Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NMI Holdings, Inc.NMIH · Entity 4161 | Director · Chief Executive Officer | September 04, 2026 | September 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NMI Holdings, Inc.
Report date September 04, 2026 · Filed September 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, $0.01 par value per shareSEC Table I · non-derivative | Direct | 286,531 |
Reported balance
After 2026-09-04 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-04 · Exercise / conversion · Acquired 16,264 · Balance 286,531 |
| Common Shares, $0.01 par value per shareSEC Table I · non-derivative | Direct | 305,966 |
Reported balance
After 2026-09-04 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-09-04 · Exercise / conversion · Acquired 19,435 · Balance 305,966 |
| Common Shares, $0.01 par value per shareSEC Table I · non-derivative | Direct | 331,392 |
Reported balance
After 2026-09-04 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2026-09-04 · Exercise / conversion · Acquired 25,426 · Balance 331,392 F1: Represents 208,338 common shares and 123,054 unvested restricted stock units. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.70 · Expires 2028-02-07 | Direct | 0 |
Reported balance
After 2026-09-04 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-04 · Exercise / conversion · Disposed 16,264 · Balance 0 F2: The option vested in full on February 7, 2021. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.00 · Expires 2028-03-15 | Direct | 0 |
Reported balance
After 2026-09-04 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-09-04 · Exercise / conversion · Disposed 19,435 · Balance 0 F3: The option vested in full on March 15, 2021. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.19 · Expires 2029-02-13 | Direct | 0 |
Reported balance
After 2026-09-04 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-09-04 · Exercise / conversion · Disposed 25,426 · Balance 0 F4: The option vested in full on February 13, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents 208,338 common shares and 123,054 unvested restricted stock units.
F2: The option vested in full on February 7, 2021.
F3: The option vested in full on March 15, 2021.
F4: The option vested in full on February 13, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 07, 2020 Filed Feb 11, 2020 16:06 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Tax withholdingClass A Common Shares, $0.01 par value per share | 4,370 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-20-000013 · wf-form4_158145514959639.xml · nonDerivative · entry 1 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,914 F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 7, 2018 at a net settlement price equal to the closing stock price on February 7, 2020. Such restricted stock units vest in three equal installments beginning on February 7, 2019. F2 · balance_after: Represents 4,148 class A common shares and 157,766 unvested restricted stock units. Read SEC document |
| December 13, 2019 Filed Dec 13, 2019 17:47 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionStock Option (right to buy) · Derivative | 9,717 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000155 · wf-form4_157627721739453.xml · derivative · entry 13 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,435 Underlying: Class A Common Shares, $0.01 par value per share · 9,717 shares Expires 2028-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The option vests in three equal annual installments beginning on March 15, 2019. Read SEC document |
| December 13, 2019 Filed Dec 13, 2019 17:47 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionStock Option (right to buy) · Derivative | 8,131 | $0.00 Strike: $18.70 | $0.00 |
DisclosureSEC source: 0001547903-19-000155 · wf-form4_157627721739453.xml · derivative · entry 12 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,264 Underlying: Class A Common Shares, $0.01 par value per share · 8,131 shares Expires 2028-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The option vests in three equal annual installments beginning on February 7, 2019. Read SEC document |
| December 13, 2019 Filed Dec 13, 2019 17:47 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionStock Option (right to buy) · Derivative | 32,256 | $0.00 Strike: $10.80 | $0.00 |
DisclosureSEC source: 0001547903-19-000155 · wf-form4_157627721739453.xml · derivative · entry 11 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,965 Underlying: Class A Common Shares, $0.01 par value per share · 32,256 shares Expires 2027-05-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The option vests in three equal annual installments beginning on May 10, 2018. Read SEC document |
| December 13, 2019 Filed Dec 13, 2019 17:47 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 50,104 | $33.13 | $1,659,700.01 |
DisclosureSEC source: 0001547903-19-000155 · wf-form4_157627721739453.xml · nonDerivative · entry 8 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,284 F3 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $33.1251. The range of sale prices was $32.88 to $33.44. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F4 · balance_after: Represents 166,284 unvested restricted stock units. Read SEC document |
| December 13, 2019 Filed Dec 13, 2019 17:47 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionClass A Common Shares, $0.01 par value per share | 9,717 | $16.00 | $155,472.00 |
DisclosureSEC source: 0001547903-19-000155 · wf-form4_157627721739453.xml · nonDerivative · entry 7 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,388 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2019 Filed Dec 13, 2019 17:47 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionClass A Common Shares, $0.01 par value per share | 8,131 | $18.70 | $152,049.70 |
DisclosureSEC source: 0001547903-19-000155 · wf-form4_157627721739453.xml · nonDerivative · entry 6 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,671 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2019 Filed Dec 13, 2019 17:47 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionClass A Common Shares, $0.01 par value per share | 32,256 | $10.80 | $348,364.80 |
DisclosureSEC source: 0001547903-19-000155 · wf-form4_157627721739453.xml · nonDerivative · entry 5 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,540 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 17:47 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionStock Option (right to buy) · Derivative | 9,043 | $0.00 Strike: $10.80 | $0.00 |
DisclosureSEC source: 0001547903-19-000155 · wf-form4_157627721739453.xml · derivative · entry 10 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,221 Underlying: Class A Common Shares, $0.01 par value per share · 9,043 shares Expires 2027-05-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The option vests in three equal annual installments beginning on May 10, 2018. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 17:47 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 9,043 | $33.93 | $306,806.38 |
