Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MAXLINEAR, INCMXL · Entity 3882 | VP, Chief Financial Officer | May 21, 2018 | May 24, 2018 |
| Rocket Lab CorpRKLB · Entity 1039 | Chief Financial Officer | October 01, 2026 | October 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MAXLINEAR, INC
Report date May 21, 2018 · Filed May 24, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 360,519 |
Reported balance
After 2018-05-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-05-21 · Exercise / conversion · Acquired 5,881 · Balance 360,519 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2: Includes 983 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on May 15, 2018. |
| Common StockSEC Table I · non-derivative | Direct | 354,638 |
Reported balance
After 2018-05-21 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-05-21 · Tax withholding · Disposed 5,881 · Balance 354,638 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-05-21 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-05-21 · Exercise / conversion · Disposed 1,053 · Balance 0 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 33,979 RSUs subject to the award shall vest on August 20, 2014, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2018. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 17,500 |
Reported balance
After 2018-05-21 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-05-21 · Exercise / conversion · Disposed 1,967 · Balance 17,500 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 70,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 23,829 |
Reported balance
After 2018-05-21 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-05-21 · Exercise / conversion · Disposed 1,810 · Balance 23,829 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F5: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 63,543 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 25,710 |
Reported balance
After 2018-05-21 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-05-21 · Exercise / conversion · Disposed 1,051 · Balance 25,710 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F6: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 37,397 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.
F2: Includes 983 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on May 15, 2018.
F3: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 33,979 RSUs subject to the award shall vest on August 20, 2014, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2018.
F4: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 70,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019.
F5: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 63,543 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019.
F6: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 37,397 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021.
Rocket Lab Corp
Report date October 01, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,155,967 |
Ending reported balance
After 2026-10-01 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-10-01 · Exercise / conversion · Acquired 140,157 · Balance 1,296,124 Row 2 · 2026-10-01 · Sale · Disposed 39,669 · Balance 1,256,455 F1: Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 03, 2026. F2: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $69.5300 to $70.5200. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 3 · 2026-10-01 · Sale · Disposed 85,288 · Balance 1,171,167 F1: Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 03, 2026. F3: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $70.5300 to $71.5200. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 4 · 2026-10-01 · Sale · Disposed 15,200 · Balance 1,155,967 F1: Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 03, 2026. F4: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $71.5300 to $72.3900. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.09 · Expires 2028-08-03 | Direct | 2,242,511 |
Reported balance
After 2026-10-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-10-01 · Exercise / conversion · Disposed 140,157 · Balance 2,242,511 F5: The stock option was granted on August 3, 2018, and had a vesting commencement date of May 25, 2018. 1/4 of the shares subject to the stock option vest on the one year anniversary of the vesting commencement date, and 1/48 of the shares subject to the stock option vest on a monthly basis each month thereafter, subject, in each case, to the reporting person's continued service relationship through each applicable vesting date. |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 250,000 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 250,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 03, 2026.
