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person · Reporting owner

Angermayer Christian

Disclosed activity across 7 companies

Tapewire entity
10108
SEC CIK
0001845872

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Atai Beckley N.V.ATAI · Entity 72536Director · 10% ownerSeptember 30, 2025October 02, 2025
Enhanced Group Inc.ENHA · Entity 6262Director · 10% ownerSeptember 17, 2026September 22, 2026
Frontier Acquisition Corp.FRONU · Entity 115377Director · Chief Executive OfficerMarch 10, 2021March 16, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Atai Beckley N.V.

Report date September 30, 2025 · Filed October 02, 2025

Jointly reported with Apeiron Investment Group Ltd.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeIndirectBy Apeiron Investment Group Ltd.53,412,414 Reported balance After 2025-09-30 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2025-09-30 · Conversion · Acquired 2,367,200 · Balance 53,412,414

F1: The conversion price for the Convertible Notes is EUR 17.00 per note.

Convertible NotesSEC Table II · derivative / convertible security · Expires 2025-09-30IndirectBy Apeiron Investment Group Ltd.0 Reported balance After 2025-09-30 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-09-30 · Conversion · Disposed 147,950 · Balance 0

F1: The conversion price for the Convertible Notes is EUR 17.00 per note.

F2: The Convertible Notes were acquired in exchange for convertible notes issued by ATAI Life Sciences AG with substantially similar terms and economics.

Common SharesSEC Table I · non-derivativeIndirectBy Apeiron Presight Capital Fund II, L.P.1,799,302 Reported balance Holding disclosure · report date 2025-09-30 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,799,302

Filing footnotes · ownership attribution and instrument terms

F1: The conversion price for the Convertible Notes is EUR 17.00 per note.

F2: The Convertible Notes were acquired in exchange for convertible notes issued by ATAI Life Sciences AG with substantially similar terms and economics.

Enhanced Group Inc.

Report date September 17, 2026 · Filed September 22, 2026

Jointly reported with Apeiron Investment Group Ltd., Enhanced Holdings LP

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote43,343,818 Reported balance After 2026-09-17 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2026-09-17 · Purchase · Acquired 6,080,047 · Balance 43,343,818

F1: The securities reported herein are held of record by Apeiron Investment Group Ltd. ("Apeiron"), as nominee for Enhanced Holdings LP. Christian Angermayer is the sole voting shareholder of Apeiron, which is the sole shareholder of Enhanced Holdings GP, which is the general partner of Enhanced Holdings LP. As a result, each of the foregoing entities and Mr. Angermayer may be deemed to share beneficial ownership over the securities reported herein. Mr. Angermayer disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The securities reported herein are held of record by Apeiron Investment Group Ltd. ("Apeiron"), as nominee for Enhanced Holdings LP. Christian Angermayer is the sole voting shareholder of Apeiron, which is the sole shareholder of Enhanced Holdings GP, which is the general partner of Enhanced Holdings LP. As a result, each of the foregoing entities and Mr. Angermayer may be deemed to share beneficial ownership over the securities reported herein. Mr. Angermayer disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Frontier Acquisition Corp.

Report date March 10, 2021 · Filed March 16, 2021

This filing explicitly reported no securities owned.

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Alto Neuroscience, Inc.

Report date February 06, 2024 · Filed March 06, 2024

Jointly reported with Apeiron Investment Group Ltd., Apeiron Presight Capital Fund II, L.P.

Section 16 reporting ended · disclosed 2024-03-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect251,881 Reported balance After 2024-02-06 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2024-02-06 · Conversion · Acquired 251,881 · Balance 251,881

F1: In connection with the closing of the Issuer's initial public offering, each share of Series A preferred stock automatically converted into common stock 2.2241 for 1 basis.

F2: The reportable securities are held by Apeiron Investment Group Ltd. ("Apeiron"). Christian Angermayer, as the majority shareholder of Apeiron, may be deemed to beneficially own the securities.

Common StockSEC Table I · non-derivativeIndirectBy Apeiron Presight Capital Fund II, L.P.(674,658 Reported balance After 2024-02-06 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2024-02-06 · Conversion · Acquired 674,658 · Balance 674,658

F1: In connection with the closing of the Issuer's initial public offering, each share of Series A preferred stock automatically converted into common stock 2.2241 for 1 basis.

F3: The reportable securities are held by Apeiron Presight Capital Fund II, L.P. ("Apeiron Presight"). Apeiron Investment Group Ltd. ("Apeiron") and Fabian Hansen are the managing members of Presight Capital Management I, L.L.C. ("Presight Management"), which is the general partner of Apeiron Presight. As a result, each of Apeiron, Mr. Hansen and Presight Management may be deemed to share beneficial ownership of the securities.

Warrants to Purchase Series A Preferred StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2024-02-06 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-02-06 · Conversion · Disposed 444,561 · Balance 0

F4: In connection with the closing of the Issuer's initial public offering, the Warrants were exercised on a cashless basis into shares of Series A Preferred Stock, which were automatically converted into shares of Common Stock on a 2.2241 for 1 basis.

F2: The reportable securities are held by Apeiron Investment Group Ltd. ("Apeiron"). Christian Angermayer, as the majority shareholder of Apeiron, may be deemed to beneficially own the securities.

Series A Preferred StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2024-02-06 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-02-06 · Conversion · Disposed 406,072 · Balance 0

F1: In connection with the closing of the Issuer's initial public offering, each share of Series A preferred stock automatically converted into common stock 2.2241 for 1 basis.

F2: The reportable securities are held by Apeiron Investment Group Ltd. ("Apeiron"). Christian Angermayer, as the majority shareholder of Apeiron, may be deemed to beneficially own the securities.

Series A Preferred StockSEC Table II · derivative / convertible securityIndirectBy Apeiron Presight Capital Fund II, L.P.0 Reported balance After 2024-02-06 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2024-02-06 · Conversion · Disposed 1,063,918 · Balance 0

F1: In connection with the closing of the Issuer's initial public offering, each share of Series A preferred stock automatically converted into common stock 2.2241 for 1 basis.

