person · Reporting owner

TANNENBAUM LEONARD M

Disclosed activity across 7 companies

Tapewire entity: 10137
SEC CIK: 0001200461

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
AFC BDC Inc.NONE · Entity 127694	Chief Executive Officer	April 28, 2022	May 03, 2022
Advanced Flower Capital Inc.AFCG · Entity 6926	Director · 10% owner	September 28, 2026	September 30, 2026
Fifth Street Asset Management Inc.FSAM · Entity 171240	Director · CEO · 10% owner	October 26, 2017	October 30, 2017
Sunrise Realty Trust, Inc.SUNS · Entity 6750	Director · Executive Chairman · 10% owner	August 13, 2026	August 17, 2026
TCG Strategic Income FundTCGSX · Entity 54636	Director · 10% owner	March 30, 2026	April 01, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AFC BDC Inc.

Report date April 28, 2022 · Filed May 03, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	367,500	Reported balance After 2022-04-28 transaction · row 1 1 source row Row 1 · 2022-04-28 · Other · Acquired 367,500 · Balance 367,500 F1: These shares of Common Stock were acquired pursuant to an Agreement and Plan of Merger, by and among the AFC BDC Warehouse LLC and AFC BDC Inc., under which each share of AFC BDC Warehouse LLC converted automatically into a pro rata share (based on each member's percentage interest in AFC BDC Warehouse LLC, adjusted downward for fractional shares) of AFC BDC Inc., effective as of 12:01 p.m. on April 28, 2022.
Common StockSEC Table I · non-derivative	IndirectBy the Tannenbaum Family 2012 Trust	50,000	Reported balance After 2022-04-28 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2022-04-28 · Other · Acquired 50,000 · Balance 50,000 F1: These shares of Common Stock were acquired pursuant to an Agreement and Plan of Merger, by and among the AFC BDC Warehouse LLC and AFC BDC Inc., under which each share of AFC BDC Warehouse LLC converted automatically into a pro rata share (based on each member's percentage interest in AFC BDC Warehouse LLC, adjusted downward for fractional shares) of AFC BDC Inc., effective as of 12:01 p.m. on April 28, 2022. F2: Reflects shares held by the Tannenbaum Family 2012 Trust. Mr. Tannenbaum disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: These shares of Common Stock were acquired pursuant to an Agreement and Plan of Merger, by and among the AFC BDC Warehouse LLC and AFC BDC Inc., under which each share of AFC BDC Warehouse LLC converted automatically into a pro rata share (based on each member's percentage interest in AFC BDC Warehouse LLC, adjusted downward for fractional shares) of AFC BDC Inc., effective as of 12:01 p.m. on April 28, 2022.

F2: Reflects shares held by the Tannenbaum Family 2012 Trust. Mr. Tannenbaum disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or any other purpose.

Advanced Flower Capital Inc.

Report date September 28, 2026 · Filed September 30, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	7,109,614	Ending reported balance After 2026-09-30 transaction · row 3 3 source rows · reconciled sequence Row 1 · 2026-09-28 · Purchase · Acquired 10,673 · Balance 7,024,890 F1: This transaction was executed in multiple trades ranging from $3.52 to $3.58; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Row 2 · 2026-09-29 · Purchase · Acquired 40,081 · Balance 7,064,971 F2: This transaction was executed in multiple trades ranging from $3.55 to $3.60; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Row 3 · 2026-09-30 · Purchase · Acquired 44,643 · Balance 7,109,614 F3: This transaction was executed in multiple trades ranging from $3.55 to $3.65; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.
Common StockSEC Table I · non-derivative	IndirectHeld by spouse	226,907	Reported balance Holding disclosure · report date 2026-09-28 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 226,907 F4: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Common StockSEC Table I · non-derivative	IndirectSee footnote	180,400	Reported balance Holding disclosure · report date 2026-09-28 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 180,400 F5: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades ranging from $3.52 to $3.58; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.

F2: This transaction was executed in multiple trades ranging from $3.55 to $3.60; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.

F3: This transaction was executed in multiple trades ranging from $3.55 to $3.65; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.

F4: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F5: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Fifth Street Asset Management Inc.

Report date October 26, 2017 · Filed October 30, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common Stock, $0.01 par value per shareSEC Table I · non-derivative	Direct	1,069,405	Ending reported balance After 2017-10-26 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2017-10-26 · Exercise / conversion · Acquired 243,979 · Balance 1,171,755 F1: On October 26, 2017, 243,979 restricted stock units ("RSUs) granted to Mr. Tannenbaum in October 2014 vested. Upon such vesting, one share of the Issuer's Class A common stock became issuable for each RSU and will be issued by the Issuer within 60 days of such vesting. Row 2 · 2017-10-26 · Tax withholding · Disposed 102,350 · Balance 1,069,405
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2017-10-26 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2017-10-26 · Exercise / conversion · Disposed 243,979 · Balance 0 F1: On October 26, 2017, 243,979 restricted stock units ("RSUs) granted to Mr. Tannenbaum in October 2014 vested. Upon such vesting, one share of the Issuer's Class A common stock became issuable for each RSU and will be issued by the Issuer within 60 days of such vesting.
Class A Common Stock, $0.01 par value per shareSEC Table I · non-derivative	IndirectBy FSC CT II, Inc.	8,714,348	Reported balance Holding disclosure · report date 2017-10-26 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 8,714,348 F2: Represents securities held directly by FSC CT II, Inc., a Delaware corporation. Mr. Tannenbaum disclaims beneficial ownership except to the extent of his economic interest therein.
Class A Common Stock, $0.01 par value per shareSEC Table I · non-derivative	IndirectBy Tannenbaum Family 2012 Trust	762,023	Reported balance Holding disclosure · report date 2017-10-26 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 762,023 F3: Represents securities held directly by the Tannenbaum Family 2012 Trust. Mr. Tannenbaum disclaims beneficial ownership except to the extent of his economic interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: On October 26, 2017, 243,979 restricted stock units ("RSUs) granted to Mr. Tannenbaum in October 2014 vested. Upon such vesting, one share of the Issuer's Class A common stock became issuable for each RSU and will be issued by the Issuer within 60 days of such vesting.

