Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADVANCED MICRO DEVICES INCAMD · Entity 2796 | EVP, CFO and Treasurer | August 25, 2026 | August 27, 2026 |
| Fortinet, Inc.FTNT · Entity 2890 | Director | September 30, 2026 | October 02, 2026 |
| Marvell Technology, Inc.MRVL · Entity 521 | Chief Financial Officer | January 15, 2023 | January 18, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADVANCED MICRO DEVICES INC
Report date August 25, 2026 · Filed August 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 160,979 |
Ending reported balance
After 2026-08-25 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2026-08-25 · Sale · Disposed 900 · Balance 175,079 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2026. F2: Transaction executed in multiple trades at prices ranging from $469.61 to $470.54 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Row 2 · 2026-08-25 · Sale · Disposed 800 · Balance 174,279 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2026. F3: Transaction executed in multiple trades at prices ranging from $470.69 to $471.66 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Row 3 · 2026-08-25 · Sale · Disposed 2,513 · Balance 171,766 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2026. F4: Transaction executed in multiple trades at prices ranging from $471.90 to $472.78 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Row 4 · 2026-08-25 · Sale · Disposed 2,327 · Balance 169,439 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2026. F5: Transaction executed in multiple trades at prices ranging from $473.00 to $473.86 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Row 5 · 2026-08-25 · Sale · Disposed 3,831 · Balance 165,608 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2026. F6: Transaction executed in multiple trades at prices ranging from $474.00 to $474.93 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Row 6 · 2026-08-25 · Sale · Disposed 1,429 · Balance 164,179 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2026. F7: Transaction executed in multiple trades at prices ranging from $475.01 to $476.00 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Row 7 · 2026-08-25 · Sale · Disposed 3,100 · Balance 161,079 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2026. F8: Transaction executed in multiple trades at prices ranging from $476.05 to $476.97 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Row 8 · 2026-08-25 · Sale · Disposed 100 · Balance 160,979 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2026. |
| Common StockSEC Table I · non-derivative | IndirectBy Grantor Retained Annuity Trust Hu 2025 GRAT-1 | 19,243 |
Reported balance
Holding disclosure · report date 2026-08-25 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 19,243 |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2026.
F2: Transaction executed in multiple trades at prices ranging from $469.61 to $470.54 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F3: Transaction executed in multiple trades at prices ranging from $470.69 to $471.66 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4: Transaction executed in multiple trades at prices ranging from $471.90 to $472.78 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5: Transaction executed in multiple trades at prices ranging from $473.00 to $473.86 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F6: Transaction executed in multiple trades at prices ranging from $474.00 to $474.93 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F7: Transaction executed in multiple trades at prices ranging from $475.01 to $476.00 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F8: Transaction executed in multiple trades at prices ranging from $476.05 to $476.97 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Fortinet, Inc.
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 39,508 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Exercise / conversion · Acquired 459 · Balance 39,508 F1: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 12, 2026. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,377 |
Reported balance
After 2026-09-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-30 · Exercise / conversion · Disposed 459 · Balance 1,377 F2: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. F1: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 12, 2026. F3: The RSUs will vest in substantially equal increments on each of September 30, 2026, December 31, 2026, March 31, 2027, and the earlier of (i) June 30, 2027 and (ii) the date immediately preceding the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting. F4: RSUs do not expire; they either vest or are canceled prior to vest date. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 12, 2026.
F2: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.
F3: The RSUs will vest in substantially equal increments on each of September 30, 2026, December 31, 2026, March 31, 2027, and the earlier of (i) June 30, 2027 and (ii) the date immediately preceding the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.
F4: RSUs do not expire; they either vest or are canceled prior to vest date.
Marvell Technology, Inc.