F3: The reportable securities are held by Apeiron Presight Capital Fund II, L.P. ("Apeiron Presight"). Apeiron Investment Group Ltd. ("Apeiron") and Fabian Hansen are the managing members of Presight Capital Management I, L.L.C. ("Presight Management"), which is the general partner of Apeiron Presight. As a result, each of Apeiron, Mr. Hansen and Presight Management may be deemed to share beneficial ownership of the securities.

Series B Preferred StockSEC Table II · derivative / convertible securityIndirectBy Apeiron Presight Capital Fund II, L.P.0 Reported balance After 2024-02-06 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2024-02-06 · Conversion · Disposed 416,665 · Balance 0

F5: In connection with the closing of the Issuer's initial public offering, each share of Series B Preferred automatically converted into common stock on a 2.1226069 for 1 basis.

F1: In connection with the closing of the Issuer's initial public offering, each share of Series A preferred stock automatically converted into common stock 2.2241 for 1 basis.

F3: The reportable securities are held by Apeiron Presight Capital Fund II, L.P. ("Apeiron Presight"). Apeiron Investment Group Ltd. ("Apeiron") and Fabian Hansen are the managing members of Presight Capital Management I, L.L.C. ("Presight Management"), which is the general partner of Apeiron Presight. As a result, each of Apeiron, Mr. Hansen and Presight Management may be deemed to share beneficial ownership of the securities.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the closing of the Issuer's initial public offering, each share of Series A preferred stock automatically converted into common stock 2.2241 for 1 basis.

F2: The reportable securities are held by Apeiron Investment Group Ltd. ("Apeiron"). Christian Angermayer, as the majority shareholder of Apeiron, may be deemed to beneficially own the securities.

F3: The reportable securities are held by Apeiron Presight Capital Fund II, L.P. ("Apeiron Presight"). Apeiron Investment Group Ltd. ("Apeiron") and Fabian Hansen are the managing members of Presight Capital Management I, L.L.C. ("Presight Management"), which is the general partner of Apeiron Presight. As a result, each of Apeiron, Mr. Hansen and Presight Management may be deemed to share beneficial ownership of the securities.

F4: In connection with the closing of the Issuer's initial public offering, the Warrants were exercised on a cashless basis into shares of Series A Preferred Stock, which were automatically converted into shares of Common Stock on a 2.2241 for 1 basis.

F5: In connection with the closing of the Issuer's initial public offering, each share of Series B Preferred automatically converted into common stock on a 2.1226069 for 1 basis.

AtaiBeckley Inc.

Report date September 11, 2026 · Filed September 11, 2026

Jointly reported with Apeiron Investment Group Ltd.

Section 16 reporting ended · disclosed 2026-09-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-09-11 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2026-09-11 · Disposition to issuer · Disposed 559,232 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger dated as of July 15, 2026, by and among AtaiBeckley Inc. (the "Company"), Eli Lilly and Company, an Indiana corporation ("Parent"), and Albali Acquisition Corporation, a Delaware corporation and indirect wholly owned subsidiary of Parent ("Merger Sub"), on September 11, 2026, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving as a wholly owned subsidiary of Parent.

F2: At the effective time of the Merger (the "Effective Time"), each share of the Company's common stock, par value $0.01 per share, issued and outstanding immediately prior to the Effective Time, subject to certain exceptions, converted into the right to receive (i) $6.75 per share in cash, without interest, plus (ii) one contingent value right per share (each, a "CVR" and collectively, the "CVRs"), representing the right to receive up to an aggregate of $2.50 in cash per CVR upon achievement, if any, of specified clinical and regulatory milestones, less any applicable tax withholding.

Common StockSEC Table I · non-derivativeIndirectBy ApeironInvestmentGroup Ltd.0 Reported balance After 2026-09-11 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2026-09-11 · Disposition to issuer · Disposed 53,398,214 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger dated as of July 15, 2026, by and among AtaiBeckley Inc. (the "Company"), Eli Lilly and Company, an Indiana corporation ("Parent"), and Albali Acquisition Corporation, a Delaware corporation and indirect wholly owned subsidiary of Parent ("Merger Sub"), on September 11, 2026, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving as a wholly owned subsidiary of Parent.

F2: At the effective time of the Merger (the "Effective Time"), each share of the Company's common stock, par value $0.01 per share, issued and outstanding immediately prior to the Effective Time, subject to certain exceptions, converted into the right to receive (i) $6.75 per share in cash, without interest, plus (ii) one contingent value right per share (each, a "CVR" and collectively, the "CVRs"), representing the right to receive up to an aggregate of $2.50 in cash per CVR upon achievement, if any, of specified clinical and regulatory milestones, less any applicable tax withholding.

F3: The Reporting Person's prior Form 4 inadvertently reported an incorrect beneficial ownership total, which has been corrected in this Form 4.

Common StockSEC Table I · non-derivativeIndirectBy ApeironPresightCapital FundII, L.P.0 Reported balance After 2026-09-11 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2026-09-11 · Disposition to issuer · Disposed 1,799,302 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger dated as of July 15, 2026, by and among AtaiBeckley Inc. (the "Company"), Eli Lilly and Company, an Indiana corporation ("Parent"), and Albali Acquisition Corporation, a Delaware corporation and indirect wholly owned subsidiary of Parent ("Merger Sub"), on September 11, 2026, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving as a wholly owned subsidiary of Parent.

