Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Atai Beckley N.V.ATAI · Entity 72536 | Director · 10% owner | September 30, 2025 | October 02, 2025 |
| Enhanced Group Inc.ENHA · Entity 6262 | Director · 10% owner | September 17, 2026 | September 22, 2026 |
| Frontier Acquisition Corp.FRONU · Entity 115377 | Director · Chief Executive Officer | March 10, 2021 | March 16, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Atai Beckley N.V.
Report date September 30, 2025 · Filed October 02, 2025
Jointly reported with Apeiron Investment Group Ltd.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | IndirectBy Apeiron Investment Group Ltd. | 53,412,414 |
Reported balance
After 2025-09-30 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2025-09-30 · Conversion · Acquired 2,367,200 · Balance 53,412,414 F1: The conversion price for the Convertible Notes is EUR 17.00 per note. |
| Convertible NotesSEC Table II · derivative / convertible security · Expires 2025-09-30 | IndirectBy Apeiron Investment Group Ltd. | 0 |
Reported balance
After 2025-09-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-09-30 · Conversion · Disposed 147,950 · Balance 0 F1: The conversion price for the Convertible Notes is EUR 17.00 per note. F2: The Convertible Notes were acquired in exchange for convertible notes issued by ATAI Life Sciences AG with substantially similar terms and economics. |
| Common SharesSEC Table I · non-derivative | IndirectBy Apeiron Presight Capital Fund II, L.P. | 1,799,302 |
Reported balance
Holding disclosure · report date 2025-09-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,799,302 |
Filing footnotes · ownership attribution and instrument terms
F1: The conversion price for the Convertible Notes is EUR 17.00 per note.
F2: The Convertible Notes were acquired in exchange for convertible notes issued by ATAI Life Sciences AG with substantially similar terms and economics.
Enhanced Group Inc.
Report date September 17, 2026 · Filed September 22, 2026
Jointly reported with Apeiron Investment Group Ltd., Enhanced Holdings LP
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 43,343,818 |
Reported balance
After 2026-09-17 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-09-17 · Purchase · Acquired 6,080,047 · Balance 43,343,818 F1: The securities reported herein are held of record by Apeiron Investment Group Ltd. ("Apeiron"), as nominee for Enhanced Holdings LP. Christian Angermayer is the sole voting shareholder of Apeiron, which is the sole shareholder of Enhanced Holdings GP, which is the general partner of Enhanced Holdings LP. As a result, each of the foregoing entities and Mr. Angermayer may be deemed to share beneficial ownership over the securities reported herein. Mr. Angermayer disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held of record by Apeiron Investment Group Ltd. ("Apeiron"), as nominee for Enhanced Holdings LP. Christian Angermayer is the sole voting shareholder of Apeiron, which is the sole shareholder of Enhanced Holdings GP, which is the general partner of Enhanced Holdings LP. As a result, each of the foregoing entities and Mr. Angermayer may be deemed to share beneficial ownership over the securities reported herein. Mr. Angermayer disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
Frontier Acquisition Corp.
Report date March 10, 2021 · Filed March 16, 2021
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Alto Neuroscience, Inc.
Report date February 06, 2024 · Filed March 06, 2024
Jointly reported with Apeiron Investment Group Ltd., Apeiron Presight Capital Fund II, L.P.
Section 16 reporting ended · disclosed 2024-03-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 251,881 |
Reported balance
After 2024-02-06 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-02-06 · Conversion · Acquired 251,881 · Balance 251,881 F1: In connection with the closing of the Issuer's initial public offering, each share of Series A preferred stock automatically converted into common stock 2.2241 for 1 basis. F2: The reportable securities are held by Apeiron Investment Group Ltd. ("Apeiron"). Christian Angermayer, as the majority shareholder of Apeiron, may be deemed to beneficially own the securities. |
| Common StockSEC Table I · non-derivative | IndirectBy Apeiron Presight Capital Fund II, L.P.( | 674,658 |
Reported balance
After 2024-02-06 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2024-02-06 · Conversion · Acquired 674,658 · Balance 674,658 F1: In connection with the closing of the Issuer's initial public offering, each share of Series A preferred stock automatically converted into common stock 2.2241 for 1 basis. F3: The reportable securities are held by Apeiron Presight Capital Fund II, L.P. ("Apeiron Presight"). Apeiron Investment Group Ltd. ("Apeiron") and Fabian Hansen are the managing members of Presight Capital Management I, L.L.C. ("Presight Management"), which is the general partner of Apeiron Presight. As a result, each of Apeiron, Mr. Hansen and Presight Management may be deemed to share beneficial ownership of the securities. |
| Warrants to Purchase Series A Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-02-06 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-02-06 · Conversion · Disposed 444,561 · Balance 0 F4: In connection with the closing of the Issuer's initial public offering, the Warrants were exercised on a cashless basis into shares of Series A Preferred Stock, which were automatically converted into shares of Common Stock on a 2.2241 for 1 basis. F2: The reportable securities are held by Apeiron Investment Group Ltd. ("Apeiron"). Christian Angermayer, as the majority shareholder of Apeiron, may be deemed to beneficially own the securities. |
| Series A Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-02-06 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-02-06 · Conversion · Disposed 406,072 · Balance 0 F1: In connection with the closing of the Issuer's initial public offering, each share of Series A preferred stock automatically converted into common stock 2.2241 for 1 basis. F2: The reportable securities are held by Apeiron Investment Group Ltd. ("Apeiron"). Christian Angermayer, as the majority shareholder of Apeiron, may be deemed to beneficially own the securities. |
| Series A Preferred StockSEC Table II · derivative / convertible security | IndirectBy Apeiron Presight Capital Fund II, L.P. | 0 |
Reported balance
After 2024-02-06 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-02-06 · Conversion · Disposed 1,063,918 · Balance 0 F1: In connection with the closing of the Issuer's initial public offering, each share of Series A preferred stock automatically converted into common stock 2.2241 for 1 basis. F3: The reportable securities are held by Apeiron Presight Capital Fund II, L.P. ("Apeiron Presight"). Apeiron Investment Group Ltd. ("Apeiron") and Fabian Hansen are the managing members of Presight Capital Management I, L.L.C. ("Presight Management"), which is the general partner of Apeiron Presight. As a result, each of Apeiron, Mr. Hansen and Presight Management may be deemed to share beneficial ownership of the securities. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectBy Apeiron Presight Capital Fund II, L.P. | 0 |
Reported balance
After 2024-02-06 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2024-02-06 · Conversion · Disposed 416,665 · Balance 0 F5: In connection with the closing of the Issuer's initial public offering, each share of Series B Preferred automatically converted into common stock on a 2.1226069 for 1 basis. F1: In connection with the closing of the Issuer's initial public offering, each share of Series A preferred stock automatically converted into common stock 2.2241 for 1 basis. F3: The reportable securities are held by Apeiron Presight Capital Fund II, L.P. ("Apeiron Presight"). Apeiron Investment Group Ltd. ("Apeiron") and Fabian Hansen are the managing members of Presight Capital Management I, L.L.C. ("Presight Management"), which is the general partner of Apeiron Presight. As a result, each of Apeiron, Mr. Hansen and Presight Management may be deemed to share beneficial ownership of the securities. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the closing of the Issuer's initial public offering, each share of Series A preferred stock automatically converted into common stock 2.2241 for 1 basis.
