Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AvidXchange Holdings, Inc.AVDX · Entity 74232 | Director | October 15, 2021 | October 20, 2021 |
| CAPITAL ONE FINANCIAL CORPCOF · Entity 547 | Director · Vice Chairman | November 12, 2003 | November 14, 2003 |
| GreenSky, Inc.GSKY · Entity 109154 | Director | March 07, 2019 | March 11, 2019 |
| Remitly Global, Inc.RELY · Entity 3850 | Director | September 02, 2026 | September 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AvidXchange Holdings, Inc.
Report date October 15, 2021 · Filed October 20, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy QED Fund III, L.P. | 352,024 |
Reported balance
After 2021-10-15 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-10-15 · Exercise / conversion · Acquired 352,024 · Balance 352,024 F1: In connection with the issuer's initial public offering of common stock, these warrants were automatically converted into shares of the issuer's common stock on a net exercise basis. |
| Common StockSEC Table I · non-derivative | IndirectBy QED Fund III, L.P. | 323,298 |
Reported balance
After 2021-10-15 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-10-15 · Tax withholding · Disposed 28,726 · Balance 323,298 F1: In connection with the issuer's initial public offering of common stock, these warrants were automatically converted into shares of the issuer's common stock on a net exercise basis. |
| Common StockSEC Table I · non-derivative | IndirectBy QED Fund III, L.P. | 1,214,090 |
Reported balance
After 2021-10-15 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2021-10-15 · Conversion · Acquired 890,792 · Balance 1,214,090 F2: In connection with the issuer's initial public offering of common stock, all shares of Series E Preferred Stock were automatically converted into shares of the issuer's common stock on a 4-for-1 basis. The preferred stock was perpetual and therefore had no expiration date. |
| Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.04 · Expires 2025-12-11 | IndirectBy QED Fund II, L.P. | 0 |
Reported balance
After 2021-10-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-10-15 · Exercise / conversion · Disposed 352,024 · Balance 0 F3: The number of underlying shares of common stock and the exercise price reflect the 4-for-1 forward stock split which was effected on September 30, 2021. |
| Series E Preferred StockSEC Table II · derivative / convertible security | IndirectBy QED Fund II, L.P. | 0 |
Reported balance
After 2021-10-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-10-15 · Conversion · Disposed 222,698 · Balance 0 F2: In connection with the issuer's initial public offering of common stock, all shares of Series E Preferred Stock were automatically converted into shares of the issuer's common stock on a 4-for-1 basis. The preferred stock was perpetual and therefore had no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the issuer's initial public offering of common stock, these warrants were automatically converted into shares of the issuer's common stock on a net exercise basis.
F2: In connection with the issuer's initial public offering of common stock, all shares of Series E Preferred Stock were automatically converted into shares of the issuer's common stock on a 4-for-1 basis. The preferred stock was perpetual and therefore had no expiration date.
F3: The number of underlying shares of common stock and the exercise price reflect the 4-for-1 forward stock split which was effected on September 30, 2021.
CAPITAL ONE FINANCIAL CORP
Report date November 12, 2003 · Filed November 14, 2003
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,868 |
Last balance in matching sequence
After 2003-11-13 transaction · row 16
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
16 source rowsRow 1 · 2003-11-12 · Exercise / conversion · Acquired 25,000 · Balance 26,868 F1: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Row 2 · 2003-11-12 · Sale · Disposed 2,500 · Balance 24,368 F1: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Row 3 · 2003-11-12 · Sale · Disposed 7,500 · Balance 16,868 F1: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Row 4 · 2003-11-12 · Sale · Disposed 5,000 · Balance 11,868 F1: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Row 5 · 2003-11-12 · Sale · Disposed 1,000 · Balance 10,868 F1: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Row 6 · 2003-11-12 · Sale · Disposed 5,000 · Balance 5,868 F1: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Row 7 · 2003-11-12 · Sale · Disposed 3,000 · Balance 2,868 F1: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Row 8 · 2003-11-12 · Sale · Disposed 1,000 · Balance 1,868 F1: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Row 9 · 2003-11-13 · Exercise / conversion · Acquired 128,958 · Balance 130,826 F1: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Row 10 · 2003-11-13 · Sale · Disposed 32,500 · Balance 98,326 F1: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Row 