F2: Represents securities held directly by FSC CT II, Inc., a Delaware corporation. Mr. Tannenbaum disclaims beneficial ownership except to the extent of his economic interest therein.

F3: Represents securities held directly by the Tannenbaum Family 2012 Trust. Mr. Tannenbaum disclaims beneficial ownership except to the extent of his economic interest therein.

Sunrise Realty Trust, Inc.

Report date August 13, 2026 · Filed August 17, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	3,142,719	Reported balance After 2026-08-13 transaction · row 1 1 source row Row 1 · 2026-08-13 · Purchase · Acquired 50,000 · Balance 3,142,719
Common StockSEC Table I · non-derivative	IndirectSee footnote	585,681	Reported balance Holding disclosure · report date 2026-08-13 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 585,681 F1: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
Common StockSEC Table I · non-derivative	IndirectSee footnote	15,000	Reported balance Holding disclosure · report date 2026-08-13 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 15,000 F2: These shares are held by the Sunny 5 Irrevocable Trust for benefit of certain members of the Reporting Person's family, for which Jeffrey Boccuzzi is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
Common StockSEC Table I · non-derivative	IndirectSee footnote	58,958	Reported balance Holding disclosure · report date 2026-08-13 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 58,958 F3: These shares are held by the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
Common StockSEC Table I · non-derivative	IndirectBy reporting person as UTMA custodian for son	1,000	Reported balance Holding disclosure · report date 2026-08-13 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 1,000
Common StockSEC Table I · non-derivative	IndirectHeld by spouse	46,516	Reported balance Holding disclosure · report date 2026-08-13 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 46,516 F4: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

F2: These shares are held by the Sunny 5 Irrevocable Trust for benefit of certain members of the Reporting Person's family, for which Jeffrey Boccuzzi is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

F3: These shares are held by the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

TCG Strategic Income Fund

Report date March 30, 2026 · Filed April 01, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class I Common Shares of Beneficial InterestSEC Table I · non-derivative	IndirectSee footnote	906,543.476	Reported balance After 2026-03-30 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2026-03-30 · Purchase · Acquired 410,677.618 · Balance 906,543.476 F1: These shares are held by a wholly-owned subsidiary of the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
Class I Common Shares of Beneficial InterestSEC Table I · non-derivative	Direct	300	Reported balance Holding disclosure · report date 2026-03-30 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 300
Class I Common Shares of Beneficial InterestSEC Table I · non-derivative	IndirectBy TCG Strategic Income Advisor LLC	7,820	Reported balance Holding disclosure · report date 2026-03-30 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 7,820 F2: Officer and direct holder of a controlling limited liability company interest of TCG Strategic Income Advisor LLC, the investment adviser to the Issuer, which beneficially owns 10,000 shares of the Issuer. The reporting person disclaims beneficial ownership of these except of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are held by a wholly-owned subsidiary of the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

F2: Officer and direct holder of a controlling limited liability company interest of TCG Strategic Income Advisor LLC, the investment adviser to the Issuer, which beneficially owns 10,000 shares of the Issuer. The reporting person disclaims beneficial ownership of these except of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Oaktree Specialty Lending Corp

Report date December 28, 2021 · Filed December 31, 2021

Section 16 reporting ended · disclosed 2021-12-31. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	15,306,589	Ending reported balance After 2021-12-30 transaction · row 5 3 source rows · reconciled sequence Row 1 · 2021-12-28 · Sale · Disposed 200,000 · Balance 15,591,543 F1: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.590; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Row 3 · 2021-12-29 · Sale · Disposed 200,000 · Balance 15,391,543 F3: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.570; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer Row 5 · 2021-12-30 · Sale · Disposed 84,954 · Balance 15,306,589 F4: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.520; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
Common StockSEC Table I · non-derivative	IndirectTrust	1,332,773	Reported balance Holding disclosure · report date 2021-12-28 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 1,332,773 F2: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
Common StockSEC Table I · non-derivative	IndirectTrust	1,332,773	Reported balance Holding disclosure · report date 2021-12-28 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 1,332,773 F2: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
Common StockSEC Table I · non-derivative	IndirectTrust	1,332,773	Reported balance Holding disclosure · report date 2021-12-28 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 1,332,773 F2: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.590; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

F3: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.570; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer

F4: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.520; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Oaktree Strategic Income Corp