F2: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $69.5300 to $70.5200. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $70.5300 to $71.5200. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $71.5300 to $72.3900. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The stock option was granted on August 3, 2018, and had a vesting commencement date of May 25, 2018. 1/4 of the shares subject to the stock option vest on the one year anniversary of the vesting commencement date, and 1/48 of the shares subject to the stock option vest on a monthly basis each month thereafter, subject, in each case, to the reporting person's continued service relationship through each applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 2, 2026 21:19 UTC | Rocket Lab Corp RKLB · Entity 1039 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 140,157 | $0.00 Strike: $1.09 | $0.00 |
DisclosureSEC source: 0002001011-26-000143 · edgardoc.xml · derivative · entry 6 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,242,511 Underlying: Common Stock · 140,157 shares Expires 2028-08-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The stock option was granted on August 3, 2018, and had a vesting commencement date of May 25, 2018. 1/4 of the shares subject to the stock option vest on the one year anniversary of the vesting commencement date, and 1/48 of the shares subject to the stock option vest on a monthly basis each month thereafter, subject, in each case, to the reporting person's continued service relationship through each applicable vesting date. Read SEC document |
| October 01, 2026 Filed Oct 2, 2026 21:19 UTC | Rocket Lab Corp RKLB · Entity 1039 | SaleCommon Stock | 15,200 | $71.79 | $1,091,150.24 |
DisclosureSEC source: 0002001011-26-000143 · edgardoc.xml · nonDerivative · entry 4 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,155,967 F1 · shares: Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 03, 2026. F4 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $71.5300 to $72.3900. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 01, 2026 Filed Oct 2, 2026 21:19 UTC | Rocket Lab Corp RKLB · Entity 1039 | SaleCommon Stock | 85,288 | $70.89 | $6,046,253.95 |
DisclosureSEC source: 0002001011-26-000143 · edgardoc.xml · nonDerivative · entry 3 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,171,167 F1 · shares: Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 03, 2026. F3 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $70.5300 to $71.5200. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 01, 2026 Filed Oct 2, 2026 21:19 UTC | Rocket Lab Corp RKLB · Entity 1039 | SaleCommon Stock | 39,669 | $70.28 | $2,788,044.43 |
DisclosureSEC source: 0002001011-26-000143 · edgardoc.xml · nonDerivative · entry 2 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,256,455 F1 · shares: Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 03, 2026. F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $69.5300 to $70.5200. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 01, 2026 Filed Oct 2, 2026 21:19 UTC | Rocket Lab Corp RKLB · Entity 1039 | Exercise / conversionCommon Stock | 140,157 | $1.09 | $152,771.13 |
DisclosureSEC source: 0002001011-26-000143 · edgardoc.xml · nonDerivative · entry 1 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,296,124 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2026 Filed Sep 4, 2026 22:12 UTC | Rocket Lab Corp RKLB · Entity 1039 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 140,157 | $0.00 Strike: $1.09 | $0.00 |
DisclosureSEC source: 0002001011-26-000136 · edgardoc.xml · derivative · entry 5 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,382,668 Underlying: Common Stock · 140,157 shares Expires 2028-08-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock option was granted on August 3, 2018, and had a vesting commencement date of May 25, 2018. 1/4 of the shares subject to the stock option vest on the one year anniversary of the vesting commencement date, and 1/48 of the shares subject to the stock option vest on a monthly basis each month thereafter, subject, in each case, to the reporting person's continued service relationship through each applicable vesting date. Read SEC document |
| September 02, 2026 Filed Sep 4, 2026 22:12 UTC | Rocket Lab Corp RKLB · Entity 1039 | SaleCommon Stock | 72,900 | $62.97 | $4,590,542.16 |
DisclosureSEC source: 0002001011-26-000136 · edgardoc.xml · nonDerivative · entry 3 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,155,967 F1 · shares: Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 03, 2026. F3 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $62.5900 to $63.4700. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 02, 2026 Filed Sep 4, 2026 22:12 UTC | Rocket Lab Corp RKLB · Entity 1039 | SaleCommon Stock | 67,257 | $62.26 | $4,187,178.69 |