11 · 2003-11-13 · Sale · Disposed 65,000 · Balance 33,326 F1: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Row 12 · 2003-11-13 · Sale · Disposed 5,000 · Balance 28,326 F1: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Row 13 · 2003-11-13 · Sale · Disposed 8,958 · Balance 19,368 F1: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Row 14 · 2003-11-13 · Sale · Disposed 10,000 · Balance 9,368 F1: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Row 15 · 2003-11-13 · Sale · Disposed 2,500 · Balance 6,868 F1: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Row 16 · 2003-11-13 · Sale · Disposed 5,000 · Balance 1,868 F1: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.25 · Expires 2007-12-18 | Direct | 128,958 |
Reported balance
After 2003-11-12 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2003-11-12 · Exercise / conversion · Disposed 25,000 · Balance 128,958 F2: This option became exercisable upon stockholder approval on April 23, 1998, since the performance-based vesting criteria of the option was satisfied on April 16, 1998, the date on which the trading price of the Common Stock first exceeded $84.00 (pre-stock split) for at least ten trading days in any thirty calendar-day period on or before the third anniversary of the grant date of this option. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.25 · Expires 2007-12-18 | Direct | 0 |
Reported balance
After 2003-11-13 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2003-11-13 · Exercise / conversion · Disposed 128,958 · Balance 0 F2: This option became exercisable upon stockholder approval on April 23, 1998, since the performance-based vesting criteria of the option was satisfied on April 16, 1998, the date on which the trading price of the Common Stock first exceeded $84.00 (pre-stock split) for at least ten trading days in any thirty calendar-day period on or before the third anniversary of the grant date of this option. |
| Common StockSEC Table I · non-derivative | IndirectBy Fairbank Morris Inc. | 107,502 |
Reported balance
Holding disclosure · report date 2003-11-12 · row 17
Holding and transaction disclosures are not merged.
1 source rowRow 17 · Balance 107,502 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
F2: This option became exercisable upon stockholder approval on April 23, 1998, since the performance-based vesting criteria of the option was satisfied on April 16, 1998, the date on which the trading price of the Common Stock first exceeded $84.00 (pre-stock split) for at least ten trading days in any thirty calendar-day period on or before the third anniversary of the grant date of this option.
GreenSky, Inc.
Report date March 07, 2019 · Filed March 11, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 78,436 |
Reported balance
After 2019-03-07 transaction · row 1
1 source rowRow 1 · 2019-03-07 · Grant · Acquired 15,936 · Balance 78,436 F1: Grant of restricted stock, which will vest on March 7, 2020. |
| Class B common stockSEC Table I · non-derivative | IndirectBy QED Fund II, LP | 2,191,852 |
Reported balance
Holding disclosure · report date 2019-03-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,191,852 F2: The Class B common stock entitles holders to ten votes per share, votes as a single class with the Class A common stock, has no economic rights and is subject to forfeiture upon exchange of the Reporting Person's Holdco Units as described below. F3: QED Fund II, LP is managed by QED Partners II, LLC, of which Mr. Morris is the managing partner. |
| Holdco UnitsSEC Table II · derivative / convertible security | IndirectBy QED Fund II, LP | 2,191,852 |
Reported balance
Holding disclosure · report date 2019-03-07 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 2,191,852 F4: Pursuant to the Exchange Agreement, dated May 23, 2018, by and among the Issuer, GreenSky Holdings, LLC ("GS Holdings") and the members of GS Holdings, the Holdco Units may be exchanged by the Reporting Person (with automatic cancellation of an equal number of shares of Class B common stock) for shares of Class A common stock on a one-for-one basis, subject to customary adjustments for stock splits, stock dividends, reclassifications and other similar transactions, stock repurchases and other reinvestments of excess cash, or for cash (based on the market price of the shares of Class A common stock), at the Issuer's option. F3: QED Fund II, LP is managed by QED Partners II, LLC, of which Mr. Morris is the managing partner. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock, which will vest on March 7, 2020.
F2: The Class B common stock entitles holders to ten votes per share, votes as a single class with the Class A common stock, has no economic rights and is subject to forfeiture upon exchange of the Reporting Person's Holdco Units as described below.
F3: QED Fund II, LP is managed by QED Partners II, LLC, of which Mr. Morris is the managing partner.
