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person · Reporting owner

Wu Bor-Tay

Disclosed activity across 1 company

Tapewire entity
10279
SEC CIK
0001394670

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GSI TECHNOLOGY INCGSIT · Entity 6309VP, Taiwan OperationsSeptember 09, 2026September 10, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GSI TECHNOLOGY INC

Report date September 09, 2026 · Filed September 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect912,500 Reported balance Holding disclosure · report date 2026-09-09 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 912,500

F1: The Reporting Person was a Section 16 officer of GSIT, in his capacity VP, Taiwan Operations, from March 28, 2007 until August 31, 2026, and as a result filed a Form 3 on March 28, 2007, and filed his last Form 4 on September 4, 2026. The Reporting Person again became a Section 16 officer on September 9, 2026 following a brief departure. This Form 3 reflects beneficial ownership as of that date.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.26 · Expires 2026-11-30DirectNot disclosed Reported balance Holding disclosure · report date 2026-09-09 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance Not disclosed

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.70 · Expires 2026-11-30DirectNot disclosed Reported balance Holding disclosure · report date 2026-09-09 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance Not disclosed

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.30 · Expires 2026-11-30DirectNot disclosed Reported balance Holding disclosure · report date 2026-09-09 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance Not disclosed

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.83 · Expires 2026-11-30DirectNot disclosed Reported balance Holding disclosure · report date 2026-09-09 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance Not disclosed

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.58 · Expires 2026-11-30DirectNot disclosed Reported balance Holding disclosure · report date 2026-09-09 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance Not disclosed

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.08 · Expires 2026-11-30DirectNot disclosed Reported balance Holding disclosure · report date 2026-09-09 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance Not disclosed

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person was a Section 16 officer of GSIT, in his capacity VP, Taiwan Operations, from March 28, 2007 until August 31, 2026, and as a result filed a Form 3 on March 28, 2007, and filed his last Form 4 on September 4, 2026. The Reporting Person again became a Section 16 officer on September 9, 2026 following a brief departure. This Form 3 reflects beneficial ownership as of that date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2026 Filed Jun 3, 2026 21:01 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.68 $0.00
Disclosure

SEC source: 0001394670-26-000006 · primary_doc.xml · derivative · entry 3

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2035-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on December 1, 2025.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 21:01 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 SaleCommon Stock 20,000 $10.93 $218,658.00
Disclosure

SEC source: 0001394670-26-000006 · primary_doc.xml · nonDerivative · entry 2

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 912,500

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.90 to $10.99, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 21:01 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 Exercise / conversionCommon Stock 20,000 $3.68 $73,600.00
Disclosure

SEC source: 0001394670-26-000006 · primary_doc.xml · nonDerivative · entry 1

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 932,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2026 Filed May 26, 2026 21:37 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $1.92 $0.00
Disclosure

SEC source: 0001394670-26-000005 · primary_doc.xml · derivative · entry 6

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2034-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2026 Filed May 26, 2026 21:37 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $2.27 $0.00
Disclosure

SEC source: 0001394670-26-000005 · primary_doc.xml · derivative · entry 5

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2032-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2026 Filed May 26, 2026 21:37 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 SaleCommon Stock 20,000 $10.93 $218,678.00
Disclosure

SEC source: 0001394670-26-000005 · primary_doc.xml · nonDerivative · entry 4

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 912,500

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.90 to $11.00, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
May 22, 2026 Filed May 26, 2026 21:37 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 Exercise / conversionCommon Stock 20,000 $1.92 $38,400.00
Disclosure

SEC source: 0001394670-26-000005 · primary_doc.xml · nonDerivative · entry 3

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 932,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2026 Filed May 26, 2026 21:37 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 SaleCommon Stock 20,000 $10.93 $218,680.00
Disclosure