F2: At the effective time of the Merger (the "Effective Time"), each share of the Company's common stock, par value $0.01 per share, issued and outstanding immediately prior to the Effective Time, subject to certain exceptions, converted into the right to receive (i) $6.75 per share in cash, without interest, plus (ii) one contingent value right per share (each, a "CVR" and collectively, the "CVRs"), representing the right to receive up to an aggregate of $2.50 in cash per CVR upon achievement, if any, of specified clinical and regulatory milestones, less any applicable tax withholding.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $5.68 · Expires 2030-08-20Direct0 Reported balance After 2026-09-11 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-09-11 · Disposition to issuer · Disposed 624,000 · Balance 0

F4: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.84 · Expires 2032-05-25Direct0 Reported balance After 2026-09-11 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-09-11 · Disposition to issuer · Disposed 64,000 · Balance 0

F4: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.88 · Expires 2033-05-23Direct0 Reported balance After 2026-09-11 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-09-11 · Disposition to issuer · Disposed 17,930 · Balance 0

F4: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.64 · Expires 2034-01-05Direct0 Reported balance After 2026-09-11 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-09-11 · Disposition to issuer · Disposed 1,247,932 · Balance 0

F4: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $2.49 · Expires 2035-06-02Direct0 Reported balance After 2026-09-11 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-09-11 · Disposition to issuer · Disposed 131,698 · Balance 0

F4: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $2.25 · Expires 2035-06-26Direct0 Reported balance After 2026-09-11 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-09-11 · Disposition to issuer · Disposed 103,000 · Balance 0

F4: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.50 · Expires 2036-06-04Direct0 Reported balance After 2026-09-11 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2026-09-11 · Disposition to issuer · Disposed 121,968 · Balance 0

F4: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger dated as of July 15, 2026, by and among AtaiBeckley Inc. (the "Company"), Eli Lilly and Company, an Indiana corporation ("Parent"), and Albali Acquisition Corporation, a Delaware corporation and indirect wholly owned subsidiary of Parent ("Merger Sub"), on September 11, 2026, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving as a wholly owned subsidiary of Parent.

F2: At the effective time of the Merger (the "Effective Time"), each share of the Company's common stock, par value $0.01 per share, issued and outstanding immediately prior to the Effective Time, subject to certain exceptions, converted into the right to receive (i) $6.75 per share in cash, without interest, plus (ii) one contingent value right per share (each, a "CVR" and collectively, the "CVRs"), representing the right to receive up to an aggregate of $2.50 in cash per CVR upon achievement, if any, of specified clinical and regulatory milestones, less any applicable tax withholding.

F3: The Reporting Person's prior Form 4 inadvertently reported an incorrect beneficial ownership total, which has been corrected in this Form 4.

F4: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

BIONOMICS LTD/ADR

Report date July 01, 2024 · Filed October 07, 2024

Jointly reported with Apeiron Investment Group Ltd., Apeiron Presight Capital Fund II, L.P.

Section 16 reporting ended · disclosed 2024-10-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeIndirectBy Apeiron Presight Capital Fund II, L.P.125,996,580 Reported balance After 2024-10-02 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2024-10-02 · Sale · Disposed 90,806 · Balance 125,996,580

F1: Includes Ordinary Shares represented by American Depositary Shares.

F2: The reportable securities are held by Apeiron Presight Capital Fund II, L.P. ("Apeiron Presight"). Apeiron Investment Group Ltd. ("Apeiron") and Fabian Hansen are the managing members of Presight Capital Management I, L.L.C. ("Presight Management"), which is the general partner of Apeiron Presight. As a result, each of Apeiron, Mr. Hansen and Presight Management may be deemed to share beneficial ownership of the securities.

Ordinary SharesSEC Table I · non-derivativeIndirectBy Apeiron Presight Capital Fund II, L.P.93,469,320 Reported balance After 2024-10-03 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2024-10-03 · Sale · Disposed 180,707 · Balance 93,469,320

F1: Includes Ordinary Shares represented by American Depositary Shares.

F2: The reportable securities are held by Apeiron Presight Capital Fund II, L.P. ("Apeiron Presight"). Apeiron Investment Group Ltd. ("Apeiron") and Fabian Hansen are the managing members of Presight Capital Management I, L.L.C. ("Presight Management"), which is the general partner of Apeiron Presight. As a result, each of Apeiron, Mr. Hansen and Presight Management may be deemed to share beneficial ownership of the securities.

Ordinary SharesSEC Table I · non-derivativeIndirectBy Apeiron Presight Capital Fund II, L.P.93,369,060 Reported balance After 2024-10-04 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2024-10-04 · Sale · Disposed 557 · Balance 93,369,060

F1: Includes Ordinary Shares represented by American Depositary Shares.

F2: The reportable securities are held by Apeiron Presight Capital Fund II, L.P. ("Apeiron Presight"). Apeiron Investment Group Ltd. ("Apeiron") and Fabian Hansen are the managing members of Presight Capital Management I, L.L.C. ("Presight Management"), which is the general partner of Apeiron Presight. As a result, each of Apeiron, Mr. Hansen and Presight Management may be deemed to share beneficial ownership of the securities.

Ordinary SharesSEC Table I · non-derivativeIndirectBy Apeiron Investment Group Ltd.183,121,441 Reported balance Holding disclosure · report date 2024-07-01 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 183,121,441

F1: Includes Ordinary Shares represented by American Depositary Shares.

F3: The reportable securities are held by Apeiron. Christian Angermayer, as the majority shareholder of Apeiron, may be deemed to beneficially own the securities.

Filing footnotes · ownership attribution and instrument terms

F1: Includes Ordinary Shares represented by American Depositary Shares.

F2: The reportable securities are held by Apeiron Presight Capital Fund II, L.P. ("Apeiron Presight"). Apeiron Investment Group Ltd. ("Apeiron") and Fabian Hansen are the managing members of Presight Capital Management I, L.L.C. ("Presight Management"), which is the general partner of Apeiron Presight. As a result, each of Apeiron, Mr. Hansen and Presight Management may be deemed to share beneficial ownership of the securities.

F3: The reportable securities are held by Apeiron. Christian Angermayer, as the majority shareholder of Apeiron, may be deemed to beneficially own the securities.

Faeth Therapeutics, Inc.

Report date June 01, 2023 · Filed June 02, 2023

Jointly reported with Apeiron Investment Group Ltd., Presight Sensei Co-Invest Fund, L.P., Presight Co-Invest Management, L.L.C.