DisclosureSEC source: 0001547903-19-000155 · wf-form4_157627721739453.xml · nonDerivative · entry 4 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,284 F2 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $33.9275. The range of sale prices was $33.75 to $34.17. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 17:47 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionClass A Common Shares, $0.01 par value per share | 9,043 | $10.80 | $97,664.40 |
DisclosureSEC source: 0001547903-19-000155 · wf-form4_157627721739453.xml · nonDerivative · entry 3 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 17:47 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionStock Option (right to buy) · Derivative | 4,629 | $0.00 Strike: $10.80 | $0.00 |
DisclosureSEC source: 0001547903-19-000155 · wf-form4_157627721739453.xml · derivative · entry 9 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,264 Underlying: Class A Common Shares, $0.01 par value per share · 4,629 shares Expires 2027-05-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The option vests in three equal annual installments beginning on May 10, 2018. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 17:47 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 4,629 | $34.04 | $157,584.58 |
DisclosureSEC source: 0001547903-19-000155 · wf-form4_157627721739453.xml · nonDerivative · entry 2 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,284 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $34.0429. The range of sale prices was $34.002 to $34.14. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 17:47 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionClass A Common Shares, $0.01 par value per share | 4,629 | $10.80 | $49,993.20 |
DisclosureSEC source: 0001547903-19-000155 · wf-form4_157627721739453.xml · nonDerivative · entry 1 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 18:53 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 10,635 | $33.23 | $353,391.48 |
DisclosureSEC source: 0001547903-19-000138 · wf-form4_157377560558555.xml · nonDerivative · entry 2 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,284 F2 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $33.2991. The range of sale prices was $33.25 to $33.385. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F3 · balance_after: Represents 166,284 unvested restricted stock units. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 18:53 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 7,089 | $33.73 | $239,116.93 |
DisclosureSEC source: 0001547903-19-000138 · wf-form4_157377560558555.xml · nonDerivative · entry 1 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,919 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $33.7307. The range of sale prices was $33.68 to $33.80. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 19:04 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 4,821 | $28.02 | $135,066.10 |
DisclosureSEC source: 0001547903-19-000112 · wf-form4_156807024743113.xml · nonDerivative · entry 1 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,008 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $28.0162. The range of sale prices was $28.00 to $28.075. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · balance_after: Represents 17,724 class A common shares and 166,284 unvested restricted stock units. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 19:48 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 4,092 | $28.05 | $114,785.92 |
DisclosureSEC source: 0001547903-19-000093 · wf-form4_155960572460633.xml · nonDerivative · entry 1 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,829 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a volume weighted average sale price of $28.0513. The range of sale prices on the transaction date was $28.05 to $28.06. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · balance_after: Represents 22,545 class A common shares and 166,284 unvested restricted stock units. Read SEC document |
| May 10, 2019 Filed May 13, 2019 19:08 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Tax withholdingClass A Common Shares, $0.01 par value per share | 18,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000081 · wf-form4_155778892373865.xml · nonDerivative · entry 2 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,921 F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on May 10, 2017, at a net settlement price equal to the closing stock price on May 10, 2019. Such restricted stock units vest in five equal annual installments beginning on May 10, 2018. F3 · balance_after: Represents 26,637 class A common shares and 166,284 unvested restricted stock units. Read SEC document |
| May 10, 2019 Filed May 13, 2019 19:08 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Tax withholdingClass A Common Shares, $0.01 par value per share | 3,826 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000081 · wf-form4_155778892373865.xml · nonDerivative · entry 1 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,284 F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on May 10, 2017, at a net settlement price equal to the closing stock price on May 10, 2019. Such restricted stock units vest in three equal annual installments beginning on May 10, 2018. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 17:13 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | GrantStock Option (right to buy) · Derivative | 25,430 | $0.00 Strike: $22.19 | $0.00 |
DisclosureSEC source: 0001547903-19-000023 · wf-form4_155026881130201.xml · derivative · entry 2 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,430 Underlying: Class A Common Shares, $0.01 par value per share · 25,430 shares Expires 2029-02-13 F3 · derivative.exercise_date: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The option vests in three equal annual installments beginning on February 13, 2020. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 17:13 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | GrantRestricted Stock Unit (right to receive) | 30,419 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000023 · wf-form4_155026881130201.xml · nonDerivative · entry 1 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,110 F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on February 13, 2019. The restricted stock units vest in three equal annual installments beginning on February 13, 2020. F2 · balance_after: Represents 4,073 class A common shares and 211,037 unvested restricted stock units. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 18:21 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Tax withholdingClass A Common Shares, $0.01 par value per share | 4,445 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000006 · wf-form4_154992725720200.xml · nonDerivative · entry 1 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,691 F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 7, 2018, at a net settlement price equal to the closing stock price on February 7, 2019. Such restricted stock units vest in three equal annual installments beginning on February 7, 2019. F2 · balance_after: Represents 4,073 class A common shares and 180,618 unvested restricted stock units. Read SEC document |
