Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| QUICKLOGIC CorpQUIK · Entity 6355 | Director · PRESIDENT AND CEO | October 05, 2026 | October 07, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
QUICKLOGIC Corp
Report date October 05, 2026 · Filed October 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 45,763 |
Reported balance
After 2026-10-05 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-05 · Grant · Acquired 45,763 · Balance 45,763 F1: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F2: Restricted stock units vest 50% after one year after date of issuance and the remaining 50% after two years from the date of issuance, subject to continued employment of the grantee. |
Filing footnotes · ownership attribution and instrument terms
F1: Each RSU represents a contingent right to receive one share of the Issuer's common stock.
F2: Restricted stock units vest 50% after one year after date of issuance and the remaining 50% after two years from the date of issuance, subject to continued employment of the grantee.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 08, 2019 Filed Sep 10, 2019 17:47 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Tax withholdingCommon Stock | 5,667 | $0.36 | $2,046.35 |
DisclosureSEC source: 0001179110-19-010195 · edgar.xml · nonDerivative · entry 2 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,628 F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| September 08, 2019 Filed Sep 10, 2019 17:47 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 16,387 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-010195 · edgar.xml · nonDerivative · entry 1 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,295 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2019 Filed Aug 13, 2019 19:00 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Unit · Derivative | 18,130 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-009419 · edgar.xml · derivative · entry 3 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,519 Underlying: Common Stock · 18,130 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. F4 · derivative.expiration_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| August 10, 2019 Filed Aug 13, 2019 19:00 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Tax withholdingCommon Stock | 6,270 | $0.33 | $2,064.08 |
DisclosureSEC source: 0001179110-19-009419 · edgar.xml · nonDerivative · entry 2 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,908 F2 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| August 10, 2019 Filed Aug 13, 2019 19:00 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 18,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-009419 · edgar.xml · nonDerivative · entry 1 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,178 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on August 10, 2017. Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 20:02 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Unit · Derivative | 32,775 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-003734 · edgar.xml · derivative · entry 3 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,323 Underlying: Common Stock · 32,775 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date. F2 · derivative.expiration_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date. Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 20:02 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Tax withholdingCommon Stock | 13,399 | $0.73 | $9,814.77 |
DisclosureSEC source: 0001179110-19-003734 · edgar.xml · nonDerivative · entry 2 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,048 F3 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 20:02 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 32,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-003734 · edgar.xml · nonDerivative · entry 1 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 21:57 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Unit · Derivative | 18,129 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002150 · edgar.xml · derivative · entry 3 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,649 Underlying: Common Stock · 18,129 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on August 10, 2017. F2 · derivative.exercise_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 21:57 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Tax withholdingCommon Stock | 7,412 | $0.86 | $6,374.32 |
DisclosureSEC source: 0001179110-19-002150 · edgar.xml · nonDerivative · entry 2 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,672 F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 21:57 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 18,129 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002150 · edgar.xml · nonDerivative · entry 1 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,084 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on August 10, 2017. Read SEC document |
| December 18, 2018 Filed Dec 20, 2018 22:48 UTC Amendment | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Unit · Derivative | 1,100 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-014197 · edgar.xml · derivative · entry 3 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. F2 · derivative.exercise_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| December 18, 2018 Filed Dec 20, 2018 22:48 UTC Amendment | QUICKLOGIC Corp QUIK · Entity 6355 | Tax withholdingCommon Stock | 381 | $0.85 | $323.85 |
DisclosureSEC source: 0001179110-18-014197 · edgar.xml · nonDerivative · entry 2 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,955 F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| December 18, 2018 Filed Dec 20, 2018 22:48 UTC Amendment | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-014197 · edgar.xml · nonDerivative · entry 1 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. Read SEC document |
| December 18, 2018 Filed Dec 20, 2018 21:26 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Unit · Derivative | 1,100 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-014182 · edgar.xml · derivative · entry 3 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. F2 · derivative.exercise_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| December 18, 2018 Filed Dec 20, 2018 21:26 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Tax withholdingCommon Stock | 381 | $0.85 | $323.85 |
