry 1

MEHROTRA SANJAY · CIK 0001242654 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 543,312

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock units awarded under the Issuer's 2004 Equity Incentive Plan.

Read SEC document
October 16, 2019 Filed Oct 18, 2019 21:26 UTC MICRON TECHNOLOGY INC MU · Entity 2793 GrantPerformance Restricted Stock Units · Derivative 80,715 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000723125-19-000107 · edgar.xml · derivative · entry 4

MEHROTRA SANJAY · CIK 0001242654 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,715

Underlying: Common Stock · 80,715 shares

Expires not disclosed

F4 · derivative.exercise_date: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to NAND delivery and solutions over a 3-year period beginning August 30, 2019 and ending on September 1, 2022, and certification of such performance by the Compensation Committee following the conclusion of the performance period.

F4 · derivative.expiration_date: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to NAND delivery and solutions over a 3-year period beginning August 30, 2019 and ending on September 1, 2022, and certification of such performance by the Compensation Committee following the conclusion of the performance period.

F4 · derivative.underlying_shares: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to NAND delivery and solutions over a 3-year period beginning August 30, 2019 and ending on September 1, 2022, and certification of such performance by the Compensation Committee following the conclusion of the performance period.

Read SEC document
October 16, 2019 Filed Oct 18, 2019 21:26 UTC MICRON TECHNOLOGY INC MU · Entity 2793 GrantPerformance Restricted Stock Units · Derivative 64,278 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000723125-19-000107 · edgar.xml · derivative · entry 3

MEHROTRA SANJAY · CIK 0001242654 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,278

Underlying: Common Stock · 64,278 shares

Expires not disclosed

F3 · derivative.exercise_date: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to relative total shareholder return over a 3-year period beginning August 30, 2019 and ending on September 1, 2022, and certification of such performance by the Compensation Committee following the conclusion of the performance period.

F3 · derivative.expiration_date: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to relative total shareholder return over a 3-year period beginning August 30, 2019 and ending on September 1, 2022, and certification of such performance by the Compensation Committee following the conclusion of the performance period.

F3 · derivative.underlying_shares: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to relative total shareholder return over a 3-year period beginning August 30, 2019 and ending on September 1, 2022, and certification of such performance by the Compensation Committee following the conclusion of the performance period.

Read SEC document
October 16, 2019 Filed Oct 18, 2019 21:26 UTC MICRON TECHNOLOGY INC MU · Entity 2793 GrantCommon Stock 161,429 $0.00 $0.00
Disclosure

SEC source: 0000723125-19-000107 · edgar.xml · nonDerivative · entry 2

MEHROTRA SANJAY · CIK 0001242654 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 561,207

F2 · shares: Restricted Stock Awards vest in 33 1/3% increments annually on the anniversary beginning of the grant.

Read SEC document
October 16, 2019 Filed Oct 18, 2019 21:26 UTC MICRON TECHNOLOGY INC MU · Entity 2793 Tax withholdingCommon Stock 23,423 $46.46 $1,088,232.58
Disclosure

SEC source: 0000723125-19-000107 · edgar.xml · nonDerivative · entry 1

MEHROTRA SANJAY · CIK 0001242654 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,778

F1 · shares: Withholding of shares of common stock to satisfy tax obligations in connection with the vesting of restricted stock awarded under the Issuer's 2004 Equity Incentive Plan.

Read SEC document
May 08, 2019 Filed May 9, 2019 22:20 UTC MICRON TECHNOLOGY INC MU · Entity 2793 Tax withholdingCommon Stock 26,555 $40.26 $1,069,104.30
Disclosure

SEC source: 0000723125-19-000024 · edgar.xml · nonDerivative · entry 3

MEHROTRA SANJAY · CIK 0001242654 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,469

F2 · shares: Withholding of shares of common stock to satisfy tax obligations in connection with the vesting of restricted stock awarded under the Issuer's 2004 Equity Incentive Plan.