F2: The reportable securities are held by Apeiron Investment Group Ltd. ("Apeiron"). Christian Angermayer, as the majority shareholder of Apeiron, may be deemed to beneficially own the securities.
F3: The reportable securities are held by Apeiron Presight Capital Fund II, L.P. ("Apeiron Presight"). Apeiron Investment Group Ltd. ("Apeiron") and Fabian Hansen are the managing members of Presight Capital Management I, L.L.C. ("Presight Management"), which is the general partner of Apeiron Presight. As a result, each of Apeiron, Mr. Hansen and Presight Management may be deemed to share beneficial ownership of the securities.
F4: In connection with the closing of the Issuer's initial public offering, the Warrants were exercised on a cashless basis into shares of Series A Preferred Stock, which were automatically converted into shares of Common Stock on a 2.2241 for 1 basis.
F5: In connection with the closing of the Issuer's initial public offering, each share of Series B Preferred automatically converted into common stock on a 2.1226069 for 1 basis.
AtaiBeckley Inc.
Report date September 11, 2026 · Filed September 11, 2026
Jointly reported with Apeiron Investment Group Ltd.
Section 16 reporting ended · disclosed 2026-09-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-09-11 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-09-11 · Disposition to issuer · Disposed 559,232 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger dated as of July 15, 2026, by and among AtaiBeckley Inc. (the "Company"), Eli Lilly and Company, an Indiana corporation ("Parent"), and Albali Acquisition Corporation, a Delaware corporation and indirect wholly owned subsidiary of Parent ("Merger Sub"), on September 11, 2026, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving as a wholly owned subsidiary of Parent. F2: At the effective time of the Merger (the "Effective Time"), each share of the Company's common stock, par value $0.01 per share, issued and outstanding immediately prior to the Effective Time, subject to certain exceptions, converted into the right to receive (i) $6.75 per share in cash, without interest, plus (ii) one contingent value right per share (each, a "CVR" and collectively, the "CVRs"), representing the right to receive up to an aggregate of $2.50 in cash per CVR upon achievement, if any, of specified clinical and regulatory milestones, less any applicable tax withholding. |
| Common StockSEC Table I · non-derivative | IndirectBy ApeironInvestmentGroup Ltd. | 0 |
Reported balance
After 2026-09-11 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2026-09-11 · Disposition to issuer · Disposed 53,398,214 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger dated as of July 15, 2026, by and among AtaiBeckley Inc. (the "Company"), Eli Lilly and Company, an Indiana corporation ("Parent"), and Albali Acquisition Corporation, a Delaware corporation and indirect wholly owned subsidiary of Parent ("Merger Sub"), on September 11, 2026, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving as a wholly owned subsidiary of Parent. F2: At the effective time of the Merger (the "Effective Time"), each share of the Company's common stock, par value $0.01 per share, issued and outstanding immediately prior to the Effective Time, subject to certain exceptions, converted into the right to receive (i) $6.75 per share in cash, without interest, plus (ii) one contingent value right per share (each, a "CVR" and collectively, the "CVRs"), representing the right to receive up to an aggregate of $2.50 in cash per CVR upon achievement, if any, of specified clinical and regulatory milestones, less any applicable tax withholding. F3: The Reporting Person's prior Form 4 inadvertently reported an incorrect beneficial ownership total, which has been corrected in this Form 4. |
| Common StockSEC Table I · non-derivative | IndirectBy ApeironPresightCapital FundII, L.P. | 0 |
Reported balance
After 2026-09-11 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2026-09-11 · Disposition to issuer · Disposed 1,799,302 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger dated as of July 15, 2026, by and among AtaiBeckley Inc. (the "Company"), Eli Lilly and Company, an Indiana corporation ("Parent"), and Albali Acquisition Corporation, a Delaware corporation and indirect wholly owned subsidiary of Parent ("Merger Sub"), on September 11, 2026, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving as a wholly owned subsidiary of Parent. F2: At the effective time of the Merger (the "Effective Time"), each share of the Company's common stock, par value $0.01 per share, issued and outstanding immediately prior to the Effective Time, subject to certain exceptions, converted into the right to receive (i) $6.75 per share in cash, without interest, plus (ii) one contingent value right per share (each, a "CVR" and collectively, the "CVRs"), representing the right to receive up to an aggregate of $2.50 in cash per CVR upon achievement, if any, of specified clinical and regulatory milestones, less any applicable tax withholding. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $5.68 · Expires 2030-08-20 | Direct | 0 |
Reported balance
After 2026-09-11 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-11 · Disposition to issuer · Disposed 624,000 · Balance 0 F4: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting). |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.84 · Expires 2032-05-25 | Direct | 0 |
Reported balance
After 2026-09-11 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-09-11 · Disposition to issuer · Disposed 64,000 · Balance 0 F4: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting). |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.88 · Expires 2033-05-23 | Direct | 0 |
Reported balance
After 2026-09-11 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-09-11 · Disposition to issuer · Disposed 17,930 · Balance 0 F4: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting). |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.64 · Expires 2034-01-05 | Direct | 0 |
Reported balance
After 2026-09-11 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-09-11 · Disposition to issuer · Disposed 1,247,932 · Balance 0 F4: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting). |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $2.49 · Expires 2035-06-02 | Direct | 0 |
Reported balance
After 2026-09-11 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-09-11 · Disposition to issuer · Disposed 131,698 · Balance 0 F4: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting). |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $2.25 · Expires 2035-06-26 | Direct | 0 |
Reported balance
After 2026-09-11 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-09-11 · Disposition to issuer · Disposed 103,000 · Balance 0 F4: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting). |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.50 · Expires 2036-06-04 | Direct | 0 |
Reported balance
After 2026-09-11 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2026-09-11 · Disposition to issuer · Disposed 121,968 · Balance 0 F4: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting). |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger dated as of July 15, 2026, by and among AtaiBeckley Inc. (the "Company"), Eli Lilly and Company, an Indiana corporation ("Parent"), and Albali Acquisition Corporation, a Delaware corporation and indirect wholly owned subsidiary of Parent ("Merger Sub"), on September 11, 2026, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving as a wholly owned subsidiary of Parent.
