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Levinson Sam

Disclosed activity across 4 companies

Tapewire entity
1015
SEC CIK
0001588901

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Clipper Realty Inc.CLPR · Entity 1014Director · 10% ownerSeptember 30, 2026October 02, 2026
Five Point Holdings, LLCFPH · Entity 5173DirectorSeptember 09, 2026September 11, 2026
SONIDA SENIOR LIVING, INC.SNDA · Entity 4563DirectorJune 11, 2026June 15, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Clipper Realty Inc.

Report date September 30, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect270,557 Reported balance After 2026-09-30 transaction · row 1
1 source row

Row 1 · 2026-09-30 · Gift · Acquired 188,354 · Balance 270,557

F1: Represents an assignment of securities to the Reporting Person for no consideration.

Special Voting StockSEC Table I · non-derivativeIndirectBy The Moric Bistricer 2014 Trust FBO Michelle Levinson693,125 Reported balance After 2026-09-30 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-09-30 · Gift · Acquired 693,125 · Balance 693,125

F3: Special Voting Stock is a class of stock of the Issuer that does not share in any distribution to stockholders of the Issuer, but gives the holder thereof one vote per share on all matters on which the Issuer's holders of Common Stock vote, subject to certain exceptions. Holders of shares of Special Voting Stock own such shares by virtue of their ownership of Class B LLC Units of certain limited liability companies that are indirect subsidiaries of the Issuer, with which Units the shares of Special Voting Stock are paired on a one-to-one basis. Each Class B LLC Unit is exchangeable, together with one share of Special Voting Stock, for an amount of cash equal to the fair market value of a share of Common Stock of the Issuer or, at the election of the Issuer, one share of Common Stock. The right to exchange Class B LLC Units, together with Special Voting Stock, does not have an expiration date.

F2: Represents an assignment of securities for no consideration to a trust in which the Reporting Person is trustee. The Reporting Person disclaims beneficial ownership of the reported securities held by the trust except to the extent of his pecuniary interest therein.

Special Voting StockSEC Table I · non-derivativeIndirectBy The Moric Bistricer 2016 Family Trust FBO Michelle Levinson1,069,514.5 Reported balance After 2026-09-30 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2026-09-30 · Gift · Acquired 1,069,514.5 · Balance 1,069,514.5

F3: Special Voting Stock is a class of stock of the Issuer that does not share in any distribution to stockholders of the Issuer, but gives the holder thereof one vote per share on all matters on which the Issuer's holders of Common Stock vote, subject to certain exceptions. Holders of shares of Special Voting Stock own such shares by virtue of their ownership of Class B LLC Units of certain limited liability companies that are indirect subsidiaries of the Issuer, with which Units the shares of Special Voting Stock are paired on a one-to-one basis. Each Class B LLC Unit is exchangeable, together with one share of Special Voting Stock, for an amount of cash equal to the fair market value of a share of Common Stock of the Issuer or, at the election of the Issuer, one share of Common Stock. The right to exchange Class B LLC Units, together with Special Voting Stock, does not have an expiration date.

F2: Represents an assignment of securities for no consideration to a trust in which the Reporting Person is trustee. The Reporting Person disclaims beneficial ownership of the reported securities held by the trust except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee Footnote57,099 Reported balance Holding disclosure · report date 2026-09-30 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 57,099

F4: Held through a profit sharing plan at National Financial Services LLC.

Common StockSEC Table I · non-derivativeIndirectSee Footnote26,895 Reported balance Holding disclosure · report date 2026-09-30 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 26,895

F5: Held by the Reporting Person's spouse through a profit sharing plan at National Financial Services LLC of which the Reporting Person is co-trustee.

Common StockSEC Table I · non-derivativeIndirectBy Trapeze Inc., a Delaware corporation1,253,016 Reported balance Holding disclosure · report date 2026-09-30 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 1,253,016

Common StockSEC Table I · non-derivativeIndirectBy Trapeze D Holdings LLC, a Delaware limited liability company136,782 Reported balance Holding disclosure · report date 2026-09-30 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 136,782

Common StockSEC Table I · non-derivativeIndirectBy ECL Holdings LLC, a Delaware limited liability company128,185 Reported balance Holding disclosure · report date 2026-09-30 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 128,185

Common StockSEC Table I · non-derivativeIndirectBy Starburst 2016 II LLC, a Delaware limited liability company411,021 Reported balance Holding disclosure · report date 2026-09-30 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 411,021

Special Voting StockSEC Table I · non-derivativeIndirectBy Trapeze Inc., a Delaware corporation4,464,692 Reported balance Holding disclosure · report date 2026-09-30 · row 10 Holding and transaction disclosures are not merged.
1 source row

Row 10 · Balance 4,464,692

F3: Special Voting Stock is a class of stock of the Issuer that does not share in any distribution to stockholders of the Issuer, but gives the holder thereof one vote per share on all matters on which the Issuer's holders of Common Stock vote, subject to certain exceptions. Holders of shares of Special Voting Stock own such shares by virtue of their ownership of Class B LLC Units of certain limited liability companies that are indirect subsidiaries of the Issuer, with which Units the shares of Special Voting Stock are paired on a one-to-one basis. Each Class B LLC Unit is exchangeable, together with one share of Special Voting Stock, for an amount of cash equal to the fair market value of a share of Common Stock of the Issuer or, at the election of the Issuer, one share of Common Stock. The right to exchange Class B LLC Units, together with Special Voting Stock, does not have an expiration date.