Section 16 reporting ended · disclosed 2023-06-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Apeiron Investment Group Ltd.0 Reported balance After 2023-06-01 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2023-06-01 · Sale · Disposed 2,485,923 · Balance 0

F1: This Form 4 is filed jointly by Apeiron Investment Group Ltd. ("Apeiron"), Christian Angermayer, Presight Sensei Co-Invest Fund, L.P. ("Presight Co-Invest") and Presight Sensei Co-Invest Management, L.L.C. ("Presight Co-Invest Management", and collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously beneficially owned over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2: Securities owned directly by Apeiron. Mr. Angermayer, as the majority shareholder of Apeiron, may be deemed to beneficially own the securities owned directly by Apeiron.

Common StockSEC Table I · non-derivativeIndirectBy Presight Sensei Co-Invest Fund, L.P.0 Reported balance After 2023-06-01 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2023-06-01 · Sale · Disposed 955,738 · Balance 0

F1: This Form 4 is filed jointly by Apeiron Investment Group Ltd. ("Apeiron"), Christian Angermayer, Presight Sensei Co-Invest Fund, L.P. ("Presight Co-Invest") and Presight Sensei Co-Invest Management, L.L.C. ("Presight Co-Invest Management", and collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously beneficially owned over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3: Securities owned directly by Presight Co-Invest. As the general partner of Presight Co-Invest, Presight Co-Invest Management may be deemed to beneficially own the securities owned directly by Presight Co-Invest. As the sole member of Presight Co-Invest Management, Apeiron may be deemed to beneficially own the securities owned directly by Presight Co-Invest. Mr. Angermayer, as the majority shareholder of Apeiron, may be deemed to beneficially own the securities owned directly by Presight Co-Invest.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Apeiron Investment Group Ltd. ("Apeiron"), Christian Angermayer, Presight Sensei Co-Invest Fund, L.P. ("Presight Co-Invest") and Presight Sensei Co-Invest Management, L.L.C. ("Presight Co-Invest Management", and collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously beneficially owned over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2: Securities owned directly by Apeiron. Mr. Angermayer, as the majority shareholder of Apeiron, may be deemed to beneficially own the securities owned directly by Apeiron.

F3: Securities owned directly by Presight Co-Invest. As the general partner of Presight Co-Invest, Presight Co-Invest Management may be deemed to beneficially own the securities owned directly by Presight Co-Invest. As the sole member of Presight Co-Invest Management, Apeiron may be deemed to beneficially own the securities owned directly by Presight Co-Invest. Mr. Angermayer, as the majority shareholder of Apeiron, may be deemed to beneficially own the securities owned directly by Presight Co-Invest.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 06, 2024 Filed Mar 6, 2024 14:15 UTC Alto Neuroscience, Inc. ANRO · Entity 4755 ConversionSeries B Preferred Stock · Derivative 416,665 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-026885 · ownership.xml · derivative · entry 6

Apeiron Investment Group Ltd. · CIK 0001845711 · See Remarks

Apeiron Presight Capital Fund II, L.P. · CIK 0001840676 · See Remarks

Angermayer Christian · CIK 0001845872 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Apeiron Presight Capital Fund II, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 196,299 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: In connection with the closing of the Issuer's initial public offering, each share of Series B Preferred automatically converted into common stock on a 2.1226069 for 1 basis.

F1 · price: In connection with the closing of the Issuer's initial public offering, each share of Series A preferred stock automatically converted into common stock 2.2241 for 1 basis.

F5 · derivative.exercise_date: In connection with the closing of the Issuer's initial public offering, each share of Series B Preferred automatically converted into common stock on a 2.1226069 for 1 basis.

F5 · derivative.expiration_date: In connection with the closing of the Issuer's initial public offering, each share of Series B Preferred automatically converted into common stock on a 2.1226069 for 1 basis.

F3 · ownership.nature: The reportable securities are held by Apeiron Presight Capital Fund II, L.P. ("Apeiron Presight"). Apeiron Investment Group Ltd. ("Apeiron") and Fabian Hansen are the managing members of Presight Capital Management I, L.L.C. ("Presight Management"), which is the general partner of Apeiron Presight. As a result, each of Apeiron, Mr. Hansen and Presight Management may be deemed to share beneficial ownership of the securities.

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February 06, 2024 Filed Mar 6, 2024 14:15 UTC Alto Neuroscience, Inc. ANRO · Entity 4755 ConversionSeries A Preferred Stock · Derivative 1,063,918 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-026885 · ownership.xml · derivative · entry 5

Apeiron Investment Group Ltd. · CIK 0001845711 · See Remarks

Apeiron Presight Capital Fund II, L.P. · CIK 0001840676 · See Remarks

Angermayer Christian · CIK 0001845872 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Apeiron Presight Capital Fund II, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 478,359 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the closing of the Issuer's initial public offering, each share of Series A preferred stock automatically converted into common stock 2.2241 for 1 basis.

F1 · price: In connection with the closing of the Issuer's initial public offering, each share of Series A preferred stock automatically converted into common stock 2.2241 for 1 basis.

F1 · derivative.exercise_date: In connection with the closing of the Issuer's initial public offering, each share of Series A preferred stock automatically converted into common stock 2.2241 for 1 basis.

F1 · derivative.expiration_date: In connection with the closing of the Issuer's initial public offering, each share of Series A preferred stock automatically converted into common stock 2.2241 for 1 basis.

F3 · ownership.nature: The reportable securities are held by Apeiron Presight Capital Fund II, L.P. ("Apeiron Presight"). Apeiron Investment Group Ltd. ("Apeiron") and Fabian Hansen are the managing members of Presight Capital Management I, L.L.C. ("Presight Management"), which is the general partner of Apeiron Presight. As a result, each of Apeiron, Mr. Hansen and Presight Management may be deemed to share beneficial ownership of the securities.

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February 06, 2024 Filed Mar 6, 2024 14:15 UTC Alto Neuroscience, Inc. ANRO · Entity 4755 ConversionSeries A Preferred Stock · Derivative 406,072 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-026885 · ownership.xml · derivative · entry 4

Apeiron Investment Group Ltd. · CIK 0001845711 · See Remarks

Apeiron Presight Capital Fund II, L.P. · CIK 0001840676 · See Remarks

Angermayer Christian · CIK 0001845872 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 182,577 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the closing of the Issuer's initial public offering, each share of Series A preferred stock automatically converted into common stock 2.2241 for 1 basis.