F2: At the effective time of the Merger (the "Effective Time"), each share of the Company's common stock, par value $0.01 per share, issued and outstanding immediately prior to the Effective Time, subject to certain exceptions, converted into the right to receive (i) $6.75 per share in cash, without interest, plus (ii) one contingent value right per share (each, a "CVR" and collectively, the "CVRs"), representing the right to receive up to an aggregate of $2.50 in cash per CVR upon achievement, if any, of specified clinical and regulatory milestones, less any applicable tax withholding.
F3: The Reporting Person's prior Form 4 inadvertently reported an incorrect beneficial ownership total, which has been corrected in this Form 4.
F4: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).
BIONOMICS LTD/ADR
Report date July 01, 2024 · Filed October 07, 2024
Jointly reported with Apeiron Investment Group Ltd., Apeiron Presight Capital Fund II, L.P.
Section 16 reporting ended · disclosed 2024-10-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | IndirectBy Apeiron Presight Capital Fund II, L.P. | 125,996,580 |
Reported balance
After 2024-10-02 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-10-02 · Sale · Disposed 90,806 · Balance 125,996,580 F1: Includes Ordinary Shares represented by American Depositary Shares. F2: The reportable securities are held by Apeiron Presight Capital Fund II, L.P. ("Apeiron Presight"). Apeiron Investment Group Ltd. ("Apeiron") and Fabian Hansen are the managing members of Presight Capital Management I, L.L.C. ("Presight Management"), which is the general partner of Apeiron Presight. As a result, each of Apeiron, Mr. Hansen and Presight Management may be deemed to share beneficial ownership of the securities. |
| Ordinary SharesSEC Table I · non-derivative | IndirectBy Apeiron Presight Capital Fund II, L.P. | 93,469,320 |
Reported balance
After 2024-10-03 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2024-10-03 · Sale · Disposed 180,707 · Balance 93,469,320 F1: Includes Ordinary Shares represented by American Depositary Shares. F2: The reportable securities are held by Apeiron Presight Capital Fund II, L.P. ("Apeiron Presight"). Apeiron Investment Group Ltd. ("Apeiron") and Fabian Hansen are the managing members of Presight Capital Management I, L.L.C. ("Presight Management"), which is the general partner of Apeiron Presight. As a result, each of Apeiron, Mr. Hansen and Presight Management may be deemed to share beneficial ownership of the securities. |
| Ordinary SharesSEC Table I · non-derivative | IndirectBy Apeiron Presight Capital Fund II, L.P. | 93,369,060 |
Reported balance
After 2024-10-04 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2024-10-04 · Sale · Disposed 557 · Balance 93,369,060 F1: Includes Ordinary Shares represented by American Depositary Shares. F2: The reportable securities are held by Apeiron Presight Capital Fund II, L.P. ("Apeiron Presight"). Apeiron Investment Group Ltd. ("Apeiron") and Fabian Hansen are the managing members of Presight Capital Management I, L.L.C. ("Presight Management"), which is the general partner of Apeiron Presight. As a result, each of Apeiron, Mr. Hansen and Presight Management may be deemed to share beneficial ownership of the securities. |
| Ordinary SharesSEC Table I · non-derivative | IndirectBy Apeiron Investment Group Ltd. | 183,121,441 |
Reported balance
Holding disclosure · report date 2024-07-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 183,121,441 F1: Includes Ordinary Shares represented by American Depositary Shares. F3: The reportable securities are held by Apeiron. Christian Angermayer, as the majority shareholder of Apeiron, may be deemed to beneficially own the securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes Ordinary Shares represented by American Depositary Shares.
F2: The reportable securities are held by Apeiron Presight Capital Fund II, L.P. ("Apeiron Presight"). Apeiron Investment Group Ltd. ("Apeiron") and Fabian Hansen are the managing members of Presight Capital Management I, L.L.C. ("Presight Management"), which is the general partner of Apeiron Presight. As a result, each of Apeiron, Mr. Hansen and Presight Management may be deemed to share beneficial ownership of the securities.
F3: The reportable securities are held by Apeiron. Christian Angermayer, as the majority shareholder of Apeiron, may be deemed to beneficially own the securities.
Faeth Therapeutics, Inc.
Report date June 01, 2023 · Filed June 02, 2023
Jointly reported with Apeiron Investment Group Ltd., Presight Sensei Co-Invest Fund, L.P., Presight Co-Invest Management, L.L.C.