DisclosureSEC source: 0001179110-18-014182 · edgar.xml · nonDerivative · entry 2 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,955 F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| December 18, 2018 Filed Dec 20, 2018 21:26 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-014182 · edgar.xml · nonDerivative · entry 1 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. Read SEC document |
| December 18, 2018 Filed Dec 20, 2018 21:26 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Unit · Derivative | 1,100 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-014181 · edgar.xml · derivative · entry 3 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. F2 · derivative.exercise_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| December 18, 2018 Filed Dec 20, 2018 21:26 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Tax withholdingCommon Stock | 381 | $0.85 | $323.85 |
DisclosureSEC source: 0001179110-18-014181 · edgar.xml · nonDerivative · entry 2 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,955 F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| December 18, 2018 Filed Dec 20, 2018 21:26 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-014181 · edgar.xml · nonDerivative · entry 1 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. Read SEC document |
| October 25, 2018 Filed Oct 26, 2018 20:22 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Units · Derivative | 18,293 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-012353 · edgar.xml · derivative · entry 4 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,293 shares Expires 2018-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 25, 2018 Filed Oct 26, 2018 20:22 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | GrantRestricted Stock Units · Derivative | 18,293 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-012353 · edgar.xml · derivative · entry 3 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,293 Underlying: Common Stock · 18,293 shares Expires 2018-10-25 Read SEC document |
| October 25, 2018 Filed Oct 26, 2018 20:22 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Tax withholdingCommon Stock | 6,162 | $0.82 | $5,052.84 |
DisclosureSEC source: 0001179110-18-012353 · edgar.xml · nonDerivative · entry 2 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,236 F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| October 25, 2018 Filed Oct 26, 2018 20:22 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 18,293 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-012353 · edgar.xml · nonDerivative · entry 1 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,398 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 21:06 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Unit · Derivative | 36,260 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-010580 · edgar.xml · derivative · entry 3 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,778 Underlying: Common Stock · 36,260 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on August 10, 2017. F2 · derivative.exercise_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on February 10, 2019. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on February 10, 2019. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 21:06 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Tax withholdingCommon Stock | 12,213 | $1.10 | $13,434.30 |
DisclosureSEC source: 0001179110-18-010580 · edgar.xml · nonDerivative · entry 2 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,105 F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 21:06 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 36,260 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-010580 · edgar.xml · nonDerivative · entry 1 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,318 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on August 10, 2017. Read SEC document |
| June 18, 2018 Filed Jun 19, 2018 22:32 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Unit · Derivative | 1,100 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-008804 · edgar.xml · derivative · entry 3 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,100 Underlying: Common Stock · 1,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. F2 · derivative.exercise_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| June 18, 2018 Filed Jun 19, 2018 22:32 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Tax withholdingCommon Stock | 371 | $1.21 | $448.91 |
DisclosureSEC source: 0001179110-18-008804 · edgar.xml · nonDerivative · entry 2 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,058 F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| June 18, 2018 Filed Jun 19, 2018 22:32 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-008804 · edgar.xml · nonDerivative · entry 1 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,429 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. Read SEC document |
| June 18, 2018 Filed Jun 19, 2018 22:32 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Unit · Derivative | 1,100 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-008803 · edgar.xml · derivative · entry 3 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,100 Underlying: Common Stock · 1,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. F2 · derivative.exercise_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| June 18, 2018 Filed Jun 19, 2018 22:32 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Tax withholdingCommon Stock | 371 | $1.21 | $448.91 |
DisclosureSEC source: 0001179110-18-008803 · edgar.xml · nonDerivative · entry 2 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,058 F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| June 18, 2018 Filed Jun 19, 2018 22:32 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-008803 · edgar.xml · nonDerivative · entry 1 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,429 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. Read SEC document |
| June 18, 2018 Filed Jun 19, 2018 22:32 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Unit · Derivative | 1,100 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-008802 · edgar.xml · derivative · entry 3 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,100 Underlying: Common Stock · 1,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. F2 · derivative.exercise_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| June 18, 2018 Filed Jun 19, 2018 22:32 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Tax withholdingCommon Stock | 371 | $1.21 | $448.91 |