Special Voting StockSEC Table I · non-derivativeIndirectBy Trapeze D Holdings LLC, a Delaware limited liability company1,362,039 Reported balance Holding disclosure · report date 2026-09-30 · row 11 Holding and transaction disclosures are not merged.
1 source row

Row 11 · Balance 1,362,039

F3: Special Voting Stock is a class of stock of the Issuer that does not share in any distribution to stockholders of the Issuer, but gives the holder thereof one vote per share on all matters on which the Issuer's holders of Common Stock vote, subject to certain exceptions. Holders of shares of Special Voting Stock own such shares by virtue of their ownership of Class B LLC Units of certain limited liability companies that are indirect subsidiaries of the Issuer, with which Units the shares of Special Voting Stock are paired on a one-to-one basis. Each Class B LLC Unit is exchangeable, together with one share of Special Voting Stock, for an amount of cash equal to the fair market value of a share of Common Stock of the Issuer or, at the election of the Issuer, one share of Common Stock. The right to exchange Class B LLC Units, together with Special Voting Stock, does not have an expiration date.

Special Voting StockSEC Table I · non-derivativeIndirectBy ECL Holdings LLC, a Delaware limited liability company1,469,548 Reported balance Holding disclosure · report date 2026-09-30 · row 12 Holding and transaction disclosures are not merged.
1 source row

Row 12 · Balance 1,469,548

F3: Special Voting Stock is a class of stock of the Issuer that does not share in any distribution to stockholders of the Issuer, but gives the holder thereof one vote per share on all matters on which the Issuer's holders of Common Stock vote, subject to certain exceptions. Holders of shares of Special Voting Stock own such shares by virtue of their ownership of Class B LLC Units of certain limited liability companies that are indirect subsidiaries of the Issuer, with which Units the shares of Special Voting Stock are paired on a one-to-one basis. Each Class B LLC Unit is exchangeable, together with one share of Special Voting Stock, for an amount of cash equal to the fair market value of a share of Common Stock of the Issuer or, at the election of the Issuer, one share of Common Stock. The right to exchange Class B LLC Units, together with Special Voting Stock, does not have an expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents an assignment of securities to the Reporting Person for no consideration.

F2: Represents an assignment of securities for no consideration to a trust in which the Reporting Person is trustee. The Reporting Person disclaims beneficial ownership of the reported securities held by the trust except to the extent of his pecuniary interest therein.

F3: Special Voting Stock is a class of stock of the Issuer that does not share in any distribution to stockholders of the Issuer, but gives the holder thereof one vote per share on all matters on which the Issuer's holders of Common Stock vote, subject to certain exceptions. Holders of shares of Special Voting Stock own such shares by virtue of their ownership of Class B LLC Units of certain limited liability companies that are indirect subsidiaries of the Issuer, with which Units the shares of Special Voting Stock are paired on a one-to-one basis. Each Class B LLC Unit is exchangeable, together with one share of Special Voting Stock, for an amount of cash equal to the fair market value of a share of Common Stock of the Issuer or, at the election of the Issuer, one share of Common Stock. The right to exchange Class B LLC Units, together with Special Voting Stock, does not have an expiration date.

F4: Held through a profit sharing plan at National Financial Services LLC.

F5: Held by the Reporting Person's spouse through a profit sharing plan at National Financial Services LLC of which the Reporting Person is co-trustee.

Five Point Holdings, LLC

Report date September 09, 2026 · Filed September 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A common sharesSEC Table I · non-derivativeDirect93,007 Reported balance After 2026-09-09 transaction · row 1
1 source row

Row 1 · 2026-09-09 · Grant · Acquired 42,406 · Balance 93,007

F1: This award is for 2026 service and was granted pursuant to the Issuer's long-term incentive plan. The award reflects an election by the Reporting Person to receive restricted shares in lieu of cash compensation related to service on the Issuer's Board of Directors and Compensation Committee. The Reporting Person was granted restricted shares that will vest on January 4, 2027, subject to the Reporting Person's continued service with the Issuer through such vesting date.

Class A common sharesSEC Table I · non-derivativeIndirectSee Footnote6,219,241 Reported balance Holding disclosure · report date 2026-09-09 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 6,219,241

F2: The Class A common shares are owned by GFFP Holdings, LLC (GFFP). GF GW II, LLC (GF GW) is the managing member of GFFP, and Mr. Levinson is a managing member of GF GW. By virtue of these relationships, Mr. Levinson may be deemed to beneficially own the Class A common shares owned by GFFP.