Report date January 15, 2023 · Filed January 18, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 245,179 |
Ending reported balance
After 2023-01-15 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2023-01-15 · Exercise / conversion · Acquired 3,976 · Balance 242,675 Row 2 · 2023-01-15 · Tax withholding · Disposed 1,194 · Balance 241,481 F1: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs"). Row 3 · 2023-01-15 · Exercise / conversion · Acquired 2,460 · Balance 243,941 Row 4 · 2023-01-15 · Tax withholding · Disposed 651 · Balance 243,290 F1: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs"). Row 5 · 2023-01-15 · Exercise / conversion · Acquired 2,624 · Balance 245,914 Row 6 · 2023-01-15 · Tax withholding · Disposed 735 · Balance 245,179 F1: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,977 |
Reported balance
After 2023-01-15 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-01-15 · Exercise / conversion · Disposed 3,976 · Balance 3,977 F2: Each RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. F3: The remaining RSUs will vest on 04/15/2023. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 12,301 |
Reported balance
After 2023-01-15 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2023-01-15 · Exercise / conversion · Disposed 2,460 · Balance 12,301 F2: Each RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. F4: The remaining RSUs will vest on 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024 and 04/15/2024. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 23,619 |
Reported balance
After 2023-01-15 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2023-01-15 · Exercise / conversion · Disposed 2,624 · Balance 23,619 F2: Each RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. F5: The remaining RSUs will vest on 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024, 04/15/2024, 07/15/2024, 10/15/2024, 01/15/2025 and 04/15/2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").
F2: Each RSU represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.
F3: The remaining RSUs will vest on 04/15/2023.
F4: The remaining RSUs will vest on 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024 and 04/15/2024.
F5: The remaining RSUs will vest on 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024, 04/15/2024, 07/15/2024, 10/15/2024, 01/15/2025 and 04/15/2025.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MARVELL TECHNOLOGY GROUP LTD
Report date April 20, 2021 · Filed April 20, 2021
Section 16 reporting ended · disclosed 2021-04-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-04-20 transaction · row 1
1 source rowRow 1 · 2021-04-20 · Disposition to issuer · Disposed 96,681 · Balance 0 F1: On April 20, 2021, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 29, 2020 (the "Merger Agreement"), by and among Marvell Technology Group Ltd. ("Marvell"), Marvell Technology, Inc. (f/k/a Maui HoldCo, Inc.), a wholly owned subsidiary of Marvell ("HoldCo"), Maui Acquisition Company Ltd, a wholly owned subsidiary of HoldCo ("Bermuda Merger Sub"), Indigo Acquisition Corp., a wholly owned subsidiary of HoldCo ("Delaware Merger Sub"), and Inphi Corporation ("Inphi"), Bermuda Merger Sub merged with and into Marvell with Marvell as the surviving corporation and a wholly owned subsidiary of Holdco (the "Bermuda Merger"), and Delaware Merger Sub merged with and into Inphi with Inphi as the surviving corporation and a wholly owned subsidiary of Holdco (the "Delaware Merger" and, together with the Bermuda Merger, the "Mergers"). F2: (Continued from footnote 1) At the effective time of the Bermuda Merger, each common share of Marvell, par value $0.002 per share ("Marvell Share"), was automatically converted into the right to receive one share of HoldCo common stock, par value $0.002 per share ("HoldCo Stock"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-04-20 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-04-20 · Disposition to issuer · Disposed 15,465 · Balance 0 F3: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell. F4: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022 and 4/15/2022. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-04-20 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-04-20 · Disposition to issuer · Disposed 31,810 · Balance 0 F3: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell. F5: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022, 4/15/2022, 7/15/2022, 10/15/2022, 1/15/2023 and 4/15/2023. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-04-20 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-04-20 · Disposition to issuer · Disposed 29,521 · Balance 0 F3: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell. F6: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022, 4/15/2022, 7/15/2022, 10/15/2022, 1/15/2023, 4/15/2023, 7/15/2023, 10/15/2023, 1/15/2024, and 4/15/2024. |