| August 23, 2018 Filed Aug 24, 2018 17:04 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 22,564 | $22.12 | $499,009.63 |
DisclosureSEC source: 0001547903-18-000113 · wf-form4_153514465981328.xml · nonDerivative · entry 1 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,136 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date with a volume weighted average sale price of $22.1153. The range of sale prices on the transaction date was $22.0250 to $22.25. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · balance_after: Represents 189,136 unvested restricted stock units. Read SEC document |
| May 10, 2018 Filed May 14, 2018 18:07 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Tax withholdingRestricted Stock Unit (right to receive) | 18,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-18-000076 · wf-form4_152633566482475.xml · nonDerivative · entry 2 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,700 F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on May 10, 2017, at a net settlement price equal to the closing stock price on May 10, 2018. Such restricted stock units vest in five equal annual installments beginning on May 10, 2018. F3 · balance_after: Represents 22,564 class A common shares and 189,136 unvested restricted stock units. Read SEC document |
| May 10, 2018 Filed May 14, 2018 18:07 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Tax withholdingRestricted Stock Unit (right to receive) | 3,826 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-18-000076 · wf-form4_152633566482475.xml · nonDerivative · entry 1 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,063 F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on May 10, 2017, at a net settlement price equal to the closing stock price on May 10, 2018. Such restricted stock units vest in three equal annual installments beginning on May 10, 2018. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 17:54 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | GrantStock Option (right to buy) · Derivative | 29,152 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001547903-18-000050 · wf-form4_152149644742415.xml · derivative · entry 1 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,152 Underlying: Class A Common Shares, $0.01 par value per share · 29,152 shares Expires 2028-03-15 F1 · derivative.exercise_date: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The option vests in three equal annual installments beginning on March 15, 2019. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 17:08 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | GrantStock Option (right to buy) · Derivative | 24,395 | $0.00 Strike: $18.70 | $0.00 |
DisclosureSEC source: 0001547903-18-000015 · wf-form4_151821410847213.xml · derivative · entry 2 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,395 Underlying: Class A Common Shares, $0.01 par value per share · 24,395 shares Expires 2028-02-07 F3 · shares: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The options vest in three equal annual installments beginning on February 7, 2019. F3 · derivative.exercise_date: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The options vest in three equal annual installments beginning on February 7, 2019. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 17:08 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | GrantRestricted Stock Unit (right to receive) | 25,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-18-000015 · wf-form4_151821410847213.xml · nonDerivative · entry 1 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,889 F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on February 7, 2018. The restricted stock units vest in three equal annual installments beginning on February 7, 2019. F2 · balance_after: Represents 233,889 unvested restricted stock units. Read SEC document |
| May 10, 2017 Filed May 12, 2017 16:34 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | GrantStock Option (right to buy) · Derivative | 23,148 | $0.00 Strike: $10.80 | $0.00 |
DisclosureSEC source: 0001547903-17-000064 · wf-form4_149462123020205.xml · derivative · entry 3 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,148 Underlying: Class A Common Shares, $0.01 par value per share · 23,148 shares Expires 2027-05-10 F3 · derivative.exercise_date: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The option vests in three equal annual installments beginning on May 10, 2018. Read SEC document |
| May 10, 2017 Filed May 12, 2017 16:34 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | GrantRestricted Stock Unit (right to receive) | 23,148 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-17-000064 · wf-form4_149462123020205.xml · nonDerivative · entry 2 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,333 F2 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan. The shares underlying these restricted stock units vest in three equal annual installments beginning on May 10, 2018. Read SEC document |
| May 10, 2017 Filed May 12, 2017 16:34 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | GrantRestricted Stock Unit (right to receive) | 185,185 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-17-000064 · wf-form4_149462123020205.xml · nonDerivative · entry 1 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,185 F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan. The shares underlying these restricted stock units vest in five equal annual installments beginning on May 10, 2018. Read SEC document |
| May 10, 2017 Filed Jun 6, 2017 16:59 UTC Amendment | NMI Holdings, Inc. NMIH · Entity 4161 | GrantStock Option (right to buy) · Derivative | 68,893 | $0.00 Strike: $10.80 | $0.00 |
DisclosureSEC source: 0001547903-17-000086 · wf-form4a_149678277571473.xml · derivative · entry 1 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,893 Underlying: Class A Common Shares, $0.01 par value per share · 68,893 shares Expires 2027-05-10 F1 · shares: Includes 45,745 options not included on the reporting person's Form 4 filed on May 12, 2017. F2 · derivative.exercise_date: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The options vest in three equal annual installments beginning on May 10, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.