Filing footnotes · ownership attribution and instrument terms

F1: This award is for 2026 service and was granted pursuant to the Issuer's long-term incentive plan. The award reflects an election by the Reporting Person to receive restricted shares in lieu of cash compensation related to service on the Issuer's Board of Directors and Compensation Committee. The Reporting Person was granted restricted shares that will vest on January 4, 2027, subject to the Reporting Person's continued service with the Issuer through such vesting date.

F2: The Class A common shares are owned by GFFP Holdings, LLC (GFFP). GF GW II, LLC (GF GW) is the managing member of GFFP, and Mr. Levinson is a managing member of GF GW. By virtue of these relationships, Mr. Levinson may be deemed to beneficially own the Class A common shares owned by GFFP.

SONIDA SENIOR LIVING, INC.

Report date June 11, 2026 · Filed June 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect6,412 Reported balance After 2026-06-11 transaction · row 1
1 source row

Row 1 · 2026-06-11 · Grant · Acquired 6,412 · Balance 6,412

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

STONEGATE MORTGAGE CORP

Report date May 31, 2017 · Filed June 19, 2017

Section 16 reporting ended · disclosed 2017-06-19. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2017-05-31 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2017-05-31 · Disposition to issuer · Disposed 1,990,061 · Balance 0

F1: Includes 694,567 shares of Stonegate Mortgage Corporation ("Stonegate") common stock, par value $0.01 per share ("Stonegate Common Stock") owned by Diaco Investments LP, 1,042,140 shares of Stonegate Common Stock owned by Glick Pluchenik 2011 Trust, 225,000 shares of Stonegate Common Stock owned by Chichester Fund Limited and 28,354 restricted stock units (each, a "Stonegate RSU") owned by Mr. Levinson.

F2: Pursuant to the Agreement and Plan of Merger, dated January 26, 2017 (the "Merger Agreement"), among Stonegate, Home Point Financial Corporation and Longhorn Merger Sub, Inc., upon completion of the merger as contemplated by the Merger Agreement, each share of Stonegate Common Stock held by the reporting person was converted into the right to receive $8.00 in cash (the "Merger Consideration").

F3: Upon completion of the merger, each Stonegate RSU was converted into the right to receive an amount in cash equal to the product of (i) the number of shares of Stonegate Common Stock subject to such Stonegate RSU immediately prior to completion of the merger and (ii) the Merger Consideration, less applicable tax withholdings.

F4: Mr. Levinson is the chief investment officer of Siget NY Partners, LP, which is the investment management company for Diaco Investments LP. Mr. Levinson is a principal and managing partner of Glick Family Investments, a private family office located in New York, New York. Individuals within the Glick Family Office control decisions related to securities held by Glick Pluchenik 2011 Trust and Chichester Fund Limited.

Stock Option (right to buy Common Stock)SEC Table II · derivative / convertible security · Conversion / exercise price $18.00 · Expires 2018-05-15Direct0 Reported balance After 2017-05-31 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2017-05-31 · Disposition to issuer · Disposed 17,944 · Balance 0

F5: Pursuant to the Merger Agreement, any stock option with an exercise price per share of Stonegate Common Stock that was greater than or equal to the Merger Consideration was cancelled upon completion of the merger as contemplated by the Merger Agreement for no consideration or payment.

Common Stock WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $18.00 · Expires 2023-05-15IndirectSee footnote0 Reported balance After 2017-05-31 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-05-31 · Disposition to issuer · Disposed 35,156 · Balance 0

F6: Represents 35,156 shares of Stonegate Common Stock available for immediate purchase at $18.00 per share (the "Stonegate Warrants") by Glick Pluchenik 2011 Trust pursuant to a warrant agreement, dated as of March 29, 2013, with Stonegate (the "Warrant Agreement").

F7: The Stonegate Warrants were cancelled upon completion of the merger as contemplated by the Merger Agreement for no consideration or payment because the exercise price of the Stonegate Warrants was greater than the Merger Consideration.

F4: Mr. Levinson is the chief investment officer of Siget NY Partners, LP, which is the investment management company for Diaco Investments LP. Mr. Levinson is a principal and managing partner of Glick Family Investments, a private family office located in New York, New York. Individuals within the Glick Family Office control decisions related to securities held by Glick Pluchenik 2011 Trust and Chichester Fund Limited.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 694,567 shares of Stonegate Mortgage Corporation ("Stonegate") common stock, par value $0.01 per share ("Stonegate Common Stock") owned by Diaco Investments LP, 1,042,140 shares of Stonegate Common Stock owned by Glick Pluchenik 2011 Trust, 225,000 shares of Stonegate Common Stock owned by Chichester Fund Limited and 28,354 restricted stock units (each, a "Stonegate RSU") owned by Mr. Levinson.

F2: Pursuant to the Agreement and Plan of Merger, dated January 26, 2017 (the "Merger Agreement"), among Stonegate, Home Point Financial Corporation and Longhorn Merger Sub, Inc., upon completion of the merger as contemplated by the Merger Agreement, each share of Stonegate Common Stock held by the reporting person was converted into the right to receive $8.00 in cash (the "Merger Consideration").