| Performance Based Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-04-20 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-04-20 · Disposition to issuer · Disposed 204,262 · Balance 0 F3: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell. F7: Value Creation Award that has been designed to provide a strong incentive to create a substantial increase in shareholder value. Vesting of these performance-based restricted stock units is dependent upon a significant increase in Marvell's stock price. The performance condition will be satisfied once Marvell's average stock price equals or exceeds $40.00 per share for 100 calendar days prior to the fourth anniversary of the date of grant ("Performance Condition"). The shares vest one year after the date the Performance Condition is satisfied. In the event of a change in control, the Performance Condition may be deemed partially satisfied depending on the value received in the transaction. |
Filing footnotes · ownership attribution and instrument terms
F1: On April 20, 2021, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 29, 2020 (the "Merger Agreement"), by and among Marvell Technology Group Ltd. ("Marvell"), Marvell Technology, Inc. (f/k/a Maui HoldCo, Inc.), a wholly owned subsidiary of Marvell ("HoldCo"), Maui Acquisition Company Ltd, a wholly owned subsidiary of HoldCo ("Bermuda Merger Sub"), Indigo Acquisition Corp., a wholly owned subsidiary of HoldCo ("Delaware Merger Sub"), and Inphi Corporation ("Inphi"), Bermuda Merger Sub merged with and into Marvell with Marvell as the surviving corporation and a wholly owned subsidiary of Holdco (the "Bermuda Merger"), and Delaware Merger Sub merged with and into Inphi with Inphi as the surviving corporation and a wholly owned subsidiary of Holdco (the "Delaware Merger" and, together with the Bermuda Merger, the "Mergers").
F2: (Continued from footnote 1) At the effective time of the Bermuda Merger, each common share of Marvell, par value $0.002 per share ("Marvell Share"), was automatically converted into the right to receive one share of HoldCo common stock, par value $0.002 per share ("HoldCo Stock").
F3: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers, except that, for the performance-based restricted stock units, the performance measures will relate to HoldCo instead of Marvell.
F4: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022 and 4/15/2022.
F5: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022, 4/15/2022, 7/15/2022, 10/15/2022, 1/15/2023 and 4/15/2023.
F6: The restricted stock units vest on each of 7/15/2021, 10/15/2021, 1/15/2022, 4/15/2022, 7/15/2022, 10/15/2022, 1/15/2023, 4/15/2023, 7/15/2023, 10/15/2023, 1/15/2024, and 4/15/2024.
F7: Value Creation Award that has been designed to provide a strong incentive to create a substantial increase in shareholder value. Vesting of these performance-based restricted stock units is dependent upon a significant increase in Marvell's stock price. The performance condition will be satisfied once Marvell's average stock price equals or exceeds $40.00 per share for 100 calendar days prior to the fourth anniversary of the date of grant ("Performance Condition"). The shares vest one year after the date the Performance Condition is satisfied. In the event of a change in control, the Performance Condition may be deemed partially satisfied depending on the value received in the transaction.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 15, 2019 Filed Apr 17, 2019 19:58 UTC | MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 | GrantPerformance Based Restricted Stock Units · Derivative | 204,262 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-025175 · doc4.xml · derivative · entry 8 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,262 Underlying: Common Shares · 204,262 shares Expires not disclosed F6 · derivative.exercise_price: Value Creation Award that has been designed to provide a strong incentive to create a substantial increase in shareholder value. Vesting of these performance-based restricted stock units is dependent upon a significant increase in the Company's stock price. The performance condition will be satisfied once the Company's average stock price equals or exceeds $40.00 per share for 100 calendar days prior to the fourth anniversary of the date of grant ("Performance Condition"). The shares vest one year after the date the Performance Condition is satisfied. In the event of a change in control, the Performance Condition may be deemed partially satisfied depending on the value received in the transaction. F6 · derivative.exercise_date: Value Creation Award that has been designed to provide a strong incentive to create a substantial increase in shareholder value. Vesting of these performance-based restricted stock units is dependent upon a significant increase in the Company's stock price. The performance condition will be satisfied once the Company's average stock price equals or exceeds $40.00 per share for 100 calendar days prior to the fourth anniversary of the date of grant ("Performance