Read SEC document
November 08, 2018 Filed May 9, 2019 22:20 UTC MICRON TECHNOLOGY INC MU · Entity 2793 GiftCommon Stock 52,732 $0.00 $0.00
Disclosure

SEC source: 0000723125-19-000024 · edgar.xml · nonDerivative · entry 2

MEHROTRA SANJAY · CIK 0001242654 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRAT

Disclosed balance after: 52,732

F1 · ownership.nature: Shares are held in a grantor retained annuity trust for the benefit of the reporting person and his immeidate family.

Read SEC document
November 08, 2018 Filed May 9, 2019 22:20 UTC MICRON TECHNOLOGY INC MU · Entity 2793 GiftCommon Stock 52,732 $0.00 $0.00
Disclosure

SEC source: 0000723125-19-000024 · edgar.xml · nonDerivative · entry 1

MEHROTRA SANJAY · CIK 0001242654 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,024

Read SEC document
October 24, 2018 Filed Oct 25, 2018 21:44 UTC MICRON TECHNOLOGY INC MU · Entity 2793 Tax withholdingCommon Stock 17,895 $38.68 $692,178.60
Disclosure

SEC source: 0000723125-18-000131 · edgar.xml · nonDerivative · entry 1

MEHROTRA SANJAY · CIK 0001242654 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,756

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's 2004 Equity Incentive Plan.

Read SEC document
October 16, 2018 Filed Oct 18, 2018 20:51 UTC MICRON TECHNOLOGY INC MU · Entity 2793 GrantPerformance Restricted Stock Units · Derivative 132,868 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000723125-18-000120 · edgar.xml · derivative · entry 2

MEHROTRA SANJAY · CIK 0001242654 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,868

Underlying: Common Stock · 132,868 shares

Expires not disclosed

F2 · derivative.exercise_date: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to new technology ramp and Company performance over a 3-year period beginning August 30, 2018 and ending on September 2, 2021, and certification of such performance by the Compensation Committee following the conclusion of the performance period.

F2 · derivative.expiration_date: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to new technology ramp and Company performance over a 3-year period beginning August 30, 2018 and ending on September 2, 2021, and certification of such performance by the Compensation Committee following the conclusion of the performance period.

F2 · derivative.underlying_shares: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to new technology ramp and Company performance over a 3-year period beginning August 30, 2018 and ending on September 2, 2021, and certification of such performance by the Compensation Committee following the conclusion of the performance period.

Read SEC document
October 16, 2018 Filed Oct 18, 2018 20:51 UTC MICRON TECHNOLOGY INC MU · Entity 2793 GrantCommon Stock 141,710 $0.00 $0.00
Disclosure

SEC source: 0000723125-18-000120 · edgar.xml · nonDerivative · entry 1

MEHROTRA SANJAY · CIK 0001242654 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,651

F1 · shares: Restricted Stock Awards vest in 33 1/3% increments annually on the anniversary of the grant.

Read SEC document
July 06, 2018 Filed Jul 9, 2018 08:17 UTC CAVIUM, INC. CAVM · Entity 165173 Disposition to issuerStock Option Right to Buy · Derivative 3,000 Not disclosed Strike: $76.38 Not disclosed
Disclosure

SEC source: 0001209191-18-041923 · doc4.xml · derivative · entry 5

MEHROTRA SANJAY · CIK 0001242654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2022-06-18

F2 · price: Disposed of pursuant to the Merger Agreement, whereby at the effective time of the Merger (the "Effective Time") each outstanding and vested Company stock option held by non-employee directors (other than directors who will serve on Marvell's board of directors following the Merger) was converted into the right to receive an amount in cash equal to the positive difference, if any, between (x) (A) $40.00 plus (B) the product of (i) 2.1757 multiplied by (ii) the volume weighted average trading price of Marvell common stock on Nasdaq for the five (5) consecutive trading days ending on the trading day immediately preceding the closing date of the Merger (the sum, the "Equity Award Cash Consideration," calculated to equal $86.83) minus (y) the exercise price applicable to the Company stock option, multiplied by (z) the number of shares of Company common stock for which the Company stock option was exercisable, less any amount required to be withheld.