DisclosureSEC source: 0002001011-26-000136 · edgardoc.xml · nonDerivative · entry 2 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,228,867 F1 · shares: Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 03, 2026. F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $61.5900 to $62.5800. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 02, 2026 Filed Sep 4, 2026 22:12 UTC | Rocket Lab Corp RKLB · Entity 1039 | Exercise / conversionCommon Stock | 140,157 | $1.09 | $152,771.13 |
DisclosureSEC source: 0002001011-26-000136 · edgardoc.xml · nonDerivative · entry 1 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,296,124 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 24, 2026 Filed Aug 26, 2026 23:02 UTC | Rocket Lab Corp RKLB · Entity 1039 | SaleCommon Stock | 435 | $71.17 | $30,958.95 |
DisclosureSEC source: 0002001011-26-000129 · edgardoc.xml · nonDerivative · entry 3 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,155,967 F1 · shares: Represents the sale of shares pursuant to a "sell-to-cover" transaction pursuant to a Rule 10b5-1 election adopted by the Reporting Person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the Reporting Person. Read SEC document |
| August 24, 2026 Filed Aug 26, 2026 23:02 UTC | Rocket Lab Corp RKLB · Entity 1039 | SaleCommon Stock | 290 | $70.20 | $20,358.67 |
DisclosureSEC source: 0002001011-26-000129 · edgardoc.xml · nonDerivative · entry 2 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,156,402 F1 · shares: Represents the sale of shares pursuant to a "sell-to-cover" transaction pursuant to a Rule 10b5-1 election adopted by the Reporting Person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the Reporting Person. F3 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $70.0000 to $70.6400. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 24, 2026 Filed Aug 26, 2026 23:02 UTC | Rocket Lab Corp RKLB · Entity 1039 | SaleCommon Stock | 8,952 | $69.53 | $622,472.84 |
DisclosureSEC source: 0002001011-26-000129 · edgardoc.xml · nonDerivative · entry 1 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,156,692 F1 · shares: Represents the sale of shares pursuant to a "sell-to-cover" transaction pursuant to a Rule 10b5-1 election adopted by the Reporting Person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the Reporting Person. F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $69.0000 to $69.9900. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 17, 2026 Filed Aug 18, 2026 22:38 UTC | Rocket Lab Corp RKLB · Entity 1039 | GiftCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0002001011-26-000116 · edgardoc.xml · nonDerivative · entry 1 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,165,644 Read SEC document |
| June 03, 2026 Filed Jun 5, 2026 22:19 UTC | Rocket Lab Corp RKLB · Entity 1039 | GrantCommon Stock | 275,319 | $0.00 | $0.00 |
DisclosureSEC source: 0002001011-26-000094 · edgardoc.xml · nonDerivative · entry 1 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,195,644 F1 · shares: Represents restricted stock units (RSUs) granted to the Reporting Person under the Rocket Lab Corporation 2021 Stock Option and Incentive Plan. Such RSUs will vest as follows: 1/16 of the RSUs will vest on August 22, 2026 and 1/16 of the RSUs will vest on each March 1st, May 22nd, August 22nd or November 22nd thereafter, in each case subject to the Reporting Person's continuous service as an employee through each applicable vesting date. Read SEC document |
| June 01, 2026 Filed Jun 2, 2026 22:41 UTC | Rocket Lab Corp RKLB · Entity 1039 | GiftCommon Stock | 62,724 | $0.00 | $0.00 |
DisclosureSEC source: 0002001011-26-000085 · edgardoc.xml · nonDerivative · entry 3 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Trusts Disclosed balance after: 0 F2 · ownership.nature: Held by the Trusts of which the Reporting Person is a trustee. Read SEC document |
| May 29, 2026 Filed Jun 2, 2026 22:41 UTC | Rocket Lab Corp RKLB · Entity 1039 | GiftCommon Stock | 62,724 | $0.00 | $0.00 |
DisclosureSEC source: 0002001011-26-000085 · edgardoc.xml · nonDerivative · entry 2 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Trusts Disclosed balance after: 62,724 F1 · kind: On May 29, 2026, the Reporting Person transferred 62,724 shares of the Registrant's common stock to trusts (the "Trusts") of which the Reporting Person is a trustee. F2 · ownership.nature: Held by the Trusts of which the Reporting Person is a trustee. Read SEC document |
| May 29, 2026 Filed Jun 2, 2026 22:41 UTC | Rocket Lab Corp RKLB · Entity 1039 | GiftCommon Stock | 62,724 | $0.00 | $0.00 |
DisclosureSEC source: 0002001011-26-000085 · edgardoc.xml · nonDerivative · entry 1 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 920,325 F1 · kind: On May 29, 2026, the Reporting Person transferred 62,724 shares of the Registrant's common stock to trusts (the "Trusts") of which the Reporting Person is a trustee. Read SEC document |