F4: Pursuant to the Exchange Agreement, dated May 23, 2018, by and among the Issuer, GreenSky Holdings, LLC ("GS Holdings") and the members of GS Holdings, the Holdco Units may be exchanged by the Reporting Person (with automatic cancellation of an equal number of shares of Class B common stock) for shares of Class A common stock on a one-for-one basis, subject to customary adjustments for stock splits, stock dividends, reclassifications and other similar transactions, stock repurchases and other reinvestments of excess cash, or for cash (based on the market price of the shares of Class A common stock), at the Issuer's option.
Remitly Global, Inc.
Report date September 02, 2026 · Filed September 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,804,756 |
Reported balance
After 2026-09-02 transaction · row 1
1 source rowRow 1 · 2026-09-02 · Sale · Disposed 6,300 · Balance 1,804,756 F1: Weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.14 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
Filing footnotes · ownership attribution and instrument terms
F1: Weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.14 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 27, 2003 Filed Oct 29, 2003 23:56 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,300 | $61.73 | $141,979.00 |
DisclosureSEC source: 0001242043-03-000102 · mor269.xml · nonDerivative · entry 10 MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,868 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 27, 2003 Filed Oct 29, 2003 23:56 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,000 | $61.71 | $61,710.00 |
DisclosureSEC source: 0001242043-03-000102 · mor269.xml · nonDerivative · entry 9 MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,168 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 27, 2003 Filed Oct 29, 2003 23:56 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,700 | $61.70 | $104,890.00 |
DisclosureSEC source: 0001242043-03-000102 · mor269.xml · nonDerivative · entry 8 MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,168 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 27, 2003 Filed Oct 29, 2003 23:56 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,200 | $61.67 | $135,674.00 |
DisclosureSEC source: 0001242043-03-000102 · mor269.xml · nonDerivative · entry 7 MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,868 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 27, 2003 Filed Oct 29, 2003 23:56 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 400 | $61.64 | $24,656.00 |
DisclosureSEC source: 0001242043-03-000102 · mor269.xml · nonDerivative · entry 6 MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,068 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 27, 2003 Filed Oct 29, 2003 23:56 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 400 | $61.62 | $24,648.00 |
DisclosureSEC source: 0001242043-03-000102 · mor269.xml · nonDerivative · entry 5 MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,468 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 27, 2003 Filed Oct 29, 2003 23:56 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 600 | $61.61 | $36,966.00 |
DisclosureSEC source: 0001242043-03-000102 · mor269.xml · nonDerivative · entry 4 MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,868 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 27, 2003 Filed Oct 29, 2003 23:56 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,600 | $61.60 | $98,560.00 |
DisclosureSEC source: 0001242043-03-000102 · mor269.xml · nonDerivative · entry 3 MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,468 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 27, 2003 Filed Oct 29, 2003 23:56 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,000 | $61.50 | $123,000.00 |
DisclosureSEC source: 0001242043-03-000102 · mor269.xml · nonDerivative · entry 2 MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,068 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 27, 2003 Filed Oct 29, 2003 23:56 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 90,200 | $9.73 | $877,646.00 |
DisclosureSEC source: 0001242043-03-000102 · mor269.xml · nonDerivative · entry 1 MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,068 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 27, 2003 Filed Oct 29, 2003 23:57 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 3,900 | $62.85 | $245,115.00 |
DisclosureSEC source: 0001242043-03-000103 · mor270.xml · nonDerivative · entry 3 MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,868 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above. Read SEC document |
| October 27, 2003 Filed Oct 29, 2003 23:57 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,500 | $62.62 | $93,930.00 |
DisclosureSEC source: 0001242043-03-000103 · mor270.xml · nonDerivative · entry 2 MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,768 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above. Read SEC document |
| October 27, 2003 Filed Oct 29, 2003 23:57 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 3,100 | $62.61 | $194,091.00 |
DisclosureSEC source: 0001242043-03-000103 · mor270.xml · nonDerivative · entry 1 MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,268 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above. Read SEC document |
| October 24, 2003 Filed Oct 27, 2003 22:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 59,800 | $0.00 Strike: $9.73 | $0.00 |
DisclosureSEC source: 0001242043-03-000101 · mor268.xml · derivative · entry 15 MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,662 Underlying: Common Stock · 59,800 shares Expires 2005-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on September 15, 1996 and annually from that date thereafter. Read SEC document |