F2 · derivative.exercise_date: Disposed of pursuant to the Merger Agreement, whereby at the effective time of the Merger (the "Effective Time") each outstanding and vested Company stock option held by non-employee directors (other than directors who will serve on Marvell's board of directors following the Merger) was converted into the right to receive an amount in cash equal to the positive difference, if any, between (x) (A) $40.00 plus (B) the product of (i) 2.1757 multiplied by (ii) the volume weighted average trading price of Marvell common stock on Nasdaq for the five (5) consecutive trading days ending on the trading day immediately preceding the closing date of the Merger (the sum, the "Equity Award Cash Consideration," calculated to equal $86.83) minus (y) the exercise price applicable to the Company stock option, multiplied by (z) the number of shares of Company common stock for which the Company stock option was exercisable, less any amount required to be withheld.

Read SEC document
July 06, 2018 Filed Jul 9, 2018 08:17 UTC CAVIUM, INC. CAVM · Entity 165173 Disposition to issuerStock Option Right to Buy · Derivative 3,000 Not disclosed Strike: $50.83 Not disclosed
Disclosure

SEC source: 0001209191-18-041923 · doc4.xml · derivative · entry 4

MEHROTRA SANJAY · CIK 0001242654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2021-06-19

F2 · price: Disposed of pursuant to the Merger Agreement, whereby at the effective time of the Merger (the "Effective Time") each outstanding and vested Company stock option held by non-employee directors (other than directors who will serve on Marvell's board of directors following the Merger) was converted into the right to receive an amount in cash equal to the positive difference, if any, between (x) (A) $40.00 plus (B) the product of (i) 2.1757 multiplied by (ii) the volume weighted average trading price of Marvell common stock on Nasdaq for the five (5) consecutive trading days ending on the trading day immediately preceding the closing date of the Merger (the sum, the "Equity Award Cash Consideration," calculated to equal $86.83) minus (y) the exercise price applicable to the Company stock option, multiplied by (z) the number of shares of Company common stock for which the Company stock option was exercisable, less any amount required to be withheld.

F2 · derivative.exercise_date: Disposed of pursuant to the Merger Agreement, whereby at the effective time of the Merger (the "Effective Time") each outstanding and vested Company stock option held by non-employee directors (other than directors who will serve on Marvell's board of directors following the Merger) was converted into the right to receive an amount in cash equal to the positive difference, if any, between (x) (A) $40.00 plus (B) the product of (i) 2.1757 multiplied by (ii) the volume weighted average trading price of Marvell common stock on Nasdaq for the five (5) consecutive trading days ending on the trading day immediately preceding the closing date of the Merger (the sum, the "Equity Award Cash Consideration," calculated to equal $86.83) minus (y) the exercise price applicable to the Company stock option, multiplied by (z) the number of shares of Company common stock for which the Company stock option was exercisable, less any amount required to be withheld.

Read SEC document
July 06, 2018 Filed Jul 9, 2018 08:17 UTC CAVIUM, INC. CAVM · Entity 165173 Disposition to issuerStock Option Right to Buy · Derivative 7,000 Not disclosed Strike: $33.44 Not disclosed
Disclosure

SEC source: 0001209191-18-041923 · doc4.xml · derivative · entry 3

MEHROTRA SANJAY · CIK 0001242654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,000 shares

Expires 2020-05-30

F2 · price: Disposed of pursuant to the Merger Agreement, whereby at the effective time of the Merger (the "Effective Time") each outstanding and vested Company stock option held by non-employee directors (other than directors who will serve on Marvell's board of directors following the Merger) was converted into the right to receive an amount in cash equal to the positive difference, if any, between (x) (A) $40.00 plus (B) the product of (i) 2.1757 multiplied by (ii) the volume weighted average trading price of Marvell common stock on Nasdaq for the five (5) consecutive trading days ending on the trading day immediately preceding the closing date of the Merger (the sum, the "Equity Award Cash Consideration," calculated to equal $86.83) minus (y) the exercise price applicable to the Company stock option, multiplied by (z) the number of shares of Company common stock for which the Company stock option was exercisable, less any amount required to be withheld.