Report date March 19, 2021 · Filed March 24, 2021

Section 16 reporting ended · disclosed 2021-03-24. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2021-03-19 transaction · row 1 1 source row Row 1 · 2021-03-19 · Other · Disposed 6,011,590 · Balance 0 F1: The disposition of these shares of Common Stock was made pursuant to that certain Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Oaktree Specialty Lending Corporation ("OCSL"), the Issuer, Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), under which each share of the Issuer's Common Stock was converted into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, with the Issuer's Common Stock having a market value of $8.51 per share at the close of trading on March 18, 2021.
Common StockSEC Table I · non-derivative	IndirectTrust	Reported balance After 2021-03-19 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2021-03-19 · Other · Disposed 239,340 · Balance 0 F1: The disposition of these shares of Common Stock was made pursuant to that certain Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Oaktree Specialty Lending Corporation ("OCSL"), the Issuer, Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), under which each share of the Issuer's Common Stock was converted into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, with the Issuer's Common Stock having a market value of $8.51 per share at the close of trading on March 18, 2021. F2: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for the benefit of certain members of the reporting person's family for which Bernard D. Berman is a trustee. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.
Common StockSEC Table I · non-derivative	IndirectChildren	Reported balance After 2021-03-19 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2021-03-19 · Other · Disposed 10,875 · Balance 0 F1: The disposition of these shares of Common Stock was made pursuant to that certain Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Oaktree Specialty Lending Corporation ("OCSL"), the Issuer, Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), under which each share of the Issuer's Common Stock was converted into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, with the Issuer's Common Stock having a market value of $8.51 per share at the close of trading on March 18, 2021. F3: Securities held by the Reporting Person's children. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: The disposition of these shares of Common Stock was made pursuant to that certain Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Oaktree Specialty Lending Corporation ("OCSL"), the Issuer, Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), under which each share of the Issuer's Common Stock was converted into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, with the Issuer's Common Stock having a market value of $8.51 per share at the close of trading on March 18, 2021.

F2: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for the benefit of certain members of the reporting person's family for which Bernard D. Berman is a trustee. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