| October 24, 2003 Filed Oct 27, 2003 22:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,500 | $62.48 | $156,200.00 |
DisclosureSEC source: 0001242043-03-000101 · mor268.xml · nonDerivative · entry 13 MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,868 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 24, 2003 Filed Oct 27, 2003 22:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,500 | $62.33 | $155,825.00 |
DisclosureSEC source: 0001242043-03-000101 · mor268.xml · nonDerivative · entry 12 MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,368 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 24, 2003 Filed Oct 27, 2003 22:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,700 | $62.30 | $105,910.00 |
DisclosureSEC source: 0001242043-03-000101 · mor268.xml · nonDerivative · entry 11 MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,868 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 24, 2003 Filed Oct 27, 2003 22:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 800 | $62.29 | $49,832.00 |
DisclosureSEC source: 0001242043-03-000101 · mor268.xml · nonDerivative · entry 10 MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,568 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 24, 2003 Filed Oct 27, 2003 22:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,500 | $62.20 | $155,500.00 |
DisclosureSEC source: 0001242043-03-000101 · mor268.xml · nonDerivative · entry 9 MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,368 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 24, 2003 Filed Oct 27, 2003 22:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,500 | $62.05 | $155,125.00 |
DisclosureSEC source: 0001242043-03-000101 · mor268.xml · nonDerivative · entry 8 MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,868 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 24, 2003 Filed Oct 27, 2003 22:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 3,000 | $62.04 | $186,120.00 |
DisclosureSEC source: 0001242043-03-000101 · mor268.xml · nonDerivative · entry 7 MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,368 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 24, 2003 Filed Oct 27, 2003 22:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 5,000 | $62.03 | $310,150.00 |
DisclosureSEC source: 0001242043-03-000101 · mor268.xml · nonDerivative · entry 6 MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,368 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 24, 2003 Filed Oct 27, 2003 22:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 3,500 | $62.02 | $217,070.00 |
DisclosureSEC source: 0001242043-03-000101 · mor268.xml · nonDerivative · entry 5 MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,368 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 24, 2003 Filed Oct 27, 2003 22:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 13,000 | $62.00 | $806,000.00 |
DisclosureSEC source: 0001242043-03-000101 · mor268.xml · nonDerivative · entry 4 MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,868 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 24, 2003 Filed Oct 27, 2003 22:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,000 | $61.99 | $123,980.00 |
DisclosureSEC source: 0001242043-03-000101 · mor268.xml · nonDerivative · entry 3 MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,868 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 24, 2003 Filed Oct 27, 2003 22:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 20,800 | $61.98 | $1,289,184.00 |
DisclosureSEC source: 0001242043-03-000101 · mor268.xml · nonDerivative · entry 2 MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,868 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 24, 2003 Filed Oct 27, 2003 22:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 59,800 | $9.73 | $581,854.00 |
DisclosureSEC source: 0001242043-03-000101 · mor268.xml · nonDerivative · entry 1 MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,668 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 23, 2003 Filed Oct 27, 2003 22:51 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 147,500 | $0.00 Strike: $9.73 | $0.00 |
DisclosureSEC source: 0001242043-03-000099 · mor266.xml · derivative · entry 31 MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,462 Underlying: Common Stock · 147,500 shares Expires 2005-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on September 15, 1996 and annually from that date thereafter. Read SEC document |
| October 23, 2003 Filed Oct 27, 2003 22:51 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 300 | $61.97 | $18,591.00 |
DisclosureSEC source: 0001242043-03-000099 · mor266.xml · nonDerivative · entry 29 MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,568 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 23, 2003 Filed Oct 27, 2003 22:51 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 3,100 | $61.95 | $192,045.00 |
DisclosureSEC source: 0001242043-03-000099 · mor266.xml · nonDerivative · entry 28 MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,868 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 23, 2003 Filed Oct 27, 2003 22:51 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,000 | $61.94 | $61,940.00 |
DisclosureSEC source: 0001242043-03-000099 · mor266.xml · nonDerivative · entry 27 MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,968 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 23, 2003 Filed Oct 27, 2003 22:51 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 400 | $61.93 | $24,772.00 |