F1 · price: In connection with the closing of the Issuer's initial public offering, each share of Series A preferred stock automatically converted into common stock 2.2241 for 1 basis.

F1 · derivative.exercise_date: In connection with the closing of the Issuer's initial public offering, each share of Series A preferred stock automatically converted into common stock 2.2241 for 1 basis.

F1 · derivative.expiration_date: In connection with the closing of the Issuer's initial public offering, each share of Series A preferred stock automatically converted into common stock 2.2241 for 1 basis.

F2 · ownership.direct: The reportable securities are held by Apeiron Investment Group Ltd. ("Apeiron"). Christian Angermayer, as the majority shareholder of Apeiron, may be deemed to beneficially own the securities.

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February 06, 2024 Filed Mar 6, 2024 14:15 UTC Alto Neuroscience, Inc. ANRO · Entity 4755 ConversionWarrants to Purchase Series A Preferred Stock · Derivative 444,561 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-026885 · ownership.xml · derivative · entry 3

Apeiron Investment Group Ltd. · CIK 0001845711 · See Remarks

Apeiron Presight Capital Fund II, L.P. · CIK 0001840676 · See Remarks

Angermayer Christian · CIK 0001845872 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 69,304 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: In connection with the closing of the Issuer's initial public offering, the Warrants were exercised on a cashless basis into shares of Series A Preferred Stock, which were automatically converted into shares of Common Stock on a 2.2241 for 1 basis.

F4 · price: In connection with the closing of the Issuer's initial public offering, the Warrants were exercised on a cashless basis into shares of Series A Preferred Stock, which were automatically converted into shares of Common Stock on a 2.2241 for 1 basis.

F4 · derivative.exercise_date: In connection with the closing of the Issuer's initial public offering, the Warrants were exercised on a cashless basis into shares of Series A Preferred Stock, which were automatically converted into shares of Common Stock on a 2.2241 for 1 basis.

F4 · derivative.expiration_date: In connection with the closing of the Issuer's initial public offering, the Warrants were exercised on a cashless basis into shares of Series A Preferred Stock, which were automatically converted into shares of Common Stock on a 2.2241 for 1 basis.

F2 · ownership.direct: The reportable securities are held by Apeiron Investment Group Ltd. ("Apeiron"). Christian Angermayer, as the majority shareholder of Apeiron, may be deemed to beneficially own the securities.

Read SEC document
February 06, 2024 Filed Mar 6, 2024 14:15 UTC Alto Neuroscience, Inc. ANRO · Entity 4755 ConversionCommon Stock 674,658 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-026885 · ownership.xml · nonDerivative · entry 2

Apeiron Investment Group Ltd. · CIK 0001845711 · See Remarks

Apeiron Presight Capital Fund II, L.P. · CIK 0001840676 · See Remarks

Angermayer Christian · CIK 0001845872 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Apeiron Presight Capital Fund II, L.P.(

Disclosed balance after: 674,658

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the closing of the Issuer's initial public offering, each share of Series A preferred stock automatically converted into common stock 2.2241 for 1 basis.

F3 · ownership.nature: The reportable securities are held by Apeiron Presight Capital Fund II, L.P. ("Apeiron Presight"). Apeiron Investment Group Ltd. ("Apeiron") and Fabian Hansen are the managing members of Presight Capital Management I, L.L.C. ("Presight Management"), which is the general partner of Apeiron Presight. As a result, each of Apeiron, Mr. Hansen and Presight Management may be deemed to share beneficial ownership of the securities.

Read SEC document
February 06, 2024 Filed Mar 6, 2024 14:15 UTC Alto Neuroscience, Inc. ANRO · Entity 4755 ConversionCommon Stock 251,881 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-026885 · ownership.xml · nonDerivative · entry 1

Apeiron Investment Group Ltd. · CIK 0001845711 · See Remarks

Apeiron Presight Capital Fund II, L.P. · CIK 0001840676 · See Remarks

Angermayer Christian · CIK 0001845872 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,881

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the closing of the Issuer's initial public offering, each share of Series A preferred stock automatically converted into common stock 2.2241 for 1 basis.

F2 · ownership.direct: The reportable securities are held by Apeiron Investment Group Ltd. ("Apeiron"). Christian Angermayer, as the majority shareholder of Apeiron, may be deemed to beneficially own the securities.

Read SEC document
January 05, 2024 Filed Jan 9, 2024 17:00 UTC Atai Beckley N.V. ATAI · Entity 72536 GrantStock Option · Derivative 642,000 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0000950170-24-003398 · ownership.xml · derivative · entry 1

Angermayer Christian · CIK 0001845872 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 642,000

Underlying: Common Shares · 642,000 shares

Expires 2034-01-05

F1 · derivative.exercise_date: The stock option will vest with respect to 25% of the shares on January 5, 2025, and will vest with respect to the remaining shares in 36 monthly installments thereafter.

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June 01, 2023 Filed Jun 2, 2023 21:03 UTC Faeth Therapeutics, Inc. SNSE · Entity 5029 SaleCommon Stock 955,738 $1.58 $1,510,066.04
Disclosure

SEC source: 0000921895-23-001420 · form413506002_06022023.xml · nonDerivative · entry 2

Apeiron Investment Group Ltd. · CIK 0001845711 · 10% owner

Angermayer Christian · CIK 0001845872 · 10% owner

Presight Sensei Co-Invest Fund, L.P. · CIK 0001828422 · See Explanation of Responses

Presight Co-Invest Management, L.L.C. · CIK 0001846009 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Presight Sensei Co-Invest Fund, L.P.

Disclosed balance after: 0

F1 · security: This Form 4 is filed jointly by Apeiron Investment Group Ltd. ("Apeiron"), Christian Angermayer, Presight Sensei Co-Invest Fund, L.P. ("Presight Co-Invest") and Presight Sensei Co-Invest Management, L.L.C. ("Presight Co-Invest Management", and collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously beneficially owned over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.nature: Securities owned directly by Presight Co-Invest. As the general partner of Presight Co-Invest, Presight Co-Invest Management may be deemed to beneficially own the securities owned directly by Presight Co-Invest. As the sole member of Presight Co-Invest Management, Apeiron may be deemed to beneficially own the securities owned directly by Presight Co-Invest. Mr. Angermayer, as the majority shareholder of Apeiron, may be deemed to beneficially own the securities owned directly by Presight Co-Invest.