F3: Upon completion of the merger, each Stonegate RSU was converted into the right to receive an amount in cash equal to the product of (i) the number of shares of Stonegate Common Stock subject to such Stonegate RSU immediately prior to completion of the merger and (ii) the Merger Consideration, less applicable tax withholdings.

F4: Mr. Levinson is the chief investment officer of Siget NY Partners, LP, which is the investment management company for Diaco Investments LP. Mr. Levinson is a principal and managing partner of Glick Family Investments, a private family office located in New York, New York. Individuals within the Glick Family Office control decisions related to securities held by Glick Pluchenik 2011 Trust and Chichester Fund Limited.

F5: Pursuant to the Merger Agreement, any stock option with an exercise price per share of Stonegate Common Stock that was greater than or equal to the Merger Consideration was cancelled upon completion of the merger as contemplated by the Merger Agreement for no consideration or payment.

F6: Represents 35,156 shares of Stonegate Common Stock available for immediate purchase at $18.00 per share (the "Stonegate Warrants") by Glick Pluchenik 2011 Trust pursuant to a warrant agreement, dated as of March 29, 2013, with Stonegate (the "Warrant Agreement").

F7: The Stonegate Warrants were cancelled upon completion of the merger as contemplated by the Merger Agreement for no consideration or payment because the exercise price of the Stonegate Warrants was greater than the Merger Consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 21, 2019 Filed Jun 25, 2019 00:01 UTC SONIDA SENIOR LIVING, INC. CSU · Entity 4563 PurchaseCommon Stock 140,000 $4.28 $599,200.00
Disclosure

SEC source: 0001539497-19-001053 · ownership.xml · nonDerivative · entry 2

Levinson Sam · CIK 0001588901 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,715,921

F2 · price: Reflects weighted average sale price. Actual sale prices ranged from $4.16 to $4.31. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
June 20, 2019 Filed Jun 25, 2019 00:01 UTC SONIDA SENIOR LIVING, INC. CSU · Entity 4563 PurchaseCommon Stock 102,177 $4.28 $437,317.56
Disclosure

SEC source: 0001539497-19-001053 · ownership.xml · nonDerivative · entry 1

Levinson Sam · CIK 0001588901 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,575,921

F1 · price: Reflects weighted average sale price. Actual sale prices ranged from $4.22 to $4.30. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
June 14, 2019 Filed Jun 18, 2019 20:01 UTC SONIDA SENIOR LIVING, INC. CSU · Entity 4563 PurchaseCommon Stock 7,833 $4.30 $33,681.90
Disclosure

SEC source: 0001539497-19-001000 · ownership.xml · nonDerivative · entry 1

Levinson Sam · CIK 0001588901 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,473,744

F1 · price: Reflects weighted average sale price. Actual sale prices ranged from $4.295 to $4.30. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
June 05, 2019 Filed Jun 6, 2019 01:20 UTC SONIDA SENIOR LIVING, INC. CSU · Entity 4563 PurchaseCommon Stock 82,240 $4.88 $401,331.20
Disclosure

SEC source: 0001539497-19-000910 · ownership.xml · nonDerivative · entry 3

Levinson Sam · CIK 0001588901 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,465,911

F3 · price: Reflects weighted average sale price. Actual sale prices ranged from $4.69 to $5.00. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 01:20 UTC SONIDA SENIOR LIVING, INC. CSU · Entity 4563 PurchaseCommon Stock 188,413 $4.70 $885,541.10
Disclosure

SEC source: 0001539497-19-000910 · ownership.xml · nonDerivative · entry 2

Levinson Sam · CIK 0001588901 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,383,671

F2 · price: Reflects weighted average sale price. Actual sale prices ranged from $4.56 to $4.85. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
June 03, 2019 Filed Jun 6, 2019 01:20 UTC SONIDA SENIOR LIVING, INC. CSU · Entity 4563 PurchaseCommon Stock 83,268 $4.35 $362,215.80
Disclosure

SEC source: 0001539497-19-000910 · ownership.xml · nonDerivative · entry 1

Levinson Sam · CIK 0001588901 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,195,258

F1 · price: Reflects weighted average sale price. Actual sale prices ranged from $4.21 to $4.50. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
April 03, 2019 Filed Apr 4, 2019 16:49 UTC Clipper Realty Inc. CLPR · Entity 1014 GrantLong Term Incentive Plan Units · Derivative 13,116 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-006590 · rdgdoc.xml · derivative · entry 2

Levinson Sam · CIK 0001588901 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,116

Underlying: Common Stock · 13,116 shares

Expires not disclosed

F1 · security: Represents long term incentive plan units ("LTIP Units"), a class of units of Clipper Realty L.P. (the "Operating Partnership"), a direct subsidiary of Clipper Realty Inc. (the "Company"). The LTIP Units are convertible by the reporting person, upon the vesting date, into an equivalent number of units of limited partnership units ("OP Units") of the Operating Partnership. Each OP Unit is redeemable at the request of the holder for cash in an amount equal to the price of a share of common stock of the Company or, at the election of the Company, one share of its common stock.