F3: Securities held by the Reporting Person's children. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
May 23, 2018 Filed May 25, 2018 01:42 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	100	$5.00	$500.00	Disclosure SEC source: 0001209191-18-033259 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 7,837,753 F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document
May 23, 2018 Filed May 25, 2018 01:41 UTC	Oaktree Strategic Income Corp OCSI · Entity 140960	SaleCommon Stock	4,344	$8.50	$36,924.00	Disclosure SEC source: 0001209191-18-033258 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Partnership Disclosed balance after: 2,656,750 F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document
May 22, 2018 Filed May 23, 2018 20:58 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	100,000	$5.00	$500,000.00	Disclosure SEC source: 0001209191-18-032650 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 7,837,853 F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. F2 · ownership.nature: This transaction was executed in multiple trades at prices ranging from $5.00 to $5.02; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
May 21, 2018 Filed May 23, 2018 20:58 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	23,868	$5.00	$119,340.00	Disclosure SEC source: 0001209191-18-032650 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 7,937,853 F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document
May 17, 2018 Filed May 21, 2018 20:26 UTC	Oaktree Strategic Income Corp OCSI · Entity 140960	SaleCommon Stock	1,462	$8.50	$12,427.00	Disclosure SEC source: 0001209191-18-031854 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Partnership Disclosed balance after: 2,661,094 F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document
May 16, 2018 Filed May 17, 2018 20:00 UTC	Oaktree Strategic Income Corp OCSI · Entity 140960	SaleCommon Stock	1,914	$8.50	$16,269.00	Disclosure SEC source: 0001209191-18-030847 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Partnership Disclosed balance after: 2,662,556 F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document
May 15, 2018 Filed May 17, 2018 20:00 UTC	Oaktree Strategic Income Corp OCSI · Entity 140960	SaleCommon Stock	2,670	$8.50	$22,695.00	Disclosure SEC source: 0001209191-18-030847 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Partnership Disclosed balance after: 2,664,470 F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. F2 · ownership.nature: This transaction was executed in multiple trades at prices ranging from $8.49 to $8.51; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
May 14, 2018 Filed May 15, 2018 20:13 UTC	Oaktree Strategic Income Corp OCSI · Entity 140960	SaleCommon Stock	303	$8.50	$2,575.50	Disclosure SEC source: 0001209191-18-030186 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Partnership Disclosed balance after: 2,667,140 F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document
May 11, 2018 Filed May 15, 2018 20:13 UTC	Oaktree Strategic Income Corp OCSI · Entity 140960	SaleCommon Stock	938	$8.50	$7,973.00	Disclosure SEC source: 0001209191-18-030186 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Partnership Disclosed balance after: 2,667,443 F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:13 UTC	Oaktree Strategic Income Corp OCSI · Entity 140960	SaleCommon Stock	1,528	$9.00	$13,752.00	Disclosure SEC source: 0001144204-17-055821 · tv478460_4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Partnership Disclosed balance after: 2,668,381 F1 · price: This transaction was executed in multiple trades at prices ranging from $9.00 to $9.02; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:13 UTC	Oaktree Strategic Income Corp OCSI · Entity 140960	SaleCommon Stock	3,050	$9.00	$27,450.00	Disclosure SEC source: 0001144204-17-055821 · tv478460_4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,080,544 F1 · price: This transaction was executed in multiple trades at prices ranging from $9.00 to $9.02; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
October 26, 2017 Filed Oct 30, 2017 20:55 UTC	Fifth Street Asset Management Inc. FSAM · Entity 171240	Exercise / conversionRestricted Stock Units · Derivative	243,979	$0.00	$0.00	Disclosure SEC source: 0001144204-17-054849 · tv478043_form4.xml · derivative · entry 5 TANNENBAUM LEONARD M · CIK 0001200461 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 243,979 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On October 26, 2017, 243,979 restricted stock units ("RSUs) granted to Mr. Tannenbaum in October 2014 vested. Upon such vesting, one share of the Issuer's Class A common stock became issuable for each RSU and will be issued by the Issuer within 60 days of such vesting. F1 · kind: On October 26, 2017, 243,979 restricted stock units ("RSUs) granted to Mr. Tannenbaum in October 2014 vested. Upon such vesting, one share of the Issuer's Class A common stock became issuable for each RSU and will be issued by the Issuer within 60 days of such vesting. F1 · derivative.exercise_date: On October 26, 2017, 243,979 restricted stock units ("RSUs) granted to Mr. Tannenbaum in October 2014 vested. Upon such vesting, one share of the Issuer's Class A common stock became issuable for each RSU and will be issued by the Issuer within 60 days of such vesting. F1 · derivative.expiration_date: On October 26, 2017, 243,979 restricted stock units ("RSUs) granted to Mr. Tannenbaum in October 2014 vested. Upon such vesting, one share of the Issuer's Class A common stock became issuable for each RSU and will be issued by the Issuer within 60 days of such vesting. Read SEC document
October 26, 2017 Filed Oct 30, 2017 20:55 UTC	Fifth Street Asset Management Inc. FSAM · Entity 171240	Tax withholdingClass A Common Stock, $0.01 par value per share	102,350	$4.00	$409,400.00	Disclosure SEC source: 0001144204-17-054849 · tv478043_form4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,069,405 Read SEC document
October 26, 2017 Filed Oct 30, 2017 20:55 UTC	Fifth Street Asset Management Inc. FSAM · Entity 171240	Exercise / conversionClass A Common Stock, $0.01 par value per share	243,979	Not disclosed	Not disclosed	Disclosure SEC source: 0001144204-17-054849 · tv478043_form4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,171,755 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On October 26, 2017, 243,979 restricted stock units ("RSUs) granted to Mr. Tannenbaum in October 2014 vested. Upon such vesting, one share of the Issuer's Class A common stock became issuable for each RSU and will be issued by the Issuer within 60 days of such vesting. F1 · price: On October 26, 2017, 243,979 restricted stock units ("RSUs) granted to Mr. Tannenbaum in October 2014 vested. Upon such vesting, one share of the Issuer's Class A common stock became issuable for each RSU and will be issued by the Issuer within 60 days of such vesting. Read SEC document