Section 16 reporting ended · disclosed 2023-06-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Apeiron Investment Group Ltd. | 0 |
Reported balance
After 2023-06-01 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-06-01 · Sale · Disposed 2,485,923 · Balance 0 F1: This Form 4 is filed jointly by Apeiron Investment Group Ltd. ("Apeiron"), Christian Angermayer, Presight Sensei Co-Invest Fund, L.P. ("Presight Co-Invest") and Presight Sensei Co-Invest Management, L.L.C. ("Presight Co-Invest Management", and collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously beneficially owned over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2: Securities owned directly by Apeiron. Mr. Angermayer, as the majority shareholder of Apeiron, may be deemed to beneficially own the securities owned directly by Apeiron. |
| Common StockSEC Table I · non-derivative | IndirectBy Presight Sensei Co-Invest Fund, L.P. | 0 |
Reported balance
After 2023-06-01 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2023-06-01 · Sale · Disposed 955,738 · Balance 0 F1: This Form 4 is filed jointly by Apeiron Investment Group Ltd. ("Apeiron"), Christian Angermayer, Presight Sensei Co-Invest Fund, L.P. ("Presight Co-Invest") and Presight Sensei Co-Invest Management, L.L.C. ("Presight Co-Invest Management", and collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously beneficially owned over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3: Securities owned directly by Presight Co-Invest. As the general partner of Presight Co-Invest, Presight Co-Invest Management may be deemed to beneficially own the securities owned directly by Presight Co-Invest. As the sole member of Presight Co-Invest Management, Apeiron may be deemed to beneficially own the securities owned directly by Presight Co-Invest. Mr. Angermayer, as the majority shareholder of Apeiron, may be deemed to beneficially own the securities owned directly by Presight Co-Invest. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Apeiron Investment Group Ltd. ("Apeiron"), Christian Angermayer, Presight Sensei Co-Invest Fund, L.P. ("Presight Co-Invest") and Presight Sensei Co-Invest Management, L.L.C. ("Presight Co-Invest Management", and collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously beneficially owned over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
F2: Securities owned directly by Apeiron. Mr. Angermayer, as the majority shareholder of Apeiron, may be deemed to beneficially own the securities owned directly by Apeiron.
F3: Securities owned directly by Presight Co-Invest. As the general partner of Presight Co-Invest, Presight Co-Invest Management may be deemed to beneficially own the securities owned directly by Presight Co-Invest. As the sole member of Presight Co-Invest Management, Apeiron may be deemed to beneficially own the securities owned directly by Presight Co-Invest. Mr. Angermayer, as the majority shareholder of Apeiron, may be deemed to beneficially own the securities owned directly by Presight Co-Invest.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 06, 2024 Filed Mar 6, 2024 14:15 UTC | Alto Neuroscience, Inc. ANRO · Entity 4755 | ConversionSeries B Preferred Stock · Derivative | 416,665 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-026885 · ownership.xml · derivative · entry 6 Apeiron Investment Group Ltd. · CIK 0001845711 · See Remarks Apeiron Presight Capital Fund II, L.P. · CIK 0001840676 · See Remarks Angermayer Christian · CIK 0001845872 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Apeiron Presight Capital Fund II, L.P. Disclosed balance after: 0 Underlying: Common Stock · 196,299 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: In connection with the closing of the Issuer's initial public offering, each share of Series B Preferred automatically converted into common stock on a 2.1226069 for 1 basis. F1 · price: In connection with the closing of the Issuer's initial public offering, each share of Series A preferred stock automatically converted into common stock 2.2241 for 1 basis. F5 · derivative.exercise_date: In connection with the closing of the Issuer's initial public offering, each share of Series B Preferred automatically converted into common stock on a 2.1226069 for 1 basis. F5 · derivative.expiration_date: In connection with the closing of the Issuer's initial public offering, each share of Series B Preferred automatically converted into common stock on a 2.1226069 for 1 basis. F3 · ownership.nature: The reportable securities are held by Apeiron Presight Capital Fund II, L.P. ("Apeiron Presight"). Apeiron Investment Group Ltd. ("Apeiron") and Fabian Hansen are the managing members of Presight Capital Management I, L.L.C. ("Presight Management"), which is the general partner of Apeiron Presight. As a result, each of Apeiron, Mr. Hansen and Presight Management may be deemed to share beneficial ownership of the securities. Read SEC document |
| February 06, 2024 Filed Mar 6, 2024 14:15 UTC | Alto Neuroscience, Inc. ANRO · Entity 4755 | ConversionSeries A Preferred Stock · Derivative | 1,063,918 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-026885 · ownership.xml · derivative · entry 5 Apeiron Investment Group Ltd. · CIK 0001845711 · See Remarks Apeiron Presight Capital Fund II, L.P. · CIK 0001840676 · See Remarks Angermayer Christian · CIK 0001845872 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Apeiron Presight Capital Fund II, L.P. Disclosed balance after: 0 Underlying: Common Stock · 478,359 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the closing of the Issuer's initial public offering, each share of Series A preferred stock automatically converted into common stock 2.2241 for 1 basis. F1 · price: In connection with the closing of the Issuer's initial public offering, each share of Series A preferred stock automatically converted into common stock 2.2241 for 1 basis. F1 · derivative.exercise_date: In connection with the closing of the Issuer's initial public offering, each share of Series A preferred stock automatically converted into common stock 2.2241 for 1 basis. F1 · derivative.expiration_date: In connection with the closing of the Issuer's initial public offering, each share of Series A preferred stock automatically converted into common stock 2.2241 for 1 basis. F3 · ownership.nature: The reportable securities are held by Apeiron Presight Capital Fund II, L.P. ("Apeiron Presight"). Apeiron Investment Group Ltd. ("Apeiron") and Fabian Hansen are the managing members of Presight Capital Management I, L.L.C. ("Presight Management"), which is the general partner of Apeiron Presight. As a result, each of Apeiron, Mr. Hansen and Presight Management may be deemed to share beneficial ownership of the securities. Read SEC document |