F2 · derivative.exercise_date: Disposed of pursuant to the Merger Agreement, whereby at the effective time of the Merger (the "Effective Time") each outstanding and vested Company stock option held by non-employee directors (other than directors who will serve on Marvell's board of directors following the Merger) was converted into the right to receive an amount in cash equal to the positive difference, if any, between (x) (A) $40.00 plus (B) the product of (i) 2.1757 multiplied by (ii) the volume weighted average trading price of Marvell common stock on Nasdaq for the five (5) consecutive trading days ending on the trading day immediately preceding the closing date of the Merger (the sum, the "Equity Award Cash Consideration," calculated to equal $86.83) minus (y) the exercise price applicable to the Company stock option, multiplied by (z) the number of shares of Company common stock for which the Company stock option was exercisable, less any amount required to be withheld.

Read SEC document
July 06, 2018 Filed Jul 9, 2018 08:17 UTC CAVIUM, INC. CAVM · Entity 165173 Disposition to issuerStock Option Right to Buy · Derivative 14,000 Not disclosed Strike: $25.99 Not disclosed
Disclosure

SEC source: 0001209191-18-041923 · doc4.xml · derivative · entry 2

MEHROTRA SANJAY · CIK 0001242654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,000 shares

Expires 2019-06-08

F2 · price: Disposed of pursuant to the Merger Agreement, whereby at the effective time of the Merger (the "Effective Time") each outstanding and vested Company stock option held by non-employee directors (other than directors who will serve on Marvell's board of directors following the Merger) was converted into the right to receive an amount in cash equal to the positive difference, if any, between (x) (A) $40.00 plus (B) the product of (i) 2.1757 multiplied by (ii) the volume weighted average trading price of Marvell common stock on Nasdaq for the five (5) consecutive trading days ending on the trading day immediately preceding the closing date of the Merger (the sum, the "Equity Award Cash Consideration," calculated to equal $86.83) minus (y) the exercise price applicable to the Company stock option, multiplied by (z) the number of shares of Company common stock for which the Company stock option was exercisable, less any amount required to be withheld.

F2 · derivative.exercise_date: Disposed of pursuant to the Merger Agreement, whereby at the effective time of the Merger (the "Effective Time") each outstanding and vested Company stock option held by non-employee directors (other than directors who will serve on Marvell's board of directors following the Merger) was converted into the right to receive an amount in cash equal to the positive difference, if any, between (x) (A) $40.00 plus (B) the product of (i) 2.1757 multiplied by (ii) the volume weighted average trading price of Marvell common stock on Nasdaq for the five (5) consecutive trading days ending on the trading day immediately preceding the closing date of the Merger (the sum, the "Equity Award Cash Consideration," calculated to equal $86.83) minus (y) the exercise price applicable to the Company stock option, multiplied by (z) the number of shares of Company common stock for which the Company stock option was exercisable, less any amount required to be withheld.

Read SEC document
July 06, 2018 Filed Jul 9, 2018 08:17 UTC CAVIUM, INC. CAVM · Entity 165173 OtherCommon Stock 73,011 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-041923 · doc4.xml · nonDerivative · entry 1

MEHROTRA SANJAY · CIK 0001242654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,222

F1 · date: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 19, 2017 (the "Merger Agreement" and, the transaction contemplated therein, the "Merger"), by and among Cavium, Inc. (the "Company"), Marvell Technology Group Ltd. ("Marvell"), and Kauai Acquisition Corp., an indirect wholly owned subsidiary of Parent ("Merger Sub"), whereby each share of Company common stock was canceled and automatically converted into $40.00 in cash, without interest, and 2.1757 shares of Marvell common stock (together, the "Per Share Amount"), with the fractional shares being paid in cash as provided in the Merger Agreement. The market value of the Per Share Amount is $86.43 per share, based on the trading price of Marvell common stock as of the end of trading on July 5, 2018.