SEC source: 0001394670-26-000005 · primary_doc.xml · nonDerivative · entry 2

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 912,500

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.90 to $11.00, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
May 22, 2026 Filed May 26, 2026 21:37 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 Exercise / conversionCommon Stock 20,000 $2.27 $45,400.00
Disclosure

SEC source: 0001394670-26-000005 · primary_doc.xml · nonDerivative · entry 1

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 932,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2026 Filed Mar 10, 2026 23:06 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 SaleStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $4.99 $0.00
Disclosure

SEC source: 0001394670-26-000004 · form4.xml · derivative · entry 3

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2026-08-01

Read SEC document
March 10, 2026 Filed Mar 10, 2026 23:06 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 SaleCommon Stock 40,000 $8.66 $346,544.00
Disclosure

SEC source: 0001394670-26-000004 · form4.xml · nonDerivative · entry 2

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 912,500

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.60 to $8.785, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
March 10, 2026 Filed Mar 10, 2026 23:06 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 Exercise / conversionCommon Stock 40,000 $4.99 $199,600.00
Disclosure

SEC source: 0001394670-26-000004 · form4.xml · nonDerivative · entry 1

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 952,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2026 Filed Feb 5, 2026 00:23 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $7.23 $0.00
Disclosure

SEC source: 0001394670-26-000001 · primary_doc.xml · derivative · entry 1

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2036-02-02

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on December 1, 2026.

Read SEC document
August 04, 2025 Filed Aug 5, 2025 22:24 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $3.96 $0.00
Disclosure

SEC source: 0001062993-25-013649 · form4.xml · derivative · entry 1

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2035-08-04

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on April 13, 2029.

Read SEC document
May 05, 2025 Filed May 6, 2025 21:32 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.68 $0.00
Disclosure

SEC source: 0001062993-25-008679 · form4.xml · derivative · entry 1

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2035-05-05

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on December 1, 2025.

Read SEC document
July 29, 2024 Filed Jul 30, 2024 22:43 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $2.94 $0.00
Disclosure

SEC source: 0001062993-24-014188 · form4.xml · derivative · entry 1

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2034-07-29

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on April 13, 2028.

Read SEC document
January 29, 2024 Filed Jan 30, 2024 22:20 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $1.92 $0.00
Disclosure

SEC source: 0001062993-24-001608 · form4.xml · derivative · entry 1

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2034-01-29

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on December 1, 2024.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 23:47 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $4.39 $0.00
Disclosure

SEC source: 0001062993-23-015615 · form4.xml · derivative · entry 1

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2033-07-31

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on April 13, 2027.

Read SEC document
December 02, 2022 Filed Dec 2, 2022 23:41 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $2.27 $0.00
Disclosure

SEC source: 0001062993-22-023258 · form4.xml · derivative · entry 1

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2032-12-02

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on December 2, 2023.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 21:01 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $4.08 $0.00
Disclosure

SEC source: 0001062993-22-017098 · form4.xml · derivative · entry 1

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2032-08-01

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on April 13, 2026.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 22:19 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $5.58 $0.00
Disclosure

SEC source: 0001062993-21-007000 · form4.xml · derivative · entry 1

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2031-08-02

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on April 13, 2025.

Read SEC document
August 03, 2020 Filed Aug 4, 2020 22:30 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $5.83 $0.00
Disclosure

SEC source: 0001394670-20-000005 · edgar.xml · derivative · entry 1

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2030-08-03

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on April 13, 2024.

Read SEC document
April 06, 2020 Filed Apr 6, 2020 22:35 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 Exercise / conversionStock Option (right to buy) · Derivative 29,998 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001394670-20-000003 · edgar.xml · derivative · entry 7

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,998 shares

Expires 2020-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 06, 2020 Filed Apr 6, 2020 22:35 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 SaleCommon Stock 29,998 $8.10 $242,983.80
Disclosure

SEC source: 0001394670-20-000003 · edgar.xml · nonDerivative · entry 5

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 912,500

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2020.