| May 26, 2026 Filed May 29, 2026 00:59 UTC | Rocket Lab Corp RKLB · Entity 1039 | SaleCommon Stock | 7,334 | $144.13 | $1,057,039.89 |
DisclosureSEC source: 0002001011-26-000077 · edgardoc.xml · nonDerivative · entry 6 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 983,049 F1 · shares: Represents the sale of shares pursuant to a "sell-to-cover" transaction pursuant to a Rule 10b5-1 election adopted by the Reporting Person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the Reporting Person. F8 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $143.8500 to $144.7600. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 26, 2026 Filed May 29, 2026 00:59 UTC | Rocket Lab Corp RKLB · Entity 1039 | SaleCommon Stock | 24,436 | $143.24 | $3,500,293.28 |
DisclosureSEC source: 0002001011-26-000077 · edgardoc.xml · nonDerivative · entry 5 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 990,383 F1 · shares: Represents the sale of shares pursuant to a "sell-to-cover" transaction pursuant to a Rule 10b5-1 election adopted by the Reporting Person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the Reporting Person. F7 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $142.8400 to $143.8300. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 26, 2026 Filed May 29, 2026 00:59 UTC | Rocket Lab Corp RKLB · Entity 1039 | SaleCommon Stock | 18,256 | $142.36 | $2,598,832.88 |
DisclosureSEC source: 0002001011-26-000077 · edgardoc.xml · nonDerivative · entry 4 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,014,819 F1 · shares: Represents the sale of shares pursuant to a "sell-to-cover" transaction pursuant to a Rule 10b5-1 election adopted by the Reporting Person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the Reporting Person. F6 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $141.8300 to $142.8300. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 26, 2026 Filed May 29, 2026 00:59 UTC | Rocket Lab Corp RKLB · Entity 1039 | SaleCommon Stock | 6,128 | $141.46 | $866,844.21 |
DisclosureSEC source: 0002001011-26-000077 · edgardoc.xml · nonDerivative · entry 3 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,033,075 F1 · shares: Represents the sale of shares pursuant to a "sell-to-cover" transaction pursuant to a Rule 10b5-1 election adopted by the Reporting Person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the Reporting Person. F5 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $140.8200 to $141.8200. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 26, 2026 Filed May 29, 2026 00:59 UTC | Rocket Lab Corp RKLB · Entity 1039 | SaleCommon Stock | 4,933 | $140.20 | $691,614.99 |
DisclosureSEC source: 0002001011-26-000077 · edgardoc.xml · nonDerivative · entry 2 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,039,203 F1 · shares: Represents the sale of shares pursuant to a "sell-to-cover" transaction pursuant to a Rule 10b5-1 election adopted by the Reporting Person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the Reporting Person. F4 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $139.8000 to $140.8000. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 26, 2026 Filed May 29, 2026 00:59 UTC | Rocket Lab Corp RKLB · Entity 1039 | SaleCommon Stock | 1,657 | $139.41 | $231,006.02 |
DisclosureSEC source: 0002001011-26-000077 · edgardoc.xml · nonDerivative · entry 1 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,044,136 F1 · shares: Represents the sale of shares pursuant to a "sell-to-cover" transaction pursuant to a Rule 10b5-1 election adopted by the Reporting Person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the Reporting Person. F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $138.7700 to $139.7600. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 527 shares acquired under the Rocket Lab Corporation 2021 Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 23:22 UTC | Rocket Lab Corp RKLB · Entity 1039 | GiftCommon Stock | 1,558 | $0.00 | $0.00 |
DisclosureSEC source: 0002001011-26-000029 · primary_doc.xml · nonDerivative · entry 1 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,295,266 Read SEC document |
| March 02, 2026 Filed Mar 5, 2026 02:25 UTC | Rocket Lab Corp RKLB · Entity 1039 | SaleCommon Stock | 6,929 | $70.62 | $489,305.19 |
DisclosureSEC source: 0002001011-26-000022 · edgardoc.xml · nonDerivative · entry 5 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,296,824 F1 · shares: Represents the sale of shares pursuant to a "sell-to-cover" transaction pursuant to a Rule 10b5-1 election adopted by the Reporting Person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the Reporting Person. F6 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $70.4700 to $70.9450. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 02, 2026 Filed Mar 5, 2026 02:25 UTC | Rocket Lab Corp RKLB · Entity 1039 | SaleCommon Stock | 36,633 | $70.03 | $2,565,456.61 |