F3 · derivative.exercise_price: The LTIP Units will vest 25% on each of March 31, 2019, June 30, 2019, September 30, 2019 and December 31, 2019. The rights to convert LTIP Units into OP Units and redeem OP Units do not have expiration dates.

F3 · derivative.exercise_date: The LTIP Units will vest 25% on each of March 31, 2019, June 30, 2019, September 30, 2019 and December 31, 2019. The rights to convert LTIP Units into OP Units and redeem OP Units do not have expiration dates.

F3 · derivative.expiration_date: The LTIP Units will vest 25% on each of March 31, 2019, June 30, 2019, September 30, 2019 and December 31, 2019. The rights to convert LTIP Units into OP Units and redeem OP Units do not have expiration dates.

Read SEC document
April 03, 2019 Filed Apr 4, 2019 16:49 UTC Clipper Realty Inc. CLPR · Entity 1014 GrantLong Term Incentive Plan Units · Derivative 26,923 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-006590 · rdgdoc.xml · derivative · entry 1

Levinson Sam · CIK 0001588901 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,923

Underlying: Common Stock · 26,923 shares

Expires not disclosed

F1 · security: Represents long term incentive plan units ("LTIP Units"), a class of units of Clipper Realty L.P. (the "Operating Partnership"), a direct subsidiary of Clipper Realty Inc. (the "Company"). The LTIP Units are convertible by the reporting person, upon the vesting date, into an equivalent number of units of limited partnership units ("OP Units") of the Operating Partnership. Each OP Unit is redeemable at the request of the holder for cash in an amount equal to the price of a share of common stock of the Company or, at the election of the Company, one share of its common stock.

F2 · derivative.exercise_price: The LTIP Units will vest in full on January 1, 2022. The rights to convert LTIP Units into OP Units and redeem OP Units do not have expiration dates.

F2 · derivative.exercise_date: The LTIP Units will vest in full on January 1, 2022. The rights to convert LTIP Units into OP Units and redeem OP Units do not have expiration dates.

F2 · derivative.expiration_date: The LTIP Units will vest in full on January 1, 2022. The rights to convert LTIP Units into OP Units and redeem OP Units do not have expiration dates.

Read SEC document
March 16, 2018 Filed Mar 20, 2018 20:23 UTC Clipper Realty Inc. CLPR · Entity 1014 GrantLong Term Incentive Plan Units · Derivative 16,667 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-005062 · rdgdoc.xml · derivative · entry 1

Levinson Sam · CIK 0001588901 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Common Stock · 16,667 shares

Expires not disclosed

F1 · security: Represents long term incentive plan units ("LTIP Units"), a class of units of Clipper Realty L.P. (the "Operating Partnership"), a direct subsidiary of Clipper Realty, Inc. (the "Company"). The LTIP Units are convertible by the reporting person, upon the vesting date, into an equivalent number of units of limited partnership units ("OP Units") of the Operating Partnership. Each OP Unit is redeemable at the request of the holder for cash in an amount equal to the price of a share of common stock of the Company or, at the election of the Company, one share of its common stock. The LTIP Units will vest 25% on each of March 31, 2018, June 30, 2018, September 30, 2018 and December 31, 2018. The rights to convert LTIP Units into OP Units and redeem OP Units do not have expiration dates.

F1 · derivative.exercise_price: Represents long term incentive plan units ("LTIP Units"), a class of units of Clipper Realty L.P. (the "Operating Partnership"), a direct subsidiary of Clipper Realty, Inc. (the "Company"). The LTIP Units are convertible by the reporting person, upon the vesting date, into an equivalent number of units of limited partnership units ("OP Units") of the Operating Partnership. Each OP Unit is redeemable at the request of the holder for cash in an amount equal to the price of a share of common stock of the Company or, at the election of the Company, one share of its common stock. The LTIP Units will vest 25% on each of March 31, 2018, June 30, 2018, September 30, 2018 and December 31, 2018. The rights to convert LTIP Units into OP Units and redeem OP Units do not have expiration dates.

F1 · derivative.exercise_date: Represents long term incentive plan units ("LTIP Units"), a class of units of Clipper Realty L.P. (the "Operating Partnership"), a direct subsidiary of Clipper Realty, Inc. (the "Company"). The LTIP Units are convertible by the reporting person, upon the vesting date, into an equivalent number of units of limited partnership units ("OP Units") of the Operating Partnership. Each OP Unit is redeemable at the request of the holder for cash in an amount equal to the price of a share of common stock of the Company or, at the election of the Company, one share of its common stock. The LTIP Units will vest 25% on each of March 31, 2018, June 30, 2018, September 30, 2018 and December 31, 2018. The rights to convert LTIP Units into OP Units and redeem OP Units do not have expiration dates.