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June 01, 2023 Filed Jun 2, 2023 21:03 UTC Faeth Therapeutics, Inc. SNSE · Entity 5029 SaleCommon Stock 2,485,923 $1.58 $3,927,758.34
Disclosure

SEC source: 0000921895-23-001420 · form413506002_06022023.xml · nonDerivative · entry 1

Apeiron Investment Group Ltd. · CIK 0001845711 · 10% owner

Angermayer Christian · CIK 0001845872 · 10% owner

Presight Sensei Co-Invest Fund, L.P. · CIK 0001828422 · See Explanation of Responses

Presight Co-Invest Management, L.L.C. · CIK 0001846009 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Apeiron Investment Group Ltd.

Disclosed balance after: 0

F1 · security: This Form 4 is filed jointly by Apeiron Investment Group Ltd. ("Apeiron"), Christian Angermayer, Presight Sensei Co-Invest Fund, L.P. ("Presight Co-Invest") and Presight Sensei Co-Invest Management, L.L.C. ("Presight Co-Invest Management", and collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously beneficially owned over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Securities owned directly by Apeiron. Mr. Angermayer, as the majority shareholder of Apeiron, may be deemed to beneficially own the securities owned directly by Apeiron.

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May 23, 2023 Filed May 25, 2023 16:16 UTC Atai Beckley N.V. ATAI · Entity 72536 GrantStock Option · Derivative 64,000 $0.00 Strike: $1.88 $0.00
Disclosure

SEC source: 0000950170-23-024239 · ownership.xml · derivative · entry 1

Angermayer Christian · CIK 0001845872 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,000

Underlying: Common Shares · 64,000 shares

Expires 2033-05-23

F1 · derivative.exercise_date: The stock option shall vest on the earlier of the day before the ATAI Life Sciences N.V's next annual meeting or May 16, 2024

Read SEC document
March 29, 2023 Filed Mar 29, 2023 16:05 UTC Atai Beckley N.V. ATAI · Entity 72536 PurchaseCommon Shares 1,214,297 $1.32 $1,600,443.45
Disclosure

SEC source: 0000899243-23-009973 · doc4.xml · nonDerivative · entry 1

Apeiron Investment Group Ltd. · CIK 0001845711 · 10% owner

Angermayer Christian · CIK 0001845872 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Apeiron Investment Group Ltd.

Disclosed balance after: 32,086,697

Read SEC document
February 23, 2023 Filed Feb 28, 2023 01:10 UTC Faeth Therapeutics, Inc. SNSE · Entity 5029 PurchaseCommon Stock 1,100 $1.60 $1,762.53
Disclosure

SEC source: 0000921895-23-000615 · form413506002_02272023.xml · nonDerivative · entry 2

Apeiron Investment Group Ltd. · CIK 0001845711 · 10% owner

Angermayer Christian · CIK 0001845872 · 10% owner

Presight Sensei Co-Invest Fund, L.P. · CIK 0001828422 · See Explanation of Responses

Presight Co-Invest Management, L.L.C. · CIK 0001846009 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Apeiron Investment Group Ltd.

Disclosed balance after: 2,485,923

F1 · security: This Form 4 is filed jointly by Apeiron Investment Group Ltd. ("Apeiron"), Christian Angermayer, Presight Sensei Co-Invest Fund, L.P. ("Presight Co-Invest") and Presight Sensei Co-Invest Management, L.L.C. ("Presight Co-Invest Management", and collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Securities owned directly by Apeiron. Mr. Angermayer, as the majority shareholder of Apeiron, may be deemed to beneficially own the securities owned directly by Apeiron.

Read SEC document
February 23, 2023 Filed Feb 28, 2023 01:10 UTC Faeth Therapeutics, Inc. SNSE · Entity 5029 PurchaseCommon Stock 1,100 $1.62 $1,776.50
Disclosure

SEC source: 0000921895-23-000615 · form413506002_02272023.xml · nonDerivative · entry 1

Apeiron Investment Group Ltd. · CIK 0001845711 · 10% owner

Angermayer Christian · CIK 0001845872 · 10% owner

Presight Sensei Co-Invest Fund, L.P. · CIK 0001828422 · See Explanation of Responses

Presight Co-Invest Management, L.L.C. · CIK 0001846009 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Apeiron Investment Group Ltd.

Disclosed balance after: 2,484,823

F1 · security: This Form 4 is filed jointly by Apeiron Investment Group Ltd. ("Apeiron"), Christian Angermayer, Presight Sensei Co-Invest Fund, L.P. ("Presight Co-Invest") and Presight Sensei Co-Invest Management, L.L.C. ("Presight Co-Invest Management", and collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Securities owned directly by Apeiron. Mr. Angermayer, as the majority shareholder of Apeiron, may be deemed to beneficially own the securities owned directly by Apeiron.

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May 25, 2022 Filed May 27, 2022 17:49 UTC Atai Beckley N.V. ATAI · Entity 72536 GrantStock Option · Derivative 64,000 $0.00 Strike: $3.84 $0.00
Disclosure

SEC source: 0000899243-22-019968 · doc4.xml · derivative · entry 1

Angermayer Christian · CIK 0001845872 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,000

Underlying: Common Shares · 64,000 shares

Expires 2032-05-25

F1 · derivative.exercise_date: The stock option shall vest on the earlier of the day before ATAI Life Sciences N.V.'s next annual meeting or May 25, 2023.

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April 29, 2022 Filed May 2, 2022 16:15 UTC Atai Beckley N.V. ATAI · Entity 72536 PurchaseCommon Shares 21,900 $4.47 $97,801.02
Disclosure

SEC source: 0000899243-22-016117 · doc4.xml · nonDerivative · entry 2

Apeiron Investment Group Ltd. · CIK 0001845711 · 10% owner

Angermayer Christian · CIK 0001845872 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Apeiron Presight Capital Fund II, L.P.