DisclosureSEC source: 0001179110-18-008802 · edgar.xml · nonDerivative · entry 2 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,058 F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| June 18, 2018 Filed Jun 19, 2018 22:32 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-008802 · edgar.xml · nonDerivative · entry 1 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,429 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. Read SEC document |
| May 29, 2018 Filed Jun 6, 2018 00:42 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | OtherWarrant · Derivative | 3,479 | $0.00 Strike: $1.38 | $13.92 |
DisclosureSEC source: 0001179110-18-008136 · edgar.xml · derivative · entry 2 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,479 Underlying: Common Stock · 3,479 shares Expires 2023-05-29 F1 · kind: Common Stock and Warrants purchased through a Private Placement related to the $15.5 Million Public Offering of Common Stock which closed on May 29, 2018, and was facilitate by Craig-Hallum Capital Group. Read SEC document |
| May 29, 2018 Filed Jun 6, 2018 00:42 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | OtherCommon Stock | 8,696 | $1.15 | $9,965.62 |
DisclosureSEC source: 0001179110-18-008136 · edgar.xml · nonDerivative · entry 1 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,329 F1 · kind: Common Stock and Warrants purchased through a Private Placement related to the $15.5 Million Public Offering of Common Stock which closed on May 29, 2018, and was facilitate by Craig-Hallum Capital Group. Read SEC document |
| March 08, 2018 Filed Mar 13, 2018 01:46 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | GrantRestricted Stock Unit · Derivative | 131,098 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-004104 · edgar.xml · derivative · entry 1 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,098 Underlying: Common Stock · 131,098 shares Expires not disclosed F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date. F2 · derivative.expiration_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 21:44 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Unit · Derivative | 1,100 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-015721 · edgar.xml · derivative · entry 3 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,200 Underlying: Common Stock · 1,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. F2 · derivative.exercise_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 21:44 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Tax withholdingCommon Stock | 414 | $1.68 | $695.52 |
DisclosureSEC source: 0001179110-17-015721 · edgar.xml · nonDerivative · entry 2 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,633 F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 21:44 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-015721 · edgar.xml · nonDerivative · entry 1 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 23:28 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | GrantRestricted Stock Units · Derivative | 145,038 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-011475 · edgar.xml · derivative · entry 1 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,038 Underlying: Common Stock · 145,038 shares Expires not disclosed F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: 25% of the RSUs shall vest on the one-year anniversary of the date of grant and one eighth (1/8th) of the RSUs shall vest every six months thereafter. F2 · derivative.expiration_date: 25% of the RSUs shall vest on the one-year anniversary of the date of grant and one eighth (1/8th) of the RSUs shall vest every six months thereafter. Read SEC document |
| June 18, 2017 Filed Jun 20, 2017 22:21 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Unit · Derivative | 1,100 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-009355 · edgar.xml · derivative · entry 3 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,300 Underlying: Common Stock · 1,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. F2 · derivative.exercise_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| June 18, 2017 Filed Jun 20, 2017 22:21 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Tax withholdingCommon Stock | 414 | $1.20 | $496.80 |
DisclosureSEC source: 0001179110-17-009355 · edgar.xml · nonDerivative · entry 2 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,947 F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| June 18, 2017 Filed Jun 20, 2017 22:21 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-009355 · edgar.xml · nonDerivative · entry 1 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,361 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. Read SEC document |
| March 28, 2017 Filed Apr 17, 2017 18:50 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | PurchaseCommon Stock | 7,000 | $1.50 | $10,500.00 |
DisclosureSEC source: 0001179110-17-006008 · edgar.xml · nonDerivative · entry 1 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,261 F1 · kind: Shares were purchased through a Private Placement related to the $15.0 Million Public Offering of Common Stock which closed on March 28, 2017, and was facilitated by Craig-Hallum Capital Group. Read SEC document |
| December 18, 2016 Filed Dec 20, 2016 17:41 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Unit · Derivative | 1,100 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-033284 · edgar.xml · derivative · entry 3 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,400 Underlying: Common Stock · 1,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. F2 · derivative.exercise_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| December 18, 2016 Filed Dec 20, 2016 17:41 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Tax withholdingCommon Stock | 414 | $1.20 | $496.80 |
DisclosureSEC source: 0001179110-16-033284 · edgar.xml · nonDerivative · entry 2 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,261 F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| December 18, 2016 Filed Dec 20, 2016 17:41 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-033284 · edgar.xml · nonDerivative · entry 1 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,675 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.