Condition"). The shares vest one year after the date the Performance Condition is satisfied. In the event of a change in control, the Performance Condition may be deemed partially satisfied depending on the value received in the transaction. F6 · derivative.expiration_date: Value Creation Award that has been designed to provide a strong incentive to create a substantial increase in shareholder value. Vesting of these performance-based restricted stock units is dependent upon a significant increase in the Company's stock price. The performance condition will be satisfied once the Company's average stock price equals or exceeds $40.00 per share for 100 calendar days prior to the fourth anniversary of the date of grant ("Performance Condition"). The shares vest one year after the date the Performance Condition is satisfied. In the event of a change in control, the Performance Condition may be deemed partially satisfied depending on the value received in the transaction. Read SEC document |
| April 15, 2019 Filed Apr 17, 2019 19:58 UTC | MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 | GrantRestricted Stock Units · Derivative | 46,394 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-025175 · doc4.xml · derivative · entry 7 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,394 Underlying: Common Shares · 46,394 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology Group Ltd. ("Marvell") common share upon vesting. F5 · derivative.exercise_date: The Restricted Stock Units (RSUs) will vest in equal quarterly installments over three years, and were granted as part of the annual grant process. F5 · derivative.expiration_date: The Restricted Stock Units (RSUs) will vest in equal quarterly installments over three years, and were granted as part of the annual grant process. Read SEC document |
| April 15, 2019 Filed Apr 17, 2019 19:58 UTC | MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 | Exercise / conversionRestricted Stock Units · Derivative | 12,419 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-025175 · doc4.xml · derivative · entry 6 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,837 Underlying: Common Shares · 12,419 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology Group Ltd. ("Marvell") common share upon vesting. F4 · derivative.exercise_date: The RSUs vest in quarterly installments on each of July 15, 2019, October 15, 2019, January 15, 2020, April 15, 2020, July 15, 2020, October 15, 2020, January 15, 2021 and April 15, 2021. F4 · derivative.expiration_date: The RSUs vest in quarterly installments on each of July 15, 2019, October 15, 2019, January 15, 2020, April 15, 2020, July 15, 2020, October 15, 2020, January 15, 2021 and April 15, 2021. Read SEC document |
| April 15, 2019 Filed Apr 17, 2019 19:58 UTC | MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 | Exercise / conversionRestricted Stock Units · Derivative | 14,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-025175 · doc4.xml · derivative · entry 5 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,287 Underlying: Common Shares · 14,837 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology Group Ltd. ("Marvell") common share upon vesting. F3 · derivative.exercise_date: The remaining RSUs vest on April 15, 2020. F3 · derivative.expiration_date: The remaining RSUs vest on April 15, 2020. Read SEC document |
| April 15, 2019 Filed Apr 17, 2019 19:58 UTC | MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 | Tax withholdingCommon Shares | 4,295 | $23.71 | $101,834.45 |
DisclosureSEC source: 0001209191-19-025175 · doc4.xml · nonDerivative · entry 4 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,907 F1 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs"). Read SEC document |
| April 15, 2019 Filed Apr 17, 2019 19:58 UTC | MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 | Exercise / conversionCommon Shares | 12,419 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-025175 · doc4.xml · nonDerivative · entry 3 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,202 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 15, 2019 Filed Apr 17, 2019 19:58 UTC | MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 | Tax withholdingCommon Shares | 5,131 | $23.71 | $121,656.01 |
DisclosureSEC source: 0001209191-19-025175 · doc4.xml · nonDerivative · entry 2 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,783 F1 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs"). Read SEC document |