October 24, 2017 Filed Oct 24, 2017 21:47 UTC	Oaktree Strategic Income Corp OCSI · Entity 140960	SaleCommon Stock	701	$9.00	$6,309.00	Disclosure SEC source: 0001577791-17-000021 · wf-form4_150888162104517.xml · nonDerivative · entry 8 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Partnership Disclosed balance after: 2,669,909 F2 · ownership.nature: Securities held by Fifth Street Holdings L.P. The Reporting Person controls Fifth Street Holdings L.P. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. Read SEC document
October 24, 2017 Filed Oct 24, 2017 21:47 UTC	Oaktree Strategic Income Corp OCSI · Entity 140960	SaleCommon Stock	1,399	$9.00	$12,591.00	Disclosure SEC source: 0001577791-17-000021 · wf-form4_150888162104517.xml · nonDerivative · entry 7 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,083,594 Read SEC document
October 23, 2017 Filed Oct 24, 2017 21:47 UTC	Oaktree Strategic Income Corp OCSI · Entity 140960	SaleCommon Stock	634	$9.00	$5,706.00	Disclosure SEC source: 0001577791-17-000021 · wf-form4_150888162104517.xml · nonDerivative · entry 6 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Partnership Disclosed balance after: 2,670,610 F2 · ownership.nature: Securities held by Fifth Street Holdings L.P. The Reporting Person controls Fifth Street Holdings L.P. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. Read SEC document
October 23, 2017 Filed Oct 24, 2017 21:47 UTC	Oaktree Strategic Income Corp OCSI · Entity 140960	SaleCommon Stock	1,266	$9.00	$11,394.00	Disclosure SEC source: 0001577791-17-000021 · wf-form4_150888162104517.xml · nonDerivative · entry 5 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,084,993 Read SEC document
October 20, 2017 Filed Oct 24, 2017 21:47 UTC	Oaktree Strategic Income Corp OCSI · Entity 140960	SaleCommon Stock	6,275	$9.01	$56,517.04	Disclosure SEC source: 0001577791-17-000021 · wf-form4_150888162104517.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Partnership Disclosed balance after: 2,671,244 F1 · price: This transaction was executed in multiple trades at prices ranging from $9.0000 to $9.0450; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: Securities held by Fifth Street Holdings L.P. The Reporting Person controls Fifth Street Holdings L.P. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. Read SEC document
October 20, 2017 Filed Oct 24, 2017 21:47 UTC	Oaktree Strategic Income Corp OCSI · Entity 140960	SaleCommon Stock	12,525	$9.01	$112,808.92	Disclosure SEC source: 0001577791-17-000021 · wf-form4_150888162104517.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,086,259 F1 · price: This transaction was executed in multiple trades at prices ranging from $9.0000 to $9.0450; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
October 19, 2017 Filed Oct 23, 2017 20:19 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	PurchaseCommon Stock	437,799	$5.56	$2,434,162.44	Disclosure SEC source: 0001414932-17-000029 · wf-form4_150878998144721.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 7,961,721 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.55 to $5.60; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document
October 19, 2017 Filed Oct 23, 2017 20:19 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	PurchaseCommon Stock	971,807	$5.56	$5,403,246.92	Disclosure SEC source: 0001414932-17-000029 · wf-form4_150878998144721.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,643,009 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.55 to $5.60; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
October 19, 2017 Filed Oct 25, 2017 20:51 UTC Amendment	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	437,799	$5.56	$2,434,162.44	Disclosure SEC source: 0001144204-17-054130 · tv477739_4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 7,961,721 F1 · kind: The transaction code is corrected from the reporting person's Form 4 filed on October 23, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $5.55 to $5.60; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F3 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document
October 19, 2017 Filed Oct 25, 2017 20:51 UTC Amendment	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	971,807	$5.56	$5,403,246.92	Disclosure SEC source: 0001144204-17-054130 · tv477739_4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,643,009 F1 · kind: The transaction code is corrected from the reporting person's Form 4 filed on October 23, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $5.55 to $5.60; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
October 17, 2017 Filed Oct 19, 2017 21:43 UTC	Fifth Street Asset Management Inc. FSAM · Entity 171240	Exercise / conversionRestricted Stock Units · Derivative	432,519	$0.00	$0.00	Disclosure SEC source: 0001144204-17-053290 · tv477354_4.xml · derivative · entry 5 TANNENBAUM LEONARD M · CIK 0001200461 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 432,519 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On October 17, 2017, 432,519 restricted stock units ("RSUs") granted to Mr. Tannenbaum in January 2017 vested. Upon such vesting, one share of the Issuer's Class A common stock became issuable for each RSU and will be issued by the Issuer within 60 days of such vesting. F1 · kind: On October 17, 2017, 432,519 restricted stock units ("RSUs") granted to Mr. Tannenbaum in January 2017 vested. Upon such vesting, one share of the Issuer's Class A common stock became issuable for each RSU and will be issued by the Issuer within 60 days of such vesting. F1 · derivative.exercise_date: On October 17, 2017, 432,519 restricted stock units ("RSUs") granted to Mr. Tannenbaum in January 2017 vested. Upon such vesting, one share of the Issuer's Class A common stock became issuable for each RSU and will be issued by the Issuer within 60 days of such vesting. F1 · derivative.expiration_date: On October 17, 2017, 432,519 restricted stock units ("RSUs") granted to Mr. Tannenbaum in January 2017 vested. Upon such vesting, one share of the Issuer's Class A common stock became issuable for each RSU and will be issued by the Issuer within 60 days of such vesting. Read SEC document
October 17, 2017 Filed Oct 19, 2017 21:43 UTC	Fifth Street Asset Management Inc. FSAM · Entity 171240	Tax withholdingClass A Common Stock, $0.01 par value per share	144,959	$3.95	$572,588.05	Disclosure SEC source: 0001144204-17-053290 · tv477354_4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 927,776 Read SEC document