F1 · derivative.expiration_date: Represents long term incentive plan units ("LTIP Units"), a class of units of Clipper Realty L.P. (the "Operating Partnership"), a direct subsidiary of Clipper Realty, Inc. (the "Company"). The LTIP Units are convertible by the reporting person, upon the vesting date, into an equivalent number of units of limited partnership units ("OP Units") of the Operating Partnership. Each OP Unit is redeemable at the request of the holder for cash in an amount equal to the price of a share of common stock of the Company or, at the election of the Company, one share of its common stock. The LTIP Units will vest 25% on each of March 31, 2018, June 30, 2018, September 30, 2018 and December 31, 2018. The rights to convert LTIP Units into OP Units and redeem OP Units do not have expiration dates.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 21:06 UTC Clipper Realty Inc. CLPR · Entity 1014 PurchaseCommon Stock 350 $9.83 $3,438.75
Disclosure

SEC source: 0001437749-17-019510 · rdgdoc.xml · nonDerivative · entry 4

Levinson Sam · CIK 0001588901 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By ECL Holdings LLC, a Delaware limited liability company

Disclosed balance after: 128,185

F1 · price: The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $9.75 and $9.90 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by Commission Staff, the issuer or a security holder of the issuer.

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November 14, 2017 Filed Nov 16, 2017 21:06 UTC Clipper Realty Inc. CLPR · Entity 1014 PurchaseCommon Stock 800 $9.83 $7,860.00
Disclosure

SEC source: 0001437749-17-019510 · rdgdoc.xml · nonDerivative · entry 3

Levinson Sam · CIK 0001588901 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trapeze D Holdings LLC, a Delaware limited liability company

Disclosed balance after: 136,782

F1 · price: The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $9.75 and $9.90 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by Commission Staff, the issuer or a security holder of the issuer.

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November 14, 2017 Filed Nov 16, 2017 21:06 UTC Clipper Realty Inc. CLPR · Entity 1014 PurchaseCommon Stock 8,500 $9.83 $83,512.50
Disclosure

SEC source: 0001437749-17-019510 · rdgdoc.xml · nonDerivative · entry 2

Levinson Sam · CIK 0001588901 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trapeze Inc., a Delaware corporation

Disclosed balance after: 1,253,016

F1 · price: The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $9.75 and $9.90 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by Commission Staff, the issuer or a security holder of the issuer.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 21:06 UTC Clipper Realty Inc. CLPR · Entity 1014 PurchaseCommon Stock 350 $9.83 $3,438.75
Disclosure

SEC source: 0001437749-17-019510 · rdgdoc.xml · nonDerivative · entry 1

Levinson Sam · CIK 0001588901 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,100

F1 · price: The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $9.75 and $9.90 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by Commission Staff, the issuer or a security holder of the issuer.

Read SEC document
November 07, 2017 Filed Nov 8, 2017 21:07 UTC Clipper Realty Inc. CLPR · Entity 1014 PurchaseCommon Stock 4,250 $10.65 $45,262.50
Disclosure

SEC source: 0001437749-17-018687 · rdgdoc.xml · nonDerivative · entry 4

Levinson Sam · CIK 0001588901 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trapeze Inc., a Delaware corporation

Disclosed balance after: 1,244,516

Read SEC document
November 07, 2017 Filed Nov 8, 2017 21:07 UTC Clipper Realty Inc. CLPR · Entity 1014 PurchaseCommon Stock 750 $10.65 $7,987.50
Disclosure

SEC source: 0001437749-17-018687 · rdgdoc.xml · nonDerivative · entry 2

Levinson Sam · CIK 0001588901 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,750

Read SEC document
November 06, 2017 Filed Nov 8, 2017 21:07 UTC Clipper Realty Inc. CLPR · Entity 1014 PurchaseCommon Stock 1,500 $10.75 $16,125.00
Disclosure

SEC source: 0001437749-17-018687 · rdgdoc.xml · nonDerivative · entry 6

Levinson Sam · CIK 0001588901 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By ECL Holdings LLC, a Delaware limited liability company

Disclosed balance after: 127,835

Read SEC document
November 06, 2017 Filed Nov 8, 2017 21:07 UTC Clipper Realty Inc. CLPR · Entity 1014 PurchaseCommon Stock 1,500 $10.75 $16,125.00
Disclosure

SEC source: 0001437749-17-018687 · rdgdoc.xml · nonDerivative · entry 5

Levinson Sam · CIK 0001588901 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trapeze D Holdings LLC, a Delaware limited liability company

Disclosed balance after: 135,982

Read SEC document
November 06, 2017 Filed Nov 8, 2017 21:07 UTC Clipper Realty Inc. CLPR · Entity 1014 PurchaseCommon Stock 5,000 $10.75 $53,750.00
Disclosure

SEC source: 0001437749-17-018687 · rdgdoc.xml · nonDerivative · entry 3

Levinson Sam · CIK 0001588901 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trapeze Inc., a Delaware corporation

Disclosed balance after: 1,240,266

Read SEC document
November 06, 2017 Filed Nov 8, 2017 21:07 UTC Clipper Realty Inc. CLPR · Entity 1014 PurchaseCommon Stock 2,000 $10.75 $21,500.00
Disclosure

SEC source: 0001437749-17-018687 · rdgdoc.xml · nonDerivative · entry 1

Levinson Sam · CIK 0001588901 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,000