Disclosed balance after: 1,799,302

F2 · price: The price reported in Column 4 is a weighted average price. The common shares were purchased in multiple transactions at prices ranging from $4.28 to $4.66 per share. The reporting persons undertake to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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April 28, 2022 Filed May 2, 2022 16:15 UTC Atai Beckley N.V. ATAI · Entity 72536 PurchaseCommon Shares 34,700 $4.46 $154,689.13
Disclosure

SEC source: 0000899243-22-016117 · doc4.xml · nonDerivative · entry 1

Apeiron Investment Group Ltd. · CIK 0001845711 · 10% owner

Angermayer Christian · CIK 0001845872 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Apeiron Presight Capital Fund II, L.P.

Disclosed balance after: 1,777,402

F1 · price: The price reported in Column 4 is a weighted average price. The common shares were purchased in multiple transactions at prices ranging from $4.22 to $4.64 per share. The reporting persons undertake to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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April 27, 2022 Filed Apr 28, 2022 16:26 UTC Atai Beckley N.V. ATAI · Entity 72536 PurchaseCommon Shares 19,803 $4.64 $91,939.39
Disclosure

SEC source: 0000899243-22-015852 · doc4.xml · nonDerivative · entry 2

Apeiron Investment Group Ltd. · CIK 0001845711 · 10% owner

Angermayer Christian · CIK 0001845872 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Apeiron Presight Capital Fund II, L.P.

Disclosed balance after: 1,742,702

F2 · price: The price reported in Column 4 is a weighted average price. The common shares were purchased in multiple transactions at prices ranging from $4.54 to $4.77 per share. The reporting persons undertake to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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April 26, 2022 Filed Apr 28, 2022 16:26 UTC Atai Beckley N.V. ATAI · Entity 72536 PurchaseCommon Shares 46,207 $4.69 $216,627.66
Disclosure

SEC source: 0000899243-22-015852 · doc4.xml · nonDerivative · entry 1

Apeiron Investment Group Ltd. · CIK 0001845711 · 10% owner

Angermayer Christian · CIK 0001845872 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Apeiron Presight Capital Fund II, L.P.

Disclosed balance after: 1,722,899

F1 · price: The price reported in Column 4 is a weighted average price. The common shares were purchased in multiple transactions at prices ranging from $4.58 to $4.80 per share. The reporting persons undertake to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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April 25, 2022 Filed Apr 26, 2022 16:15 UTC Atai Beckley N.V. ATAI · Entity 72536 PurchaseCommon Shares 8,961 $4.78 $42,842.54
Disclosure

SEC source: 0000899243-22-015653 · doc4.xml · nonDerivative · entry 2

Apeiron Investment Group Ltd. · CIK 0001845711 · 10% owner

Angermayer Christian · CIK 0001845872 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Apeiron Presight Capital Fund II, L.P.

Disclosed balance after: 1,676,692

F2 · price: The price reported in Column 4 is a weighted average price. The common shares were purchased in multiple transactions at prices ranging from $4.72 to $4.80 per share. The reporting persons undertake to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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April 22, 2022 Filed Apr 26, 2022 16:15 UTC Atai Beckley N.V. ATAI · Entity 72536 PurchaseCommon Shares 52,820 $4.83 $254,962.14
Disclosure

SEC source: 0000899243-22-015653 · doc4.xml · nonDerivative · entry 1

Apeiron Investment Group Ltd. · CIK 0001845711 · 10% owner

Angermayer Christian · CIK 0001845872 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Apeiron Presight Capital Fund II, L.P.

Disclosed balance after: 1,667,731

F1 · price: The price reported in Column 4 is a weighted average price. The common shares were purchased in multiple transactions at prices ranging from $4.77 to $4.90 per share. The reporting persons undertake to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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April 21, 2022 Filed May 3, 2022 16:16 UTC Atai Beckley N.V. ATAI · Entity 72536 PurchaseCommon Shares 68,688 $4.95 $340,039.94
Disclosure

SEC source: 0000899243-22-016301 · doc4.xml · nonDerivative · entry 2

Apeiron Investment Group Ltd. · CIK 0001845711 · 10% owner

Angermayer Christian · CIK 0001845872 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Apeiron Presight Capital Fund II, L.P.

Disclosed balance after: 1,614,911

F2 · price: The price reported in Column 4 is a weighted average price. The common shares were purchased in multiple transactions at prices ranging from $4.87 to $5.10 per share. The reporting persons undertake to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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April 20, 2022 Filed May 3, 2022 16:16 UTC Atai Beckley N.V. ATAI · Entity 72536 PurchaseCommon Shares 67,703 $5.09 $344,513.49
Disclosure

SEC source: 0000899243-22-016301 · doc4.xml · nonDerivative · entry 1

Apeiron Investment Group Ltd. · CIK 0001845711 · 10% owner

Angermayer Christian · CIK 0001845872 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Apeiron Presight Capital Fund II, L.P.

Disclosed balance after: 1,546,223

F1 · price: The price reported in Column 4 is a weighted average price. The common shares were purchased in multiple transactions at prices ranging from $5.02 to $5.20 per share. The reporting persons undertake to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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April 19, 2022 Filed Apr 20, 2022 16:30 UTC Atai Beckley N.V. ATAI · Entity 72536 PurchaseCommon Shares 65,315 $5.13 $334,739.38
Disclosure

SEC source: 0000899243-22-015168 · doc4.xml · nonDerivative · entry 2

Apeiron Investment Group Ltd. · CIK 0001845711 · 10% owner

Angermayer Christian · CIK 0001845872 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Apeiron Presight Capital Fund II, L.P.

Disclosed balance after: 1,478,520

F2 · price: The price reported in Column 4 is a weighted average price. The common shares were purchased in multiple transactions at prices ranging from $5.00 to $5.20 per share. The reporting persons undertake to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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April 18, 2022 Filed Apr 20, 2022 16:30 UTC Atai Beckley N.V. ATAI · Entity 72536 PurchaseCommon Shares 54,322 $5.11 $277,656.04
Disclosure

SEC source: 0000899243-22-015168 · doc4.xml · nonDerivative · entry 1

Apeiron Investment Group Ltd. · CIK 0001845711 · 10% owner

Angermayer Christian · CIK 0001845872 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Apeiron Presight Capital Fund II, L.P.