October 17, 2017 Filed Oct 19, 2017 21:43 UTC	Fifth Street Asset Management Inc. FSAM · Entity 171240	Exercise / conversionClass A Common Stock, $0.01 par value per share	432,519	Not disclosed	Not disclosed	Disclosure SEC source: 0001144204-17-053290 · tv477354_4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,072,735 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On October 17, 2017, 432,519 restricted stock units ("RSUs") granted to Mr. Tannenbaum in January 2017 vested. Upon such vesting, one share of the Issuer's Class A common stock became issuable for each RSU and will be issued by the Issuer within 60 days of such vesting. F1 · price: On October 17, 2017, 432,519 restricted stock units ("RSUs") granted to Mr. Tannenbaum in January 2017 vested. Upon such vesting, one share of the Issuer's Class A common stock became issuable for each RSU and will be issued by the Issuer within 60 days of such vesting. Read SEC document
October 16, 2017 Filed Oct 19, 2017 01:01 UTC	Fifth Street Asset Management Inc. FSAM · Entity 171240	Exercise / conversionHoldings LP Interests · Derivative	2,078,337	$0.00	$0.00	Disclosure SEC source: 0001144204-17-053086 · tv477256_form4.xml · derivative · entry 5 TANNENBAUM LEONARD M · CIK 0001200461 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By FSC CT II, Inc. Disclosed balance after: 24,465,706 Underlying: Class A Common Stock · 2,078,337 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On October 16, 2017, FSC CT II, Inc., pursuant to the Exchange Agreement (as defined below), exchanged limited partnership interests ("Holdings LP Interests") of Fifth Street Holdings L.P. ("Holdings") for shares of the Issuer's Class A common stock on a one-for-one basis. Pursuant to the Exchange Agreement, upon an exchange of the Holdings LP Interests for Class A common stock, Mr. Tannenbaum submitted to the Issuer a corresponding amount of Class B common stock for cancellation. F1 · kind: On October 16, 2017, FSC CT II, Inc., pursuant to the Exchange Agreement (as defined below), exchanged limited partnership interests ("Holdings LP Interests") of Fifth Street Holdings L.P. ("Holdings") for shares of the Issuer's Class A common stock on a one-for-one basis. Pursuant to the Exchange Agreement, upon an exchange of the Holdings LP Interests for Class A common stock, Mr. Tannenbaum submitted to the Issuer a corresponding amount of Class B common stock for cancellation. F4 · derivative.exercise_date: Mr. Tannenbaum is permitted to exchange the remaining Holdings LP Interests in accordance with the terms of the exchange agreement, dated as of October 29, 2014, by and among the Issuer, Holdings and the limited partners of Holdings party thereto (the "Exchange Agreement"), subject to the requirements of the Cutback Agreement, dated as of September 26, 2017, among the Issuer, Holdings and the limited partners of Holdings party thereto. F4 · derivative.expiration_date: Mr. Tannenbaum is permitted to exchange the remaining Holdings LP Interests in accordance with the terms of the exchange agreement, dated as of October 29, 2014, by and among the Issuer, Holdings and the limited partners of Holdings party thereto (the "Exchange Agreement"), subject to the requirements of the Cutback Agreement, dated as of September 26, 2017, among the Issuer, Holdings and the limited partners of Holdings party thereto. F2 · ownership.nature: Represents securities held directly by FSC CT II, Inc., a Delaware corporation. Mr. Tannenbaum disclaims beneficial ownership except to the extent of his economic interest therein. Read SEC document
October 16, 2017 Filed Oct 19, 2017 01:01 UTC	Fifth Street Asset Management Inc. FSAM · Entity 171240	Disposition to issuerClass B Common Stock, $0.01 par value per share	2,078,337	Not disclosed	Not disclosed	Disclosure SEC source: 0001144204-17-053086 · tv477256_form4.xml · nonDerivative · entry 4 TANNENBAUM LEONARD M · CIK 0001200461 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,074,531 F1 · kind: On October 16, 2017, FSC CT II, Inc., pursuant to the Exchange Agreement (as defined below), exchanged limited partnership interests ("Holdings LP Interests") of Fifth Street Holdings L.P. ("Holdings") for shares of the Issuer's Class A common stock on a one-for-one basis. Pursuant to the Exchange Agreement, upon an exchange of the Holdings LP Interests for Class A common stock, Mr. Tannenbaum submitted to the Issuer a corresponding amount of Class B common stock for cancellation. F1 · price: On October 16, 2017, FSC CT II, Inc., pursuant to the Exchange Agreement (as defined below), exchanged limited partnership interests ("Holdings LP Interests") of Fifth Street Holdings L.P. ("Holdings") for shares of the Issuer's Class A common stock on a one-for-one basis. Pursuant to the Exchange Agreement, upon an exchange of the Holdings LP Interests for Class A common stock, Mr. Tannenbaum submitted to the Issuer a corresponding amount of Class B common stock for cancellation. Read SEC document
October 16, 2017 Filed Oct 19, 2017 01:01 UTC	Fifth Street Asset Management Inc. FSAM · Entity 171240	Exercise / conversionClass A Common Stock, $0.01 par value per share	2,078,337	Not disclosed	Not disclosed	Disclosure SEC source: 0001144204-17-053086 · tv477256_form4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By FSC CT II, Inc. Disclosed balance after: 8,714,348 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On October 16, 2017, FSC CT II, Inc., pursuant to the Exchange Agreement (as defined below), exchanged limited partnership interests ("Holdings LP Interests") of Fifth Street Holdings L.P. ("Holdings") for shares of the Issuer's Class A common stock on a one-for-one basis. Pursuant to the Exchange Agreement, upon an exchange of the Holdings LP Interests for Class A common stock, Mr. Tannenbaum submitted to the Issuer a corresponding amount of Class B common stock for cancellation. F1 · price: On October 16, 2017, FSC CT II, Inc., pursuant to the Exchange Agreement (as defined below), exchanged limited partnership interests ("Holdings LP Interests") of Fifth Street Holdings L.P. ("Holdings") for shares of the Issuer's Class A common stock on a one-for-one basis. Pursuant to the Exchange Agreement, upon an exchange of the Holdings LP Interests for Class A common stock, Mr. Tannenbaum submitted to the Issuer a corresponding amount of Class B common stock for cancellation. F2 · ownership.nature: Represents securities held directly by FSC CT II, Inc., a Delaware corporation. Mr. Tannenbaum disclaims beneficial ownership except to the extent of his economic interest therein. Read SEC document
March 29, 2017 Filed Mar 30, 2017 21:47 UTC	Oaktree Specialty Lending Corp FSC · Entity 4863	PurchaseCommon Stock	102,000	$4.71	$480,420.00	Disclosure SEC source: 0001414932-17-000019 · wf-form4_149091045385074.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,614,816.404 F2 · price: Mr. Tannenbaum has previously disgorged to FSC profits realized in connection with purchases of an aggregate of 242,289 shares of FSC common stock occurring at prices less than or equal to $4.40 per share. Because the transactions reported herein occurred at prices greater than $4.40 per share, there are no additional recoverable profits subject to disgorgement to FSC. F3 · price: This transaction was executed in multiple trades at prices ranging from $4.69 to $4.74; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