| February 06, 2024 Filed Mar 6, 2024 14:15 UTC | Alto Neuroscience, Inc. ANRO · Entity 4755 | ConversionSeries A Preferred Stock · Derivative | 406,072 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-026885 · ownership.xml · derivative · entry 4 Apeiron Investment Group Ltd. · CIK 0001845711 · See Remarks Apeiron Presight Capital Fund II, L.P. · CIK 0001840676 · See Remarks Angermayer Christian · CIK 0001845872 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 182,577 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the closing of the Issuer's initial public offering, each share of Series A preferred stock automatically converted into common stock 2.2241 for 1 basis. F1 · price: In connection with the closing of the Issuer's initial public offering, each share of Series A preferred stock automatically converted into common stock 2.2241 for 1 basis. F1 · derivative.exercise_date: In connection with the closing of the Issuer's initial public offering, each share of Series A preferred stock automatically converted into common stock 2.2241 for 1 basis. F1 · derivative.expiration_date: In connection with the closing of the Issuer's initial public offering, each share of Series A preferred stock automatically converted into common stock 2.2241 for 1 basis. F2 · ownership.direct: The reportable securities are held by Apeiron Investment Group Ltd. ("Apeiron"). Christian Angermayer, as the majority shareholder of Apeiron, may be deemed to beneficially own the securities. Read SEC document |
| February 06, 2024 Filed Mar 6, 2024 14:15 UTC | Alto Neuroscience, Inc. ANRO · Entity 4755 | ConversionWarrants to Purchase Series A Preferred Stock · Derivative | 444,561 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-026885 · ownership.xml · derivative · entry 3 Apeiron Investment Group Ltd. · CIK 0001845711 · See Remarks Apeiron Presight Capital Fund II, L.P. · CIK 0001840676 · See Remarks Angermayer Christian · CIK 0001845872 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 69,304 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: In connection with the closing of the Issuer's initial public offering, the Warrants were exercised on a cashless basis into shares of Series A Preferred Stock, which were automatically converted into shares of Common Stock on a 2.2241 for 1 basis. F4 · price: In connection with the closing of the Issuer's initial public offering, the Warrants were exercised on a cashless basis into shares of Series A Preferred Stock, which were automatically converted into shares of Common Stock on a 2.2241 for 1 basis. F4 · derivative.exercise_date: In connection with the closing of the Issuer's initial public offering, the Warrants were exercised on a cashless basis into shares of Series A Preferred Stock, which were automatically converted into shares of Common Stock on a 2.2241 for 1 basis. F4 · derivative.expiration_date: In connection with the closing of the Issuer's initial public offering, the Warrants were exercised on a cashless basis into shares of Series A Preferred Stock, which were automatically converted into shares of Common Stock on a 2.2241 for 1 basis. F2 · ownership.direct: The reportable securities are held by Apeiron Investment Group Ltd. ("Apeiron"). Christian Angermayer, as the majority shareholder of Apeiron, may be deemed to beneficially own the securities. Read SEC document |
| February 06, 2024 Filed Mar 6, 2024 14:15 UTC | Alto Neuroscience, Inc. ANRO · Entity 4755 | ConversionCommon Stock | 674,658 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-026885 · ownership.xml · nonDerivative · entry 2 Apeiron Investment Group Ltd. · CIK 0001845711 · See Remarks Apeiron Presight Capital Fund II, L.P. · CIK 0001840676 · See Remarks Angermayer Christian · CIK 0001845872 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Apeiron Presight Capital Fund II, L.P.( Disclosed balance after: 674,658 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: In connection with the closing of the Issuer's initial public offering, each share of Series A preferred stock automatically converted into common stock 2.2241 for 1 basis. F3 · ownership.nature: The reportable securities are held by Apeiron Presight Capital Fund II, L.P. ("Apeiron Presight"). Apeiron Investment Group Ltd. ("Apeiron") and Fabian Hansen are the managing members of Presight Capital Management I, L.L.C. ("Presight Management"), which is the general partner of Apeiron Presight. As a result, each of Apeiron, Mr. Hansen and Presight Management may be deemed to share beneficial ownership of the securities. Read SEC document |
| February 06, 2024 Filed Mar 6, 2024 14:15 UTC | Alto Neuroscience, Inc. ANRO · Entity 4755 | ConversionCommon Stock | 251,881 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-026885 · ownership.xml · nonDerivative · entry 1 Apeiron Investment Group Ltd. · CIK 0001845711 · See Remarks Apeiron Presight Capital Fund II, L.P. · CIK 0001840676 · See Remarks Angermayer Christian · CIK 0001845872 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 251,881 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: In connection with the closing of the Issuer's initial public offering, each share of Series A preferred stock automatically converted into common stock 2.2241 for 1 basis. F2 · ownership.direct: The reportable securities are held by Apeiron Investment Group Ltd. ("Apeiron"). Christian Angermayer, as the majority shareholder of Apeiron, may be deemed to beneficially own the securities. Read SEC document |
| January 05, 2024 Filed Jan 9, 2024 17:00 UTC | Atai Beckley N.V. ATAI · Entity 72536 | GrantStock Option · Derivative | 642,000 | $0.00 Strike: $1.64 | $0.00 |
DisclosureSEC source: 0000950170-24-003398 · ownership.xml · derivative · entry 1 Angermayer Christian · CIK 0001845872 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 642,000 Underlying: Common Shares · 642,000 shares Expires 2034-01-05 F1 · derivative.exercise_date: The stock option will vest with respect to 25% of the shares on January 5, 2025, and will vest with respect to the remaining shares in 36 monthly installments thereafter. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 21:03 UTC | Faeth Therapeutics, Inc. SNSE · Entity 5029 | SaleCommon Stock | 955,738 | $1.58 | $1,510,066.04 |
