Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| APPLIED MATERIALS INC /DEAMAT · Entity 2812 | Director | August 27, 2026 | August 31, 2026 |
| QUALCOMM INC/DEQCOM · Entity 2852 | EVP, CFO & COO | September 11, 2026 | September 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
APPLIED MATERIALS INC /DE
Report date August 27, 2026 · Filed August 31, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 279 |
Reported balance
After 2026-08-27 transaction · row 1
1 source rowRow 1 · 2026-08-27 · Grant · Acquired 279 · Balance 279 F1: Represents automatic initial grant of restricted stock units to a non-employee director upon appointment to the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units are scheduled to vest on March 1, 2027 (subject to continued service as a director through the vesting date). Pursuant to Mr. Palkhiwala's election to defer, any units that vest from this grant will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents automatic initial grant of restricted stock units to a non-employee director upon appointment to the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units are scheduled to vest on March 1, 2027 (subject to continued service as a director through the vesting date). Pursuant to Mr. Palkhiwala's election to defer, any units that vest from this grant will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board.
QUALCOMM INC/DE
Report date September 11, 2026 · Filed September 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,184 |
Ending reported balance
After 2026-09-11 transaction · row 9
9 source rows · reconciled sequenceRow 1 · 2026-09-11 · Sale · Disposed 32 · Balance 20,652 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 8, 2025. F2: The sale prices for this transaction ranged from $177.3150 to $178.1200. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Row 2 · 2026-09-11 · Sale · Disposed 36 · Balance 20,616 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 8, 2025. F3: The sale prices for this transaction ranged from $178.4400 to $179.0125. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Row 3 · 2026-09-11 · Sale · Disposed 48 · Balance 20,568 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 8, 2025. F4: The sale prices for this transaction ranged from $179.4675 to $180.2200. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Row 4 · 2026-09-11 · Sale · Disposed 82 · Balance 20,486 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 8, 2025. F5: The sale prices for this transaction ranged from $180.4400 to $181.2800. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Row 5 · 2026-09-11 · Sale · Disposed 696 · Balance 19,790 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 8, 2025. F6: The sale prices for this transaction ranged from $181.3550 to $182.3100. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Row 6 · 2026-09-11 · Sale · Disposed 508 · Balance 19,282 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 8, 2025. F7: The sale prices for this transaction ranged from $182.3525 to $183.2100. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Row 7 · 2026-09-11 · Sale · Disposed 739 · Balance 18,543 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 8, 2025. F8: The sale prices for this transaction ranged from $183.3800 to $184.2450. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Row 8 · 2026-09-11 · Sale · Disposed 347 · Balance 18,196 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 8, 2025. F9: The sale prices for this transaction ranged from $184.3150 to $185.2100. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Row 9 · 2026-09-11 · Sale · Disposed 12 · Balance 18,184 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 8, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 8, 2025.
F2: The sale prices for this transaction ranged from $177.3150 to $178.1200. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F3: The sale prices for this transaction ranged from $178.4400 to $179.0125. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F4: The sale prices for this transaction ranged from $179.4675 to $180.2200. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F5: The sale prices for this transaction ranged from $180.4400 to $181.2800. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F6: The sale prices for this transaction ranged from $181.3550 to $182.3100. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F7: The sale prices for this transaction ranged from $182.3525 to $183.2100. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F8: The sale prices for this transaction ranged from $183.3800 to $184.2450. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F9: The sale prices for this transaction ranged from $184.3150 to $185.2100. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2022 Filed Oct 4, 2022 20:30 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 2,644 | $112.98 | $298,719.12 |
DisclosureSEC source: 0001888316-22-000046 · edgardoc.xml · nonDerivative · entry 2 Palkhiwala Akash J. · CIK 0001786420 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,064 Read SEC document |
| October 01, 2022 Filed Oct 4, 2022 20:30 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 5,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-22-000046 · edgardoc.xml · nonDerivative · entry 1 Palkhiwala Akash J. · CIK 0001786420 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,708 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 23, 2022 Filed Aug 24, 2022 20:11 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 14,598.5193 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-22-000040 · edgardoc.xml · derivative · entry 3 Palkhiwala Akash J. · CIK 0001786420 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,598.5193 shares Expires 2022-08-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F3 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on August 23, 2020, 2021 and 2022. F3 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on August 23, 2020, 2021 and 2022. Read SEC document |
| August 23, 2022 Filed Aug 24, 2022 20:11 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 6,446 | $140.72 | $907,081.12 |
DisclosureSEC source: 0001888316-22-000040 · edgardoc.xml · nonDerivative · entry 2 Palkhiwala Akash J. · CIK 0001786420 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,376 Read SEC document |