DisclosureSEC source: 0002001011-26-000022 · edgardoc.xml · nonDerivative · entry 4 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,303,753 F1 · shares: Represents the sale of shares pursuant to a "sell-to-cover" transaction pursuant to a Rule 10b5-1 election adopted by the Reporting Person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the Reporting Person. F5 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $69.4700 to $70.4600. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 02, 2026 Filed Mar 5, 2026 02:25 UTC | Rocket Lab Corp RKLB · Entity 1039 | SaleCommon Stock | 11,528 | $69.10 | $796,624.00 |
DisclosureSEC source: 0002001011-26-000022 · edgardoc.xml · nonDerivative · entry 3 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,340,386 F1 · shares: Represents the sale of shares pursuant to a "sell-to-cover" transaction pursuant to a Rule 10b5-1 election adopted by the Reporting Person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the Reporting Person. F4 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $68.4800 to $69.4600. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 02, 2026 Filed Mar 5, 2026 02:25 UTC | Rocket Lab Corp RKLB · Entity 1039 | SaleCommon Stock | 3,165 | $67.92 | $214,969.02 |
DisclosureSEC source: 0002001011-26-000022 · edgardoc.xml · nonDerivative · entry 2 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,351,914 F1 · shares: Represents the sale of shares pursuant to a "sell-to-cover" transaction pursuant to a Rule 10b5-1 election adopted by the Reporting Person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the Reporting Person. F3 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $67.5000 to $68.4500. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 02, 2026 Filed Mar 5, 2026 02:25 UTC | Rocket Lab Corp RKLB · Entity 1039 | SaleCommon Stock | 4,489 | $66.83 | $299,994.48 |
DisclosureSEC source: 0002001011-26-000022 · edgardoc.xml · nonDerivative · entry 1 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,355,079 F1 · shares: Represents the sale of shares pursuant to a "sell-to-cover" transaction pursuant to a Rule 10b5-1 election adopted by the Reporting Person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the Reporting Person. F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $66.4700 to $67.4500. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 05, 2026 Filed Jan 6, 2026 23:24 UTC | Rocket Lab Corp RKLB · Entity 1039 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 731,330 | $0.00 Strike: $1.09 | $0.00 |
DisclosureSEC source: 0002001011-26-000002 · edgardoc.xml · derivative · entry 9 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,522,825 Underlying: Common Stock · 731,330 shares Expires 2028-08-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: The stock option was granted on August 3, 2018, and had a vesting commencement date of May 25, 2018. 1/4 of the shares subject to the stock option vest on the one year anniversary of the vesting commencement date, and 1/48 of the shares subject to the stock option vest on a monthly basis each month thereafter, subject, in each case, to the reporting person's continued service relationship through each applicable vesting date. Read SEC document |
| January 05, 2026 Filed Jan 6, 2026 23:24 UTC | Rocket Lab Corp RKLB · Entity 1039 | SaleCommon Stock | 241,629 | $78.04 | $18,857,572.86 |
DisclosureSEC source: 0002001011-26-000002 · edgardoc.xml · nonDerivative · entry 8 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,359,568 F1 · shares: Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 19, 2025. F8 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $77.5200 to $78.2400. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 05, 2026 Filed Jan 6, 2026 23:24 UTC | Rocket Lab Corp RKLB · Entity 1039 | SaleCommon Stock | 236,951 | $76.99 | $18,241,672.74 |
DisclosureSEC source: 0002001011-26-000002 · edgardoc.xml · nonDerivative · entry 7 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,601,197 F1 · shares: Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 19, 2025. F7 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $76.5000 to $77.4900. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 05, 2026 Filed Jan 6, 2026 23:24 UTC | Rocket Lab Corp RKLB · Entity 1039 | SaleCommon Stock | 190,708 | $75.97 | $14,488,677.95 |
DisclosureSEC source: 0002001011-26-000002 · edgardoc.xml · nonDerivative · entry 6 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,838,148 F1 · shares: Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 19, 2025. F6 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $75.4900 to $76.4850. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 05, 2026 Filed Jan 6, 2026 23:24 UTC | Rocket Lab Corp RKLB · Entity 1039 | SaleCommon Stock | 234,588 | $74.91 | $17,572,799.41 |