DisclosureSEC source: 0000921895-23-001420 · form413506002_06022023.xml · nonDerivative · entry 2 Apeiron Investment Group Ltd. · CIK 0001845711 · 10% owner Angermayer Christian · CIK 0001845872 · 10% owner Presight Sensei Co-Invest Fund, L.P. · CIK 0001828422 · See Explanation of Responses Presight Co-Invest Management, L.L.C. · CIK 0001846009 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Presight Sensei Co-Invest Fund, L.P. Disclosed balance after: 0 F1 · security: This Form 4 is filed jointly by Apeiron Investment Group Ltd. ("Apeiron"), Christian Angermayer, Presight Sensei Co-Invest Fund, L.P. ("Presight Co-Invest") and Presight Sensei Co-Invest Management, L.L.C. ("Presight Co-Invest Management", and collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously beneficially owned over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.nature: Securities owned directly by Presight Co-Invest. As the general partner of Presight Co-Invest, Presight Co-Invest Management may be deemed to beneficially own the securities owned directly by Presight Co-Invest. As the sole member of Presight Co-Invest Management, Apeiron may be deemed to beneficially own the securities owned directly by Presight Co-Invest. Mr. Angermayer, as the majority shareholder of Apeiron, may be deemed to beneficially own the securities owned directly by Presight Co-Invest. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 21:03 UTC | Faeth Therapeutics, Inc. SNSE · Entity 5029 | SaleCommon Stock | 2,485,923 | $1.58 | $3,927,758.34 |
DisclosureSEC source: 0000921895-23-001420 · form413506002_06022023.xml · nonDerivative · entry 1 Apeiron Investment Group Ltd. · CIK 0001845711 · 10% owner Angermayer Christian · CIK 0001845872 · 10% owner Presight Sensei Co-Invest Fund, L.P. · CIK 0001828422 · See Explanation of Responses Presight Co-Invest Management, L.L.C. · CIK 0001846009 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Apeiron Investment Group Ltd. Disclosed balance after: 0 F1 · security: This Form 4 is filed jointly by Apeiron Investment Group Ltd. ("Apeiron"), Christian Angermayer, Presight Sensei Co-Invest Fund, L.P. ("Presight Co-Invest") and Presight Sensei Co-Invest Management, L.L.C. ("Presight Co-Invest Management", and collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously beneficially owned over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: Securities owned directly by Apeiron. Mr. Angermayer, as the majority shareholder of Apeiron, may be deemed to beneficially own the securities owned directly by Apeiron. Read SEC document |
| May 23, 2023 Filed May 25, 2023 16:16 UTC | Atai Beckley N.V. ATAI · Entity 72536 | GrantStock Option · Derivative | 64,000 | $0.00 Strike: $1.88 | $0.00 |
DisclosureSEC source: 0000950170-23-024239 · ownership.xml · derivative · entry 1 Angermayer Christian · CIK 0001845872 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,000 Underlying: Common Shares · 64,000 shares Expires 2033-05-23 F1 · derivative.exercise_date: The stock option shall vest on the earlier of the day before the ATAI Life Sciences N.V's next annual meeting or May 16, 2024 Read SEC document |
| March 29, 2023 Filed Mar 29, 2023 16:05 UTC | Atai Beckley N.V. ATAI · Entity 72536 | PurchaseCommon Shares | 1,214,297 | $1.32 | $1,600,443.45 |
DisclosureSEC source: 0000899243-23-009973 · doc4.xml · nonDerivative · entry 1 Apeiron Investment Group Ltd. · CIK 0001845711 · 10% owner Angermayer Christian · CIK 0001845872 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Apeiron Investment Group Ltd. Disclosed balance after: 32,086,697 Read SEC document |
| February 23, 2023 Filed Feb 28, 2023 01:10 UTC | Faeth Therapeutics, Inc. SNSE · Entity 5029 | PurchaseCommon Stock | 1,100 | $1.60 | $1,762.53 |
DisclosureSEC source: 0000921895-23-000615 · form413506002_02272023.xml · nonDerivative · entry 2 Apeiron Investment Group Ltd. · CIK 0001845711 · 10% owner Angermayer Christian · CIK 0001845872 · 10% owner Presight Sensei Co-Invest Fund, L.P. · CIK 0001828422 · See Explanation of Responses Presight Co-Invest Management, L.L.C. · CIK 0001846009 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Apeiron Investment Group Ltd. Disclosed balance after: 2,485,923 F1 · security: This Form 4 is filed jointly by Apeiron Investment Group Ltd. ("Apeiron"), Christian Angermayer, Presight Sensei Co-Invest Fund, L.P. ("Presight Co-Invest") and Presight Sensei Co-Invest Management, L.L.C. ("Presight Co-Invest Management", and collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: Securities owned directly by Apeiron. Mr. Angermayer, as the majority shareholder of Apeiron, may be deemed to beneficially own the securities owned directly by Apeiron. Read SEC document |
| February 23, 2023 Filed Feb 28, 2023 01:10 UTC | Faeth Therapeutics, Inc. SNSE · Entity 5029 | PurchaseCommon Stock | 1,100 | $1.62 | $1,776.50 |
DisclosureSEC source: 0000921895-23-000615 · form413506002_02272023.xml · nonDerivative · entry 1 Apeiron Investment Group Ltd. · CIK 0001845711 · 10% owner Angermayer Christian · CIK 0001845872 · 10% owner Presight Sensei Co-Invest Fund, L.P. · CIK 0001828422 · See Explanation of Responses Presight Co-Invest Management, L.L.C. · CIK 0001846009 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Apeiron Investment Group Ltd. Disclosed balance after: 2,484,823 F1 · security: This Form 4 is filed jointly by Apeiron Investment Group Ltd. ("Apeiron"), Christian Angermayer, Presight Sensei Co-Invest Fund, L.P. ("Presight Co-Invest") and Presight Sensei Co-Invest Management, L.L.C. ("Presight Co-Invest Management", and collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: Securities owned directly by Apeiron. Mr. Angermayer, as the majority shareholder of Apeiron, may be deemed to beneficially own the securities owned directly by Apeiron. Read SEC document |
| May 25, 2022 Filed May 27, 2022 17:49 UTC | Atai Beckley N.V. ATAI · Entity 72536 | GrantStock Option · Derivative | 64,000 | $0.00 Strike: $3.84 | $0.00 |
DisclosureSEC source: 0000899243-22-019968 · doc4.xml · derivative · entry 1 Angermayer Christian · CIK 0001845872 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,000 Underlying: Common Shares · 64,000 shares Expires 2032-05-25 F1 · derivative.exercise_date: The stock option shall vest on the earlier of the day before ATAI Life Sciences N.V.'s next annual meeting or May 25, 2023. Read SEC document |