Read SEC document
June 09, 2017 Filed Jun 13, 2017 20:59 UTC Clipper Realty Inc. CLPR · Entity 1014 PurchaseCommon Stock 13,000 $11.25 $146,250.00
Disclosure

SEC source: 0001437749-17-011212 · rdgdoc.xml · nonDerivative · entry 3

Levinson Sam · CIK 0001588901 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trapeze D Holdings LLC, a Delaware limited liability company

Disclosed balance after: 134,482

Read SEC document
June 09, 2017 Filed Jun 13, 2017 20:59 UTC Clipper Realty Inc. CLPR · Entity 1014 PurchaseCommon Stock 30,334 $11.25 $341,257.50
Disclosure

SEC source: 0001437749-17-011212 · rdgdoc.xml · nonDerivative · entry 2

Levinson Sam · CIK 0001588901 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trapeze Inc., a Delaware corporation

Disclosed balance after: 1,235,266

Read SEC document
June 09, 2017 Filed Jun 13, 2017 20:59 UTC Clipper Realty Inc. CLPR · Entity 1014 PurchaseCommon Stock 40,000 $11.25 $450,000.00
Disclosure

SEC source: 0001437749-17-011212 · rdgdoc.xml · nonDerivative · entry 1

Levinson Sam · CIK 0001588901 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Read SEC document
May 31, 2017 Filed Jun 19, 2017 12:45 UTC STONEGATE MORTGAGE CORP SGM · Entity 175130 Disposition to issuerCommon Stock Warrants · Derivative 35,156 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0000899243-17-016637 · doc4.xml · derivative · entry 3

Levinson Sam · CIK 0001588901 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 35,156 shares

Expires 2023-05-15

F6 · shares: Represents 35,156 shares of Stonegate Common Stock available for immediate purchase at $18.00 per share (the "Stonegate Warrants") by Glick Pluchenik 2011 Trust pursuant to a warrant agreement, dated as of March 29, 2013, with Stonegate (the "Warrant Agreement").

F6 · price: Represents 35,156 shares of Stonegate Common Stock available for immediate purchase at $18.00 per share (the "Stonegate Warrants") by Glick Pluchenik 2011 Trust pursuant to a warrant agreement, dated as of March 29, 2013, with Stonegate (the "Warrant Agreement").

F7 · derivative.exercise_date: The Stonegate Warrants were cancelled upon completion of the merger as contemplated by the Merger Agreement for no consideration or payment because the exercise price of the Stonegate Warrants was greater than the Merger Consideration.

F4 · ownership.nature: Mr. Levinson is the chief investment officer of Siget NY Partners, LP, which is the investment management company for Diaco Investments LP. Mr. Levinson is a principal and managing partner of Glick Family Investments, a private family office located in New York, New York. Individuals within the Glick Family Office control decisions related to securities held by Glick Pluchenik 2011 Trust and Chichester Fund Limited.

Read SEC document
May 31, 2017 Filed Jun 19, 2017 12:45 UTC STONEGATE MORTGAGE CORP SGM · Entity 175130 Disposition to issuerStock Option (right to buy Common Stock) · Derivative 17,944 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0000899243-17-016637 · doc4.xml · derivative · entry 2

Levinson Sam · CIK 0001588901 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,944 shares

Expires 2018-05-15

F5 · price: Pursuant to the Merger Agreement, any stock option with an exercise price per share of Stonegate Common Stock that was greater than or equal to the Merger Consideration was cancelled upon completion of the merger as contemplated by the Merger Agreement for no consideration or payment.

F5 · derivative.exercise_date: Pursuant to the Merger Agreement, any stock option with an exercise price per share of Stonegate Common Stock that was greater than or equal to the Merger Consideration was cancelled upon completion of the merger as contemplated by the Merger Agreement for no consideration or payment.

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May 31, 2017 Filed Jun 19, 2017 12:45 UTC STONEGATE MORTGAGE CORP SGM · Entity 175130 Disposition to issuerCommon Stock 1,990,061 $8.00 $15,920,488.00
Disclosure

SEC source: 0000899243-17-016637 · doc4.xml · nonDerivative · entry 1

Levinson Sam · CIK 0001588901 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · shares: Includes 694,567 shares of Stonegate Mortgage Corporation ("Stonegate") common stock, par value $0.01 per share ("Stonegate Common Stock") owned by Diaco Investments LP, 1,042,140 shares of Stonegate Common Stock owned by Glick Pluchenik 2011 Trust, 225,000 shares of Stonegate Common Stock owned by Chichester Fund Limited and 28,354 restricted stock units (each, a "Stonegate RSU") owned by Mr. Levinson.

F2 · price: Pursuant to the Agreement and Plan of Merger, dated January 26, 2017 (the "Merger Agreement"), among Stonegate, Home Point Financial Corporation and Longhorn Merger Sub, Inc., upon completion of the merger as contemplated by the Merger Agreement, each share of Stonegate Common Stock held by the reporting person was converted into the right to receive $8.00 in cash (the "Merger Consideration").