DisclosureSEC source: 0002001011-26-000002 · edgardoc.xml · nonDerivative · entry 5 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,028,856 F1 · shares: Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 19, 2025. F5 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $74.4900 to $75.4800. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 05, 2026 Filed Jan 6, 2026 23:24 UTC | Rocket Lab Corp RKLB · Entity 1039 | SaleCommon Stock | 252,046 | $74.02 | $18,655,840.01 |
DisclosureSEC source: 0002001011-26-000002 · edgardoc.xml · nonDerivative · entry 4 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,263,444 F1 · shares: Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 19, 2025. F4 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $73.4900 to $74.4800. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 05, 2026 Filed Jan 6, 2026 23:24 UTC | Rocket Lab Corp RKLB · Entity 1039 | SaleCommon Stock | 185,066 | $73.03 | $13,515,295.95 |
DisclosureSEC source: 0002001011-26-000002 · edgardoc.xml · nonDerivative · entry 3 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,515,490 F1 · shares: Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 19, 2025. F3 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $72.4900 to $73.4800. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 05, 2026 Filed Jan 6, 2026 23:24 UTC | Rocket Lab Corp RKLB · Entity 1039 | SaleCommon Stock | 24,677 | $72.15 | $1,780,420.87 |
DisclosureSEC source: 0002001011-26-000002 · edgardoc.xml · nonDerivative · entry 2 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,700,556 F1 · shares: Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 19, 2025. F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $71.4900 to $72.4800. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 05, 2026 Filed Jan 6, 2026 23:24 UTC | Rocket Lab Corp RKLB · Entity 1039 | Exercise / conversionCommon Stock | 731,330 | $1.09 | $797,149.70 |
DisclosureSEC source: 0002001011-26-000002 · edgardoc.xml · nonDerivative · entry 1 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,725,233 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 23, 2025 Filed Dec 30, 2025 21:13 UTC | Rocket Lab Corp RKLB · Entity 1039 | GiftCommon Stock | 1,470 | $0.00 | $0.00 |
DisclosureSEC source: 0002001011-25-000134 · edgardoc.xml · nonDerivative · entry 1 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,993,903 Read SEC document |
| November 24, 2025 Filed Nov 26, 2025 00:35 UTC | Rocket Lab Corp RKLB · Entity 1039 | SaleCommon Stock | 257 | $41.35 | $10,626.82 |
DisclosureSEC source: 0002001011-25-000109 · edgardoc.xml · nonDerivative · entry 3 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,995,373 F1 · shares: Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the reporting person. F5 · price: The price reported in column 4 is a weighted average price of the aggregate number of shares. These shares were sold in multiple transactions in bulk at prices ranging from $41.3400 to $41.4200 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 111 shares acquired under the Rocket Lab Corporation 2021 Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| November 24, 2025 Filed Nov 26, 2025 00:35 UTC | Rocket Lab Corp RKLB · Entity 1039 | SaleCommon Stock | 46,737 | $40.86 | $1,909,561.65 |
DisclosureSEC source: 0002001011-25-000109 · edgardoc.xml · nonDerivative · entry 2 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,995,630 F1 · shares: Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the reporting person. F4 · price: The price reported in column 4 is a weighted average price of the aggregate number of shares. These shares were sold in multiple transactions in bulk at prices ranging from $40.3400 to $41.3300 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 111 shares acquired under the Rocket Lab Corporation 2021 Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| November 22, 2025 Filed Nov 26, 2025 00:35 UTC | Rocket Lab Corp RKLB · Entity 1039 | SaleCommon Stock | 15,633 | $40.02 | $625,706.14 |
DisclosureSEC source: 0002001011-25-000109 · edgardoc.xml · nonDerivative · entry 1 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,042,367 F1 · shares: Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the reporting person. F2 · price: The price reported in column 4 is a weighted average price of the aggregate number of shares. These shares were sold in multiple transactions in bulk at prices ranging from $39.3400 to $40.3300 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 111 shares acquired under the Rocket Lab Corporation 2021 Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| September 19, 2025 Filed Sep 22, 2025 23:17 UTC | Rocket Lab Corp RKLB · Entity 1039 | SaleCommon Stock | 12,000 | $48.85 | $586,180.80 |