Read SEC document
April 06, 2020 Filed Apr 6, 2020 22:35 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 Exercise / conversionCommon Stock 29,998 $6.00 $179,988.00
Disclosure

SEC source: 0001394670-20-000003 · edgar.xml · nonDerivative · entry 4

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 942,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2020 Filed Apr 6, 2020 22:35 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 Exercise / conversionStock Option (right to buy) · Derivative 10,002 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001394670-20-000003 · edgar.xml · derivative · entry 6

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,998

Underlying: Common Stock · 10,002 shares

Expires 2020-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2020 Filed Apr 6, 2020 22:35 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 SaleCommon Stock 10,002 $8.10 $81,052.21
Disclosure

SEC source: 0001394670-20-000003 · edgar.xml · nonDerivative · entry 3

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 912,500

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.10 to $8.13, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
April 03, 2020 Filed Apr 6, 2020 22:35 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 Exercise / conversionCommon Stock 10,002 $6.00 $60,012.00
Disclosure

SEC source: 0001394670-20-000003 · edgar.xml · nonDerivative · entry 2

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 922,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 29, 2019 Filed Jul 30, 2019 21:16 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $8.30 $0.00
Disclosure

SEC source: 0001394670-19-000004 · edgar.xml · derivative · entry 1

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2029-07-29

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on April 13, 2023.

Read SEC document
May 06, 2019 Filed May 7, 2019 20:11 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 Exercise / conversionStock Option (right to buy) · Derivative 20,625 $0.00 Strike: $3.38 $0.00
Disclosure

SEC source: 0001394670-19-000002 · edgar.xml · derivative · entry 3

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,625 shares

Expires 2019-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2019 Filed May 7, 2019 20:11 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 SaleCommon Stock 20,625 $7.69 $158,505.19
Disclosure

SEC source: 0001394670-19-000002 · edgar.xml · nonDerivative · entry 2

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 912,500

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.48 to $7.99, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
May 06, 2019 Filed May 7, 2019 20:11 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 Exercise / conversionCommon Stock 20,625 $3.38 $69,712.50
Disclosure

SEC source: 0001394670-19-000002 · edgar.xml · nonDerivative · entry 1

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 933,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2018 Filed Jul 31, 2018 20:13 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $6.70 $0.00
Disclosure

SEC source: 0001572426-18-000072 · edgar.xml · derivative · entry 1

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2028-07-30

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on April 13, 2022.

Read SEC document
May 04, 2018 Filed May 4, 2018 23:35 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 Exercise / conversionStock Option (right to buy) · Derivative 6,035 $0.00 Strike: $4.30 $0.00
Disclosure

SEC source: 0001394670-18-000007 · edgar.xml · derivative · entry 3

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,035 shares

Expires 2018-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2018 Filed May 4, 2018 23:35 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 SaleCommon Stock 6,035 $7.56 $45,607.10
Disclosure

SEC source: 0001394670-18-000007 · edgar.xml · nonDerivative · entry 2

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 912,500

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.45 to $7.64, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

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May 04, 2018 Filed May 4, 2018 23:35 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 Exercise / conversionCommon Stock 6,035 $4.30 $25,950.50
Disclosure

SEC source: 0001394670-18-000007 · edgar.xml · nonDerivative · entry 1

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 918,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2018 Filed May 4, 2018 23:35 UTC Amendment GSI TECHNOLOGY INC GSIT · Entity 6309 Exercise / conversionStock Option (right to buy) · Derivative 4,590 $0.00 Strike: $4.30 $0.00
Disclosure

SEC source: 0001394670-18-000006 · edgar.xml · derivative · entry 6

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,035

Underlying: Common Stock · 4,590 shares

Expires 2018-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2018 Filed May 4, 2018 23:35 UTC Amendment GSI TECHNOLOGY INC GSIT · Entity 6309 SaleCommon Stock 4,590 $7.27 $33,360.58
Disclosure

SEC source: 0001394670-18-000006 · edgar.xml · nonDerivative · entry 4

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 912,500

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.25 to $7.30, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