Disclosed balance after: 1,413,205

F1 · price: The price reported in Column 4 is a weighted average price. The common shares were purchased in multiple transactions at prices ranging from $5.06 to $5.20 per share. The reporting persons undertake to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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April 14, 2022 Filed Apr 18, 2022 16:15 UTC Atai Beckley N.V. ATAI · Entity 72536 PurchaseCommon Shares 4,967 $5.19 $25,778.73
Disclosure

SEC source: 0000899243-22-014963 · doc4.xml · nonDerivative · entry 1

Apeiron Investment Group Ltd. · CIK 0001845711 · 10% owner

Angermayer Christian · CIK 0001845872 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Apeiron Presight Capital Fund II, L.P.

Disclosed balance after: 1,358,883

F1 · price: The price reported in Column 4 is a weighted average price. The common shares were purchased in multiple transactions at prices ranging from $5.13 to $5.20 per share. The reporting persons undertake to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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April 12, 2022 Filed Apr 14, 2022 16:15 UTC Atai Beckley N.V. ATAI · Entity 72536 PurchaseCommon Shares 55,197 $4.88 $269,560.07
Disclosure

SEC source: 0000899243-22-014797 · doc4.xml · nonDerivative · entry 1

Apeiron Investment Group Ltd. · CIK 0001845711 · 10% owner

Angermayer Christian · CIK 0001845872 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Apeiron Presight Capital Fund II, L.P.

Disclosed balance after: 1,353,916

F1 · price: The price reported in Column 4 is a weighted average price. The common shares were purchased in multiple transactions at prices ranging from $4.84 to $4.90 per share. The reporting persons undertake to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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April 11, 2022 Filed Apr 12, 2022 16:30 UTC Atai Beckley N.V. ATAI · Entity 72536 PurchaseCommon Shares 53,926 $4.83 $260,554.25
Disclosure

SEC source: 0000899243-22-014575 · doc4.xml · nonDerivative · entry 2

Apeiron Investment Group Ltd. · CIK 0001845711 · 10% owner

Angermayer Christian · CIK 0001845872 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Apeiron Presight Capital Fund II, L.P.

Disclosed balance after: 1,298,719

F2 · price: The price reported in Column 4 is a weighted average price. The common shares were purchased in multiple transactions at prices ranging from $4.78 to $4.90 per share. The reporting persons undertake to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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April 08, 2022 Filed Apr 12, 2022 16:30 UTC Atai Beckley N.V. ATAI · Entity 72536 PurchaseCommon Shares 57,689 $4.81 $277,639.85
Disclosure

SEC source: 0000899243-22-014575 · doc4.xml · nonDerivative · entry 1

Apeiron Investment Group Ltd. · CIK 0001845711 · 10% owner

Angermayer Christian · CIK 0001845872 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Apeiron Presight Capital Fund II, L.P.

Disclosed balance after: 1,244,793

F1 · price: The price reported in Column 4 is a weighted average price. The common shares were purchased in multiple transactions at prices ranging from $4.70 to $4.90 per share. The reporting persons undertake to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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April 06, 2022 Filed Apr 7, 2022 16:15 UTC Atai Beckley N.V. ATAI · Entity 72536 PurchaseCall Option (right to purchase) · Derivative 1,000,000 $0.96 Strike: $10.10 $959,800.00
Disclosure

SEC source: 0000899243-22-014260 · doc4.xml · derivative · entry 1

Apeiron Investment Group Ltd. · CIK 0001845711 · 10% owner

Angermayer Christian · CIK 0001845872 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Apeiron Investment Group Ltd.

Disclosed balance after: 1,000,000

Underlying: Common Shares · 1,000,000 shares

Expires 2025-03-31

F1 · derivative.underlying_shares: On April 6, 2022, Apeiron Investment Group Ltd. ("Apeiron") finalized a capped call option transaction pursuant to which it shall have the right to purchase 1,000,000 Common Shares on March 31, 2025 at a price per share of $10.1030. In the event the trading price of the Common Shares exceeds $17.1751 on March 31, 2025, however, the number of shares that Apeiron shall be entitled to purchase pursuant to the option transaction shall be reduced proportionately to the amount by which such trading price exceeds $17.1751. Apeiron may also elect to settle the option transaction in cash in certain circumstances.

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September 10, 2021 Filed Sep 13, 2021 16:30 UTC Atai Beckley N.V. ATAI · Entity 72536 GrantStock Option · Derivative 128,000 $0.00 Strike: $16.46 $0.00
Disclosure

SEC source: 0000899243-21-035676 · doc4.xml · derivative · entry 1

Angermayer Christian · CIK 0001845872 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,000

Underlying: Common Shares · 128,000 shares

Expires 2031-09-10

F1 · derivative.exercise_date: The stock option shall vest with respect to a third of the underlying common shares on June 17, 2022 and in 24 substantially equal monthly installments thereafter until June 17, 2024.

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June 22, 2021 Filed Jun 24, 2021 16:15 UTC Atai Beckley N.V. ATAI · Entity 72536 PurchaseCommon Shares 700,000 $15.00 $10,500,000.00
Disclosure

SEC source: 0000899243-21-025736 · doc4.xml · nonDerivative · entry 1

Angermayer Christian · CIK 0001845872 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Apeiron Investment Group Ltd.

Disclosed balance after: 20,185,200

F1 · ownership.nature: Apeiron Investment Group Ltd. is the co-managing member of Presight Capital Management I, LLC, which is the general partner of Presight II, L.P. Therefore, Apeiron Investment Group Ltd. may be deemed to share beneficial ownership of the Common Shares held by Presight II, L.P. Apeiron Investment Group Ltd. is owned and controlled by Christian Angermayer. Mr. Angermayer may be deemed to have beneficial ownership over the shares held by Apeiron Investment Group Ltd. and Presight II, L.P.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.