| August 23, 2022 Filed Aug 24, 2022 20:11 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 14,598 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-22-000040 · edgardoc.xml · nonDerivative · entry 1 Palkhiwala Akash J. · CIK 0001786420 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,822 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 70 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2022. Read SEC document |
| May 20, 2022 Filed May 23, 2022 22:26 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 1,949.0573 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-22-000032 · edgardoc.xml · derivative · entry 3 Palkhiwala Akash J. · CIK 0001786420 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,950.1153 Underlying: Common Stock · 1,949.0573 shares Expires 2022-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2020, and the remaining balance vests semi-annually thereafter. F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2020, and the remaining balance vests semi-annually thereafter. Read SEC document |
| May 20, 2022 Filed May 23, 2022 22:26 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 674 | $131.60 | $88,698.40 |
DisclosureSEC source: 0001888316-22-000032 · edgardoc.xml · nonDerivative · entry 2 Palkhiwala Akash J. · CIK 0001786420 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,154 Read SEC document |
| May 20, 2022 Filed May 23, 2022 22:26 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 1,949 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-22-000032 · edgardoc.xml · nonDerivative · entry 1 Palkhiwala Akash J. · CIK 0001786420 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,828 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2022 Filed Feb 11, 2022 21:28 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 3,100 | $179.83 | $557,473.00 |
DisclosureSEC source: 0001888316-22-000007 · edgardoc.xml · nonDerivative · entry 1 Palkhiwala Akash J. · CIK 0001786420 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,879 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F2 · balance_after: Includes 83 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2022 Read SEC document |
| January 10, 2022 Filed Jan 12, 2022 00:00 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 3,100 | $180.00 | $558,000.00 |
DisclosureSEC source: 0001888316-22-000005 · edgardoc.xml · nonDerivative · entry 1 Palkhiwala Akash J. · CIK 0001786420 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,896 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. Read SEC document |
| December 10, 2021 Filed Dec 13, 2021 22:51 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 1,974 | $185.51 | $366,196.74 |
DisclosureSEC source: 0001888316-21-000018 · edgardoc.xml · nonDerivative · entry 1 Palkhiwala Akash J. · CIK 0001786420 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,996 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. Read SEC document |
| November 20, 2021 Filed Nov 23, 2021 21:09 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 1,933.3494 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-21-000011 · edgardoc.xml · derivative · entry 6 Palkhiwala Akash J. · CIK 0001786420 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,867.7483 Underlying: Common Stock · 1,933.3494 shares Expires 2022-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2020, and the remaining balance vest semi-annually thereafter. F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2020, and the remaining balance vest semi-annually thereafter. Read SEC document |
| November 20, 2021 Filed Nov 23, 2021 21:09 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 2,384.3938 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-21-000011 · edgardoc.xml · derivative · entry 5 Palkhiwala Akash J. · CIK 0001786420 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,384.3938 shares Expires 2021-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2019, and the remaining balance vest semi-annually thereafter. F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2019, and the remaining balance vest semi-annually thereafter. Read SEC document |
| November 20, 2021 Filed Nov 23, 2021 21:09 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 959 | $185.00 | $177,415.00 |
DisclosureSEC source: 0001888316-21-000011 · edgardoc.xml · nonDerivative · entry 4 Palkhiwala Akash J. · CIK 0001786420 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,970 Read SEC document |
| November 20, 2021 Filed Nov 23, 2021 21:09 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 1,182 | $185.00 | $218,670.00 |
DisclosureSEC source: 0001888316-21-000011 · edgardoc.xml · nonDerivative · entry 3 Palkhiwala Akash J. · CIK 0001786420 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,929 Read SEC document |
| November 20, 2021 Filed Nov 23, 2021 21:09 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 1,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-21-000011 · edgardoc.xml · nonDerivative · entry 2 Palkhiwala Akash J. · CIK 0001786420 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,111 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2021 Filed Nov 23, 2021 21:09 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,384 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-21-000011 · edgardoc.xml · nonDerivative · entry 1 Palkhiwala Akash J. · CIK 0001786420 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,178 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:21 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 5,225.4733 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-21-000054 · edgardoc.xml · derivative · entry 3 Palkhiwala Akash J. · CIK 0001786420 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,450.9466 Underlying: Common Stock · 5,225.4733 shares Expires 2023-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023. F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:21 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 2,591 | $128.71 | $333,487.61 |