| April 15, 2019 Filed Apr 17, 2019 19:58 UTC | MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 | Exercise / conversionCommon Shares | 14,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-025175 · doc4.xml · nonDerivative · entry 1 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,914 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2019 Filed Mar 15, 2019 18:16 UTC | MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 | GrantPerformance Based Restricted Stock Units · Derivative | 52,941 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-019808 · doc4.xml · derivative · entry 2 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,941 Underlying: Common Shares · 52,941 shares Expires 2020-04-15 F3 · shares: Reflects the number of shares earned in respect of performance based restricted stock units originally granted on April 15, 2017. The Compensation Committee of the Board of Directors certified the achievement levels of the operational performance metrics applicable to the award and the number of shares earned based on such results on March 13, 2019. F4 · derivative.exercise_date: These performance based restricted stock units vest on April 15, 2020. Read SEC document |
| March 13, 2019 Filed Mar 15, 2019 18:16 UTC | MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 | GrantPerformance Based Restricted Stock Units · Derivative | 51,709 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-019808 · doc4.xml · derivative · entry 1 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,709 Underlying: Common Shares · 51,709 shares Expires 2019-09-15 F1 · shares: Reflects the number of shares earned in respect of performance based restricted stock units originally granted on September 12, 2016. The Compensation Committee of the Board of Directors certified the achievement levels of the relative TSR performance metrics applicable to the award and the number of shares earned based on such results on March 13, 2019. F2 · derivative.exercise_date: These performance based restricted stock units vest on September 15, 2019. Read SEC document |
| December 26, 2018 Filed Dec 28, 2018 18:48 UTC | MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 | PurchaseCommon Shares | 15,000 | $14.67 | $220,050.00 |
DisclosureSEC source: 0001209191-18-064351 · doc4.xml · nonDerivative · entry 1 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,077 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.66 to $14.68, inclusive. The reporting person undertakes to provide Marvell Technology Group Ltd. ("Marvell"), any security holder of Marvell, or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 16:14 UTC | MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 | Exercise / conversionRestricted Stock Units · Derivative | 17,368 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-051446 · doc4.xml · derivative · entry 3 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,895 Underlying: Common Shares · 17,368 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology Group Ltd. ("Marvell") common share upon vesting. F4 · derivative.exercise_date: The shares vest as to 33% on September 15, 2018 and 34% on September 15, 2019. F4 · derivative.expiration_date: The shares vest as to 33% on September 15, 2018 and 34% on September 15, 2019. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 16:14 UTC | MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 | Tax withholdingCommon Shares | 7,948 | $18.97 | $150,773.56 |
DisclosureSEC source: 0001209191-18-051446 · doc4.xml · nonDerivative · entry 2 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,077 F2 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs"). Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 16:14 UTC | MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 | Exercise / conversionCommon Shares | 17,368 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-051446 · doc4.xml · nonDerivative · entry 1 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,025 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 2,038 shares acquired under the Marvell 2000 Employee Stock Purchase Plan on June 7, 2018, in an exempt transaction under Rule 16b-3(c) of the Securities Exchange Act of 1934. Read SEC document |
| April 15, 2018 Filed Apr 17, 2018 16:14 UTC | MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 | GrantRestricted Stock Option (Right to Buy) · Derivative | 37,256 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-025164 · doc4.xml · derivative · entry 4 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,256 Underlying: Common Stock · 37,256 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one Marvell common share. F4 · derivative.exercise_date: The RSUs vest as to 33% on April 15, 2019 and in eight equal quarterly installments on each of July 15, 2019, October 15, 2019, January 15, 2020, April 15, 2020, July 15, 2020, October 15, 2020, January 15, 2021 and April 15, 2021. F4 · derivative.expiration_date: The RSUs vest as to 33% on April 15, 2019 and in eight equal quarterly installments on each of July 15, 2019, October 15, 2019, January 15, 2020, April 15, 2020, July 15, 2020, October 15, 2020, January 15, 2021 and April 15, 2021. Read SEC document |