F3 · price: Upon completion of the merger, each Stonegate RSU was converted into the right to receive an amount in cash equal to the product of (i) the number of shares of Stonegate Common Stock subject to such Stonegate RSU immediately prior to completion of the merger and (ii) the Merger Consideration, less applicable tax withholdings.

F4 · ownership.nature: Mr. Levinson is the chief investment officer of Siget NY Partners, LP, which is the investment management company for Diaco Investments LP. Mr. Levinson is a principal and managing partner of Glick Family Investments, a private family office located in New York, New York. Individuals within the Glick Family Office control decisions related to securities held by Glick Pluchenik 2011 Trust and Chichester Fund Limited.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 20:08 UTC Clipper Realty Inc. CLPR · Entity 1014 GrantLong Term Incentive Plan Units · Derivative 11,112 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-006964 · rdgdoc.xml · derivative · entry 1

Levinson Sam · CIK 0001588901 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,112

Underlying: Common Stock · 11,112 shares

Expires not disclosed

F1 · security: Represents long term incentive plan units ("LTIP Units"), a class of units of Clipper Realty L.P. (the "Operating Partnership"), a direct subsidiary of Clipper Realty, Inc. (the "Company"). The LTIP Units are convertible by the reporting person, upon the vesting date, into an equivalent number of units of limited partnership units ("OP Units") of the Operating Partnership. Each OP Unit is redeemable at the request of the holder for cash in an amount equal to the price of a share of common stock of the Company or, at the election of the Company, one share of its common stock. The LTIP Units will vest 50% on June 30, 2017 and 25% on each of September 30, 2017 and December 31, 2017. The rights to convert LTIP Units into OP Units and redeem OP Units do not have expiration dates.

F1 · derivative.exercise_price: Represents long term incentive plan units ("LTIP Units"), a class of units of Clipper Realty L.P. (the "Operating Partnership"), a direct subsidiary of Clipper Realty, Inc. (the "Company"). The LTIP Units are convertible by the reporting person, upon the vesting date, into an equivalent number of units of limited partnership units ("OP Units") of the Operating Partnership. Each OP Unit is redeemable at the request of the holder for cash in an amount equal to the price of a share of common stock of the Company or, at the election of the Company, one share of its common stock. The LTIP Units will vest 50% on June 30, 2017 and 25% on each of September 30, 2017 and December 31, 2017. The rights to convert LTIP Units into OP Units and redeem OP Units do not have expiration dates.

F1 · derivative.exercise_date: Represents long term incentive plan units ("LTIP Units"), a class of units of Clipper Realty L.P. (the "Operating Partnership"), a direct subsidiary of Clipper Realty, Inc. (the "Company"). The LTIP Units are convertible by the reporting person, upon the vesting date, into an equivalent number of units of limited partnership units ("OP Units") of the Operating Partnership. Each OP Unit is redeemable at the request of the holder for cash in an amount equal to the price of a share of common stock of the Company or, at the election of the Company, one share of its common stock. The LTIP Units will vest 50% on June 30, 2017 and 25% on each of September 30, 2017 and December 31, 2017. The rights to convert LTIP Units into OP Units and redeem OP Units do not have expiration dates.

F1 · derivative.expiration_date: Represents long term incentive plan units ("LTIP Units"), a class of units of Clipper Realty L.P. (the "Operating Partnership"), a direct subsidiary of Clipper Realty, Inc. (the "Company"). The LTIP Units are convertible by the reporting person, upon the vesting date, into an equivalent number of units of limited partnership units ("OP Units") of the Operating Partnership. Each OP Unit is redeemable at the request of the holder for cash in an amount equal to the price of a share of common stock of the Company or, at the election of the Company, one share of its common stock. The LTIP Units will vest 50% on June 30, 2017 and 25% on each of September 30, 2017 and December 31, 2017. The rights to convert LTIP Units into OP Units and redeem OP Units do not have expiration dates.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:07 UTC Clipper Realty Inc. CLPR · Entity 1014 PurchaseCommon Stock 60,000 $13.50 $810,000.00
Disclosure

SEC source: 0001615774-17-000543 · s105275_form4.xml · nonDerivative · entry 3

Levinson Sam · CIK 0001588901 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By ECL Holdings LLC, a Delaware limited liability company

Disclosed balance after: 126,335

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:07 UTC Clipper Realty Inc. CLPR · Entity 1014 PurchaseCommon Stock 60,000 $13.50 $810,000.00
Disclosure

SEC source: 0001615774-17-000543 · s105275_form4.xml · nonDerivative · entry 2

Levinson Sam · CIK 0001588901 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trapeze D Holdings LLC, a Delaware limited liability company

Disclosed balance after: 121,482

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:07 UTC Clipper Realty Inc. CLPR · Entity 1014 PurchaseCommon Stock 213,334 $13.50 $2,880,009.00
Disclosure

SEC source: 0001615774-17-000543 · s105275_form4.xml · nonDerivative · entry 1

Levinson Sam · CIK 0001588901 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trapeze Inc., a Delaware corporation

Disclosed balance after: 1,204,932

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.