DisclosureSEC source: 0001205233-21-000054 · edgardoc.xml · nonDerivative · entry 2 Palkhiwala Akash J. · CIK 0001786420 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,794 Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:21 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 5,225 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-21-000054 · edgardoc.xml · nonDerivative · entry 1 Palkhiwala Akash J. · CIK 0001786420 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,385 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 23, 2021 Filed Sep 27, 2021 20:03 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantRestricted Stock Unit · Derivative | 14,338 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-21-000046 · edgardoc.xml · derivative · entry 1 Palkhiwala Akash J. · CIK 0001786420 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,338 Underlying: Common Stock · 14,338 shares Expires 2024-10-01 F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2022, 2023 and 2024. F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2022, 2023 and 2024. Read SEC document |
| August 23, 2021 Filed Aug 24, 2021 20:47 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 14,318.2816 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-21-000043 · edgardoc.xml · derivative · entry 3 Palkhiwala Akash J. · CIK 0001786420 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,318.2816 Underlying: Common Stock · 14,318.2816 shares Expires 2022-08-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F3 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on August 23, 2020, 2021 and 2022. F3 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on August 23, 2020, 2021 and 2022. Read SEC document |
| August 23, 2021 Filed Aug 24, 2021 20:47 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 7,099 | $144.14 | $1,023,249.86 |
DisclosureSEC source: 0001205233-21-000043 · edgardoc.xml · nonDerivative · entry 2 Palkhiwala Akash J. · CIK 0001786420 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,160 Read SEC document |
| August 23, 2021 Filed Aug 24, 2021 20:47 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 14,318 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-21-000043 · edgardoc.xml · nonDerivative · entry 1 Palkhiwala Akash J. · CIK 0001786420 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,259 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 77 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2021. Read SEC document |
| May 20, 2021 Filed May 21, 2021 20:00 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 1,914.1438 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-21-000035 · edgardoc.xml · derivative · entry 9 Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,743.4705 Underlying: Common Stock · 1,914.1438 shares Expires 2022-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2020, and the remaining balance vest semi-annually thereafter. F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2020, and the remaining balance vest semi-annually thereafter. Read SEC document |
| May 20, 2021 Filed May 21, 2021 20:00 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 2,360.7077 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-21-000035 · edgardoc.xml · derivative · entry 8 Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,360.7077 Underlying: Common Stock · 2,360.7077 shares Expires 2021-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2019, and the remaining balance vest semi-annually thereafter. F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2019, and the remaining balance vest semi-annually thereafter. Read SEC document |
| May 20, 2021 Filed May 21, 2021 20:00 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 4,767.3212 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-21-000035 · edgardoc.xml · derivative · entry 7 Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,767.3212 shares Expires 2021-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2019, 2020 and 2021. F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2019, 2020 and 2021. Read SEC document |
| May 20, 2021 Filed May 21, 2021 20:00 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 949 | $132.64 | $125,875.36 |
DisclosureSEC source: 0001205233-21-000035 · edgardoc.xml · nonDerivative · entry 6 Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,864 Read SEC document |
| May 20, 2021 Filed May 21, 2021 20:00 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 1,037 | $132.64 | $137,547.68 |
DisclosureSEC source: 0001205233-21-000035 · edgardoc.xml · nonDerivative · entry 5 Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,813 Read SEC document |
| May 20, 2021 Filed May 21, 2021 20:00 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 1,649 | $132.64 | $218,723.36 |
DisclosureSEC source: 0001205233-21-000035 · edgardoc.xml · nonDerivative · entry 4 Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,850 Read SEC document |
| May 20, 2021 Filed May 21, 2021 20:00 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 4,767 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-21-000035 · edgardoc.xml · nonDerivative · entry 3 Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,499 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2021 Filed May 21, 2021 20:00 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,360 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-21-000035 · edgardoc.xml · nonDerivative · entry 2 Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,732 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2021 Filed May 21, 2021 20:00 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 1,914 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-21-000035 · edgardoc.xml · nonDerivative · entry 1 Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,372 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 21:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 3,791.3218 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-20-000079 · edgardoc.xml · derivative · entry 9 Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,585.7319 Underlying: Common Stock · 3,791.3218 shares Expires 2022-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2020, and the remaining balance vests semi-annually thereafter. F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2020, and the remaining balance vests semi-annually thereafter. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 21:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 2,338.5476 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-20-000079 · edgardoc.xml · derivative · entry 8 Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,677.0952 Underlying: Common Stock · 2,338.5476 shares Expires 2021-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2019, and the remaining balance vests semi-annually thereafter. F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2019, and the remaining balance vests semi-annually thereafter. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 21:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 2,470.9347 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-20-000079 · edgardoc.xml · derivative · entry 7 Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,470.9347 shares Expires 2020-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2018, and the remaining balance vested semi-annually thereafter. F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2018, and the remaining balance vested semi-annually thereafter. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 21:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 1,880 | $146.03 | $274,536.40 |
DisclosureSEC source: 0001205233-20-000079 · edgardoc.xml · nonDerivative · entry 6 Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,344 Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 21:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 1,159 | $146.03 | $169,248.77 |
DisclosureSEC source: 0001205233-20-000079 · edgardoc.xml · nonDerivative · entry 5 Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,224 Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 21:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 1,225 | $146.03 | $178,886.75 |
DisclosureSEC source: 0001205233-20-000079 · edgardoc.xml · nonDerivative · entry 4 Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,383 Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 21:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,470 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-20-000079 · edgardoc.xml · nonDerivative · entry 3 Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,608 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 21:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,338 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-20-000079 · edgardoc.xml · nonDerivative · entry 2 Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,138 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 21:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 3,791 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-20-000079 · edgardoc.xml · nonDerivative · entry 1 Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 23, 2020 Filed Sep 25, 2020 22:15 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantRestricted Stock Unit · Derivative | 15,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-20-000055 · edgardoc.xml · derivative · entry 1 Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,375 Underlying: Common Stock · 15,375 shares Expires 2023-10-01 F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023. F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023. Read SEC document |
| August 23, 2020 Filed Aug 24, 2020 20:28 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 14,032.9826 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-20-000051 · edgardoc.xml · derivative · entry 3 Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,065.9652 Underlying: Common Stock · 14,032.9826 shares Expires 2022-08-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F3 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on August 23, 2020, 2021 and 2022. F3 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on August 23, 2020, 2021 and 2022. Read SEC document |
| August 23, 2020 Filed Aug 24, 2020 20:28 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 6,957 | $113.00 | $786,141.00 |
DisclosureSEC source: 0001205233-20-000051 · edgardoc.xml · nonDerivative · entry 2 Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,009 Read SEC document |
| August 23, 2020 Filed Aug 24, 2020 20:28 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 14,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-20-000051 · edgardoc.xml · nonDerivative · entry 1 Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 144 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2020. Read SEC document |
| July 30, 2020 Filed Jul 31, 2020 20:00 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 3,925 | $102.42 | $401,998.50 |
DisclosureSEC source: 0001205233-20-000049 · edgardoc.xml · nonDerivative · entry 1 Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,790 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. Read SEC document |
| May 20, 2020 Filed May 21, 2020 20:06 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 2,307.1562 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-20-000036 · edgardoc.xml · derivative · entry 9 Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,924.6342 Underlying: Common Stock · 2,307.1562 shares Expires 2021-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F5 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2019, and the remaining balance vests semi-annually thereafter. F5 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2019, and the remaining balance vests semi-annually thereafter. Read SEC document |
| May 20, 2020 Filed May 21, 2020 20:06 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 4,660.2317 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-20-000036 · edgardoc.xml · derivative · entry 8 Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,661.3077 Underlying: Common Stock · 4,660.2317 shares Expires 2021-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2019, 2020 and 2021. F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2019, 2020 and 2021. Read SEC document |
| May 20, 2020 Filed May 21, 2020 20:06 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 2,438.8812 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-20-000036 · edgardoc.xml · derivative · entry 7 Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,438.8812 Underlying: Common Stock · 2,438.8812 shares Expires 2020-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2018, and the remaining balance vests semi-annually thereafter. F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2018, and the remaining balance vests semi-annually thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.