March 28, 2017 Filed Mar 30, 2017 21:47 UTC	Oaktree Specialty Lending Corp FSC · Entity 4863	PurchaseCommon Stock	266,073	$4.75	$1,263,846.75	Disclosure SEC source: 0001414932-17-000019 · wf-form4_149091045385074.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,512,816.404 F1 · price: This transaction was executed in multiple trades at prices ranging from $4.73 to $4.77; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · price: Mr. Tannenbaum has previously disgorged to FSC profits realized in connection with purchases of an aggregate of 242,289 shares of FSC common stock occurring at prices less than or equal to $4.40 per share. Because the transactions reported herein occurred at prices greater than $4.40 per share, there are no additional recoverable profits subject to disgorgement to FSC. Read SEC document
March 27, 2017 Filed Mar 27, 2017 22:06 UTC	Oaktree Specialty Lending Corp FSC · Entity 4863	PurchaseCommon Stock	223,749	$4.69	$1,048,264.07	Disclosure SEC source: 0001414932-17-000018 · wf-form4_149065238537002.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · (1) - See below Disclosed balance after: 655,850 F2 · price: Mr. Tannenbaum has previously disgorged to FSC profits realized in connection with purchases of an aggregate of 242,289 shares of FSC common stock occurring at prices less than or equal to $4.40 per share. Because the transactions reported herein occurred at prices greater than $4.40 per share, there are no additional recoverable profits subject to disgorgement to FSC. F4 · price: This transaction was executed in multiple trades at prices ranging from $4.63 to $4.71; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
March 24, 2017 Filed Mar 27, 2017 22:06 UTC	Oaktree Specialty Lending Corp FSC · Entity 4863	PurchaseCommon Stock	222,101	$4.65	$1,033,213.85	Disclosure SEC source: 0001414932-17-000018 · wf-form4_149065238537002.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · (1) - See below Disclosed balance after: 432,101 F2 · price: Mr. Tannenbaum has previously disgorged to FSC profits realized in connection with purchases of an aggregate of 242,289 shares of FSC common stock occurring at prices less than or equal to $4.40 per share. Because the transactions reported herein occurred at prices greater than $4.40 per share, there are no additional recoverable profits subject to disgorgement to FSC. F3 · price: This transaction was executed in multiple trades at prices ranging from $4.63 to $4.66; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
March 23, 2017 Filed Mar 27, 2017 22:06 UTC	Oaktree Specialty Lending Corp FSC · Entity 4863	PurchaseCommon Stock	210,000	$4.66	$978,600.00	Disclosure SEC source: 0001414932-17-000018 · wf-form4_149065238537002.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · (1) - See below Disclosed balance after: 210,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $4.64 to $4.67; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · price: Mr. Tannenbaum has previously disgorged to FSC profits realized in connection with purchases of an aggregate of 242,289 shares of FSC common stock occurring at prices less than or equal to $4.40 per share. Because the transactions reported herein occurred at prices greater than $4.40 per share, there are no additional recoverable profits subject to disgorgement to FSC. Read SEC document
March 22, 2017 Filed Mar 23, 2017 21:55 UTC	Oaktree Specialty Lending Corp FSC · Entity 4863	PurchaseCommon Stock	269,871	$4.64	$1,252,201.44	Disclosure SEC source: 0001200461-17-000001 · wf-form4_149030612144555.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,246,743.404 F2 · price: Mr. Tannenbaum has previously disgorged to FSC profits realized in connection with purchases of an aggregate of 242,289 shares of FSC common stock occurring at prices less than or equal to $4.40 per share. Because the transactions reported herein occurred at prices greater than $4.40 per share, there are no additional recoverable profits subject to disgorgement to FSC. F3 · price: This transaction was executed in multiple trades at prices ranging from $4.60 to $4.65; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
March 21, 2017 Filed Mar 23, 2017 21:55 UTC	Oaktree Specialty Lending Corp FSC · Entity 4863	PurchaseCommon Stock	207,613	$4.63	$961,248.19	Disclosure SEC source: 0001200461-17-000001 · wf-form4_149030612144555.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,976,872.404 F1 · price: This transaction was executed in multiple trades at prices ranging from $4.61 to $4.65; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · price: Mr. Tannenbaum has previously disgorged to FSC profits realized in connection with purchases of an aggregate of 242,289 shares of FSC common stock occurring at prices less than or equal to $4.40 per share. Because the transactions reported herein occurred at prices greater than $4.40 per share, there are no additional recoverable profits subject to disgorgement to FSC. Read SEC document
March 20, 2017 Filed Mar 21, 2017 21:22 UTC	Oaktree Specialty Lending Corp FSC · Entity 4863	PurchaseCommon Stock, par value $0.01 per share	175,000	$4.64	$812,000.00	Disclosure SEC source: 0001144204-17-015894 · v462373_form4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,769,259.404 F2 · price: This transaction was executed in multiple trades at prices ranging from $4.56 to $4.66; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
March 17, 2017 Filed Mar 21, 2017 21:22 UTC	Oaktree Specialty Lending Corp FSC · Entity 4863	PurchaseCommon Stock, par value $0.01 per share	170,000	$4.59	$780,300.00	Disclosure SEC source: 0001144204-17-015894 · v462373_form4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,594,259.404 F1 · price: This transaction was executed in multiple trades at prices ranging from $4.55 to $4.60; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
March 15, 2017 Filed Mar 17, 2017 20:32 UTC	Oaktree Specialty Lending Corp FSC · Entity 4863	PurchaseCommon Stock	1,273,000	$4.51	$5,741,230.00	Disclosure SEC source: 0001414932-17-000016 · wf-form4_148978273315990.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,424,259.404 F1 · price: This transaction was executed in multiple trades at prices ranging from $4.46 to $4.51; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