DisclosureSEC source: 0001242043-03-000099 · mor266.xml · nonDerivative · entry 26 MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,968 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 23, 2003 Filed Oct 27, 2003 22:51 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,900 | $61.92 | $117,648.00 |
DisclosureSEC source: 0001242043-03-000099 · mor266.xml · nonDerivative · entry 25 MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,368 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 23, 2003 Filed Oct 27, 2003 22:51 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 500 | $61.91 | $30,955.00 |
DisclosureSEC source: 0001242043-03-000099 · mor266.xml · nonDerivative · entry 24 MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,268 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 23, 2003 Filed Oct 27, 2003 22:51 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,900 | $61.90 | $179,510.00 |
DisclosureSEC source: 0001242043-03-000099 · mor266.xml · nonDerivative · entry 23 MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,768 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 23, 2003 Filed Oct 27, 2003 22:51 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 900 | $61.89 | $55,701.00 |
DisclosureSEC source: 0001242043-03-000099 · mor266.xml · nonDerivative · entry 22 MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,668 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 23, 2003 Filed Oct 27, 2003 22:51 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 3,500 | $61.88 | $216,580.00 |
DisclosureSEC source: 0001242043-03-000099 · mor266.xml · nonDerivative · entry 21 MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,568 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 23, 2003 Filed Oct 27, 2003 22:51 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,400 | $61.87 | $86,618.00 |
DisclosureSEC source: 0001242043-03-000099 · mor266.xml · nonDerivative · entry 20 MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,068 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 23, 2003 Filed Oct 27, 2003 22:51 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,200 | $61.86 | $136,092.00 |
DisclosureSEC source: 0001242043-03-000099 · mor266.xml · nonDerivative · entry 19 MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,468 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 23, 2003 Filed Oct 27, 2003 22:51 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 5,400 | $61.85 | $333,990.00 |
DisclosureSEC source: 0001242043-03-000099 · mor266.xml · nonDerivative · entry 18 MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,668 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 23, 2003 Filed Oct 27, 2003 22:51 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,200 | $61.84 | $136,048.00 |
DisclosureSEC source: 0001242043-03-000099 · mor266.xml · nonDerivative · entry 17 MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,068 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 23, 2003 Filed Oct 27, 2003 22:51 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 6,800 | $61.83 | $420,444.00 |
DisclosureSEC source: 0001242043-03-000099 · mor266.xml · nonDerivative · entry 16 MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,268 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 23, 2003 Filed Oct 27, 2003 22:51 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 100 | $61.81 | $6,181.00 |
DisclosureSEC source: 0001242043-03-000099 · mor266.xml · nonDerivative · entry 15 MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,068 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 23, 2003 Filed Oct 27, 2003 22:51 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,400 | $61.80 | $148,320.00 |
DisclosureSEC source: 0001242043-03-000099 · mor266.xml · nonDerivative · entry 14 MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,168 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 23, 2003 Filed Oct 27, 2003 22:51 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 100 | $61.78 | $6,178.00 |
DisclosureSEC source: 0001242043-03-000099 · mor266.xml · nonDerivative · entry 13 MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,568 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 23, 2003 Filed Oct 27, 2003 22:51 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 300 | $61.77 | $18,531.00 |
DisclosureSEC source: 0001242043-03-000099 · mor266.xml · nonDerivative · entry 12 MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,668 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 23, 2003 Filed Oct 27, 2003 22:51 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,000 | $61.75 | $61,750.00 |
DisclosureSEC source: 0001242043-03-000099 · mor266.xml · nonDerivative · entry 11 MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,968 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 23, 2003 Filed Oct 27, 2003 22:51 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 500 | $61.70 | $30,850.00 |
DisclosureSEC source: 0001242043-03-000099 · mor266.xml · nonDerivative · entry 10 MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,968 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 23, 2003 Filed Oct 27, 2003 22:51 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 500 | $61.67 | $30,835.00 |
DisclosureSEC source: 0001242043-03-000099 · mor266.xml · nonDerivative · entry 9 MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,468 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 23, 2003 Filed Oct 27, 2003 22:51 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 400 | $61.66 | $24,664.00 |
DisclosureSEC source: 0001242043-03-000099 · mor266.xml · nonDerivative · entry 8 MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,968 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.