| April 29, 2022 Filed May 2, 2022 16:15 UTC | Atai Beckley N.V. ATAI · Entity 72536 | PurchaseCommon Shares | 21,900 | $4.47 | $97,801.02 |
DisclosureSEC source: 0000899243-22-016117 · doc4.xml · nonDerivative · entry 2 Apeiron Investment Group Ltd. · CIK 0001845711 · 10% owner Angermayer Christian · CIK 0001845872 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Apeiron Presight Capital Fund II, L.P. Disclosed balance after: 1,799,302 F2 · price: The price reported in Column 4 is a weighted average price. The common shares were purchased in multiple transactions at prices ranging from $4.28 to $4.66 per share. The reporting persons undertake to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| April 28, 2022 Filed May 2, 2022 16:15 UTC | Atai Beckley N.V. ATAI · Entity 72536 | PurchaseCommon Shares | 34,700 | $4.46 | $154,689.13 |
DisclosureSEC source: 0000899243-22-016117 · doc4.xml · nonDerivative · entry 1 Apeiron Investment Group Ltd. · CIK 0001845711 · 10% owner Angermayer Christian · CIK 0001845872 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Apeiron Presight Capital Fund II, L.P. Disclosed balance after: 1,777,402 F1 · price: The price reported in Column 4 is a weighted average price. The common shares were purchased in multiple transactions at prices ranging from $4.22 to $4.64 per share. The reporting persons undertake to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| April 27, 2022 Filed Apr 28, 2022 16:26 UTC | Atai Beckley N.V. ATAI · Entity 72536 | PurchaseCommon Shares | 19,803 | $4.64 | $91,939.39 |
DisclosureSEC source: 0000899243-22-015852 · doc4.xml · nonDerivative · entry 2 Apeiron Investment Group Ltd. · CIK 0001845711 · 10% owner Angermayer Christian · CIK 0001845872 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Apeiron Presight Capital Fund II, L.P. Disclosed balance after: 1,742,702 F2 · price: The price reported in Column 4 is a weighted average price. The common shares were purchased in multiple transactions at prices ranging from $4.54 to $4.77 per share. The reporting persons undertake to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| April 26, 2022 Filed Apr 28, 2022 16:26 UTC | Atai Beckley N.V. ATAI · Entity 72536 | PurchaseCommon Shares | 46,207 | $4.69 | $216,627.66 |
DisclosureSEC source: 0000899243-22-015852 · doc4.xml · nonDerivative · entry 1 Apeiron Investment Group Ltd. · CIK 0001845711 · 10% owner Angermayer Christian · CIK 0001845872 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Apeiron Presight Capital Fund II, L.P. Disclosed balance after: 1,722,899 F1 · price: The price reported in Column 4 is a weighted average price. The common shares were purchased in multiple transactions at prices ranging from $4.58 to $4.80 per share. The reporting persons undertake to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| April 25, 2022 Filed Apr 26, 2022 16:15 UTC | Atai Beckley N.V. ATAI · Entity 72536 | PurchaseCommon Shares | 8,961 | $4.78 | $42,842.54 |
DisclosureSEC source: 0000899243-22-015653 · doc4.xml · nonDerivative · entry 2 Apeiron Investment Group Ltd. · CIK 0001845711 · 10% owner Angermayer Christian · CIK 0001845872 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Apeiron Presight Capital Fund II, L.P. Disclosed balance after: 1,676,692 F2 · price: The price reported in Column 4 is a weighted average price. The common shares were purchased in multiple transactions at prices ranging from $4.72 to $4.80 per share. The reporting persons undertake to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| April 22, 2022 Filed Apr 26, 2022 16:15 UTC | Atai Beckley N.V. ATAI · Entity 72536 | PurchaseCommon Shares | 52,820 | $4.83 | $254,962.14 |
DisclosureSEC source: 0000899243-22-015653 · doc4.xml · nonDerivative · entry 1 Apeiron Investment Group Ltd. · CIK 0001845711 · 10% owner Angermayer Christian · CIK 0001845872 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Apeiron Presight Capital Fund II, L.P. Disclosed balance after: 1,667,731 F1 · price: The price reported in Column 4 is a weighted average price. The common shares were purchased in multiple transactions at prices ranging from $4.77 to $4.90 per share. The reporting persons undertake to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| April 21, 2022 Filed May 3, 2022 16:16 UTC | Atai Beckley N.V. ATAI · Entity 72536 | PurchaseCommon Shares | 68,688 | $4.95 | $340,039.94 |
DisclosureSEC source: 0000899243-22-016301 · doc4.xml · nonDerivative · entry 2 Apeiron Investment Group Ltd. · CIK 0001845711 · 10% owner Angermayer Christian · CIK 0001845872 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Apeiron Presight Capital Fund II, L.P. Disclosed balance after: 1,614,911 F2 · price: The price reported in Column 4 is a weighted average price. The common shares were purchased in multiple transactions at prices ranging from $4.87 to $5.10 per share. The reporting persons undertake to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| April 20, 2022 Filed May 3, 2022 16:16 UTC | Atai Beckley N.V. ATAI · Entity 72536 | PurchaseCommon Shares | 67,703 | $5.09 | $344,513.49 |
DisclosureSEC source: 0000899243-22-016301 · doc4.xml · nonDerivative · entry 1 Apeiron Investment Group Ltd. · CIK 0001845711 · 10% owner Angermayer Christian · CIK 0001845872 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Apeiron Presight Capital Fund II, L.P. Disclosed balance after: 1,546,223 F1 · price: The price reported in Column 4 is a weighted average price. The common shares were purchased in multiple transactions at prices ranging from $5.02 to $5.20 per share. The reporting persons undertake to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| April 19, 2022 Filed Apr 20, 2022 16:30 UTC | Atai Beckley N.V. ATAI · Entity 72536 | PurchaseCommon Shares | 65,315 | $5.13 | $334,739.38 |
DisclosureSEC source: 0000899243-22-015168 · doc4.xml · nonDerivative · entry 2 Apeiron Investment Group Ltd. · CIK 0001845711 · 10% owner Angermayer Christian · CIK 0001845872 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Apeiron Presight Capital Fund II, L.P. Disclosed balance after: 1,478,520 F2 · price: The price reported in Column 4 is a weighted average price. The common shares were purchased in multiple transactions at prices ranging from $5.00 to $5.20 per share. The reporting persons undertake to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| April 18, 2022 Filed Apr 20, 2022 16:30 UTC | Atai Beckley N.V. ATAI · Entity 72536 | PurchaseCommon Shares | 54,322 | $5.11 | $277,656.04 |