F1 · shares: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 19, 2017 (the "Merger Agreement" and, the transaction contemplated therein, the "Merger"), by and among Cavium, Inc. (the "Company"), Marvell Technology Group Ltd. ("Marvell"), and Kauai Acquisition Corp., an indirect wholly owned subsidiary of Parent ("Merger Sub"), whereby each share of Company common stock was canceled and automatically converted into $40.00 in cash, without interest, and 2.1757 shares of Marvell common stock (together, the "Per Share Amount"), with the fractional shares being paid in cash as provided in the Merger Agreement. The market value of the Per Share Amount is $86.43 per share, based on the trading price of Marvell common stock as of the end of trading on July 5, 2018.

F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 19, 2017 (the "Merger Agreement" and, the transaction contemplated therein, the "Merger"), by and among Cavium, Inc. (the "Company"), Marvell Technology Group Ltd. ("Marvell"), and Kauai Acquisition Corp., an indirect wholly owned subsidiary of Parent ("Merger Sub"), whereby each share of Company common stock was canceled and automatically converted into $40.00 in cash, without interest, and 2.1757 shares of Marvell common stock (together, the "Per Share Amount"), with the fractional shares being paid in cash as provided in the Merger Agreement. The market value of the Per Share Amount is $86.43 per share, based on the trading price of Marvell common stock as of the end of trading on July 5, 2018.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:44 UTC MICRON TECHNOLOGY INC MU · Entity 2793 Tax withholdingCommon Stock 26,507 $48.48 $1,285,059.36
Disclosure

SEC source: 0000723125-18-000046 · edgar.xml · nonDerivative · entry 1

MEHROTRA SANJAY · CIK 0001242654 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,941

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's 2004 Equity Incentive Plan.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 16:58 UTC CAVIUM, INC. CAVM · Entity 165173 Exercise / conversionStock option right to buy · Derivative 12,500 $0.00 Strike: $42.01 $0.00
Disclosure

SEC source: 0001209191-18-019262 · doc4.xml · derivative · entry 3

MEHROTRA SANJAY · CIK 0001242654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 12,500 shares

Expires 2018-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/48th of the shares subject to the option vest monthly over 48 months.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 16:58 UTC CAVIUM, INC. CAVM · Entity 165173 SaleCommon stock 12,500 $91.20 $1,140,000.00
Disclosure

SEC source: 0001209191-18-019262 · doc4.xml · nonDerivative · entry 2

MEHROTRA SANJAY · CIK 0001242654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,011

F1 · price: Shares were sold ranging from $90.84 per share to $91.73 per share.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 16:58 UTC CAVIUM, INC. CAVM · Entity 165173 Exercise / conversionCommon stock 12,500 $42.01 $525,125.00
Disclosure

SEC source: 0001209191-18-019262 · doc4.xml · nonDerivative · entry 1

MEHROTRA SANJAY · CIK 0001242654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2017 Filed Oct 26, 2017 21:14 UTC MICRON TECHNOLOGY INC MU · Entity 2793 GrantPerformance Restricted Stock Units · Derivative 64,775 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000723125-17-000132 · edgar.xml · derivative · entry 3

MEHROTRA SANJAY · CIK 0001242654 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,775

Underlying: Common Stock · 64,775 shares

Expires not disclosed

F2 · derivative.exercise_price: Not Applicable - Grant of restricted stock units.

F4 · derivative.exercise_date: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to new technology ramp and Company valuation over a 3-year performance period beginning September 1, 2017 and ending on September 3, 2020, and certification of such performance by the Compensation Committee following the conclusion of the performance period.

F2 · derivative.expiration_date: Not Applicable - Grant of restricted stock units.

F4 · derivative.underlying_shares: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to new technology ramp and Company valuation over a 3-year performance period beginning September 1, 2017 and ending on September 3, 2020, and certification of such performance by the Compensation Committee following the conclusion of the performance period.