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May 03, 2018 Filed May 4, 2018 23:35 UTC Amendment GSI TECHNOLOGY INC GSIT · Entity 6309 Exercise / conversionCommon Stock 4,590 $4.30 $19,737.00
Disclosure

SEC source: 0001394670-18-000006 · edgar.xml · nonDerivative · entry 3

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 917,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2018 Filed May 4, 2018 20:49 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 Exercise / conversionStock Option (right to buy) · Derivative 4,590 $0.00 Strike: $4.30 $0.00
Disclosure

SEC source: 0001394670-18-000003 · edgar.xml · derivative · entry 6

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,035

Underlying: Common Stock · 4,590 shares

Expires 2018-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2018 Filed May 4, 2018 20:49 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 SaleCommon Stock 4,590 $7.27 $33,360.58
Disclosure

SEC source: 0001394670-18-000003 · edgar.xml · nonDerivative · entry 4

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: Not disclosed

Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust

Disclosed balance after: 912,500

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.25 to $7.30, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

Read SEC document
May 03, 2018 Filed May 4, 2018 20:49 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 Exercise / conversionCommon Stock 4,590 $4.30 $19,737.00
Disclosure

SEC source: 0001394670-18-000003 · edgar.xml · nonDerivative · entry 3

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: Not disclosed

Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust

Disclosed balance after: 917,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2018 Filed May 4, 2018 23:35 UTC Amendment GSI TECHNOLOGY INC GSIT · Entity 6309 Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $4.30 $0.00
Disclosure

SEC source: 0001394670-18-000006 · edgar.xml · derivative · entry 5

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,625

Underlying: Common Stock · 10,000 shares

Expires 2018-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2018 Filed May 4, 2018 23:35 UTC Amendment GSI TECHNOLOGY INC GSIT · Entity 6309 SaleCommon Stock 10,000 $7.58 $75,789.00
Disclosure

SEC source: 0001394670-18-000006 · edgar.xml · nonDerivative · entry 2

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 912,500

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.53 to $7.60, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
May 02, 2018 Filed May 4, 2018 23:35 UTC Amendment GSI TECHNOLOGY INC GSIT · Entity 6309 Exercise / conversionCommon Stock 10,000 $4.30 $43,000.00
Disclosure

SEC source: 0001394670-18-000006 · edgar.xml · nonDerivative · entry 1

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 922,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2018 Filed May 4, 2018 20:49 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $4.30 $0.00
Disclosure

SEC source: 0001394670-18-000003 · edgar.xml · derivative · entry 5

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,625

Underlying: Common Stock · 10,000 shares

Expires 2018-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2018 Filed May 4, 2018 20:49 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 SaleCommon Stock 10,000 $7.58 $75,789.00
Disclosure

SEC source: 0001394670-18-000003 · edgar.xml · nonDerivative · entry 2

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: Not disclosed

Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust

Disclosed balance after: 912,500

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.53 to $7.60, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
May 02, 2018 Filed May 4, 2018 20:49 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 Exercise / conversionCommon Stock 10,000 $4.30 $43,000.00
Disclosure

SEC source: 0001394670-18-000003 · edgar.xml · nonDerivative · entry 1

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: Not disclosed

Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust

Disclosed balance after: 922,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2017 Filed Aug 1, 2017 18:14 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $7.26 $0.00
Disclosure

SEC source: 0001394670-17-000006 · edgar.xml · derivative · entry 1

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2027-07-31

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on April 13, 2021.

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January 03, 2017 Filed Jan 5, 2017 22:34 UTC GSI TECHNOLOGY INC GSIT · Entity 6309 Exercise / conversionStock Option (right to buy) · Derivative 20,625 $0.00 Strike: $4.20 $0.00
Disclosure

SEC source: 0001394670-17-000004 · edgar.xml · derivative · entry 3

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,625 shares

Expires 2017-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.