DisclosureSEC source: 0002001011-25-000080 · edgardoc.xml · nonDerivative · entry 3 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,057,889 F1 · shares: Represents the sale of shares pursuant to a "sell-to-cover" transaction, with shares sold to cover the exercise price and satisfy applicable tax withholding obligations in connection with the exercise of stock options previously granted to the reporting person. F3 · price: The price reported in column 4 is a weighted average price of the aggregate number of shares. These shares were sold in multiple transactions in bulk at prices ranging from $48.7100 to $48.9300, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 19, 2025 Filed Sep 22, 2025 23:17 UTC | Rocket Lab Corp RKLB · Entity 1039 | SaleCommon Stock | 862,588 | $47.99 | $41,399,134.73 |
DisclosureSEC source: 0002001011-25-000080 · edgardoc.xml · nonDerivative · entry 2 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,069,889 F1 · shares: Represents the sale of shares pursuant to a "sell-to-cover" transaction, with shares sold to cover the exercise price and satisfy applicable tax withholding obligations in connection with the exercise of stock options previously granted to the reporting person. F2 · price: The price reported in column 4 is a weighted average price of the aggregate number of shares. These shares were sold in multiple transactions in bulk at prices ranging from $47.7100 to $48.7000, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 18, 2025 Filed Sep 22, 2025 23:17 UTC | Rocket Lab Corp RKLB · Entity 1039 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,867,496 | $0.00 Strike: $1.09 | $0.00 |
DisclosureSEC source: 0002001011-25-000080 · edgardoc.xml · derivative · entry 4 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,254,155 Underlying: Common Stock · 1,867,496 shares Expires 2028-08-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock option was granted on August 3, 2018, and had a vesting commencement date of May 25, 2018. 1/4 of the shares subject to the stock option vest on the one year anniversary of the vesting commencement date, and 1/48 of the shares subject to the stock option vest on a monthly basis each month thereafter, subject, in each case, to the reporting person's continued service relationship through each applicable vesting date. Read SEC document |
| September 18, 2025 Filed Sep 22, 2025 23:17 UTC | Rocket Lab Corp RKLB · Entity 1039 | Exercise / conversionCommon Stock | 1,867,496 | $1.09 | $2,035,570.64 |
DisclosureSEC source: 0002001011-25-000080 · edgardoc.xml · nonDerivative · entry 1 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,932,477 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2025 Filed Sep 18, 2025 23:20 UTC | Rocket Lab Corp RKLB · Entity 1039 | SaleCommon Stock | 3,624 | $51.63 | $187,121.98 |
DisclosureSEC source: 0002001011-25-000078 · edgardoc.xml · nonDerivative · entry 5 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,064,981 F1 · shares: Represents the sale of shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the reporting person. F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.1300 to $52.0500, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 16, 2025 Filed Sep 18, 2025 23:20 UTC | Rocket Lab Corp RKLB · Entity 1039 | SaleCommon Stock | 6,686 | $50.52 | $337,780.73 |
DisclosureSEC source: 0002001011-25-000078 · edgardoc.xml · nonDerivative · entry 4 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,068,605 F1 · shares: Represents the sale of shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the reporting person. F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.1300 to $51.1100, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 16, 2025 Filed Sep 18, 2025 23:20 UTC | Rocket Lab Corp RKLB · Entity 1039 | SaleCommon Stock | 13,743 | $49.41 | $679,100.72 |
DisclosureSEC source: 0002001011-25-000078 · edgardoc.xml · nonDerivative · entry 3 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,075,291 F1 · shares: Represents the sale of shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the reporting person. F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.1300 to $50.1200, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 16, 2025 Filed Sep 18, 2025 23:20 UTC | Rocket Lab Corp RKLB · Entity 1039 | SaleCommon Stock | 31,843 | $48.60 | $1,547,709.91 |
DisclosureSEC source: 0002001011-25-000078 · edgardoc.xml · nonDerivative · entry 2 Spice Adam C. · CIK 0001509421 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,089,034 F1 · shares: Represents the sale of shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the reporting person. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.1300 to $49.1200, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.