DisclosureSEC source: 0000899243-22-015168 · doc4.xml · nonDerivative · entry 1 Apeiron Investment Group Ltd. · CIK 0001845711 · 10% owner Angermayer Christian · CIK 0001845872 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Apeiron Presight Capital Fund II, L.P. Disclosed balance after: 1,413,205 F1 · price: The price reported in Column 4 is a weighted average price. The common shares were purchased in multiple transactions at prices ranging from $5.06 to $5.20 per share. The reporting persons undertake to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| April 14, 2022 Filed Apr 18, 2022 16:15 UTC | Atai Beckley N.V. ATAI · Entity 72536 | PurchaseCommon Shares | 4,967 | $5.19 | $25,778.73 |
DisclosureSEC source: 0000899243-22-014963 · doc4.xml · nonDerivative · entry 1 Apeiron Investment Group Ltd. · CIK 0001845711 · 10% owner Angermayer Christian · CIK 0001845872 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Apeiron Presight Capital Fund II, L.P. Disclosed balance after: 1,358,883 F1 · price: The price reported in Column 4 is a weighted average price. The common shares were purchased in multiple transactions at prices ranging from $5.13 to $5.20 per share. The reporting persons undertake to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| April 12, 2022 Filed Apr 14, 2022 16:15 UTC | Atai Beckley N.V. ATAI · Entity 72536 | PurchaseCommon Shares | 55,197 | $4.88 | $269,560.07 |
DisclosureSEC source: 0000899243-22-014797 · doc4.xml · nonDerivative · entry 1 Apeiron Investment Group Ltd. · CIK 0001845711 · 10% owner Angermayer Christian · CIK 0001845872 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Apeiron Presight Capital Fund II, L.P. Disclosed balance after: 1,353,916 F1 · price: The price reported in Column 4 is a weighted average price. The common shares were purchased in multiple transactions at prices ranging from $4.84 to $4.90 per share. The reporting persons undertake to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| April 11, 2022 Filed Apr 12, 2022 16:30 UTC | Atai Beckley N.V. ATAI · Entity 72536 | PurchaseCommon Shares | 53,926 | $4.83 | $260,554.25 |
DisclosureSEC source: 0000899243-22-014575 · doc4.xml · nonDerivative · entry 2 Apeiron Investment Group Ltd. · CIK 0001845711 · 10% owner Angermayer Christian · CIK 0001845872 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Apeiron Presight Capital Fund II, L.P. Disclosed balance after: 1,298,719 F2 · price: The price reported in Column 4 is a weighted average price. The common shares were purchased in multiple transactions at prices ranging from $4.78 to $4.90 per share. The reporting persons undertake to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| April 08, 2022 Filed Apr 12, 2022 16:30 UTC | Atai Beckley N.V. ATAI · Entity 72536 | PurchaseCommon Shares | 57,689 | $4.81 | $277,639.85 |
DisclosureSEC source: 0000899243-22-014575 · doc4.xml · nonDerivative · entry 1 Apeiron Investment Group Ltd. · CIK 0001845711 · 10% owner Angermayer Christian · CIK 0001845872 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Apeiron Presight Capital Fund II, L.P. Disclosed balance after: 1,244,793 F1 · price: The price reported in Column 4 is a weighted average price. The common shares were purchased in multiple transactions at prices ranging from $4.70 to $4.90 per share. The reporting persons undertake to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| April 06, 2022 Filed Apr 7, 2022 16:15 UTC | Atai Beckley N.V. ATAI · Entity 72536 | PurchaseCall Option (right to purchase) · Derivative | 1,000,000 | $0.96 Strike: $10.10 | $959,800.00 |
DisclosureSEC source: 0000899243-22-014260 · doc4.xml · derivative · entry 1 Apeiron Investment Group Ltd. · CIK 0001845711 · 10% owner Angermayer Christian · CIK 0001845872 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Apeiron Investment Group Ltd. Disclosed balance after: 1,000,000 Underlying: Common Shares · 1,000,000 shares Expires 2025-03-31 F1 · derivative.underlying_shares: On April 6, 2022, Apeiron Investment Group Ltd. ("Apeiron") finalized a capped call option transaction pursuant to which it shall have the right to purchase 1,000,000 Common Shares on March 31, 2025 at a price per share of $10.1030. In the event the trading price of the Common Shares exceeds $17.1751 on March 31, 2025, however, the number of shares that Apeiron shall be entitled to purchase pursuant to the option transaction shall be reduced proportionately to the amount by which such trading price exceeds $17.1751. Apeiron may also elect to settle the option transaction in cash in certain circumstances. Read SEC document |
| September 10, 2021 Filed Sep 13, 2021 16:30 UTC | Atai Beckley N.V. ATAI · Entity 72536 | GrantStock Option · Derivative | 128,000 | $0.00 Strike: $16.46 | $0.00 |
DisclosureSEC source: 0000899243-21-035676 · doc4.xml · derivative · entry 1 Angermayer Christian · CIK 0001845872 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,000 Underlying: Common Shares · 128,000 shares Expires 2031-09-10 F1 · derivative.exercise_date: The stock option shall vest with respect to a third of the underlying common shares on June 17, 2022 and in 24 substantially equal monthly installments thereafter until June 17, 2024. Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 16:15 UTC | Atai Beckley N.V. ATAI · Entity 72536 | PurchaseCommon Shares | 700,000 | $15.00 | $10,500,000.00 |
DisclosureSEC source: 0000899243-21-025736 · doc4.xml · nonDerivative · entry 1 Angermayer Christian · CIK 0001845872 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Apeiron Investment Group Ltd. Disclosed balance after: 20,185,200 F1 · ownership.nature: Apeiron Investment Group Ltd. is the co-managing member of Presight Capital Management I, LLC, which is the general partner of Presight II, L.P. Therefore, Apeiron Investment Group Ltd. may be deemed to share beneficial ownership of the Common Shares held by Presight II, L.P. Apeiron Investment Group Ltd. is owned and controlled by Christian Angermayer. Mr. Angermayer may be deemed to have beneficial ownership over the shares held by Apeiron Investment Group Ltd. and Presight II, L.P. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.