| April 15, 2018 Filed Apr 17, 2018 16:14 UTC | MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 | Exercise / conversionRestricted Stock Option (Right to Buy) · Derivative | 14,836 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-025164 · doc4.xml · derivative · entry 3 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,124 Underlying: Common Stock · 14,836 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one Marvell common share. F3 · derivative.exercise_date: The RSUs vest as to 33% on April 15, 2018, 33% on April 15, 2019 and 34% on April 15, 2020. F3 · derivative.expiration_date: The RSUs vest as to 33% on April 15, 2018, 33% on April 15, 2019 and 34% on April 15, 2020. Read SEC document |
| April 15, 2018 Filed Apr 17, 2018 16:14 UTC | MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 | Tax withholdingCommon Stock | 5,132 | $22.01 | $112,955.32 |
DisclosureSEC source: 0001209191-18-025164 · doc4.xml · nonDerivative · entry 2 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,619 F1 · kind: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs"). Read SEC document |
| April 15, 2018 Filed Apr 17, 2018 16:14 UTC | MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 | Exercise / conversionCommon Stock | 14,836 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-025164 · doc4.xml · nonDerivative · entry 1 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,751 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 20:05 UTC | MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 | GrantRestricted Stock Units · Derivative | 78,946 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-020437 · doc4.xml · derivative · entry 2 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,946 Underlying: Common Stock · 78,946 shares Expires 2019-09-12 F2 · shares: These restricted stock units ("RSUs") were subject to performance criteria that have been satisfied. The RSUs vest in full on the "exercisable date" as set forth in Table II, Column 6. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 16:30 UTC | MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 | Exercise / conversionRestricted Stock Units (right to buy) · Derivative | 17,368 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-053290 · doc4.xml · derivative · entry 3 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,263 Underlying: Common Shares · 17,368 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell common share. F4 · derivative.exercise_date: The shares vest as to 33% on September 15, 2017, 33% on September 15, 2018 and 34% on September 15, 2019. F4 · derivative.expiration_date: The shares vest as to 33% on September 15, 2017, 33% on September 15, 2018 and 34% on September 15, 2019. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 16:30 UTC | MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 | Tax withholdingCommon Shares | 6,527 | $18.34 | $119,705.18 |
DisclosureSEC source: 0001209191-17-053290 · doc4.xml · nonDerivative · entry 2 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,142 F2 · shares: Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 16:30 UTC | MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 | Exercise / conversionCommon Shares | 17,368 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-053290 · doc4.xml · nonDerivative · entry 1 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,669 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 2,140 shares acquired under the Marvell 2000 Employee Stock Purchase Plan on June 7, 2017, in an exempt transaction under Rule 16b-3(c) of the Securities Exchange Act of 1934. Read SEC document |
| April 15, 2017 Filed Apr 18, 2017 16:34 UTC | MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 | GrantRestricted Stock Units (right to acquire) · Derivative | 44,960 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-027301 · doc4.xml · derivative · entry 2 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,960 Underlying: Common Stock · 44,960 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represented a contingent right to receive one Marvell common share. F3 · derivative.exercise_date: The RSUs vest as to 33% on April 15, 2018, 33% on April 15, 2019 and 34% on April 15, 2020. F3 · derivative.expiration_date: The RSUs vest as to 33% on April 15, 2018, 33% on April 15, 2019 and 34% on April 15, 2020. Read SEC document |
| September 12, 2016 Filed Sep 14, 2016 17:01 UTC | MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 | GrantRestricted Stock Units (Right to Acquire) · Derivative | 52,631 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-028968 · doc4.xml · derivative · entry 1 Hu Jean X. · CIK 0001452385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,631 Underlying: Common Shares · 52,631 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU"), granted at zero cost, represents a contingent right to receive one Marvell common share. F2 · derivative.exercise_date: The RSUs vest 33%, 33% and 34% annual installments beginning on September 15, 2017. F2 · derivative.expiration_date: The RSUs vest 33%, 33% and 34% annual installments beginning on September 15, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.