Read SEC document
October 24, 2017 Filed Oct 26, 2017 21:14 UTC MICRON TECHNOLOGY INC MU · Entity 2793 GrantNon-Qualified Stock Option · Derivative 140,308 $0.00 Strike: $41.56 $0.00
Disclosure

SEC source: 0000723125-17-000132 · edgar.xml · derivative · entry 2

MEHROTRA SANJAY · CIK 0001242654 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,308

Underlying: Common Stock · 140,308 shares

Expires 2025-10-24

F3 · derivative.exercise_date: Non-qualifed Stock Options vest in 25% increments annually on the anniversary of the grant.

Read SEC document
October 24, 2017 Filed Oct 26, 2017 21:14 UTC MICRON TECHNOLOGY INC MU · Entity 2793 GrantCommon Stock 108,277 $0.00 $0.00
Disclosure

SEC source: 0000723125-17-000132 · edgar.xml · nonDerivative · entry 1

MEHROTRA SANJAY · CIK 0001242654 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,448

F1 · shares: Restricted Stock Awards vest in 33 1/3% increments annually on the anniversary of the grant.

Read SEC document
June 20, 2017 Filed Jun 20, 2017 17:49 UTC CAVIUM, INC. CAVM · Entity 165173 GrantCommon stock 3,803 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-041125 · doc4.xml · nonDerivative · entry 1

MEHROTRA SANJAY · CIK 0001242654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,011

F1 · kind: This was an annual Restricted Stock Unit (RSU) grant to the reporting person pursuant to Cavium's 2016 Equity Incentive Plan. This RSU grant will vest on April 30, 2018. On the vesting date, for each RSU vesting on such date, the reporting person will receive one share of Cavium's common stock at no cost.

F1 · price: This was an annual Restricted Stock Unit (RSU) grant to the reporting person pursuant to Cavium's 2016 Equity Incentive Plan. This RSU grant will vest on April 30, 2018. On the vesting date, for each RSU vesting on such date, the reporting person will receive one share of Cavium's common stock at no cost.

Read SEC document
May 08, 2017 Filed May 10, 2017 20:21 UTC MICRON TECHNOLOGY INC MU · Entity 2793 GrantNon-Qualified Stock Option · Derivative 571,976 $0.00 Strike: $28.20 $0.00
Disclosure

SEC source: 0000723125-17-000058 · edgar.xml · derivative · entry 2

MEHROTRA SANJAY · CIK 0001242654 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 571,976

Underlying: Common Stock · 571,976 shares

Expires 2025-05-08

F2 · derivative.exercise_date: Non-qualifed Stock Options vest in 25% increments annually on the anniversary of the grant.

Read SEC document
May 08, 2017 Filed May 10, 2017 20:21 UTC MICRON TECHNOLOGY INC MU · Entity 2793 GrantCommon Stock 244,171 $0.00 $0.00
Disclosure

SEC source: 0000723125-17-000058 · edgar.xml · nonDerivative · entry 1

MEHROTRA SANJAY · CIK 0001242654 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,171

F1 · shares: Restricted Stock Awards vest in 25% increments annually on the anniversary of the grant.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 17:51 UTC CAVIUM, INC. CAVM · Entity 165173 Exercise / conversionStock option right to buy · Derivative 12,500 $0.00 Strike: $25.17 $0.00
Disclosure

SEC source: 0001209191-17-014471 · doc4.xml · derivative · entry 3

MEHROTRA SANJAY · CIK 0001242654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 12,500 shares

Expires 2017-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/48th of the shares subject to the option vest monthly over 48 months.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 17:51 UTC CAVIUM, INC. CAVM · Entity 165173 SaleCommon stock 12,500 $67.00 $837,500.00
Disclosure

SEC source: 0001209191-17-014471 · doc4.xml · nonDerivative · entry 2

MEHROTRA SANJAY · CIK 0001242654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,208

F1 · price: Shares were sold ranging from $66.76 per share to $67.49 per share.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 17:51 UTC CAVIUM, INC. CAVM · Entity 165173 Exercise / conversionCommon stock 12,500 $25.17 $314,625.00
Disclosure