March 14, 2017 Filed Mar 15, 2017 22:28 UTC	Oaktree Specialty Lending Corp FSC · Entity 4863	PurchaseCommon Stock	356,492	$4.51	$1,607,778.92	Disclosure SEC source: 0001414932-17-000015 · wf-form4_148961688196001.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,201,259.404 F1 · price: Because the purchases reported hereby occurred at prices greater than those in the trades that occurred on March 9 and 10, 2017, no incremental short-swing profits were realized in connection with these transactions. F3 · price: This transaction was executed in multiple trades at prices ranging from $4.48 to $4.53; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
March 13, 2017 Filed Mar 15, 2017 22:28 UTC	Oaktree Specialty Lending Corp FSC · Entity 4863	PurchaseCommon Stock	176,476	$4.50	$794,142.00	Disclosure SEC source: 0001414932-17-000015 · wf-form4_148961688196001.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,844,767.404 F1 · price: Because the purchases reported hereby occurred at prices greater than those in the trades that occurred on March 9 and 10, 2017, no incremental short-swing profits were realized in connection with these transactions. F2 · price: This transaction was executed in multiple trades at prices ranging from $4.47 to $4.51; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
March 10, 2017 Filed Mar 13, 2017 21:46 UTC	Oaktree Specialty Lending Corp FSC · Entity 4863	PurchaseCommon Stock	389,571	$4.43	$1,725,799.53	Disclosure SEC source: 0001144204-17-014305 · v461718_form4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,668,291.404 F2 · price: Mr. Tannenbaum's purchases of FSC common stock reported herein were matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 242,289 shares, with his sale of an aggregate of 242,289 shares of FSC common stock at prices ranging from $5.55 to $5.61 per share that occurred between December 13, 2016 and December 29, 2016. The reporting person has agreed to pay to FSC, upon settlement of the trades, $284,905.07, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs F3 · price: This transaction was executed in multiple trades at prices ranging from $4.39 to $4.45; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
March 09, 2017 Filed Mar 13, 2017 21:46 UTC	Oaktree Specialty Lending Corp FSC · Entity 4863	PurchaseCommon Stock	205,169	$4.37	$896,588.53	Disclosure SEC source: 0001144204-17-014305 · v461718_form4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,278,720.404 F1 · price: This transaction was executed in multiple trades at prices ranging from $4.33 to $4.39; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · price: Mr. Tannenbaum's purchases of FSC common stock reported herein were matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 242,289 shares, with his sale of an aggregate of 242,289 shares of FSC common stock at prices ranging from $5.55 to $5.61 per share that occurred between December 13, 2016 and December 29, 2016. The reporting person has agreed to pay to FSC, upon settlement of the trades, $284,905.07, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs Read SEC document
February 16, 2017 Filed Feb 16, 2017 22:51 UTC	Oaktree Strategic Income Corp FSFR · Entity 140960	PurchaseCommon Stock	25,035	$9.04	$226,266.33	Disclosure SEC source: 0001577791-17-000009 · wf-form4_148728547222337.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · (1) - See below Disclosed balance after: 139,367 F2 · price: This transaction was executed in multiple trades at prices ranging from $8.96 to $9.13; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
February 15, 2017 Filed Feb 16, 2017 22:51 UTC	Oaktree Strategic Income Corp FSFR · Entity 140960	PurchaseCommon Stock	9,188	$9.05	$83,144.05	Disclosure SEC source: 0001577791-17-000009 · wf-form4_148728547222337.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · (1) - See below Disclosed balance after: 114,332 F1 · price: This transaction was executed in multiple trades at prices ranging from $8.97 to $9.12; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
February 14, 2017 Filed Feb 14, 2017 22:46 UTC	Oaktree Strategic Income Corp FSFR · Entity 140960	PurchaseCommon Stock	79,669	$8.97	$714,957.57	Disclosure SEC source: 0001577791-17-000007 · wf-form4_148711239529322.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · (1) - See below Disclosed balance after: 105,144 F2 · price: This transaction was executed in multiple trades at prices ranging from $8.80 to $9.04; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
February 13, 2017 Filed Feb 14, 2017 22:46 UTC	Oaktree Strategic Income Corp FSFR · Entity 140960	PurchaseCommon Stock	25,475	$8.67	$220,822.40	Disclosure SEC source: 0001577791-17-000007 · wf-form4_148711239529322.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · (1) - See below Disclosed balance after: 25,475 F1 · price: This transaction was executed in multiple trades at prices ranging from $8.6385 to $8.7384; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
January 12, 2017 Filed Jan 18, 2017 00:20 UTC	Fifth Street Asset Management Inc. FSAM · Entity 171240	GrantRestricted Stock Units · Derivative	447,786	$0.00	$0.00	Disclosure SEC source: 0001144204-17-002519 · v457051_form4.xml · derivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,786 Underlying: Class A Common Stock · 447,786 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of Class A common stock of the Issuer. No later than 60 days following each vesting date, one share of Class A common stock of the Issuer shall be issued for each restricted stock unit that becomes vested on such vesting date. F2 · derivative.exercise_date: One-third of the total number of restricted stock units will vest on each of the first three anniversaries of the date of grant, which was January 12, 2017. F2 · derivative.expiration_date: One-third of the total number of restricted stock units will vest on each of the first three anniversaries of the date of grant, which was January 12, 2017. Read SEC document
January 12, 2017 Filed Jan 24, 2017 22:45 UTC Amendment	Fifth Street Asset Management Inc. FSAM · Entity 171240	GrantRestricted Stock Units · Derivative	432,519	$0.00	$0.00	Disclosure SEC source: 0001144204-17-003659 · v457472_4a.xml · derivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,519 Underlying: Class A Common Stock · 432,519 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of Class A common stock of the Issuer. No later than 60 days following each vesting date, one share of Class A common stock of the Issuer shall be issued for each restricted stock unit that becomes vested on such vesting date. F2 · derivative.exercise_date: One-third of the total number of restricted stock units will vest on each of the first three anniversaries of the date of grant, which was January 12, 2017. F2 · derivative.expiration_date: One-third of the total number of restricted stock units will vest on each of the first three anniversaries of the date of grant, which was January 12, 2017. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.