SEC source: 0001209191-17-014471 · doc4.xml · nonDerivative · entry 1

MEHROTRA SANJAY · CIK 0001242654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2017 Filed Jan 20, 2017 00:54 UTC WESTERN DIGITAL CORP WDC · Entity 1010 GrantDividend Equivalent Rights · Derivative 28.5465 $0.00 $0.00
Disclosure

SEC source: 0001266824-17-000032 · edgardoc.xml · derivative · entry 1

MEHROTRA SANJAY · CIK 0001242654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28.5465

Underlying: Common Stock · 28.5465 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

Read SEC document
December 09, 2016 Filed Dec 14, 2016 00:29 UTC WESTERN DIGITAL CORP WDC · Entity 1010 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $40.85 $0.00
Disclosure

SEC source: 0001266824-16-000469 · edgardoc.xml · derivative · entry 6

MEHROTRA SANJAY · CIK 0001242654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,350

Underlying: Common Stock · 100,000 shares

Expires 2017-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option is fully vested and immediately exercisable.

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December 09, 2016 Filed Dec 14, 2016 00:29 UTC WESTERN DIGITAL CORP WDC · Entity 1010 SaleCommon Stock 4,800 $68.67 $329,604.96
Disclosure

SEC source: 0001266824-16-000469 · edgardoc.xml · nonDerivative · entry 3

MEHROTRA SANJAY · CIK 0001242654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,089

F2 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $68.595 to a high of $68.86. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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December 09, 2016 Filed Dec 14, 2016 00:29 UTC WESTERN DIGITAL CORP WDC · Entity 1010 SaleCommon Stock 95,200 $68.05 $6,478,150.56
Disclosure

SEC source: 0001266824-16-000469 · edgardoc.xml · nonDerivative · entry 2

MEHROTRA SANJAY · CIK 0001242654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,889

F1 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $67.585 to a high of $68.58. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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December 09, 2016 Filed Dec 14, 2016 00:29 UTC WESTERN DIGITAL CORP WDC · Entity 1010 Exercise / conversionCommon Stock 100,000 $40.85 $4,085,000.00
Disclosure

SEC source: 0001266824-16-000469 · edgardoc.xml · nonDerivative · entry 1

MEHROTRA SANJAY · CIK 0001242654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2016 Filed Nov 8, 2016 00:37 UTC WESTERN DIGITAL CORP WDC · Entity 1010 GrantCommon Stock 4,089 $0.00 $0.00
Disclosure

SEC source: 0001266824-16-000443 · edgardoc.xml · nonDerivative · entry 1

MEHROTRA SANJAY · CIK 0001242654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,089

F1 · security: Represents the grant of restricted stock units to the reporting person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

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November 03, 2016 Filed Nov 8, 2016 00:37 UTC WESTERN DIGITAL CORP WDC · Entity 1010 Exercise / conversionDividend Equivalent Rights · Derivative 32.5727 $0.00 $0.00
Disclosure

SEC source: 0001266824-16-000443 · edgardoc.xml · derivative · entry 4

MEHROTRA SANJAY · CIK 0001242654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32.5727 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $31.58 was also paid to the holder to settle a fractional dividend equivalent of 0.5727.

F2 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $31.58 was also paid to the holder to settle a fractional dividend equivalent of 0.5727.

F2 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $31.58 was also paid to the holder to settle a fractional dividend equivalent of 0.5727.

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November 03, 2016 Filed Nov 8, 2016 00:37 UTC WESTERN DIGITAL CORP WDC · Entity 1010 Exercise / conversionCommon Stock 32 $0.00 $0.00
Disclosure

SEC source: 0001266824-16-000443 · edgardoc.xml · nonDerivative · entry 2

MEHROTRA SANJAY · CIK 0001242654 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 9,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $31.58 was also paid to the holder to settle a fractional dividend equivalent of 0.5727.

F3 · ownership.nature: Includes change in form of beneficial ownership of shares of Issuer's common stock in connection with the vesting of the reporting person's restricted stock unit award. The underlying shares were issued directly to the reporting person's Family Trust account.

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October 17, 2016 Filed Oct 20, 2016 00:17 UTC WESTERN DIGITAL CORP WDC · Entity 1010 GrantDividend Equivalent Rights · Derivative 16.1286 $0.00 $0.00
Disclosure

SEC source: 0001266824-16-000420 · edgardoc.xml · derivative · entry 1

MEHROTRA SANJAY · CIK 0001242654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32.5727

Underlying: Common Stock · 16.1286 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

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July 15, 2016 Filed Jul 20, 2016 01:09 UTC WESTERN DIGITAL CORP WDC · Entity 1010 GrantDividend Equivalent Rights · Derivative 16.4441 $0.00 $0.00
Disclosure

SEC source: 0001266824-16-000336 · edgardoc.xml · derivative · entry 1

MEHROTRA SANJAY · CIK 0001242654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16.4441

Underlying: Common Stock · 16.4441 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

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May 12, 2016 Filed May 16, 2016 23:58 UTC WESTERN DIGITAL CORP WDC · Entity 1010 GrantNon-Qualified Stock Option (right to buy) · Derivative 379,350 Not disclosed Strike: $40.85 Not disclosed
Disclosure

SEC source: 0001266824-16-000301 · edgardoc.xml · derivative · entry 4

MEHROTRA SANJAY · CIK 0001242654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,350

Underlying: Common Stock · 379,350 shares

Expires 2017-05-12

F4 · price: Acquired in connection with the Merger. Pursuant to the Merger Agreement, at the effective time of the Merger, the reporting person?s stock option to acquire 187,500 shares of SanDisk common stock for $82.63 per share was assumed by the Issuer and converted into an option to acquire shares of the Issuer?s common stock.

F3 · derivative.exercise_date: The stock option is fully vested and immediately exercisable.

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May 12, 2016 Filed May 16, 2016 23:58 UTC WESTERN DIGITAL CORP WDC · Entity 1010 GrantCommon Stock 19,192 Not disclosed Not disclosed
Disclosure

SEC source: 0001266824-16-000301 · edgardoc.xml · nonDerivative · entry 3

MEHROTRA SANJAY · CIK 0001242654 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by GRAT

Disclosed balance after: 19,192

F2 · price: Acquired in connection with the merger (the ?Merger?) of a wholly owned subsidiary of the Issuer (?Merger Sub?) with and into SanDisk Corporation (?SanDisk?) pursuant to the Agreement and Plan of Merger, dated October 21, 2015, by and among the Issuer, Merger Sub and SanDisk (the ?Merger Agreement?). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of SanDisk common stock owned by the reporting person was converted into the right to receive $67.50 in cash and 0.2387 shares of the Issuer?s common stock. On the effective date of the Merger, the closing price of the Issuer?s common stock was $36.36 per share.

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May 12, 2016 Filed May 16, 2016 23:58 UTC WESTERN DIGITAL CORP WDC · Entity 1010 GrantCommon Stock 7,477 Not disclosed Not disclosed
Disclosure

SEC source: 0001266824-16-000301 · edgardoc.xml · nonDerivative · entry 2

MEHROTRA SANJAY · CIK 0001242654 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 7,477

F2 · price: Acquired in connection with the merger (the ?Merger?) of a wholly owned subsidiary of the Issuer (?Merger Sub?) with and into SanDisk Corporation (?SanDisk?) pursuant to the Agreement and Plan of Merger, dated October 21, 2015, by and among the Issuer, Merger Sub and SanDisk (the ?Merger Agreement?). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of SanDisk common stock owned by the reporting person was converted into the right to receive $67.50 in cash and 0.2387 shares of the Issuer?s common stock. On the effective date of the Merger, the closing price of the Issuer?s common stock was $36.36 per share.

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May 12, 2016 Filed May 16, 2016 23:58 UTC WESTERN DIGITAL CORP WDC · Entity 1010 GrantCommon Stock 1,699 $0.00 $0.00
Disclosure

SEC source: 0001266824-16-000301 · edgardoc.xml · nonDerivative · entry 1

MEHROTRA SANJAY · CIK 0001242654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,699

F1 · security: Represents the grant of restricted stock units to the reporting person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.